What Key Club Medals Do They Give to High School Graduates When Having Qa Lot of Volunterring Hours
What is the impact of teacher professional development on student learning outcomes? This is a critical question asked increasingly often by policy-makers, school leadership teams, teacher professional associations and many others with a stake in providing high quality teaching for all students. Recent work in the Teaching and Learning Research Group at the Australian Council for Educational Research has explored this critical question in a number of evaluation studies of teacher professional development. This chapter outlines some key research findings, and concludes that more is now understood about what constitutes effective professional development and about the links between such professional development, changes in teachers' knowledge and practice, and improved learning outcomes. This has implications for evaluations of teacher professional development programs; it also has implications for the timing of evaluation questionnaires and for the nature of information collected in those evaluations.
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HANDBOOK OF TEACHER
EDUCATION
Globalization, Standards and
Professionalism in Times of Change
Edited by
TONY TOWNSEND
Florida Atlantic University, Boca Raton, U.S.A.
and
RICHARD BATES
Deakin University, Geelong, VIC, Australia
A C.I.P. Catalogue record for this book is available from the Library of Congress.
ISBN-10 1-4020-4773-8 (ebook)
ISBN-13 978-1-4020-4773-2 (ebook)
ISBN-10 1-4020-4772-X (HB)
ISBN-13 978-1-4020-4772-5 (HB)
Published by Springer,
P.O. Box 17, 3300 AA Dordrecht, The Netherlands.
www.springer.com
Printed on acid-free paper
All Rights Reserved
© 2007 Springer
No part of this work may be reproduced, stored in a retrieval system, or transmitted
in any form or by any means, electronic, mechanical, photocopying, microfilming, recording
or otherwise, without written permission from the Publisher, with the exception
of any material supplied specifically for the purpose of being entered
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for exclusive use by the purchaser of the work.
Printed in the Netherlands.
TABLE OF CONTENTS
PREFACE ix
SECTION ONE
GLOBALIZATION AND DIVERSITY:
PROMISE OR PROBLEM?
1. TONY TOWNSEND AND R ICHARD B ATES / Teacher Education in a
New Millennium: Pressures and Possibilities 3
2. JONATHAN J ANSEN / Learning and Leading in a Globalized World:
The Lessons from South Africa 25
3. AHMED M. AL -HINAI / The Interplay between Culture, Teacher
Professionalism and Teachers' Professional Development at
Times of Change 41
4. KONAI HELU T HAMAN / Partnerships for Progressing Cultural
Democracy in Teacher Education in Pacific Island Countries 53
5. JANINKA GREENWOOD AND L IZ B ROWN / The Treaty, the Institution and
the Chalkface: An Institution-wide Project in Teacher Education 67
6. IVAN REID , KEVIN BRAIN AND LOUISE COMERFORD BOYES / Where have
all the Teachers Gone? Gone to be Leaders, Everyone 79
SECTION TWO
STANDARDS AND ACCOUNTABILITY:
WHAT DOES IT MEAN TO BE A GOOD TEACHER AND
HOW CAN WE MAKE IT HAPPEN?
7. DAVID G. I MIG AND S COTT R. I MIG / Quality in Teacher Education:
Seeking a Common Definition 95
8. MIKE NEWBY / Standards and Professionalism: Peace Talks? 113
9. RICHARD BATES / Regulation and Autonomy in Teacher Education:
System or Democracy? 127
10. LAWRENCE A NGUS / Globalisation and the Reshaping of Teacher
Professional Culture: Do We Train Competent Technicians or
Informed Players in the Policy Process? 141
11. A YSEN B AKIOGLU AND O ZGE H ACIFAZLIOGLU / Academics'Perceptions
of Private University Establishment Standards and
Teaching Quality 157
v
vi
SECTION THREE
TEACHER PREPARATION: GETTING THE BRIGHTEST AND
MAKING THEM THE BEST
12. BEVERLEY JANE / Mentoring in Teacher Education: An Experience that
Makes a Difference for Fledgling University Students 179
13. JANETTE R YAN / Exploring 'Lifewide Learning' as a Vehicle for Shifting
Pre-service Teachers' Conceptions of Teaching and Learning 193
14. DAVID ZYNGIER / Productive Pedagogies: Seeking a Common Vocabulary
and Framework for Talking about Pedagogy with Pre-service Teachers 205
15. ROBERT P. P ELTON / From Performing to Performance: Can the
Repositioning of Teacher Candidates Create a Measurable Impact on
Children's Achievement While Developing Positive Teaching
Dispositions? 219
16. RUTH GORINSKI AND GLORIA ABERNETHY / Maori Student Retention and
Success: Curriculum, Pedagogy and Relationships 229
17. MAHMOUD AL -WEHER AND MAJED ABU -JABER / The Effectiveness of
Teacher Preparation Programs in Jordan: A Case Study 241
18. L YDIA P UNGUR / Mentoring as the Key to a Successful Student
Teaching Practicum: A Comparative Analysis 267
19. TERI C. D AVIS AND B ARBARA M OELY / Preparing Pre-service
Teachers and Meeting the Diversity Challenge through Structured
Service-learning and Field Experiences in Urban Schools 283
20. LORELEI CARPENTER AND BETTE BLANCE / Teaching Internships and
the Learning Community 301
SECTION FOUR
TEACHER INDUCTION: FROM NEOPHYTE TO
PROFESSIONAL IN THREE EASY STEPS
21. IRIS RIGGS AND RUTH SANDLIN / Workplace Contexts of New Teachers:
An American Tradition of "Paying One's Dues" 317
22. H. JAMES MCLAUGHLIN AND G AIL E. B URNAFORD / Re-thinking the Basis
for "High Quality" Teaching: Teacher Preparation in Communities 331
23. ZACHARIAH O. WANZARE / The Transition Process: The Early Years of
Being a Teacher 343
24. JULIE KIGGINS AND BRIAN CAMBOURNE / The Knowledge Building
Community Program: A Partnership for Progress in
Teacher Education 365
25. VICTOR FORRESTER AND JANET DRAPER / Newly Qualified Teachers in
Hong Kong: Professional Development or Meeting one's Fate? 381
26. JANET DRAPER , FIONA CHRISTIE AND JIM O'BRIEN / Meeting the Standard?
The New Teacher Education Induction Scheme in Scotland 391
CONTENTS
SECTION FIVE
CONTINUOUS DEVELOPMENT OF TEACHERS:
THE CHALLENGE TO CHANGE
27. MARION MEIERS / Teacher Professional Learning, Teaching Practice and
Student Learning Outcomes: Important Issues 409
28. CHENG M AY HUNG , AU KIT OI , P ANG K ING C HEE AND C HEUNG
LAI MAN / Defining the Meaning of Teacher Success in
Hong Kong 415
29. IVAN REID , KEVIN BRAIN AND LOUISE COMERFORD BOYES / Networked
Learning Communities: Joined up Working? 433
30. CHARLES PODHORSKY AND DOUGLAS FISHER / Lesson study:
An Opportunity for Teacher Led Professional Development 445
31. MICHAEL AIELLO AND KEVIN WATSON / An Alternative Approach to CPD:
an Evaluation of the Impact on Individual and Institutional
Development of an Action Learning Programme Run in Partnership
by an HE institution (HEI) and a Sixth Form College (SFC) 457
32. RUTH GORINSKI / Building Leadership Capability through Professional
Development: A New Zealand Case Study Analysis 465
33. JILL SMITH / A Case Study: The Dilemmas of Biculturalism in Education
Policy and Visual Arts Education Practice in Aotearoa-New Zealand 479
34. HARRISON T SE / Professional Development through Transformation:
Linking Two Assessment Models of Teachers' Reflective Thinking
and Practice 495
35. AMY A.M. Y IP / Action Research and Tacit Knowledge: A Case of the
Project Approach 507
36. MARGARET T APLIN , DOROTHY NGFUNG PING AND HUANG FUQIAN /
The Impact of a Collaborative Model for Curriculum Restructuring
on Teachers' Professional Growth 523
37. DANJUN YING / Teacher Educators'Collaborative Inquiry in a Context
of Educational Innovation in China – A Case Study of RICH as a
Learning Community 539
SECTION SIX
THE REFLECTIVE PRACTITIONER: THE WAY FORWARD
38. NEIL HOOLEY / Participation and the Question of Knowledge 557
39. ALEX MOORE / Understanding the Social Self: The Role and Importance
of Reflexivity in Schoolteachers'Professional Learning 571
40. JOHN LOUGHRAN / Teachers as Leaders: Building a Knowledge Base of
Practice through Researching Practice 585
41. CHRISTOPHER DAY / School Reform and Transitions in Teacher
Professionalism and Identity 597
vii
CONTENTS
viii
42. EILEEN HONAN / Teachers Engaging in Research as Professional
Development 613
SECTION SEVEN
THE IMPACT OF TECHNOLOGY: TOOL OF THE
TRADE OR THE TERROR FOR TEACHERS?
43. GLENN RUSSELL AND GLENN FINGER / ICTs and Tomorrow's Teachers:
Informing and Improving the ICT Undergraduate Experience 627
44. P AUL GATHERCOAL , JUDITH CROWE , S ILVA K ARAYAN, THOMAS
MCCAMBRIDGE , SUSANNE MALISKI , DOUGLAS O. L OVE AND
GERRY W. M CK EAN / Webfolios: Authentic of State and
Accreditation Standards 641
45. MURIEL WELLS / Collaborative Online Projects in a Global Community 657
46. MANJULA W ANIGANAYAKE, S USAN W ILKS AND R ON L INSER /
Creating Thinking Professionals: Teaching and Learning about
Professional Practice Using Interactive Technology 675
47. CHRISTINE GARDNER AND JOHN WILLIAMSON / The Complexities of
Learning to Teach: "Just What Is It That I Am Doing?" 691
48. GLENN RUSSELL AND GEOFF ROMEO / Pre-Service Teachers
Self-perceptions of ICTE: An Australian Perspective 711
AFTERWORD
RICHARD BATES AND TONY TOWNSEND / The Future of Teacher
Education: Challenges and Opportunities 727
APPENDICES
The Editors 737
Information About the Authors 739
INDEX 745
CONTENTS
This book has its origins in conversations that started when the International Council
on Education for Teaching (ICET) and the Australian Teacher Education Association
(ATEA) jointly agreed to co-sponsor a World Assembly of Teacher Educators in
Melbourne in July 2003, hosted by Monash University. The editors of this book were
not only intimately involved in the management of the conference but had also been
key figures in the Associations involved. Tony Townsend had been secretary, and on the
national board of the South Pacific Association for Teacher Education (SPATE), which
later became ATEA and had previously managed a SPATE conference in Frankston,
Australia, in the 1980s. He is currently the President of ICET and now works at Florida
Atlantic University. Richard Bates has been a long time board member of ATEA and is
currently President of that organization. He is also a Board member of ICET.
The International Council on Education for Teaching (ICET) was founded in 1953
for the purpose of emphasizing international cooperation in educational development
in order to improve the quality of teacher education as well as to expand global edu-
cational opportunities for people in teacher education. Since that time, ICET has
developed into an international association of practitioners of teacher education,
policy and decision-makers in education, government and business dedicated to
global development through education. ICET is a Non-Governmental Organization
(NGO) and participates in NGO meetings and other UNESCO-sponsored confer-
ences around the world.
Scholars, administrator, practitioners from universities, colleges, departments and
institutes of education as well as members of government ministries, the teaching
profession and business leaders that are interested in educational development par-
ticipate in ICET and share their ideas, research and experience with other profes-
sionals from around the world. The main goals of ICET are:
●To foster international cooperation in improving the quality of preparation of
teachers, administrators and other education specialists through the development
of national, regional and international networks.
●To promote cooperation between higher education institutions, government and
the private sector to develop a worldwide network of resources for innovative pro-
grams in international educational development.
●To provide an international forum for the exchange of information and the dis-
cussion of issues and trends in education and development.
●To assist educational personnel training institutions all over the world to respond
to the need for improved facilities, diversified curricula and alternative and non-
traditional educational methods.
ix
PREFACE
x
The Australian Teacher Education Association (ATEA) is the major professional
association for teacher educators in Australia. The mission of the Australian Teacher
Education Association is to promote:
●The preservice and continuing education of teachers in all forms and contexts;
●teacher education as central in the educational enterprise of the nation;
●research on teacher education as a core endeavour.
The Association enacts this mission through several key strategies, namely:
●to foster improvement in initial teacher education;
●to engage in national advocacy for teacher education;
●to promote and support the teaching profession;
●to form strong links with individuals and organisations involved in educational
change;
●to improve the nature, quality and availability of professional development for
teachers educators, and
●to promote and disseminate research, ideas and practices, innovation and evalua-
tion in teacher education.
The Melbourne Conference was a good example of ICET and ATEA at their best.
With a partnership between an international and a national association, it was able to
bring key speakers and delegates from all over the world to consider its theme
'Teachers as Leaders: Teacher Education for a Global Profession'. The keynote
speakers and the papers contained topics of such interest that we felt that it was
timely to gather together a series of perspectives of critical issues facing teacher edu-
cation at this time. This idea was supported by Michel Lokhorst, then editor of
Kluwer-Springer and has been subsequently been followed through by Astrid
Noordermeer of Springer. The editors would like to acknowledge both people for
their support, without which this book could not have been published.
In addition, we dedicate this book to the thousands of teacher educators around the
world, many of whom are feeling under various types of pressure, from the commu-
nity and the government, from lack of funding and other resources and from an
increasingly difficult task that faces them, for their sustained commitment to devel-
oping young people into the teaching force necessary to confront a rapidly changing
and increasingly complex world.
PREFACE
SECTION ONE
GLOBALIZATION AND DIVERSITY:
PROMISE OR PROBLEM?
INTRODUCTION
Teacher education is currently facing a number of tensions as pressures have come from
many quarters in the last decade, with perhaps the most intense focus being on the issue
of teacher quality. This call for an improvement in the quality of teachers is welcomed
by many, but there are inherent dangers too. Cochran-Smith (2004a, p. 3) writes:
Over the past several years, a new consensus has emerged that teacher
quality is one of the most, if not the most, significant factor in students'
achievement and educational improvement. In a certain sense, of course,
this is good news, which simply affirms what most educators have believed
for years: teachers'work is important in students' achievement and in their
life chances. In another sense, however, this conclusion is problematic, even
dangerous. When teacher quality is unequivocally identified as the primary
factor that accounts for differences in student learning, some policy makers
and citizens may infer that individual teachers alone are responsible for the
successes and failures of the educational system despite the mitigation of
social and cultural contexts, support provided for teachers'ongoing devel-
opment, the historical failure of the system to serve particular groups, the
disparate resources devoted to education across schools and school sys-
tems, and the match or mismatch of school and community expectations
and values. Influenced by the new consensus about teacher quality, some
constituencies may infer that "teachers teaching better" is the panacea for
disparities in school achievement and thus conclude that everybody else is
off the hook for addressing the structural inequalities and differential power
relations that permeate our nation's schools.
The issue of increasingly varied demographic conditions that have led to students
from all over the world being in a single classroom, with the associated need for teach-
ers to deal with multiculturalism, whether they like it or not, has created a new com-
plexity not faced by most teachers a decade or so ago. Teacher shortages in some parts
of the world has led to the possibility of teachers moving from one country to another
as the demand for teachers and associated wage rates make teaching a market unlike we
have experienced before. As teachers increasingly are blamed for lack of student per-
formance, as politicians choose to offset any responsibility they have for the condi-
tions under which teachers work, so too, teacher educators are targeted as being one of
the problems associated with what is perceived to be low levels of student achievement.
TONY TOWNSEND AND RICHARD BATES
1. TEACHER EDUCATION IN A NEW
MILLENNIUM: PRESSURES AND POSSIBILITIES
3
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 3–22.
© 2007 Springer. Printed in the Netherlands.
4
These and other dilemmas for teacher education institutions and teacher educators
open up the opportunity for a detailed analysis of a number of major issues using data
collected from around the world. The key issues of globalization versus diversity, the
need for high quality pre-service programs, for well managed and supported integration
of new teachers into the teaching force and ongoing professional development for
that workforce, lead to two of the major factors that will impinge on the teaching
profession in the future; the need for the teacher to become a consistent, reflective
practitioner and the need to use rapidly developing technologies, both ICT and other
learning technologies, in an increasingly effective manner, to promote high quality
student learning for all students.
It is a fairly trying time for teacher educators, as well as for anyone else in education.
In many western countries, governments are now thinking that the cost of educating their
populations should be lowered at the same time as they expect school administrators,
teachers, and teacher educators, to do much more, in more difficult circumstances, than
they have ever done before. This has been translated by government as the need to have
'highly qualified teachers' in front of every classroom. US Secretary of Education,
Margaret Spellings, in her 2005 report on teacher quality argued the focus should be on:
… the essential principles for building outstanding teacher preparation
programs in the 21st century and … on the critical teaching skills all
teachers must learn. In particular, all teacher preparation programs
must provide teachers with solid and current content knowledge and
essential skills. These include the abilities to use research-based methods
appropriate for their content expertise; to teach diverse learners and to
teach in high-need schools; and to use data to make informed instruc-
tional decisions. Successful and promising strategies for promoting these
skills include making teacher education a university-wide commitment;
strengthening, broadening, and integrating field experience throughout
the preparation program; strengthening partnerships; and creating quality
mentoring and support programs.
(Spellings, 2005, p. iii)
Each of these strategies involves the necessity of doing things differently than how
they were done in the past. Typically, Colleges of Education are seen as being at the
bottom of the totem pole in universities, with some disciplines arguing that Teacher
Education shouldn't even be there in the first place.
As well, comparatively recent research activity, now called the school effectiveness
movement, has tried to show that schools can and do make a difference, as a refutation
of the earlier work by Coleman and others in the 1960s which concluded:
Schools bring little influence to bear on a child's achievement that is
independent of his background and general social context.
(Coleman et al ., 1966, p. 325)
However, the school effectiveness research has been a double-edged sword. As
Reynolds has argued, the school effectiveness research has had the positive effect of
TONY TOWNSEND AND RICHARD BATES
'helping to destroy the belief that schools can do nothing to change the society
around them … and the myth that the influence of the family is so strong on children's
development that they are unable to be affected by school' (Reynolds, 1994, p. 2), but
he also argues that it has had the negative effect of 'creating the widespread, popular
view that schools do not just make a difference, but that they make all the difference'
(Reynolds, 1994, p. 2).
This fairly new expectation that every student can and will be educated to high levels
of achievement, as typified by the No Child Left Behind Act in the USA, has been made
more difficult by a government that chooses to spend less on all forms of education
than previously. Although nearly 60% of Americans indicated they would vote for a
presidential candidate with a strong focus on public education and who would funnel
more resources into education (Public Education, 2004), in February 2005, President
Bush called for almost a 10% cut in education funding for the 2005–06 year, which
would have seen the elimination of 48 programs (AACTE Briefs, March 21, 2005).
The challenge is even greater when one looks at student achievement historically
in the United States. For almost thirty years, the percentage of students who achieve
proficiency has remained at approximately 30%. To imply that teachers, and teacher
educators, can somehow increase this percentage to 100% or somewhere close to it,
with less funding at the classroom level and less public support for the profession
than ever before suggests that No Child Left Behind might simply be another slogan
to disguise a chronic and perhaps unmovable level of underperformance. One might
ask why the richest country in the world, one that could put man on the moon, when
it put its mind to it, fails to educate nearly seventy percent of its people? One possible
answer is that, as a community, it chooses not to. A commitment to address the real
social issues that support underachievement in school would have far greater impli-
cations than any new slogan might have.
Instead, there have been reports in some parts of the world that suggest that teachers
are not well trained. Much of the criticism has been directed at the training institutions.
Schools of Education … are neither preparing teachers adequately to use
the concrete findings of the best research in education, nor are they pro-
viding their students with a thoughtful and academically rich background
in the fundamentals of what it means to be an outstanding educator.
(Steiner and Rozen, 2003, np)
Comments such as these have led to a lowering of status for teachers and, in many
cases, an unwillingness on the part of young people to enter the profession. To try
and overcome this, alternative ways of certifying teachers has emerged. The 2003
Report to Congress by then Secretary Rod Paige (see www.title2.org), indicated the
Bush government's commitment to 'raising the academic standards for teachers
while lowering the barriers that are keeping many talented people out of the teaching
profession' and the response to this has been twofold. First there has been a push to
increase the responsibility on Colleges of Education to improve what they do, and
this has been accompanied by more focused attention on certain areas (such as
5
TEACHER EDUCATION IN A NEW MILLENNIUM
6
Reading) and much higher standards of accreditation. Governments raised the expecta-
tions about the level of ability required by graduates of teacher education institutions,
to the extent that in some places, laws have been passed that hold Colleges of
Education responsible for the achievement of the students that their graduates teach,
regardless of the conditions under which they work in the field. If a principal com-
plains that a new teacher is not as good as they require, the College of Education
must undertake, at their cost, the remedial activity requested.
At the same time, many governments, because of the shortage of teachers available,
are setting up alternative methods for people to enter the teaching force. Some of
these alternative programs involve very little, if any, academic training in the practice
of pedagogy. Temporary Certification is handed out to almost anyone with a degree
and a willingness to do the job. Thus at a time when teacher education institutions are
being held accountable for their graduates, other people who may not have any training
at all are being encouraged to become teachers. If this is not a contradiction, we are
not sure what is.
David Imig, President of the American Association of Colleges of Teacher Education,
interpreted this as meaning 'increasing prospective teachers' content knowledge while
lowering requirements in pedagogy or teacher education' (Imig, 2004, p. 2). This has
brought about the situation where people who have an undergraduate degree in 'one
of the so-called core subjects' (Ibid, p. 2) are given a fast-track alternative program to
get them into the front of the classrooms as soon as possible. What is being said here
is that anyone who has the content knowledge can become a teacher. It suggests that
there is only minimal inherent training required to teach. This has led to the position
where 'instead of investing in traditional preparation, the government will continue
to invest millions in alternative certif ication and in studies that might show the success
of alternative efforts' (Ibid, p. 2).
This move to alternative certification closely parallels the move towards charter
schools as the chosen mechanism for improving public education in the US.
Here, schools are given the choice to opt out of the system and determine their own
course and future. The No Child Left Behind website (http://www.ed.gov/ nclb/land-
ing. jhtml?src pb) is instructive in that it is, in effect, an advertising mechanism
for charter schools. Yet all of the evidence suggests that charter schools, by and
large, are no more nor less successful than are public schools. As in the public
school system, the demographics of the students, the passion and ability of the
teachers and the pressure of the parents will lead to the outcomes the school has. In
some cases, charter schools have improved student achievement, in some cases they
have got worse, but in most cases the results are similar to what they were previ-
ously. One might argue, that since the parents had made the decision to remove their
child from the public school system, that the level of parental pressure in a charter
school would be higher than that in a comparative public school. If this was so, then
charter schools should make a difference. When they didn't, the US Government
conveniently changed the argument for having charter schools from one related to
quality to one related to choice.
TONY TOWNSEND AND RICHARD BATES
However, we would argue that such moves, at both the school and College of
Education level are based on at least a simplistic view, if not on completely
misguided perceptions, of the real world. This book seeks to focus on a number of
key issues that teacher educators must consider if the arguments being made above
are to be discussed in a rational and careful way. All of these things seem to oversim-
plify what is a very complex experience, namely learning. It may well be true that
what happens in classrooms and what happens in schools accounts for substantial
variance in student achievement, but at the very least, 40% of this variance can be
attributed to factors that are completely outside of the teachers' and the schools' con-
trol. Research is suggesting that we only know about 20% of the power of the human
mind at this point in time, but what we do know indicates that our experiences, both
in the community and at school, play a large role in how well we learn, what we learn
and what is likely to be the outcome of this learning.
The book is divided into seven separate but connected sections, each of which con-
siders one of these issues. The issues that are discussed, in a way that enables a multitude
of perspectives from different countries and systems to be considered, are:
●Globalization and Diversity: Promise or Problem?
●Standards and Accountability: What does it mean to be a Good Teacher and how
can we make it happen?
●Teacher Preparation: Getting the Brightest and Making them the Best
●Teacher Induction: From Neophyte to Professional in three easy steps
●Continuous Development of Teachers: The Challenge to Change
●The Reflective Practitioner: The Way Forward
●The Impact of Technology: Tool of the Trade or the Terror for Teachers?
In each of these sections we have provided a series of chapters, from authors in many
parts of the world, to consider ways in which these issues have impacted on various
systems. A brief description of what is contained in these sections follows
SECTION ONE: GLOBALIZATION
AND DIVERSITY: PROMISE OR PROBLEM?
Increasing globalization has impacted on teacher education in terms of teachers
now having to understand and cater for a diverse population. In certain parts of the
world there are now classrooms where a multitude of languages are spoken and
where different religious and cultural understandings must be considered when
teaching. A teacher can no longer assume that what seemed to be right to a white
western middle class community, will have meaning for students from other countries
that have different cultural values, different understandings of the values important
for human development and different habits and structures of knowledge. This
has brought about the need for a substantial shift in teacher attitudes about the
task and substantial change in terms of the teacher education program offered by
universities.
7
TEACHER EDUCATION IN A NEW MILLENNIUM
8
This is not seen as being positive by all commentators. The impact of the global
economy on education can make life difficult for teachers and may even make it
impossible for teachers to provide the type of education they were trained for:
The role and function of education are undergoing dramatic changes in
response to these economic imperatives. The notion of a broad liberal edu-
cation is struggling for its very survival in a context of instrumentalism and
technocratic rationality where the catchwords are "vocationalism," "skills
formation," "privatization," "commodification," and "managerialism."
(Smyth and Shacklock, 1998, p. 19)
This has led to a worldwide attempt to 'manage'what happens in schools by politicians
and others. The outcome has been a reductionist view of what schools and teachers
should do.
Coupled with this is a worldwide move towards recentralising control
over education through national curricula, testing, appraisal, policy
formulation, profiling, auditing, and the like, while giving the impression
of decentralization and handling control down locally. The image of edu-
cation is also revamped by reconfiguring the work of teaching so that
teachers appear more as deliverers of knowledge, testers of learning and
pedagogical technicians.
(Smyth and Shacklock, 1998, p. 20)
Certainly the diversity of most communities in many parts of the world has made
teaching and educating teachers much more difficult than it has ever been before
and there are expectations that teacher education needs to develop teachers who
have learned to teach with a cultural eye (Irvine, 2003). As well, people who are
trained to teach in a particular geographical area of the world (and governments are
pretty specific about what they want these days) may end up teaching in a different
part of the world or, at the very least, be teaching students from many parts of the
world and whose culture and context were not considered at all during the period in
training.
This section considers the issue of how globalization has impacted, in particular
on countries still trying to establish a strong all-inclusive education system, based
on the best ideas from other parts of the world but still maintaining the cultural
integrity of the people. First, Jonathan Jansen describes how the overthrow of the
apartheid regime brings new issues for educational development. A key focus of the
chapter will be on the intersections between power, policy and practice within
schools and classrooms; and on the ways in which teacher identities have been
shaped and re-shaped as a consequence. Simply bringing two previously separated
groups together in institutions of learning does not ensure reconciliation of the two
groups.
In Oman, where the government seeks to move from largely an expatriate workforce
to one that is mostly local, Ahmed M. Al-Hinai examines the way in which cultural
issues interact with the ways in which teachers become more professional.
TONY TOWNSEND AND RICHARD BATES
Konai Helu Thaman, from Fiji, discusses the concern among educators and educa-
tionists about the low quality of primary and secondary education in many Pacific
Island Countries despite over 30 years of mainly donor-aided educational reforms.
Some reasons for this include the apparent lack of ownership of the processes as well
as the content of school education by the people themselves and the continuing domi-
nance of foreign ideas and ideologies in Pacific school curricula.
Janinka Greenwood and Liz Brown, from New Zealand, consider the issue of quality
in western terms being balanced by the need to consider local culture. There is a need
to interpret a 150 year old treaty, the Treaty of Waitangi, in order to balance what the
indigenous people require with the demands of the globalized world. They also consider
how concepts of capacity building and decolonisation with a consideration of both
Maori and Pakeha (white) perspectives might be developed.
Finally, from England, Ivan Reid, Kevin Brain and Louise Comerford Boyes trace
the dramatic proliferation of leadership roles in English primary and secondary
schools, due mainly to central government education policy of the last two decades.
The chapter considers the ways in which teacher education institutions have
responded in terms of providing initial and in-service education and training to equip
the profession for this new and developing challenge.
SECTION TWO: STANDARDS AND ACCOUNTABILITY:
WHAT DOES IT MEAN TO BE A GOOD TEACHER
AND HOW CAN WE MAKE IT HAPPEN?
The Standards and Accountability movement, which started in schools more than a
decade ago, has now moved to the training of teachers as the next step in the process.
It has been argued that there are a number of factors that have led to the increasing
surveillance of teacher education:
Among these are a deep-seated and growing distrust of teacher education;
a change in the locus of control, with national policy emerging as a
dominant influence; restructuring of licensing and governance;
and reconceptualizing the nature of standards, with performance and
outcomes assuming a preeminent role.
(Roth, 1996, p. 242 cited in Tellez, 2003)
Unlike most other reforms in education, in curriculum, in pedagogy and in areas of
student welfare and support, that are mostly driven by teachers and administrators
seeking to improve what they do on a day to day basis, the standards and accounta-
bility movement has been driven by people outside of education, based mostly on the
idea that we can no longer trust educators to do what is right. Tellez (2003, p.11)
argues:
Like nearly every other reform of the twentieth century, the accountabil-
ity reforms of today did not emerge from the ranks of local educators'
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TEACHER EDUCATION IN A NEW MILLENNIUM
10
wishes or outcries of student need. Rather, such reforms, in retrospect,
have their origins in groups or organizations with enough power, money,
or combination of the two to dictate the reform dimensions.
He suggests that, rather than being done for any purpose of improvement, the
accountability movement became a new toy for politicians to play with:
The so-called success of the standards movement in K-12 has, I believe,
led to the creation of standards in teacher education. The political expe-
diency of the accountability movement has encouraged policy makers,
many of whom are otherwise friendly to the issues teachers and teacher
educators hold dear, to embrace standards wherever they are found.
Legislators have found a hammer in the accountability movement and
everything now looks like a nail. If standards and accountability have
worked in the K-12 system, then they should be applied to all the endeav-
ors funded by the state, including teacher education.
(Tellez, 2003, p. 11)
This section considers the tensions created by the standards and accountability move-
ment in various countries. David and Scott Imig discuss the scene in the US, which
perhaps has driven much of the standards and accountability activity in the last
decade where the political nature of the debate creates dangers for all concerned. They
focus on the politicalization of teacher education and speculate as to the reasons for
this movement, particularly in the context of the United States.
Then Mike Newby considers the progress in England, where surveillance has
replaced trust. He discusses the experience of teacher education and training that
has been dominated by the battle between the policy-makers and funders establish-
ing and inspecting standards of performance, on the one hand, and the practitioners
seeking an alternative model more faithful to the real work of teaching, on the
other.
Richard Bates discusses how increasing regulation raises many social and ethi-
cal issues in Australia and looks at the challenge such prescriptions pose to cur-
riculum, pedagogical and assessment strategies in schools and suggests that such
regulation serves the democratic state less well than a more autonomous form of
education.
Lawrence Angus provides details of how this plays out in one Australian school
and analyses how school managers and teachers deal with government policy inter-
vention and, in the process, both willingly and unwillingly become complicit in the
reconstruction of a global education policy agenda.
Finally, Aysen Bakioglu and Ozge Hacifazlioglu discuss the differences between
public and private universities in Turkey and how they are perceived by faculty work-
ing in them. The chapter discusses student views on their learning, the course content
and teaching methods and considers the implications of the trend for public universi-
ties to seek revenue through increasing teaching hours with a proportional decrease
in research.
TONY TOWNSEND AND RICHARD BATES
SECTION THREE: TEACHER PREPARATION:
GETTING THE BRIGHTEST AND MAKING THEM THE BEST
The concerns identified in the previous two sections, increasing globalization and
diversity and a focus on standards and accountability for teacher education come at a
time when many western nations are facing a teacher shortage of unprecedented
proportions. There are various predictions in the US that national demands will reach
2 million teachers in the next few years due to the factors mentioned above (Darling-
Hammond et al ., 1999; Oakes, et al ., 2002). So at a time when there are higher and
higher demands for the graduates of teacher education institutions, the need for putting
bodies in front of classrooms has led to a lowering of entry standards for people who
enter through other means. Darling-Hammond, et al . (2002, p. 286) report:
In California, for example, the number of teachers hired on emergency
permits increased from 12,000 in the early 1990s to more than 40,000 in
2001, or about 14% of the workforce (Shields et al., 2001). In California
and nationally, underqualified teachers are disproportionately assigned
to teach minority and low-income students (National Commission on
Teaching and America's Future, 1996, 1997).
However, it is necessary to make sure that such teachers have the skills required for
the job, regardless of how they came into the profession. It is not just finding any
teacher that is important, but finding the right teacher, with the right skills for
the right situation. Sleeter (2001, p. 94), after conducting an analysis of 80 studies
of the 'effects of various preservice teacher education strategies, including recruiting
and selecting students, cross-cultural immersion experiences, multicultural educa-
tion coursework, and program restructuring', argued:
Most of the research focuses on addressing the attitudes and lack of
knowledge of White preservice students. This review argues that
although this is a very important problem that does need to be addressed,
it is not the same as figuring out how to populate the teaching profession
with excellent multicultural and culturally responsive teachers.
There has also been concern expressed that teacher education institutions may not be
up to the task, mostly because of their resistance to change. While editor of the
Journal of Teacher Education, Marilyn Cochran-Smith (2001a, p. 347) wrote:
Despite many reform initiatives over the years, however, it has been
widely perceived that teacher education has been almost "impervious"
to genuine reform (Fullan, 1998; Goodlad, 1990), failing to keep pace
with the conditions of a changing society even when they threatened its
very existence (Imig & Switzer, 1996). Perhaps it is the combination of a
perceived historical failure to change coupled with the unprecedented
intensity of current public attention that have prompted so many recent
initiatives by prestigious national organizations and foundations that are
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TEACHER EDUCATION IN A NEW MILLENNIUM
12
related to teaching and teacher education, teachers' qualifications, and
teacher quality.
So the issue of recruiting and training new teachers is much more complex than it
was a decade ago. This section looks at a number of ways in which teacher education
institutions have attempted to ensure that the teachers being graduated from their
programs do have the skills and the desire necessary to move into the profession in
ways that will improve what happens in schools. First, Beverly Jane talks about the
need to mentor students into a university in the first place, as moving from school to
university can, in itself, lead to a high dropout rate. This chapter reveals, from the
perspective of one group of students, the process of group interaction in a mentoring
program, and how they came to find their identity as university students.
Janette Ryan argues that recent times have seen a questioning of content-driven,
discipline-based curricula in schools. There have been moves away from these
approaches towards curricula based on the skills and strategies required in a rapidly
changing world. This has resulted in initiatives aimed at promoting 'new learning'
approaches in schools. This chapter reports on an Australian university's initiative
that used the concept of 'lifewide learning', to encourage a shift in students' concep-
tualisations of teaching and learning.
Then, David Zyngier argues that Australian teacher educators and teachers have
become increasingly familiar with the notion of 'Productive Pedagogies', a product
of longitudinal research on school reform recently undertaken in Queensland. One of
its strengths has been its efficacy for teachers to talk about their pedagogical work.
This chapter considers the value of Productive Pedagogies as a metalanguage for
developing preservice teachers' knowledge and understanding of teaching.
Robert P. Pelton argues that teacher candidates have a long history of focusing on
"performing lessons" rather on their impact on children's achievement. The chapter
discusses the restructuring of the field placement component for a group of education
majors at a small private US college and demonstrates how Action Research was used
to shift the focus from "performing" lessons to the impact on, and the subsequent
performance of, young learners.
Ruth Gorinski & Gloria Abernethy, from New Zealand, report on the findings of
an investigative case study that sought to answer the question: "What are the issues
confronting Maori student participation and retention in one department in this
institution?" The chapter discusses the relationship between curricular transformation,
classroom pedagogy and relationships and enhanced retention and success for Maori
teaching students.
Mahmoud Al-Weher and Majed Abu-Jaber discuss three different methods of
teacher preparation in Jordan. The chapter argues that teacher preparation programs
where educational and academic courses were both taught excel over programs that
only have academic courses, based on teacher self-assessments, student assessment
of teachers, and school principals' assessments of teachers in five areas.
Lydia Pungur argues for the importance of the mentoring process in pre-service
training. The chapter argues that the essence of a successful teaching practicum is
TONY TOWNSEND AND RICHARD BATES
effective mentor-student teacher relationships and the forging of a close association
with the academic world. A conceptual model for an ideal student teaching program,
based on school coordinator, mentor teacher, and university facilitators working closely
together with common goals for the student teacher, is presented and discussed.
Then, Teri C. Davis and Barbara Moely discuss a recently-implemented teacher
preparation program that offers students a range of service-learning experiences
throughout their academic careers. Finally, Lorelei Carpenter and Bette Blance argue
that internship offered as an integral part of the teacher education programs, has wide
ranging benefits. These include the development of robust school university partner-
ships, the provision of professional development for practising teachers and the
provision of teacher education students with a sustained teaching experience that
prepares for the challenges and complexity of the classroom.
SECTION FOUR: TEACHER INDUCTION:
FROM NEOPHYTE TO PROFESSIONAL IN THREE EASY STEPS
Education systems and teacher education programs need to support the induction of
young teachers into the workforce in ways that ensure their retention over time.
Huling et al . (2001, p. 326) argue that the teacher shortage in the US has come about
because of three intersecting issues:
Today, the nation is facing an unprecedented teacher shortage that will
undoubtedly result in increased attention to alternative certification pro-
grams as a possible means of addressing the school-staffing crisis. The
teacher shortage is being created by a "triple whammy" of increasing
student enrollments, an aging teacher force transitioning from the class-
room into retirement, and a high teacher attrition rate, especially among
novice teachers.
It is the third of these causes, the high teacher attrition rate that this section seeks to
address. Kelley (2004, p. 438) argues:
Recent reports further suggest that staffing needs may not be due to overall
shortages of qualified teachers entering the profession but rather by large
numbers of teachers migrating to other schools or leaving the profession
altogether (Ingersoll, 2000, 2001, 2002). Ingersoll's (2001) analysis of the
national Schools and Staffing Survey and Teacher Follow-Up Survey found
that more than a third of beginning teachers leave the profession during
the first 3 years, and almost half leave after 5 years.
Cochran-Smith (2004b, pp. 387–388) concurs with this analysis of Ingersoll's work:
Ingersoll's analyses challenge the conventional wisdom that the teacher
shortage in the United States is due to a simple imbalance between supply
and demand caused by large numbers of teacher retirements, increased
student enrollments, and an insufficient supply of new teachers. Instead,
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TEACHER EDUCATION IN A NEW MILLENNIUM
14
Ingersoll reveals that it is true that both student enrollments and teacher
retirements have increased since the mid-1980s, that most schools now
have job openings, and that a significant number of schools have been
unable to find enough qualified teachers. However, it is not true that most
teachers who leave teaching do so because of retirement, and it also is not
true that an insufficient number of teachers is being produced. To the con-
trary, Ingersoll (2004) argues that although there are not necessarily
enough teachers produced in every field, there are overall, "more than
enough prospective teachers produced each year in the U.S. (p. 8).
It could be argued that much of this attrition is due to young teachers, who, newly
emerging from their training, are given the hardest classes, the most unruly students
and are left, by and large, to enter their classroom, shut the classroom door, and fend
for themselves. Kelley (2004, p. 438) argues:
Although other professions provide transitional assistance for new mem-
bers (e.g., residents in medicine, interns in architecture, and associates
in law), historically the education profession has ignored the support
needs of its new recruits and has been described as "the profession that
eats its young" (Halford, as cited in Renard, 1999, p. 227).
Although issues of induction into the teaching profession have come a long way since
this time, we could argue that we are still at the front end of the development. Sharon
Feiman-Nemser (2001, p. 17) argues:
There is growing interest in the problem of teacher induction and wide-
spread support for the idea of assigning experienced teachers to work
with beginning teachers. Still, we know relatively little about what
thoughtful mentor teachers do, how they think about their work, and
what novices learn from their interactions with them.
This section examines some of the activities that are currently occurring to support
young teachers to enter the profession in a way that will assist them to be successful.
First, Iris Riggs and Ruth Sandlin consider pre-induction and post-induction differ-
ences in mentors' self-perceived competence in professional teaching standards.
Mentors reported that their ability to implement each standard area significantly
changed in a positive direction after serving as an induction mentor. The chapter
argues that induction may not only be beneficial to new teachers but also to the mentor
teachers supporting the novices.
Jim McLaughlin and Gail Burnaford discuss the difficulty that the US faces in
training, employing and retaining sufficient high quality teachers for the needs that
are on the horizon. They argue that one of the characteristics of high quality teachers
is their ability to interact in a positive way with the community in which they work.
The chapter reports on the internship experiences of teacher students working in
Chicago and Mexico and identifies the positive outcomes for both the student and the
community.
TONY TOWNSEND AND RICHARD BATES
Then, Zachariah Wanzare discusses the transition from pre-service training into the
profession of teaching, a shift that is seldom smooth. Whereas most teachers in pre-
service training begin their education programs with confidence, optimism, and a
strong calling to the teaching profession, newly-qualified teachers' dreams, hopes,
aspirations, and optimism often turn into disappointments and frustration. This chapter
discusses the challenges experienced by beginning teachers during their transition into
the teaching profession and the strategies to facilitate their success in the workplace.
Julie Kiggins and Brian Cambourne consider three different but complimentary
perspectives concerning an alternative model of teacher education offered in an
Australian university. The chapter discusses the Knowledge Building Community
(KBC) Project, where an alternative model of teacher education was a joint venture
of a Faculty of Education, a Department of Education and a Teachers'Federation. The
chapter discusses the triadic partnership between preservice teachers, school-based
mentor teachers and university facilitators that was developed.
Then, Victor Forrester and Janet Draper consider issues related to the new teacher's
induction into the profession, including global and local influences such as educational
reforms, demographic changes, concern about standards and the professional ladder,
teacher supply and retention and pressures for school effectiveness and improvement,
which leave 'new' teachers bearing the brunt of new educational policies. They discuss
Nicholson and West's (1989) model of induction, which suggests four stages: prepara-
tion, encounter, adjustment and stabilisation and argue that good induction includes the
provision of useful information to staff both before and when they arrive in post, the
provision of support for survival in the early stages and feedback on their teaching.
Janet Draper, Fiona Christie and Jim O'Brien discuss a new probation arrangement
for teachers in Scotland, in the form of a new induction scheme, which saw new
teachers entitled to a one year training post with a 70% workload, 30% of working
time for professional development and 10% of an experienced teacher's time for sup-
port, but with a training grade salary and the imperative to meet the Standard for Full
Registration (SFR) by the end of the first year. The chapter explores the experiences
of beginning teachers drawing on data collected by interview and questionnaire from
the teachers themselves, their mentors, induction managers and employers.
SECTION FIVE: CONTINUOUS DEVELOPMENT OF
TEACHERS: THE CHALLENGE TO CHANGE
Levin and Rock (2003, p. 135) argue:
Recent scholarship on professional development for teachers calls for
change. According to Sparks and Hirsh (1997), it is time to find ways to
move beyond the dominant training-focused models of professional devel-
opment to modes that support learner-centered views of teaching.
Lieberman (1995) characterized effective professional development as that
which is grounded in inquiry, reflection, and participant driven experimen-
tation, naming the role of teacher-researcher as an appropriate means.
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TEACHER EDUCATION IN A NEW MILLENNIUM
16
The movement towards developing professional learning communities and networks
of teachers and others working together has become a major force in changing what
happens in schools. Lieberman (2000, p. 221) argues:
Educational reform networks are particularly well suited to making use
of new technology and institutional arrangements. By their very nature,
they are flexible, borderless, and innovative; they are able to create
collaborative environments, focus their efforts, and develop agendas that
grow and change with their participants.
This has changed the interactions that teachers have with each other and has resulted, in
many cases, in much more cross fertilization of what teachers do. Meier (1992, p. 602)
argues:
At the very least, one must imagine schools in which teachers are in
frequent conversation with each other about their work, have easy and
necessary access to each other's classrooms, take it for granted that they
should comment on each other's work, and have the time to develop
common standards for student work.
This section looks at some strategies used by teacher education institutions to foster
the further development of teachers after they have completed their initial training.
Marion Meiers argues that evaluation of teacher professional development can
operate on a number of levels. At one level, data can be gathered on the participants,
and on their general satisfaction with a professional development program or series
of activities. Other levels of evaluation can focus on the connections between the
professional development experience and changes to teachers'professional knowledge.
In turn, the connections between enhanced professional knowledge and teaching prac-
tices that lead to enhanced learning opportunities for students can be investigated.
Then, Cheng May Hung, Au Kit Oi, Pang King Chee and Cheung Lai Man discuss
a project that aims to develop knowledge on the concept of, and factors helping and
hindering, teacher success. It considers the ways in which teacher success is related
to teacher development, and whether appropriate professional development in the
course of a teacher's career can facilitate teacher success.
Ivan Reid, Kevin Brain and Louise Comerford Boyes review the British govern-
ment's initiative to set up Networked Learning Communities [NLCs], consisting of
groups of schools, within the broader current educational policies of England. Their
chapter identifies the role played by the National College of School Leadership in
this process, explores the extent to which the initiative's objectives are being reached
and assesses the effects on the teachers and schools involved.
Charles Podhorsky and Douglas Fisher argue that student achievement in the
United States has continued to decline over the past decade and that national and
state boards of education have attempted to remedy this problem by increasing
school accountability measures. However, instead of creating programs which focus
on improving the practice of teaching and learning, recent reform efforts have
focused on developing a 'teacher proof' curriculum. While these strategies may provide
TONY TOWNSEND AND RICHARD BATES
an opportunity for better curriculum alignment, they do not get at the core of student
failure, ineffective instructional practices.
Michael Aiello and Kevin Watson's chapter examines the possibility of creating an
approach to continuous professional development which combines institutional
development and the needs of the individual teacher as a learner and professional.
It examines a deliberate strategy of moving from action research to action learning,
and from learning communities to a learning organization. The chapter suggests that
the key element is the ongoing commitment and response to learning by the principal.
Then Ruth Gorinski argues that Maori students in compulsory schooling have histor-
ically performed less well than their non-Maori counterparts and that teachers in main-
stream schooling contexts have lower expectations of Maori students, fail to effectively
identify or reflect on how their practice impacts on the educational experiences of these
students, and have limited support to address these particular issues. There is an urgent
need to provide innovative and effective professional development for teachers that is
both supportive and enabling, to reverse the historical trends of Maori student under-
achievement. Findings from a New Zealand pilot study suggest that professional devel-
opment that is contextualised within practice settings is a critical success factor in
determining teachers' receptivity to modification and development of their practice.
In the next chapter, Jill Smith discusses the situation where Maori, the indigenous
people of New Zealand, are given protection of their taonga (treasures) by the Treaty
of Waitangi (1840). Under the Treaty all students are required to honour its principles
and become cognisant with Maori art and culture. The majority of art teachers in
New Zealand schools are European/Pakeha, however, thereby creating a dilemma on
how to fulfil the bicultural obligations. This chapter focuses on the problems faced by
non-indigenous art teachers; the questions raised about their roles and rights in
addressing indigenous knowledge; and the strategies used by a non-indigenous
teacher educator to mentor and empower them to gain the requisite knowledge and
understanding to work in the field with confidence, sensitivity and integrity.
Harrison Tse considers how the ability to reflect affects the professional development
of practicing teachers. This chapter reports on the appropriateness of linking two learn-
ing theories, the Experiential Learning Theory (Kolb, 1985) and the Transformative
Learning Theory (Mezirow, 1991), together. It reports on an instrument designed for
assessing teachers' reflective thinking and practice.
Amy Yip analyses and reports on the action processes of a Hong Kong second-
ary school adopting a multidisciplinary project approach where practitioners
problematised and reconstructed habitual practices in a cyclical mode where they
'plan-act-observe-reflect' on their daily professional experience. Teachers' tacit
knowledge had a significant impact on early identification of problems and suggest-
ing solutions to ensure the smooth running of the curriculum. The author argues that
it is time for university academics or experienced researchers to help teachers publi-
cize the 'tacit' to enrich the knowledge base for teaching and learning.
Margaret Taplin, Dorothy Ng Fung Ping and Huang Fuqian describe aspects of
teachers' professional growth during a two-year professional development program
in Guandong, China. The project was a part of national curriculum reform in
17
TEACHER EDUCATION IN A NEW MILLENNIUM
18
Mainland China, one component of which was to integrate values education across
the curriculum while simultaneously helping teachers to adopt current theories of
learning and teaching about values education.
Danjun Ying discusses the global discourse on how teachers can be supported in
their efforts to become professional learners, and be better prepared for their new
roles as facilitators and co-learners to promote student life-long learning. It considers
a task-based learning curriculum innovation, called Research-based learning,
Integrated curriculum, Community learning, and Humanistic outcomes (RICH), first
developed in 1997. The aim of RICH is to help students to become autonomous life-
long learners with critical thinking skills, open-mindedness, creativity, and a sense of
responsibility.
SECTION SIX: THE REFLECTIVE
PRACTITIONER: THE WAY FORWARD
In recent times there has been call for change in teacher education in ways that will
promote teachers being much more reflective in their practice (Jones, 1998;
Korthagen and Kessels, 1999; Ball, 2000; Wise and Leibbrand, 2001). Korthagen and
Kessels (1999, p. 4), argue teacher education programs need to link theory and
practice and "to integrate the two in such a way that it leads to integration within the
teacher". Similarly, Ball (2000, p. 244) maintains "We must understand better the
work that teachers do and analyze the role played by content knowledge in that
work". The importance of teachers engaging in reflective practice is recognized by
numerous researchers (Schön, 1983; Cochran-Smith and Lytle, 1999; Ball, 2000).
Loughran, (2002, p. 33) argues:
… for reflection to genuinely be a lens into the world of practice, it is
important that the nature of reflection be identified in such a way as to
offer ways of questioning taken-for-granted assumptions and encouraging
one to see his or her practice through others' eyes.
The best way for teachers to improve what they do is for them to reflect on their practice
and work with other teachers to help them understand what is needed for high
achievement. However, Cochran-Smith argues that the current standards movement,
which reduces the role of a teacher to the implementation of a few narrowly focused
outcomes, has a negative effect of this activity:
The image of teachers as professionals who learn from practice and
document the effect of their teaching on students'learning is a clear part
of the discourse of the new teacher education. Experienced as well as
prospective teachers are expected to function as reflective practitioners,
work collaboratively in learning communities, and demonstrate that
their teaching leads to increased student achievement. But, a narrow
interpretation of higher standards - and one that is lurking beneath
the surface of the discourse that heralds the paradigm shift in teacher
TONY TOWNSEND AND RICHARD BATES
education from "inputs to outputs"- threatens the idea of teaching for
change.
(Cochran-Smith, 2001b, p. 180)
This section considers what it means to be a reflective practitioner and what teacher
education programs do to promote reflection on practice as part of their programs,
but also how they might support practising teachers to develop this approach to the
task at hand. First, Neil Hooley considers a philosophical framework for thinking
about knowledge production that may consider human ideas and understanding
as emerging from empirical, hermeneutic, or critical investigations. Knowledge
production, through participatory research, is non-neutral and generalisable but must
always be refined and validated through practice and participation. A central aspect
of participatory research is the written documentation of experience and reflection on
how the research process itself challenges personal ideas and practices, so that
research outcomes involve not only new knowledge but changes to the researchers
themselves.
Then, Alex Moore considers the role and importance of self-understanding in the
development of teachers' professional learning and development. With reference to
Anna Freud's imperative that teachers have a duty to 'understand themselves' if they
are to operate most effectively in the interests of their students, the chapter argues
that at the same time as teachers are being encouraged, through regimes of 'compe-
tence' and 'reflection', to prioritise the professional self in taking responsibility for
their own professional development, they are simultaneously being denied opportu-
nities and encouragement to prioritise the self in ways that may help them to under-
stand fully what happens in the classroom. The chapter gives consideration to the
many different 'voices – both 'external' and 'internal' – that tell the practitioner what
it means to be a successful and appropriate practitioner and concludes with an argu-
ment that teachers should not be afraid or ashamed of revisiting past experience as a
way of understanding present feelings.
John Loughran examines how teachers are leaders in the construction of knowledge
about practice in ways that are particular to both their needs and actions in enhancing
understanding of teaching and learning. The work of teacher researchers offers insights
into classroom practice that need to be better understood in the development of teacher
knowledge in meaningful ways for the profession. The chapter argues that a 'teacher as
researcher' stance has important implications for both policy and practice.
Christopher Day discusses transitions in the operational definitions of profession-
alism over the last 20 years. As a consequence of changes in the control of curriculum
and assessment and increased measures of public accountability, teachers now work
within cultures in which their careers are dependent upon external definitions of
quality, progress and achievement. He argues that, although many experienced teachers
have maintained their identities, the pressure on these and younger colleagues is
to comply with competency based agendas. In such cultures, attention to teachers'
identities – central to sustaining motivation, efficacy, commitment, job satisfaction
and effectiveness – has been limited.
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TEACHER EDUCATION IN A NEW MILLENNIUM
20
Finally, Eileen Honan uses the four resources literacy model, developed by Peter
Freebody and Allan Luke, as a framework for teachers to use to investigate their
current literacy teaching practices. The chapter investigates how teachers could use
the four resources model as a 'map of possible practices'. The chapter also considers
how the four resources model provides a framework for research where teachers are
seen as agents and active participants in the project rather than passive subjects to be
studied by a researcher.
SECTION SEVEN: THE IMPACT OF TECHNOLOGY:
TOOL OF THE TRADE OR THE TERROR FOR TEACHERS?
The last two decades have seen a dramatic increase in the use of learning tech-
nologies of various kinds. The old image of the teacher with a piece of chalk and
a few text books is now well in the past. The introduction of computer technology
in particular finds teachers using powerpoints for their classes, accessing knowl-
edge from all around the world via the world-wide-web, being emailed by students
at all hours of the day and night and accessing vast databases to enter their data
related to student progress are all part and parcel of the teaching day. This has
brought with it huge implications for teacher educators who need to be ahead of
the game if they are to provide their students with the best understanding of how
these activities might be used. This is challenging for many teacher educators who
may have been comfortable with the old way of doing things and now find many
of their students well in advance of their own knowledge as well. Otero et al .
(2005, p. 8) argue:
This implies that university faculty in teacher education programs
must become proficient at technology use and must come to under-
stand content-specific, pedagogical uses of technology for their own
instruction.
The US National Research Council (1999, p. 218) made the case for the introduction
of computer-based technologies:
What has not yet been fully understood is that computer-based technologies
can be powerful pedagogical tools – not just rich sources of information,
but also extensions of human capabilities and contexts for social inter-
actions supporting learning. The process of using technology to improve
learning is never solely a technical matter, concerned only with properties
of educational hardware and software. Like a textbook or any other
cultural object, technology resources for education – whether a software
science simulation or an interactive reading exercise – function in a
social environment, mediated by learning conversations with peers and
teachers.
However, not everyone accepts that the current move towards a new technology of
teaching and learning is heading in the right direction. Robertson (2003, p. 280)
TONY TOWNSEND AND RICHARD BATES
argues that:
Teachers are vulnerable to the technopositivist ideology that perpetuates
a naive faith in the "promises" of technology. Most teachers have been
denied opportunities to explore the motives, power, rewards, and sanctions
associated with the unscrupulous marketing of information and commu-
nications technology (ICT) and tend to be uninformed about the research
that has failed to find a positive relationship between ICT use and student
achievement. They remain unaware of the efforts to disguise how devo-
tion to technology necessarily entails retrofitting the purposes and practices
of education.
Russell et al . (2003, p. 297) suggest the large expenditures on technology have not
delivered the level of use that the expenditure had warranted.
Despite these large expenditures, increased access, and nearly universal
use by school-age children and their teachers, several observers have
questioned the extent to which technology is affecting teaching and
learning. For example, Stoll (1999) and Healy (1998) have criticized
investments in educational technologies, arguing that there is little evi-
dence they affect teaching and learning in a positive way. They, in fact,
asserted that computer use may be harming children and their learning.
More recently, Cuban (2001) argued that computers have been oversold
as a vehicle for reforming educational practices and are generally
underused as an instructional tool by teachers at all levels of education.
This section seeks to find ways in which the technology now available to teachers and
teacher educators can be used to improve practice and communications between the
stakeholders in the teacher education process. First, Glenn Russell, and Glenn Finger
argue that Information and Communication Technologies (ICTs) in education are linked
to the need for an urgent reconceptualisation of teacher education students' skills and
learning experiences. Future teachers will require skills not currently emphasized in
many teacher education programs, and some traditional skills will be regarded as less
important. They discuss the implications for teacher education of developments includ-
ing access to online services, changing pedagogical practices, and the emergence of
screen-based literacies, and argue that changes must be introduced if teacher education
courses are to continue to be relevant in the twenty-first century.
Paul Gathercoal, Judith Crowe, Silva Karayan and Thomas McCambridge discuss
implementing a webfolio system consisting of teacher assignments, learning
resources, student artifacts, mentor feedback, and curriculum standards for K-12 partner
schools. This chapter shares implementation strategies currently being employed to
develop the web-based electronic portfolio system to provide an understanding in
how K-12 web-based portfolio systems facilitate assessment, evaluation and report-
ing in a single web portal.
Then, Muriel Wells identifies and explores the extent and impact of educational
technology in the context of collaborative online projects in a global educational
21
TEACHER EDUCATION IN A NEW MILLENNIUM
22
community. There are currently a wide range of local and international collaborative
online projects and the chapter describes case study projects selected for their potential
to provide new perspectives on the role of technology in education and its potential
impact on teaching and learning.
Manjula Waniganayake, Susan Wilks and Ron Linser describe an interactive tool
that attempts to promote undergraduate pre-service students' critical thinking about
values and the role of a professional educator and then evaluates its usefulness in the
field. The tool uses an on-line role play simulation which allowed them to experience
both cognitive and affective domains of interpersonal interactions.
Christine Gardner and John Williamson discuss a project that enables students'
practicum experiences to provide opportunities for pre-service teachers to learn
about teaching through undertaking blocks of practical experience ranging from a
few weeks to more than two months in school settings under the supervision of a
class teacher. WebCT was used to support pre-service teachers during their practicum
or "School Experience" placements and was used to seek feedback from the pre-
service teachers prior to, during, and at the completion of their placements. This
offered the potential to influence further development of strategies to encourage a
higher level of pre-service teacher reflection on their experiences and the capacity to
inform the work of university-based and school-based teacher educators.
Finally, Glenn Russell and Geoff Romeo examine pre-service teachers' percep-
tions of Information and Communications Technology in Education through a survey
of first-year student teachers. A contextual discussion of the tension between neces-
sary computer skills and the understandings that teachers need to use computers in
classrooms provides a perspective for this examination. The surveyed group reported
strong support for the future use of computers in school education, mixed results for
ways in which teaching in schools would change, and satisfaction with most elements
of their course.
CONCLUSION
Finally, Richard Bates and Tony Townsend provide an analysis of the issues
identified in each of the chapters and draw conclusions from them. They provide a
consideration of the policies, programs and practices that may need to be developed
in order for teacher educators to respond to the pressures they are currently facing
and to deliver the level of quality that is being demanded by the rapidly changing
world in which we live.
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TONY TOWNSEND AND RICHARD BATES
INTRODUCTION
The signposts of globalization are everywhere … Starbucks, McDonalds and the
Hyatt. The media express public concerns about this interconnectedness through
heated arguments about regional security and tough debates on free trade and its impact
on everything from cattle to indigenous culture. Indeed, if viruses do not convince us
globalization skeptics of the reality of our intimate and intense interconnectedness,
then nothing will. Let me make explicit three personal theses that frame this chapter:
●that the effect of globalization has not only been in the economic domain, but also
on the social and cultural content of nation states, within and outside the develop-
ing world. Whole societies and cultures are being formatted on a globalised grid
that has transformed everything from music, art and culture to curriculum, peda-
gogy and assessment.
●that the impact of globalization on education and educators remains poorly under-
stood and rarely questioned; this book is a welcome respite from the relative
silence on the impacts of globalization on education, especially in the developing
world. There is much rhetoric and abstraction, and important theoretical advances,
but very little 'on-the-ground' descriptions and explanations of how globalization
impacts on teachers and teaching in different contexts.
●that the most dangerous consequence of globalization is that it has established a
broad consensus not only about what kind of economy is desirable, but about what
education is for. This consensus holds that education is for economic productivity,
for technological advancement, for greater competition and market-share, for institu-
tional and learner performance measurement, and for regulation and accountability
to ensure that performance-driven economies and pedagogies are not only achieved,
but sustained. It is this consensus that this chapter wishes to challenge
In terms of education, globalization has redefined how we teach, what we teach,
where we teach, whom we teach – and even whether we teach.
●How we teach – in that new technologies have not only given teachers new tools
for the classroom that have created instant and powerful connectivities between
persons and ideas, across space and in real time, they also fundamentally alter our
notions of what it means to teach.
●What we teach – in that these powerful technologies are not culture free, but carry
with them very powerful cultural content pre-loaded in the cyberspace curriculum
and preset by transnational forces that – in ways still poorly understood – demand
sameness rather than separateness.
25
JONATHAN JANSEN
2. LEARNING AND LEADING IN A GLOBALIZED
WORLD: THE LESSONS FROM SOUTH AFRICA
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 25–40.
© 2007 Springer. Printed in the Netherlands.
26
●Where we teach – in that globalization, understood as the intensification of
economic and cultural interactions, means that the transfer of technologies and
expertise have brought transnational organizations into local education markets
through both physical and virtual connections across space.
●Whom we teach – in that the distribution of education is no longer limited to local
students but can simultaneously bring into play citizens of far-flung national
states into the same learning space at the same time.
●Whether we teach – in that technologies have not only changed the role of the
teacher, but in many cases made the traditional teaching roles redundant for many
educators.
This is the background context within which more specific arguments about learn-
ing and leadership in a globalized world might be pursued.
GLOBAL CONSENSUS AND COLLIDING DISCOURSES
At the Opening Ceremony of the 2003 International Council on Education for
Teaching Conference in Melbourne, Australia, there were two speakers, from the
same national context, presenting what appeared to be totally different visions of what
education is for. In short, there were two discourses discernible, one from a prominent
politician and another from an indigenous community leader:
●From the politician, there were words like performance, outcomes and standards;
from the indigenous leader, there were words like community, respect and
engagement.
●From the politician, there were words about the necessity for benchmarks, frame-
works and measurement; from the indigenous leader, there were words about the
value of consultation, personal wellbeing, and dignity.
●From the politician there was much about testing; from the local leader, about
trust.
●From one, about heads; from the other, about hearts.
●From the parliamentarian, about individuals; from the communitarian, about family.
●From the local politician, about accountability; from the local leader, about
reciprocity.
The first voice represents the powerful global consensus about what education is for;
the second voice represents the protesting minority voice that is heard more and more
in the world – often in dramatic confrontations led by the so-called anti-globalization
lobby. It is very important to open-up space for this challenge to consensus, or we
risk losing much that has been struggled for in terms of democratic education, com-
munity ethos, and human affirmation – terms of struggle that have become much
more critical in the light of the dangerous world into which powerful political and
economic coalitions have thrust all of us.
The example of South Africa in the past decade, since the quiet revolution that saw
the end to apartheid, may be instructive as a means for observing how the dominant
cultures react to the cries from below. Against expectation, the transition to a non-
racial schooling system in South Africa proceeded without much trauma. There were
JONATHAN JANSEN
no street-level confrontations of the order of Little Rock, Arkansas, in the United
States or dramatic implosions of the school system as a result of the change of
government and policy with respect to the deracialisation of education. To be sure,
there were numerous little (and some larger) incidents well-publicised through the
media, drawing attention to tensions and difficulties in certain white schools accom-
modating black students and there were legal challenges to racial integration and
race-related decisions in schools. That incidents such as these occurred is of course
to be expected after 300 years of colonialism and 40 years of formalised apartheid.
What is more striking, however, is that the scale, scope and intensity of racial
confrontation were in fact so limited across South Africa's 29,000 schools.
RACE, DEMOCRACY AND TRANSITION
There are several possible reasons for the relative ease of racial desegregation in South
African schools. First, the political climate of toenadering (coming together for the
purposes of reconciliation) and the negotiated terms of the transition created conditions
for peaceful resolution of the race question in school and society. Second, the positive
track-record of desegregation in especially private or independent schools had long
been established and these schools demonstrated how such decisions could in fact be
made without trauma or incident. It is important to note in this regard that South Africa
has a long tradition of black students in white schools. Third, the terms of desegrega-
tion were and still remain fully under the control of individual schools, through their
school governing bodies, and so very few schools allowed black students – let alone
black teachers – to dominate or outnumber their white counterparts.
However, it would be a mistake of judgment and analysis to only focus attention on
what is visible, dramatic and well-publicised in making an assessment of how far
South Africa has come with respect to race, democracy and education since 1994.
Every day, there are hundreds of little incidents, unseen and unrecorded, that
'happen' to younger and older students because of race. There is a formidable
research literature showing that in South African schools, the grouping of children,
the dominant assessment practices, the learner preferences of the teacher, the display
of cultural symbols, the organisation of religious symbols, the scope of awards and
rewards, and the decisions of 'who teaches what' are all organised in ways that show
preference based on race (as well as social class, religion and gender).
When researchers run the now familiar focus group interviews among high school
students on the subject of race, three things become evident: the language of racial
accusation, the language of social alienation, and the language of group anger. Such
students however have the means for understanding what is happening to them, and
for articulating these experiences in direct and expressive terms. Yet the real damage
might be done in primary schools, where young children might not grasp as easily the
fact that grouping decisions or cynical language or pedagogical neglect might in fact
be commentaries on difference and judgments of race.
But there remains a formidable obstacle to corrective action in this kind of
environment. Teachers, when approached on the subject of race and identity in their
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LEARNING AND LEADING IN A GLOBALIZED WORLD
28
classrooms, would invariably make the claim that "we see children, not colour" and
that is exactly where the problem lies: a lack of consciousness, very often, of the
ways in which schools are organised and how teaching is conveyed that in fact hold
direct consequences for learners, identity and transformation. Unfortunately, these
dilemmas of race are not at all restricted to the school. Undergraduate students at
former white universities are deeply alienated from each other. At a typical Afrikaans
university, it is an alienation that on the surface appears to be about language, about
symbols, and about culture. Those are indeed the outward expressions of racial alien-
ation on campuses. But it goes much deeper.
It is important, however, not to rush to judgment of the students, and try to make
sense of their own racial geographies that allow such unnatural levels of alienation
and hostility among black and white youth. A concentrated arena in which to
observe these hostilities are the university residences. White Afrikaans students,
whether from deep rural areas and farming communities, or from all-white city
schools, suddenly make their very first contact with black people – on an equal
footing; that is, not as labourers in their households or employees of their families.
Suddenly, they are thrown into an environment in which institutions immediately
expect mutual respect and noble exchange based on common enterprise i.e., univer-
sity education. Black students, on the other hand, come from a more diverse set of
experiences. Those from rural areas and who attended all-Black schools find the
environment alienating and hostile in the extreme. Those who have experiences of
desegregated English schools, find the Afrikaans university environment confusing.
Having made friends with white students in English high schools, they find the
hostile reception among white university students to be unfamiliar, alienating and
provocative.
The principals of Afrikaans-medium white high schools insistence on Afrikaans
exclusive schools effectively rules out access for black students. The social conse-
quences for white students are devastating – it means that these white school students
would have missed out on the one crucial form of learning that will determine their
life chances in a post-apartheid society i.e., learning to live together.
In this regard the four pillars of learning advanced by the Delores Report on
Education for the 21st century (1996), is most appropriate: namely learning to know;
learning to do; learning to live together; and learning to be. White South African
schools do an excellent job of the first (knowing), a reasonable job of the second
(doing) and a lousy job of the third (living together).
The students, however, increasingly make judgments based on self-interest that
begin to erode these traditional markers of identity. The most dramatic demographic
shift lies not in the growing number of black students but in the growing number of
students who prefer their instruction in English (voorkeurtaal). This number includes
larger and larger numbers of Afrikaans mother-tongue speakers. The reason for this
language drift is simple: most white students spend periods of their lives in Europe
and elsewhere in the English-speaking world, and have made the reasonable calcula-
tion that competence in English is a critical asset whether for purposes of permanent
or temporary migration beyond South Africa's borders.
JONATHAN JANSEN
Unfortunately, the softening of attitudes towards English in a stubbornly Afrikaans
environment does not correlate with a softening of attitudes towards black students –
and this is a crucial point of observation, since in such contexts English is taken as
the neutral language of communication between black and white members of the
institution. Black students, on the other hand, also have very firm ideas about white-
ness. It would be a mistake to portray the experiences of black students in former
white institutions as akin to passive victims of racial aggression. Black students have
firm views about Afrikaans, are deeply suspicious of white motives and behaviours,
and remain resolutely bound within racialised patterns of social interaction.
WORKING AGAINST THE GRAIN
It would not be fair, though, to ignore those schools and individuals who work against
the grain; nor is it wise to overlook those cases which contain the germ of innovation
and resilience for broader application in the education system.
One observation is that young women students make the transition much easier
than their male counterparts. It is simply an observation, and requires much more
robust empirical inquiry. But it does appear that men bring a certain muscularity to
their relationships with each other which is not detected among women students.
First-year women students had within six months made very close friends within
their group, across racial lines, and they were, on own initiative, creating opportunities
for learning each others' languages! To be sure, they also record the unease of first
contact and the difficulty of the initial approach beyond the comforts of their familiar
"groups." But what was fascinating was the speed with which they arrived at this point.
A recent study involves three high schools that, despite their conservative histories,
have created significant levels of racial desegregation without high levels of white
flight. These schools, named after former apartheid presidents and prime ministers
(JG Strijdom, General Smuts and CR Swart), have received national recognition
and even rewards for what our research team calls "exceptional patterns of racial inte-
gration." It is too early in this research to begin to make firm claims about the reasons
why these schools have been able to make such progress 'against the grain.'However,
some hypotheses include the power of leadership, the pragmatism of Afrikaans
communities and the working class character of the schools. Where options are limited,
white schools are more likely to accept the demand from black students for access to
what is perceived to be better managed and better resourced school environments.
The single most important observation that can be made about race and schooling
after ten years is the following: that schools (and indeed universities) have been much
more successful at meeting the demand for racial desegregation than achieving the
ideal of social integration. It is very important not to confuse these two constructs:
racial desegregation was, in many schools, a relatively easy accomplishment. In the
case of universities, both legislative demand and new funding incentives have made
racial desegregation a survival imperative if not a social justice response.
What policy has not conceived or practice revealed, is the kind of methodologies
that could create within institutions the kind of social interactions that would build a
29
LEARNING AND LEADING IN A GLOBALIZED WORLD
30
broader sense of citizenship, compassion and community; or in other words, "learning
to live together."
RACIAL DESEGREGATION VERSUS SOCIAL INTEGRATION
What initial observations suggest is that schools and universities struggle with
migration towards higher levels of integration. The first level, easily achieved, is
racial desegregation; the second level is staffing integration; the third level is
curriculum integration; and the fourth level is institutional culture integration.
It has been, as repeatedly stated, easier to open the Freedom Charter's doors of
learning. What happens behind those doors is infinitely more complex. The Achilles
heel of white schools has not been accommodating some black students in former
white classrooms; it is having black teachers in the same space. That is why most
(though certainly not all) of the so-called liberal, white English-speaking schools
have made so little progress on this subject. It has to do with deeply ingrained,
racialised notions of white competence and black incompetence. In this context,
incoming black teachers are already framed in ways that disempower them and the
same nurturing and accommodation that is so readily made for novice white teachers
seldom apply to novice black teachers.
It has even been more difficult to achieve a sense of racial justice within the school
curriculum. This is a subject crying out for sustained empirical investigation – to
what extent has the curriculum content and practices of teachers actually changed
since 1994? For all the claims of an overarching curriculum framework, our research
shows that teachers in especially the more established and privileged schools exercise
considerable autonomy over how and what they teach. That autonomy means that few
history teachers in such schools have, for example, allocated the space or depth to
teaching a broader sense of African history that would affirm the rich diversity of
cultural and political experiences represented within the student body. The so-called
"great curriculum debate" has very little to do with the technicalities of curriculum
design or delivery and everything to do with what counted as worthwhile knowledge
on Africa in institutions whose identity unmistakeably bears the deep imprint of the
colonial past.
And the last frontier in the quest for social integration and non-racial community
in former white institutions will always be this hard-to-define phenomenon called
"institutional culture." It is not, for now, organisational culture or institutional climate
that is in question. It (institutional culture) is something different, and might be
simply defined as how an institution describes "the way we do things around here."
Useful, but how exactly does institutional culture present itself within university or
school life?
DECODING INSTITUTIONAL CULTURE
It has to do with whose portraits and paintings appear in the corridors; it has to do
with what collections dominate the library; it has to do with who dominates the
JONATHAN JANSEN
school governing bodies, and who gets relegated to the status of observers; it has to
do with whose liturgy is represented in the school assembly, and whose is excluded;
it has to do with both the complexion and repertoire of the school or university choir;
it has to do with who continues to gain access to institutional contracts, and who
remains marginalized; it has to do with whose language dominates a public meeting
or event, and whose is excluded; it has to do with the kinds of sporting codes a school
allows on its grounds, and what is excluded; it has to do with the kinds of public
friendships that teachers and leaders of schools model, and that young people invari-
ably witness; it has to do with the complexion of who works in the school's secretarial
pool and the complexion of those who work cleaning the swimming pool; it has to do
with the ways in which women are constructed in social relations on the school
grounds or campus; it has to do with who sits together in the staff-room, and who sits
somewhere else; it has to do with who gets called "Mr" and who, irrespective of age,
is simply called "Klaas;" it has to do with the content of what appears on the emblem
of the institution; it has to do with the content of school songs, the metaphors for talking
about others; and it has to do with the ways in which schools or universities talk about
the future.
With regard to the latter point, discourses about the future can have detrimental
effects on institutional cultures and the sense an institution has about its role and
relevance in a democracy. Carrying self-defeating and negative discourses about
education through schools and classrooms can only construct an institutional culture
in which the final victim is hope.
It is in this domain of democratisation and institutional cultures, that education
institutions fail to include, accommodate and affirm racial diversity and difference,
and community and commonality. It is in this domain where the assault on the cultural
senses of incoming black students conveys powerful messages of who the institution
is for. Symbols matter.
Our research team found the concept of "home" to constitute perhaps the most
telling expression of how students feel in relation to former white institutions. A
research paper, prepared by Lionel Thaver (2005) from the University of the Western
Cape, unpacks the potential and dilemmas of this concept for understanding inclu-
sion and exclusion for those who inhabit higher education institutions. In the end, the
real test of whether South African institutions have achieved inclusive institutional
cultures might well be the extent to which black and white students "feel at home"
within universities.
It would be naive however to believe that such constructions of power within educa-
tion do not find a corresponding resonance and reinforcing substance from what hap-
pens in the broader society. Among families, political parties, religious organisations,
sporting associations and in business communities, essentialist views of racial iden-
tity retain a deep meaning within everyday life. This constitutes a major obstacle to
resolving the fiction about essential racial identities that lie at the root of what is
brought into school. Such notions of firm and inflexible apartheid categories are
continually reinforced through bureaucracy, including in powerful instruments such
as the national census and the employment equity schedules.
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LEARNING AND LEADING IN A GLOBALIZED WORLD
32
IDENTIFYING AND LEVERAGING 'POINTS OF POWER'
But the problem of redressing racial divisions in education cannot proceed without
identifying the specific points of power that sustain the status quo in schools and in
universities. Here are some examples of these 'points of power'; there are many others
such points in the power constellations of educational institutions.
In schools the most crucial 'point of power'is the school governing body (SGB). This
is the entity that dictates the pace, content and direction of change (or non-change).
What is often observed is that even when black student numbers increase to visible
or even majority membership of the registration total, white parents continue to
dominate this powerful decision-making body in a school. It is this body that decides
which teachers to appoint, how and for how long to appoint them, and under what
conditions of service. Given the crucial decisions that such a body is empowered to
make, it is understandable therefore that much of the political machinations in and
around the SGB can be seen when vacancies become available and the school
schemes to retain white membership or at least white majority membership of such
an institution. The result is seldom in doubt. Never has school leadership stood up
and specifically set the goal that it wishes to create a more diverse school governing
body, that not only acknowledges the growing diversity of the student body (a low-level
claim) but can bring experiences and insights into the school governance that may
not reside with its traditional leadership (a high-level claim).
This is a point of power that can be challenged and changed in the interest of
creating a more diverse school leadership, and here black parents might be seen as
part of the problem. The failure to organise and coerce representation is not unfamiliar
to disenfranchised communities in South Africa. At the same time, recent research
gives cause for caution in making this claim without reservation. The parents in such
schools are often (not always) poor and less articulate in the dominant language
(often English) of these meetings; black parents are often located at considerable dis-
tance from the school, and less able therefore to participate in the lives of schools
situated in the suburbs of the traditional leadership of the SGB; black parents might
make a calculated decision not to become "disruptive", given the power stakes, since
this might jeopardise their continued access to the school; and yet other black parents
might, in view of the power calculus stacked against them, simply decide not to
challenge a perceived, impenetrable wall of privilege and authority. Whatever the rea-
sons for the lack of challenge, the SGB then continues to wield enormous power that
is unlikely to be changed through legislation or policy.
The equivalent 'point of power'in universities is not the university Council or even
its senior management when it comes to the racial patterning of institutional cultures
and appointments. It is the middle-level management of an institution, both in the
academic and the administrative divisions. It is readily observed that institutions
are able to create diversity and signal inclusive directions at the levels of senior man-
agement and at the levels of student admission. But the institutional culture is largely
carried in the locus of middle-level management. In higher education institutions,
therefore, these 'points of power'are much more distributed than in schools; but they
JONATHAN JANSEN
are also unevenly distributed and it is my contention that interventions should target
the middle-level establishment in order to leverage durable changes in culture, cur-
riculum and complexion.
It is the middle-level management that, in the academic sphere, decides on who
gets appointed into an academic department. The point is that deans and heads of
department are the effective gatekeepers of academic appointments, and no amount
of mission or vision-directedness by senior management or policy or legislative pos-
turing by government can change this simple fact; a different kind of intervention is
required.
It is also the middle level management, in the administrative sphere, that determines
the language of the signage that appears on campus; that determines the pace with
which new symbols or signs appear, if they appear at all, on the instruction of the sen-
ior management. It is the middle level management, especially in white universities
and technikons, that creatively and perniciously ensure that administrative labour
remains white and male in certain job occupations and white and female in others.
The mechanisms are relatively simple, and include the following: advertise in news-
papers that are largely read by white readership; convene private pre-selection (or
shortlisting) meetings that effectively exclude otherwise competent candidates; set
criteria for appointment that could only be met by those already familiar with the
institutional systems, automatically excluding 'outsiders' from first-time entry; load
the actual selection committees with like-minded and like-skinned individuals, and
ensure in this way that continuity is achieved; or grant only recommendation status
to a selection committee, and make the final decision on an appointment elsewhere
and beyond the scrutiny of a stakeholder-based committee.
There are of course many other examples that could be used to demonstrate how
authority functions at middle-level management in institutions, and why such points
of power should be identified and interrupted if South Africa is to move beyond the
sporadic outbursts of politicians about 'the lack of transformation' or the routine
defence of institutions about 'the lack of qualified candidates' or the unconvincing
rationalisation of black academics on the move about 'the lack of support.'
PARTICIPATION RECONSIDERED
What we perceive is a troubling set of questions about the value and efficacy of
participation in our young democracy. It is worth recalling that participation was the
touchstone of student struggles against apartheid education. The demand for demo-
cratic participation in education was one of those "non-negotiables" and it included
participation by all stakeholders in the affairs of a school. School governing bodies
were the embodiment of this vision forged in struggle. In universities, the broad
management forums and now the 'institutional forums' became the symbol of this
quest to broaden and deepen stakeholder participation in higher education institutions.
But participation has proven to be much more complex, contorted and contested
than what the liberation slogans seemed to suggest. Once the demand for formal
participation had been met, it was gradually realised that policy intentions fell far
33
LEARNING AND LEADING IN A GLOBALIZED WORLD
34
short of practical outcomes; in other words, there was a growing recognition of the
need to problematise participation in the realm of educational practice.
In schools, there is abundant evidence that participation is a function of social
class and cultural capital within former white schools. As already mentioned, school
governing bodies are less sites of contestation over democratic values than they are
sites of domination by white parents who claim and hold ownership of the school's
ideological and material cultures. Black parents, outside of the small but growing
elite, do not have the fluency of English, the familiarity of setting, the networks of
influence or the confidence of person to make the kinds of demands on schools in
which they are only recent (and often grateful) entrants into this well-organised
culture. There are indeed real threats to aggressive participation; it is not uncommon,
for example, for a white parent to pay for and enable access for the child or children
of her domestic worker to the same school attended by the children of the white
parent. Under such circumstances, it is understandable that challenge to this dominant
culture would come at a price that most black parents, in such a case, would find to
constitute an unacceptable risk.
In black schools, research also points to non-participation by black parents even
when there is relatively uncontested space for school ownership and development. The
simplistic policy response to this observation is 'capacity building'and yet the problem
of non-participation runs much deeper than can be resolved by occasional workshops
or seminars sponsored by provincial or national government. The assumption, there-
fore, that the demand for democratic participation in schools would be taken up by
willing and enthusiastic parents simply did not hold in the post-apartheid context.
In higher education institutions, participation has also proved to run into problems
of power and asymmetries of power that few could have anticipated during the heady
days of the education struggle. The levelling assumptions that were assumed to come
through stakeholder politics did not take account of the reassertion of institutional
power on new terms in the post-1994 period. No doubt the national swing towards
fiscal austerity under South Africa's conservative macroeconomic strategy, and to
which managerialism was the institutional response, changed the terms under which
universities engaged with and understood their responsibilities towards stakeholders.
This 'new managerialism' was expressed through centralised decision-making, dra-
matic cuts in institutional budgets, the retrenchment of staff, and the creation of an
entirely different campus climate in which accountability trumped autonomy, quality
assurance replaced trust, and surveillance displaced self-management in higher edu-
cation institutions. It demonstrates that participation needs to be problematised, and
that participation is a necessary but not sufficient condition for achieving deep,
meaningful and sustainable changes in the lives of schools as critical sites for the
expression of our democratic ideals.
THE WAY FORWARD
What does this mean for leadership? What, especially, does this mean for leadership
under conditions of social transition? It is important in this respect to approach the
JONATHAN JANSEN
transformation of educational institutions with a strong sense of sobriety. On the one
hand, leadership matters, and the research on this subject is unequivocal. At the same
time, leadership in the context of a negotiated transition is a constant struggle to balance
binary tensions. Such tensions include the need to manage and indeed demonstrate a
balance between inclusion and correction; between affirmation and anger; between
accommodation and insertion; and between racial reconciliation and social justice.
Any leader approaching this context of transition without being completely destruc-
tive of persons and institutions will realise that an approach signalling a bulldozing
bravado is both misleading to external audiences and, in the end, self-defeating to
internal constituencies. Yet it is possible to harness the authority and integrity of lead-
ership in ways that advance the democratisation of universities and schools. Leadership
is a key 'point of power' in making democratic gains over time.
The formal arrangements for democratic education are clearly in place. The suite of
education policies produced since 1994 are impressive. Each policy, grounded in a pro-
gressive Constitution, makes commitments that signal profoundly democratic princi-
ples and practices for education. The base values of non-racism, non-sexism and
redress are visibly dispersed in any major government policy on education. The Values
in Education policy produced in the second five years commits learners to values that
include dignity, respect, honour, tolerance and criticality. The insertion of human rights
education into the curriculum, the promotion of citizenship education and the momen-
tous shifts towards inclusive education with respect to disabilities and religion educa-
tion are, without question, among the most liberating policy shifts in any democracy.
But policy is not practice, and while an impressive architecture exists for democratic
education, South Africa has a very long way to travel to make ideals concrete and
achievable within educational institutions. What is a matter of concern is that there
are no viable planning strategies within the Department of Education to advance
democratic education inside schools or universities in a sustainable and meaningful
way. In fact, one of the most distressing effects of recent state actions on democratic
cultures has been the emphasis on performance-based accountability systems
expressed in schools through the matriculation examinations and whole school eval-
uation; and in universities through a series of interconnected surveillance method-
ologies including the recent quality assurance audits. These systems do not separate
compliance accountability from institutional support; nor does policy compliance
deliver corresponding institutional support. What these new surveillance measures
have effectively done is to muzzle any serious or sustained attention in schools to
matters of deep learning about democratic principles and practices within the lives of
teachers, learners and community. The final grade of high school (Grade 12) has
become nothing more than a high-intensity and high-stakes testing environment in
which learners spend their time preparing for school-based, 'mock'and final matric-
ulation examinations in order to shield schools from governmental scrutiny and to
compete mindlessly for public recognition. In the process, education lost its soul.
It is also worth recording that the pursuit of social integration as a benchmark of
democratic education is likely to be limited in public school environments. For a long
time to come, the majority of black learners will receive their formal education
35
LEARNING AND LEADING IN A GLOBALIZED WORLD
36
within the confines of all-black schools. In some ways, a disproportionate amount of
research and political energy has been spent discussing racial integration in a small
minority of former white schools. The task for policymakers, politicians and practi-
tioners, then, is to clarify how respect for difference can be built and sustained in
such schools, even if the point of departure for such intervention is not 'race.'
Despite what is done in schools, however, it is also worth noting that far too much
emphasis is being placed on schools to deliver democratic thinking and practice
when such institutions operate within nested communities that often signal contrary
values and behaviours. These nested communities include religious organisations,
sports clubs, domestic or family environments, and political parties or government.
Schools are in fact much more permeable to ideas, practices and behaviours from
these nested communities than often acknowledged. It cannot be reasonable, therefore,
to demand that schools change their behaviour when violence persists in townships,
when political leaders demean each other in an election year, when the state fails to
act in the face of regional chaos and corruption, and when life-prolonging drugs are
withheld from ordinary citizens.
Despite its obvious limits, schools remain the life-blood of this young democracy.
What happens in schools matters, and matters enormously; the choices young people
make depend crucially on their experiences of schooling, including the experience of
living with others or living with difference. And it is in schools and universities
where democratic practice must continue to be pursued. Much remains to be done.
The South African case provides some view of the impact of a global perspective,
but also some of the areas in which globalization may have little impact. If it had not
been for the pressure from the global community, the situation in South Africa may
never have changed, or not have changed as quickly. Yet, the responses to these
changes internally indicate that changing values and structures within particular
countries may be more difficult to achieve.
It could be argued that most of the current move towards globalization, of the econ-
omy and other institutions, has been launched by the same conservative forces that have
strived to prevent change in South Africa. The dominant, generally western, generally
white, generally male, leaders of the globalization movement seem to want to ensure that
their view of what the world should be like is adopted by other countries and people, and
they use their power, influence and financial strength to achieve this result. The same
principles are being applied in South Africa to maintain the status quo, as fitted neatly
into the perception of what those involved in globalization now want to achieve.
However, it would be ignoring a good deal of commonsense and sophisticated the-
oretical work if we simply trashed globalization as an all-powerful, totally destructive
force in the global economy and education. This is not the case, as the following
standpoints make clear:
globalization is not an unmitigated evil; Joseph Stiglitz recognized both the potential
as well as the drawbacks of globalization.
less powerful states are not simply victims of globalization forces; they are also
active participants in the process. In this sense, the research project is not only to
JONATHAN JANSEN
track the ways in which ideas travel, but also to understand why and how these ideas
are adopted within recipient states.
globalization is not ubiquitous in terms of its effects as there are large parts of the
globe still unaffected by globalization, even though their continued marginalization
might be a by-product of globalization processes
The next task, then, is to understand how globalization expresses itself within edu-
cation systems around the world.
GLOBALIZATION AND ITS IMPACT ON EDUCATION
Teaching might now be considered one of the global professions at two levels. First,
teachers now have to work with (and some even move to other countries to do it) stu-
dents from countries all around the world. Second, globalization has impacted on how
education is perceived, delivered and measured. These are some of the outcomes:
●there is a growing transnational migration of teachers; hardest hit being the devel-
oping countries e.g., South African teachers going to the UK. Once again, this
trend can be seen as positive in the sense that such international experience provides
cultural and social exposure and learning to young people who would other-
wise continue to live isolated, mono-cultural lives; furthermore, in the South African
case, many of these teachers return home after 1–3 years. On the other hand, the
costs of producing a teacher in a developing country is quite high if such talent is
immediately lost to a developed country – which actively recruits such young teach-
ers through agencies set-up for this purpose. For now, the pertinent point is that such
migration is a relatively new feature of education under globalisation.
●there is an eroding authority of national goals, priorities and policies in the face of
international private higher education institutions e.g., International universities
offering programs in many developing countries. The presence of international
institutions have one positive effect, and that is to provoke public universities out
of their complacency. But the effects on a newly emerging democracy, fresh out of
a long history under apartheid, are to limit and undermine the building of new
national institutions focused on the development goals of a country in search of
identity. But there are other problems.
●there is a declining quality of higher education services to developing country
students. Private higher education institutions lack world class libraries and labo-
ratories and other facilities that make for a quality university education; they also
tend to produce a very limited curriculum focused on business, commerce and
technology – the very media that strengthen the economic ties of a developing
country to a developed nation. In other words, the curriculum works within the
global consensus of what education is for and, in the process, provides a limited
experience to students in both educational and social terms.
●there is mindless copying of international policy trends, most powerfully expressed in
the phenomenon of policy borrowing. For example, Australia's main contribution to
South Africa has been outcomes based education (OBE) which was interpreted
locally to mean education sharply focused only on what is demonstrable and
37
LEARNING AND LEADING IN A GLOBALIZED WORLD
38
assessable, thereby ignoring the full range of educational experiences and curriculum
content that count in the development of learners. Translated into the African context
with enormous complexities added-in, OBE became completely unworkable in the
impoverished settings of a developing country, and was radically revised about three
years ago – at great cost to the country. This pattern is duplicated all around the world.
●there is increasing pressure to participate in internationally set standards of
performance e.g., Education for All, the Trends in International Mathematics and
Science Study (TIMSS), the Millennium Development Goals, the Program
for International Student Assessment (PISA), and the New Plan for African
Development. The emergence, across the globe, of performance-based pedago-
gies is both interesting but also highly problematic. This response is "the politics
of performance." It is becoming clear that states participate in such cross-national
displays of performance for reasons that are largely symbolic and in which being
part of this game lends credibility to marginal states, generates financial and other
incentives for such participation, and often leads to sanction by powerful agencies
if such participation is not forthcoming. Moreover, the emphasis on the external
features of national performance (such as individual test scores based largely on
cognitive performance) fails to deal with the deep-rooted problems of education
quality in developing countries that cannot be read off a standardized test score.
●there is an uncritical transfer of teacher surveillance methodologies under the guise
of accountability; the effects of which are to generate distrust and doubt within the
profession … especially when there is the lack of corresponding support/
development. There is an ethical question whether the state has the right to demand
accountability when the means for achieving official standards are not provided in
the first place. Accountability is important; but when teachers are required to
achieve pre-set standards without being afforded the means with which to achieve
them (especially in developing economies), then this demand should be questioned.
●there is a growing insertion of computer-based technologies into the classroom,
but without adequate attention as to how developing economies will in fact
address the digital divide; such technologies are necessary, but the fact is they
deepen inequalities already scarring the education landscape within (not only
between) nation states. The question that planners and policymakers, as well as
practitioners should pose when yet another series of technology-driven innova-
tions are introduced in poor countries is this: how will this intervention in fact deal
with the digital and information divide in our context?
In addition to posing such critical questions, what can teachers do in the face of the
challenges (and opportunities) posed by globalization?
TEACHING IN A GLOBALIZED WORLD
As suggested earlier, globalization represents both opportunities as well as concerns.
In this context, what could teachers do? Here are some suggestions:
●The importance of establishing critical values in the education system, in the face
of the relentless consensus being imposed by transnational forces on the end of
JONATHAN JANSEN
politics, on what education is for (but beware of a conservative restoration in this
vacuum). There is a need to speak of intellectual character, for example, rather
than values because of the real danger of co-option of such a concept to mean
other things. For example, in the apartheid context the discourse of values has his-
torically been associated with a narrow and conservative Calvinistic approach to
education rather than a broader, liberatory understanding of education and the
possibilities of change. One such commitment to develop among learners is critical
empathy with those who are different, or perceived to be different.
●The importance of re-asserting teacher autonomy in the face of the growing regu-
lation of the profession against internationally formatted ideas.
●The importance of struggling for curriculum space for addressing the critical prob-
lems of the day e.g., war and peace. The literal translation of curriculum prescription
and the slavish pursuit of 'learning outcomes' ignore the fact that teachers have
much more space for exercising curriculum authority 'behind the classroom door.'
●The importance of insisting on professional development as the basis for account-
ability demands on teachers.
●The importance of demonstrating teacher leadership in the face of the recentrali-
sation of education and political authority, and the loss of faith in governmental
authority, in adult authority.
This naturally leads to some actions for teacher education providers that will
enable teachers can become leaders of their profession, such as:
●demonstrating rather than professing preferred values in leadership practice (do
not preach values, do it); why should they believe us?
●shifting the training focus from what learners should be able to do, to what
teachers should be able to demonstrate (how do we empower inservice teachers to
be leaders);
●reorganizing the pre-service curriculum to reconceive teachers not simply as
'outcomes compliant pedagogues' but as leaders with a broader understanding (a
counter-globalization orientation) of what is worth learning in the first place
The most important thing to understand is that students learn much more about
values from what they observe that from what we could possibly teach in a dedicated
curriculum slot. And in a world being reshaped by terror, only extraordinary and
exemplary teacher leadership could affirm the possibilities of a different world,
based not so much on the globalising mission to produce sameness but grounded in
an enduring respect for our diversity.
REFERENCES
Delores, J. (1996) Learning: The treasure within. Report to UNESCO of the International Commission on
Education for the Twenty-first century. Paris, UNESCO.
Thaver, Lionel (2006) 'At Home.' Institutional Culture and High Education: Some Methodological
Considerations. Perspectives in Education , vol. 24, 1, pp. 15–27.
39
LEARNING AND LEADING IN A GLOBALIZED WORLD
INTRODUCTION
Long ago, professionalism was viewed as a defining characteristic of the industrial
society (Johnson, 1972, p. 9) which implies a power network. In this perspective,
Parry and Parry (in Ozga, 1981) define professionalism as a strategy to penetrate the
power network in a given context. Another perspective (Helsby, 1995; Hargreaves,
2000) sees its meaning as socially constructed and subject to geographical and
cultural differences in interpretation. It suggests that, traditionally, some aspects of
'professionalism' have connotations of status and financial gains. As a result, it has
been argued that professionals will attempt to interpret its characteristics according
to their own circumstances. Hargreaves (2000) sees professionalism as 'improving
quality and standards of practice'. In addition, Helsby (1999) asserts that profession-
alism implies not only special expertise but also altruistic concern to improve practice
constantly in the interest of the clients. In this respect, to be a professional entails
readiness to develop one's practice continuously for the well-being of clients. She
explains that 'professionalism' is seen as having personal and behavioural character-
istics of dedication, commitment and highly skilled practice.
Eraut (1994) follows Johnson (1972, 1984) and considers professionalism as an
'ideology'. McIntyre, in the preface of Eraut (1994), explains that professionalism as
an ideology 'embodies appealing values, in this case those of service, trustworthiness,
integrity, autonomy and reliable standards' (p. viii). Yet, he admits that 'it works in
the interest of certain groups – those occupations recognised as professions'. Sachs
(2000) sees it as a political project. Sockett (1993) argues for a moral base to profes-
sionalism. In this regard, he identifies four types of teacher professionalism, which
he describes as the central categories of one's work, namely: character, commitment,
subject knowledge, and pedagogical knowledge. He contends that professionalism is
about the 'quality of the practice'.
Recently (Nixon, 2001) has called for a reorientation of academic freedom, a com-
ponent of professionalism, to include a moral dimension where the professional's
'small world' encounters the wider community. Nixon sees professionalism 'in the
form of students to be taught, and wider constituencies to be addressed through
research and scholarly activity. That encounter is framed by a shared concern with
learning' (Nixon, 2001, p. 179).
41
AHMED M. AL-HINAI
3. THE INTERPLAY BETWEEN CULTURE,
TEACHER PROFESSIONALISM AND
TEACHERS' PROFESSIONAL DEVELOPMENT
AT TIMES OF CHANGE
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 41–52.
© 2007 Springer. Printed in the Netherlands.
42
THE INTERRELATIONSHIP BETWEEN
EDUCATIONAL REFORM AND PROFESSIONALISM
Fullan (2001, p. 265) contends that 'teaching as a profession has not yet come of
age'. To do so, he argues, needs a reform of many issues, one of which is continuous
professional development. Indeed, teachers' roles have become more complex as a
result of repeated efforts of reform to make the education system responsive to
changes in the other systems. Accordingly, teachers' professional lives in schools
have changed in terms of control and accountability. Teachers also have to cope with
increased workloads and more complexity, unpredictability and uncertainty as a
result of repeated reform initiatives. Furthermore, teachers have to deal with pupils
of different needs, behaviour and backgrounds (Day, 1997). Within such a professional
climate, new trends of professionalism call for a more proactive role for teachers in
their professional development (Sachs, 2000). Teachers should behave as professionals
(show an interest in continuous learning) (Day, 1999), and have a moral purpose for
teaching where they are not only required to show devotion but also own technical
knowledge (Fullan, 2001). Consequently, professionalism should be directed to
counter the new complexities that teachers have to face (Barber, 1995).
Generally, the Western literature in the field of teacher professionalism is quite con-
sistent in stating that reform jeopardises teacher's professionalism (Rosenholtz, 1991;
Tomlinson, 1995; McLaughlin, 1997; Day, 1999; Bullough, 2000; McCulloch et al .,
2000). The literature indicates growing instances where professionalism has been
vulnerable to the lack of resources, more restrictions and lack of political support
(Barber, 1995; Day, 1999; Hargreaves, 2000). Thus, current reform initiatives are
seen as weakening rather than strengthening teacher professionalism. Education
systems are facing the problem of fears of economic decline and cultural dissolution
(McCulloch, 1997) and new challenges of students' behaviour and needs (Day,
1997). State politicians have exerted more control over the educational systems in
order to raise standards. Yet, this threatens teacher professionalism defined in terms
of autonomy (McCulloch, 1997). Regulating the content and process of education
seems to lead to both the enhancement of schooling and a 'waste of human poten-
tials, school mediocrity, and lost teacher commitment' (Rosenholtz, 1991, p. 214). At
a time when there is an increasing need to raise the standards of the teaching force to
combat rapid reform (Goodson and Hargreaves, 1996), the opposite seems to
happen. Day (1999) asserts that the current wave of educational reform has hindered
teachers' professionalism 'caught in the midst of new worlds of reform, teachers in
many countries have, like those in the English study (Helsby and Knight, 1997), cited
ways in which their ability and motivation to behave as professionals have been neg-
atively affected' (Day, 1999, pp. 6–7). He reminds us of the likelihood of exhaustion
of the individual's energy at a time of constant change and restructuring. Rosenholtz
believes policy makers do not face a problem of regulating but face a problem of
deregulating. The solution, in her opinion, is to trust teachers. Thus, there is a link
between professionalism and teachers' professional development. The conception of
professionalism influences governments' policies, teachers' professional learning
AHMED M. AL-HINAI
policies, activities and the learning culture of their workplace. Professionalism
requires professional knowledge, competence and expertise, which in turn require
further development through continuous professional education. It also requires poli-
cies, personal commitment, and persistence. Hence, a key concept for this type of
professionalism is successful policies and strategies of professional development.
Policies and strategies, according to Day (1997), depend on three aspects:
●self-esteem through positive rewards such as encouragement and
support (without political, social, economical and organisational
recognition and support, teachers' self-esteem will be in jeopardy),
●teaching skills are not enough-maintaining and developing individual
and collective vision comes through the career-long committed
professionalism of teachers; and finally,
●for teachers to become experts in learning requires continuing
professional development
(Day, 1997, p. 52).
Furthermore, flexibility, which is an important characteristic of successful class-
room teachers, is strongly linked to teachers' professional growth and the way in
which they develop as individuals and as professionals (Fullan and Hargreaves, 1992,
p. ix). McClaughlin (1997) argues that professionalism 'must be rebuilt around the
challenges to practice'. Professionalism, in a situation of rapid change, requires that
teachers redefine their roles according to social, moral and emotional contexts.
Because of the 'idea and ideals of a profession in the post-modern world'
(Tomlinson, 1995), and because of the need for teachers to become professionals and
act like professionals at a time of constant change (Day, 1999), it is necessary to
reconstruct teacher professional development for teachers' professionalism
(McClaughlin, 1997, p. 80). Barber (1995) argues for a reconstruction of teachers'
professional development so that priority is given to teachers, their skills and to their
development in areas which enable them to confront new challenges. It is important,
therefore, to discuss the different forms of professionalism, which either limit or
promote teachers' professional development.
THE POSITION OF TEACHER PROFESSIONALISM IN OMAN
The Omanis, throughout history, have been a learning society. The many books
printed by the Ministry of National Heritage and Culture from pre-1970 reflect the
Omanis' drive for knowledge even at times of stagnation during the 1960s. Yet, literate
people and scholars were a small percentage of the society. Within that context, the
status of teachers was highly respected, since they were the major source of knowl-
edge. However, after the renaissance of his Majesty Sultan Qaboos in 1970, the
government set up modern schools within a formal education system. First, the focus
was on quantity. With only a few indigenous teachers, the MOE had to depend on
recruitment from other countries. Since then, rapid recruitment of national student
teachers has been an on-going policy. Now there are approximately 26026 Omani
43
CULTURE AND TEACHER PROFESSIONALISM
44
teachers teaching in the different levels of the education system. Table 3.1 shows the
percentage of national teachers compared with the expatriates in different educa-
tional levels.
Whilst it is true that there is still a large number of expatriate teachers, the overall
number of Omani national teachers has rapidly increased. Most of the elementary,
and cycle One of the Basic Education Schools, are dominated by Omani teachers.
The Omani nationals' percentage at all levels increases every year as a large number
of teachers graduate from six teacher-training colleges and the College of Education
at Sultan Qaboos University. Therefore, the Omanisation process of replacing expa-
triates with the national workforce in the education field is successful, which is an
important aspect in the Ministry of Education (MOE) proof of professionalisation.
As some MOE officials have stated, this increase in Omani nationals in the teaching
profession has triggered more effective ministerial policies of professionalism. It was
difficult for the Ministry to professionalise a workforce contracted for short periods.
The current professionalisation process can be classified into three fields:
●upgrading of the diploma qualification and controlling entry to the teaching pro-
fession by limiting it to university level or above,
●improved teacher status, and
●better professional development activities.
This was stated as a recommendation in the document of Oman 2020.
IMPROVING THE STATUS OF TEACHERS
Improving in-service training courses and
workshops for all staff in the educational field
The MOE has developed policies for the implementation of these recommendations.
In the past, the MOE designed policies intended to strengthen professionalisation.
Yet, within the previous education system, there was little room for teachers' creativity
and innovation. The new education system, though still highly centralised, brings with
it the possibility of optimism. It aims at enhancing the teaching and learning process
through:
●better qualified teachers; this is being done through upgrading programmes;
●encouraging teachers to implement child-centred education; formal in-service
training and in-service continuous support are carried out by hundreds of peri-
patetic supervisors;
AHMED M. AL-HINAI
TABLE 3.1 The percentage of teachers teaching in different
education levels in Oman (Educational Statistic Year book,
2003/2004)
Level Omani Expatriate
Basic education 11,716 2,223
General education 14,310 4,096
●implementing a participative model of teachers' professional development at the
school level.
The participative model aims at turning the school into a learning organisation for
its staff. Hence, the model sets a new trend of professional development through a
balanced provision of formal and informal and centralised and school based activities.
The MOE has exerted decisive effort to enhance MOE employment salaries to bring
them in line with other civil service employees. The National Plan of Action for
Education (NPA), however, includes steps that might directly or indirectly help promote
teacher professionalism:
●To upgrade and update the quality, and increase the capacity of teacher education
and training programmes in all teacher education and training institutions;
●To gradually 'Omanise' the teaching profession;
●To establish a central training department to cater for all types of in-service training,
train the trainers, design training materials and conduct practical problem-oriented
needs-based relevant field related research.
●Design 4-year BA/BSC/BED graduate degree teacher education programmes.
The MOE has developed policies in support of better teacher performance and
professionalism. Yet, professionalism is obstructed by aspects inherent in the cen-
tralised system and others owing to certain circumstances, the solution of which
takes a long time. Fortunately, the cultural and religious characterisations of the
Omani have helped achieve a concept of teachers as professionals. They attain train-
ing, commit themselves to continuous professional education, and subscribe to an
agreed and supervised code of ethics, with the first priority being service to the client.
MOE has made it possible that all teachers will be qualified to a Bachelor Degree
level and teachers themselves have a high code of ethics within the education system,
and serve their clients altruistically, owing to a feeling of responsibility towards the
education of the youngsters.
One of the challenges that face education systems in developing countries such as
Oman is the finding of 'ways and means to ensure that a quality teaching force is
available for schools' (Gardner, 1995). There is a need to re-define teacher education
and encourage teachers to rethink their current teaching approach of lecture-oriented
classes and change to learning by doing, problem solving, and discovery learning.
Teachers need to reflect on their current practices.
Another challenge that seems to hinder teacher professionalism is the rigidly
centralised education system. This results in forced initiatives and conformity. The
different educational and societal organisations and institutions also become islands
of bureaucracy. Therefore, opportunities for reciprocity, networking and sharing
become minimal. Many Middle Eastern educational systems are still teacher-centred.
The traditional classroom practices are the result of organisational culture rather than
a socially maintained stereotype. Socially and in religious terms, respect for the
teacher, kindness to the elderly and mercy to the young are part of both the Islamic
and Arabic culture. They are important concepts of people's morality and daily routines
in these contexts; they are also reflected in most school cultures. Whilst these morals
are strongly encouraged by the teaching of Islam, rote-learning and teacher-centred
45
CULTURE AND TEACHER PROFESSIONALISM
46
approaches have currency in certain circumstances and are not only confined to certain
cultures. Educational practices which focus on rote-learning and teacher-centred
approaches stem from a lack of expertise and sometimes a lack of means rather than
from cultural restriction. Islam, which is a major source of the culture in Islamic coun-
tries, stresses the need to think, understand, perceive, use the senses, observe, explore
and discover. It encourages the use of induction, measures, scrutiny, exploration, follow-
up and examination as teaching approaches (AbdulRahman, 1996, pp. 66–67).
The Islamic way of teaching encourages sensual perception, perception of the
abstract, induction, deduction, measure, memory and finally cogitation which is to
think deeply and reflect. The following pyramid in Figure 3.1 presents the importance
of the above mentioned study approaches from an Islamic point of view. They are
arranged according to their importance:
Given this, rote-learning and teacher/curriculum-centred teaching should be
viewed as a 'generation gap'that reflects a stage in the developmental process of an
education system. Current educational practices in the Middle East in general are not
emanating from societal and cultural preservation but from political and social cir-
cumstances, which represent stages of development, through which other countries
have passed or are still to pass. The problem is not with the perception of how
education should be, but lies with the deep-rooted trends of holistic teaching
approaches which were inherited from times when there was no proper schooling.
AHMED M. AL-HINAI
Figure 3.1. Educational approaches from an Islamic perspective (AbdulRahman, 1996, p. 90)
Cogitation
8
Evaluation
7
Deduction
6
Induction
5
Memory
4
Measure
3
Abstract perception
2
Sensual perception
1
This is similar to how Hargreaves (2000) describes the situation in the West during
what he calls 'the pre-professional age'. He also argues that 'for a century or so,
transmission teaching formed the accepted and largely unquestioned wisdom of what
teaching really was (p. 155). Schools establish a system, no matter where or how it
originates but it becomes like the language grammar, once established [it] is difficult
to change' (Hargreaves, 2000, p. 153). There is no doubt that education is a main
priority in most developing countries, yet the policies are not always successful.
There are change efforts that only partially succeed. Changing the school culture
takes more than extra expenditure.
INFLUENCES ON THE CONSTRUCTION OF THE
VISION OF TEACHER PROFESSIONALISM
Interviews and document analyses have shown that first, the tradition of In-Service
Education and Training (INSET) in Oman is that it is used as an instrument to inform
teachers of the continuous developments in the educational field; second, cultural
legacies of assumed paternalistic responsibilities by governments to educate are also
applicable in teacher education (pre/in-service); third, the power and physical structures
maintain a culture of 'top-down' control; fourth, the new educational reform has
strong influences on the vision and policies of professional development but weaker
influences upon practice. Hence, changes in practice are in a transitional phase. The
difficulty of transforming professional development, despite a transformational
vision, was sustained by influential issues. Figure 3.2 presents the interplay between
these issues.
The transition to effective practice is a long-term process. The MOE tried to infuse
international perspectives through recruitment of consultants from developed countries
such as Canada and through participation in international conferences. Yet, the internal
forces were still dominant within the current policies of professional development.
This is not because of resistance, but the context in terms of structure, resources and time
frame does not support the movement towards a long-term professional development
47
CULTURE AND TEACHER PROFESSIONALISM
Figure 3.2. A model of influence in the vision, policies and strategies of P.D.
Tradition
Culture
Structure
Vision
Policies
Strategies
The school
*Strong interaction
*Weak interaction
Teachers' professional development
International experiences and
cultural effects
Change requirements
48
structure. The following discussion explains how these issues influence professional
development in Oman.
THE VISION OF TEACHERS' PROFESSIONAL DEVELOPMENT
WITHIN AN ERA OF REFORM
Teachers' status, academic and professional development are important characteristics
of teacher professionalism within the current reform. In the localised context tradition,
structure, culture and the suggested reform play an important part in the construction
of visions and the design of policies. Thus, it is wrong to believe the new reform will
abandon old policies and just start new ones. Although there is immense effort to
decentralize, as stated by the Minister of Education in an interview with a local news-
paper, where he explains that 'The importance of 'professional training' stems from
perspectives of the fundamentals and contentions that make the educational field a
dynamic field'. He went on to explain that 'From this perspective, the Ministry
makes every effort to translate these fundamentals and contentions into reality, which
aims at achieving total development in the educational field'. (His Excellency Yahya
Al-Suleimi, 2002).
This extract from the Minister's interview reflects the official commitment to
achieving total development in education. In this extract 'professional training' is one
of the fundamentals which make education dynamic in the sense that it is responsive
and developing. There is a contention that the teacher is a key player in the improvement
of education. Accordingly, there is a belief that giving importance to the teacher in
terms of his/her development leads to change and to the enhancement of education.
In this regard one MOE official said that 'You can't have reform or change or devel-
opment or alteration from quantity to quality without developing the implementers of
the education process, and one of the most important participants in the implementation
process is the teacher. Therefore, I think, if we give importance to the teacher, we can
change, enhance and develop education.
The findings show that there is commitment by the officials in Oman to the impor-
tance of teachers' professional development. However, they also reveal three main
problems with the vision of professional development which can be linked to the
effects of tradition of teaching, structure of the facilities and administration, school
culture and change. I will discuss their effects in relation to: (i) the construction of the
vision; (ii) the link between the vision and the mission of professional development
as a source of (in)consistencies; and (iii) the position of the school in the vision of
professional development.
TRADITION, CHANGE AND GLOBAL
PERSPECTIVES WITHIN THE VISION
First, the vision was not totally based on research findings within the Omani context
or shared through professional participation and discussion or through collaborative
work. The interviewees expressed the vision of professional development from their
AHMED M. AL-HINAI
own perspectives. This vision was constructed from previous experiences of the
individuals, observed international experiences and from the ideas of individuals
who have expertise in this field. Accordingly, vision was based on intuition that training
enhances performance and since performance is important for the success of the new
reform, then teachers should be trained. Although this perspective reflects a strong
perception of the pivotal role of the teacher within the new reform policy, it sets a
rather fuzzy mission for professional development. In the Western literature, such
mission of training is carried out to provide quick fixes for reform requirements. In
such case, professional development may not lead to professionalism as it is being
led by reform rather than leading reform.
It seems that the personnel at the planning stage in the MOE complained of the
vagueness and ambiguity of both the vision and mission because they had not been
clearly communicated or outlined to them. Whilst it is axiomatic that teachers must
be trained in how to implement the new reform (as part of the vision), successful pol-
icy and processes of professional development require an understanding and ownership
of the mission which they are set to achieve. Even though at the school level there
was a realisation of the importance of teachers' professional development, the under-
standing for this realisation was not founded on a clear mission and embedded within
an overall plan for school development.
All interviewed officials expressed the need to support teachers' professional
development at this time of reform. Yet, only two could articulate some aspects of the
overall mission of professional development. One interviewee said:
I think the Ministry's vision is to have all its teachers trained in child-
centred learning and in the methods and techniques that are associated
with child-centered learning.
Another argued that:
It seems to me that what he [the Minister of Education] would like to do
is have teachers learn how to teach this new curriculum … then he sees
these teachers needing to learn child-centred approach and how that
kind of program delivered.
These interviewees indicated that the vision was focused on helping teachers to
implement child-centred education but they were only guessing what was the
Ministry's mission in terms of teachers' professional development. This finding
about the poor link between the vision, policies and mission of professional develop-
ment is consistent with the literature in this field. Hord (1997) argues that it is not
enough to have visions but that there is a need to understand the mission as well.
Second, the lack of specific directives about the vision and mission of professional
development has led to different interpretations of professional development according
to traditions, personal preferences and experiences, and according to one's position
within the power hierarchy. This finding became clear from the way each interviewee
justified his/her evaluation of the current achievements in the field of teachers' pro-
fessional development. Accordingly, in linear systems, inconsistencies are not only
49
CULTURE AND TEACHER PROFESSIONALISM
50
limited to the gap between policy and practice but they also extend to different strata
in the power hierarchy between vision, policy and practice. There were instances
where visions were interpreted differently. It was contended that the implementation
of training should be changed from the traditional way of lecturing and reading from
written documents. One interviewee argued that:
when we have looked at professional development as it was delivered
previously, there was high emphasis on reading from papers, delivering
papers, a lecture format; we have never ever agreed with that format of
professional development, preferring a model where we have people
working in groups.
Yet, intentions might not become policies unless shared, and in turn this requires cul-
tural and structural changes in the way visions and policies are developed. In addition,
both vision and mission should be clear to the policy makers, the implementers and
receivers of professional development.
Third, the school, as an important source of learning for teachers as well as for
students, was marginalised in the previous vision of professional development. Only
one interviewee could perceive the school as the focal unit in reform and in teachers'
professional development. At the same time, the school was seen as still being unable
to take the responsibility for development as they lack the expertise. This interviewee
recognised the limited expertise of supervisors and senior teachers who should
provide the school with the professional expertise. Even though this is a strong reason,
the effect of the power structure, the paternalistic culture of assumed responsibility
and the tradition of relying on formal INSET for informing teachers should not be
underestimated in sustaining the current practices.
New initiatives as foreseen by the Minister of Education in his interview with a
local newspaper (January 16, 2002) include:
●Restructuring the off-site (the centralised) training from centralisa-
tion in the Ministry to de-centralisation of training.
●The establishment of training centres in all regions including the cen-
tral training centre in Muscat. They have been equipped with all nec-
essary administrative and technical equipment. The philosophy
underpinning this perspective is expressed in this extract. 'The trans-
fer of training from the training centre to the regions and to the towns
is a serious operation through which we seek to make the school the
centre of training and development'.
●The development and enhancement of the training centres in the
regions and the main training centre in Muscat with special technical
specifications which fulfil the training needs.
●Linking the training centres with the main training centre in Muscat
through an electronic network.
●Preparing a special manual of the basic skills for teacher training in
the schools under the supervision of the training core-team.
AHMED M. AL-HINAI
●The expansion of training opportunities to include all Ministry
personnel.
●Openness with the private sector's different institutions to benefit
from their experiences.
●Academically, the Ministry is now preparing a code of conduct with
the conditions of scholarships for the Masters and Ph.D. degrees, with
specifications of the specialisation according to the Ministry's needs
(H.E.Yahya Al-Suleimi, Alwatan Newspaper , January 16, 2002)
It is clear that these policies are not an operational framework for teachers'professional
development but that they reflect the Ministry's vision and commitment to go ahead with
establishing structures for staff development. They are a description of what the Ministry
was doing at that time and its future plans for this field. Yet, it depends on how these
structures are used and interpreted. Whilst there are indications of a desire for the decen-
tralisation of training (points 1 and 2 above) the conception of decentralization to the
interpreters of such vision may see it as the transfer of training from the Ministry to the
regions or to a place closer to the schools. Hence, the Ministry must ensure that its vision
and policies of professional development are well understood and implemented.
The interviews reveal that, in most cases, the policy of professional development
was narrowly conceived. One of the recruited expatriate consultants in this field in
Oman commented on the lack of a broad conception of teachers' professional devel-
opment by saying that 'the professional part is missing'. This certainly hinders
teacher professionalism. A recognition of teachers as professionals with a moral pur-
pose is necessary in an era of reform since old models of INSET seem to fail to bring
about change McLaughlin and Oberman (1996) argue that current practices of
INSET, staff development and teacher training are insufficient. They justify their
claim by stating that teacher training should be embedded in everyday activities.
They go on to argue that 'reformers' vision needs to frame new ideas about what
teachers need to learn; not only accumulating fact-based knowledge but the compre-
hension of new conception of context and pedagogy'(p. x).
In brief, professional development vision, mission, policies and practices are
becoming priorities in the last few years. There seems to be a genuine effort to pro-
vide varied and balanced opportunities of professional development. At the central
level there many workshops, conferences, evening lectures and an increased number
of publications. Also, the Ministry is making it possible for its staff to enroll in many
long-term accredited courses and higher education certificates.
At the school level, there are many programs of awareness raising of the importance
of professional development and its domains. Teachers are encouraged to involve them-
selves in action research, self-study, reflective practice and to attend workshops. Many
schools now conduct school-based training courses and workshops for their teachers.
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AbdulRahman, S. A. (1996) Studies in the Islamic Educational Approaches. Beirut: Al-Basheir for
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AHMED M. AL-HINAI
INTRODUCTION
I was six
When Mama was careless
She sent me to school
Alone
Five days a week
.......
I was held
In a classroom
Guarded by Churchill and Garibaldi
Pinned up on one wall
And
Hitler and Mao dictating
From the other
Guevara pointed a revolution
At my brains …
Each three-month term
They sent threats to
My mama and papa
Mama and papa loved
Their son and
Paid ransom fees
Each time …
Mama and papa grew
Poorer and poorer
And my kidnapper grew
Richer and richer
I grew whiter and whiter …
Fifteen years after
I was handed
Among loud applause
From fellow victims
A piece of paper
To decorate my wall
Certifying my release.
53
KONAI HELU THAMAN
4. PARTNERSHIPS FOR PROGRESSING
CULTURAL DEMOCRACY IN TEACHER EDUCATION
IN PACIFIC ISLAND COUNTRIES
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 53–66.
© 2007 Springer. Printed in the Netherlands.
54
This extract from the poem (Kidnapped) by Samoan Ruperake Petaia (1980) partly
sets the stage for this chapter. The term 'Partnership' implies acceptance of a common
goal towards which work is directed. In the context of this chapter, it is assumed that
progress towards quality and relevance in formal education has long been a major
target of many island nations. The article also makes a case for the (pivotal) role of
teachers in realizing educational targets and suggests that teacher education must
itself be relevant to the contexts of trainees and schools, and that teacher educators
must themselves create culturally democratic learning environments for their
students. An example of different groups coming together to help make this possible
is provided, focusing on work carried out at the regional University of the South
Pacific (USP) in consultation with stakeholders and aid partners.
PARTNERSHIPS
The partnership between teacher training institutions and schools has long been
recognized by many as an important element of teacher education, particularly in the
preparation of teacher trainees for the world of work. In the context of many Pacific
Island Countries (PICs) during the last 3 decades or so, secondary teacher education
has largely been achieved through a partnership between schools, (USP) and many
regional teachers' colleges. This type of partnership is increasingly important partic-
ularly given the fact that a school's accountability continues to be judged according
to students' performance in external examinations. Schools and therefore teachers
are expected to help prepare students for these examinations as well as face the many
life challenges that occur both locally and globally. There are also important partner-
ships formed between schools and their local communities and more recently
researchers have revealed what traditional people always knew, that when parents and
communities are involved in children's education there is improved learning. The
numerous web-sites that provide links for educational partnerships between schools,
parents, students as well as business people, especially in developed countries, reflect
the importance of this kind of partnership.
In this article, I wish to address the question of 'Partnership between whom and
progress towards what?'The types of partnerships I will be referring to may be a little
different from the ones with which many people may be familiar, both in terms of
purpose as well as scope. In most Pacific Island communities, successful partnerships
are usually informal, flexible and person-focused rather than structured, impersonal
and institutionalised. The participants in the partnerships which I shall discuss here
are educational researchers, teacher educators, undergraduate and post-graduate stu-
dents, and community elders, and others who share a common goal – that of reclaiming
Pacific education and making it more culturally democratic.
PACIFIC EDUCATION BEFORE SCHOOLING
Before schools were established in Pacific Island communities in the early part of the
19th century, education (as worthwhile learning) was always about partnerships;
KONAI HELU THAMAN
among extended family members; between families and communities and between
one community and another. Underlying these partnerships were shared values
derived from teachers'and learners'cultures. Such values underpinned the structures
as well as the processes of teaching and learning and together with their associated
knowledge and skills were transmitted by appropriate persons to future generations
for the purposes of cultural survival and continuity. The teachers were those who
themselves, had mastered the knowledge, skills and values that were expected to be
passed on (Thaman, 1988).
When Christian missionaries established schools in the islands of the Pacific
Ocean, a mere 200 years ago, no one asked 'how do Pacific people conceptualise
wisdom, learning and knowledge?' or, 'what values were important in these Pacific
societies?' The new education introduced sets of practices and values that were
supposed to offer Pacific people opportunities for enlightenment, civilisation, and
cash employment. This new system of education involved partnerships between
newly established religious bodies and newly converted Pacific community leaders
and their main aim was the transformation of Pacific peoples, their cultures and com-
munities. This type of partnership, which continues today, has largely resulted in the
destruction and continuing devaluing of Pacific indigenous educational systems
together with the values and knowledge that underpinned them. The assumption then,
as it is now, was/is that whatever was deemed worthwhile to learn and to teach in
Europe (or now in the U.S.A., Australia and New Zealand) was important for Pacific
people as well. Schooling was (and is) assumed to be culture-free. However, during
the past two decades, and encouraged by the UN World Decade for Cultural
Development, some Pacific people and communities have been asking serious questions
of their education systems and trying to put Culture back into the formal education
process as a way of addressing the deteriorating quality of school education in most
parts of the region (Pene et al., 2002; Lini, 2003). Furthermore, there have been some
efforts to forge partnerships among researchers, education professionals, Ministry of
Educational officials, and aid donors aimed at achieving ownership of Pacific
education by Pacific people.
CULTURE, TEACHING AND LEARNING
Western social scientists say that culture shapes people's beliefs and attitudes, their
roles and role expectations as well as the way they interpret and make meaning of their
own and other's behaviour (Eagly and Chaiken, 1998). Sociologists in particular assert
that role expectations, learned and internalised through the process of socialisation,
help guide people's behaviour and social interactions, and when people from different
cultural backgrounds use their own individual cultural cues to define and interpret
role expectations of others, role conflicts often result. Similarly, communication prob-
lems often arise from a lack of knowledge and understanding of cultural norms and
cues, deemed important for interpreting the behaviour and conduct of those involved
in the communication process, such as, for example, between teachers and students
(Riley, 1985; Widdowson, 1987; Ninnes, 1991; Taufe'ulungaki, 2000). Central to the
55
PARTNERSHIPS FOR PROGRESSING CULTURAL DEMOCRACY
56
teaching/learning process and among the things that usually influence and affect
teachers' and learners'role expectations is what has come to be known as role boundary ,
which, when breached and unfulfilled, often results in conflict situations (Coleman,
1996). The notion of role boundary seems to be akin to the pan-Polynesian concept
of va/wah , which in many Polynesian cultures commonly refers to both a physical as
well as a metaphorical space that defines and sanctions inter-personal as well as
inter-group relations (Thaman, 2002).
Despite the importance of role boundary for effective communication, Cortazzi
(1990) suggests that a key factor in the success or failure of the teacher-learner
communication process, is pedagogy. However, we know that pedagogy itself is
shaped by the cultural values and ideologies of the society in which it originates and
teachers transmit and reinforce the cultural values that are embedded in the teaching
approaches that they use (Barrow, 1990; Leach, 1994; Kelen, 2002). Consequently, in
the cross-cultural classroom, a teacher's professionalism as well as cultural sensitivity
are important consideration for learner success and must be addressed by teacher
educators (Thaman, 1999).
Culture is used in this article to refer to the way of life of a people that includes
their language, accumulated knowledge, skills, values and beliefs together with the
means of acquiring, transmitting and maintaining these. A distinction is made
between culture and ethnicity. Ethnicity, like race, is a western-derived idea, based on
biology and shared gene pools. Culture on the other hand is a social concept, based
on shared values, behaviour and performance. Membership of an ethnic or racial
group is determined by biology; whereas membership of a cultural group is deter-
mined by behaviour and performance. People may belong to a particular ethnic group
but do not identify culturally with that group. According to Linnekin and Poyer
(1990), Pacific people did not have a notion of ethnicity before European contact but
they had a concept of culture in that they were aware of people who were different
from them because they behaved differently towards one another as well as towards
others. It is unfortunate that many people today tend to use the two terms inter-
changeably, and some expect people of the same ethnic group to behave in similar
ways. The distinction is of particular interest to educators in that while a person's
ethnicity cannot be changed, culture is learned and a person may indeed choose
which cultural group(s) s/he may wish to be identified with and/or belong to.
As most people know, members of a cultural group normally share a cultural
history, sustained and maintained by its own language, epistemology and way of see-
ing the world. The Pacific Island region is arguably one of the world's most culturally
diverse regions, where different cultural groups have developed particular knowledges,
skills and values that together form the bases for the education of group members.
Pacific indigenous cultures have existed for a very long time – thousands of years in
fact – and the different responses of Pacific peoples to the onslaught of outside forces
such as colonialism (and now globalisation) was, and will continue to be, a function
of their cultural differences (Linnekin and Poyer, 1990).
In terms of the relationships between culture and education, these are expressed by
many writers in two ways: the first relates to the conflicting emphases of formal
KONAI HELU THAMAN
education (schooling) with those of most learners 'home' cultures resulting in what
Little (1996) calls 'cultural gaps'; and, the second relates to the role of schooling in
the development of cultural and/or multi-cultural literacies along the lines that Hirsh
(1988) suggests. Both of these are important considerations for education in PICs
and underlie the collaborative work that many of us have been involved in during the
past 2 decades.
As alluded to earlier, the teaching of mainly European based knowledge, skills and
values in Pacific Island schools has helped transform not only the structures and
processes of Pacific indigenous education systems but also the way Pacific people see
themselves and their environment, as well as the way they think and communicate
with one another. The last two decades saw an increasing number of Pacific-based
educators re-thinking and re-examining their own education as well as their education
systems, and trying to clarify for themselves the differences between their received
wisdom (from their formal, mainly western education) and the wisdom of the cultures
in which they grew up and were socialised, and from which they continue to gain
important knowledge, skills and values (Thaman, 1988, 1992, 1993; Nabobo and
Teasdale, 1995; Bakalevu, 2000; Taufe'ulungaki, 2000). In the context of school
education, Little (1996) argues that the difference between these two (sources) is
small for those students whose home cultures are attuned to the culture of formal
education but large for those (students) whose home cultures are vastly different
from the culture and expectations of schooling.
If a (school) curriculum is, as Lawton (1974) would have us believe, a selection of
the best of a culture, then the content of any education has value underpinnings that
are always associated with a particular cultural agenda. In my view, education is
inevitably about culture because it is the values of a culture that must underpin its
education system. In Oceania, it is peoples' culture that provides the framework and
the lens through which most see themselves and their world. For millennia, Pacific
cultures (and their associated knowledges, skills and values) framed people's ways of
seeing and behaving. Today Pacific peoples share worldviews that comprise intricate
webs of inter-relationships which provide meaning to and frameworks for daily living
and cultural survival. Generally manifested in various kinship relationships, such
frameworks not only define particular ways of being and behaving but also ways of
knowing, types of knowledge and wisdom, and how these are passed on and/or com-
municated to others. Many Pacific people today believe that for the sake of cultural
survival and continuity, schools (and in turn teachers) should have a role in the trans-
mission of the best of Pacific cultures, especially their languages, to future generations
of Pacific people (Pene et al ., 2002).
This is particularly important today as the global market ideology pervades the
lives of even the smallest and most isolated Pacific community. With globalisation,
education is increasingly seen as a commodity (to be sold) in the global market place
and developed countries such as Australia and New Zealand are proactively marketing
their educational services everywhere including in Oceania. Such an emphasis on
market driven educational development is making issues such as cross cultural transfer,
globalised curricula and appropriate learning strategies important, as globalisation
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PARTNERSHIPS FOR PROGRESSING CULTURAL DEMOCRACY
58
threatens to blur our cultural diversity, and our educational services become more
standardised and homogenised (Mattweson and Thaman, 1995).
FOCUS ON TEACHERS AND TEACHING
In most PICs today, teachers have the difficult task of mediating the interface
between the different cultural systems of meanings and values that continue to exist
in our schools. The stimulus for this mediation of course comes from their professional
role, which mandates intensive interaction with other people's children as well as their
parents. In the classroom, points of conflicts are usually communicated to teachers
indirectly by the behaviour of their students as they move between their home
cultures and that of the school.. In this context, teachers would need to know the
differences as well as commonalities between different cultural perspectives. They
would also need to theorise their own education in order to find ways of integrating
the different cultures which have contributed to their own development. For Pacific
education systems, this inevitably means focusing a lot more clearly on teachers and
their education.
Another reason why it is important to re-thinking Pacific education has been the
many failed donor-driven educational projects that we have witnessed over the past
thirty years and the high failure and push out rates experienced by many Pacific
Island schools. The quality of schools has become a major concern and students are
usually the ones who suffer (ADB, 1996). In developed countries, schools generally
have three main agendas, namely the promotion of economic progress, the transmis-
sion of culture from one generation to the next and the cultivation of children's
intellectual and moral development. Here the assumption is that children would be
helped to grow intellectually and morally by expanding their knowledge and under-
standing of their cultural heritages. This personal growth would empower them to
build upon their heritage through discovering improved ways of managing themselves
and their environment, and generating greater wealth for their society. However, we
know now that schools in developed as well as developing countries have fallen short
of such an ideal synthesis mainly because the economic and cultural agendas of
schooling have increasingly come into conflict (Serpell, 1993). In PICs the problem
is further complicated by the existence of differing perceptions about children's
intellectual and moral development and their relationship to the type of socialisation
practices that exist in different Pacific societies, one embedded within (Pacific) ver-
nacular cultural traditions on one hand, and a European-based perception that
informs teaching and learning in the school, on the other.
In this scenario Pacific school teachers occupy an important but culturally
ambiguous position. Whilst their professional training commits them to the rationale
and practices of a western-derived school curriculum, their personal identities are
often rooted in their own cultural traditions, values and norms. Their training makes
them part of an intellectual elite but their early socialisation occurred within a vernac-
ular culture that is very similar to that of many students. In most Pacific communities,
school children's relationships with their parents and other elders continue to be
KONAI HELU THAMAN
negotiated within the terms of reference of local cultures and vernacular or indigenous
education systems that have their own ideas about cognitive development, interper-
sonal and social responsibility, as well as the development of wisdom. At school,
however, Pacific cultural values and ideals are usually de-valued and discouraged
because they often conflict with the values that the school is trying to promote. For
example, while schooling and the educational bureaucracy rely on universalism and
impersonality, indigenous education systems rely on specific contexts and interper-
sonal relationships. Schooling promotes individual merit but indigenous education is
based on the primacy of the group. The extent to which the school represents the cultures
of Pacific Island communities continues to be minimal as the officially sanctioned
values are those of the school structure, the approved curriculum and the teaching
profession, and NOT those of the cultures to which most students and teachers
belong (Sanga, 2000). At best schooling offers the lucky few (less than 5%) access to
the modernised, monetised sector; at worst it is a recipe for the destruction of the best
of Pacific Island cultures and communities. Today as the global market ideology
pervades Pacific lives and Pacific education, it is important for all those involved in
schooling, especially teachers and those responsible for their education, to continue
to re-think and re-examine their work.
Unfortunately teachers have not always been a priority in a region, where they
were perceived as a hindrance to, rather than a help in, the educational reform move-
ment of the last 30 years. A large part of educational reforms in many PICs was based
on the assumption that new curricula could be 'teacher proof' and students could
learn in spite of their usually under-qualified and sometimes incompetent teachers.
Thirty years and many failed curriculum projects later, some foreign donors, con-
sultants and even local bureaucrats are beginning to see that a qualified and strong
teaching force hold the key to the success of many of their suggested educational
reforms.
The neglect of teachers in PICs reflected the global picture where the role of teachers
was not perceived to be central to international debates and discussion about education
despite the 1966 Geneva Recommendation Concerning the Status of Teachers. For
example, in 1995 a World Bank Education Sector Review of Six Key Options for
reforming education systems did not even mention teachers, their selection or train-
ing. Leaving teachers out in the periphery of educational debates helped reinforce a
belief that educational systems could be changed without having to deal with teachers.
As a result, by the mid 1990s teachers throughout the world had been relegated to an
inferior role both in relation to their working conditions and to teaching itself, a state
of affairs that must have caused the then Deputy Secretary General of UNESCO
Colin Power to ask the question "Would you let your son or daughter become a
teacher in your country today?" (Power, 1998).
The Delores Report, "Education for the Twenty First Century: learning the treasure
within" (1996) however, shifted global attention to teachers and teaching by devoting a
whole chapter to teachers. Entitled, Teachers: in search of new perspectives, the authors
assert that countries who wish to improve the quality of education must first improve
the recruitment, training, social status and working conditions of their teachers and
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PARTNERSHIPS FOR PROGRESSING CULTURAL DEMOCRACY
60
encourage teacher participation in policy decision-making. The relative neglect of
teachers in the educational decision making processes of many PICs also reflected
curriculum emphases on learning rather than teaching, an emphasis that partly reflected
the global concern about child-centred pedagogies and PICs' over-dependence on
foreign technical advisors, their languages, theories and ideas. Most Pacific indige-
nous cultures do not easily distinguish between teaching and learning and many have
their own notions of learning, knowledge and wisdom and how these should be
structured and/or assessed (Thaman, 1988, 1993, 2003). Furthermore, most Pacific
teachers do not characteristically interrogate the teaching and learning materials that
are provided as part of bilateral and/or multilateral donor-funded educational reform
projects largely because they fear that such questioning might be interpreted as
ungratefulness or impoliteness (Thaman, 1992).
The recent focus of educational debates and dialogue on schools and the role of
teachers in particular, is a welcome sign to those who have been working towards
ensuring cultural sensitivity and inclusiveness among the Pacific's teaching force. In
1992, for example, a UNESCO sub-regional workshop held in Rarotonga, Cook
Islands reaffirmed the need for ownership of school education by Pacific people, if
improvement in student learning outcomes were to occur. The Rarotonga declaration
also noted the vital contribution of teachers towards such a process. (Teasdale and
Teasdale, 1992). Later in the same year, the Pacific Association of Teacher Educators
(PATE) was formed at a regional consultation held at the USP. Teacher educators
from around the region resolved to re-examine their curriculum offerings with a view
to making it more culturally inclusive of both students as well as their teachers. The
implementation of this resolution was strengthened by the establishment, in 1997, of
a UNESCO Chair in teacher education and culture at the USP tasked with advocacy,
teaching, research and publication of the centrality of cultural considerations in
teacher education and curriculum development.
In order to help situational analyses of teachers' college curricula, the UNESCO
Office for the Pacific States provided funds for a major collaborative research project
which was undertaken in 1998, aimed at finding out the extent to which the curricu-
lum of teacher education reflected and/or incorporated elements of the (Pacific) of
Pacific students' cultures. The Project also helped raise awareness among teacher
educators, of the importance of Pacific cultures in the education of teachers both as
a pedagogical tool as well as an important topic of study. This project also provided
an example of partnership between the University of the South Pacific's Institute of
Education, the UNESCO Chair in teacher education and culture, PATE and staff of
seven regional teacher education institutions: three in Fiji, one each in Samoa, Tonga,
Cook Islands, Kiribati, and Solomon Islands. The information gathered was intended
to be used for developing educational material that will help teacher educators
enhance their ability to better contextualise their own teaching and thus provide better
role models for their students since it was clear from the survey results that many college
staff were either unable or unwilling to seriously take into consideration the cultural
backgrounds of their students in the selection of course content, methods of teaching
as well as assessment techniques (Thaman, 2000).
KONAI HELU THAMAN
An important outcome of the above project has been the publication in 2000 of sev-
eral Teacher Education Modules targeting trainee teachers as well as teacher educators.
The authors of these Modules are Pacific researchers and educators who are concerned
about the need to better contexualise Pacific teaching and curriculum. Using the
general theme of Cultural Democracy in Teacher Education, six Modules have been
published so far. They are:
●Thaman's Towards culturally democratic teacher education;
●Taufe'ulungaki's Vernacular languages and classroom interaction in the Pacific;
●Nabobo's Incorporating local knowledge in teaching about education and society;
●Tupuola's Making sense of human development: beyond western concepts and
universal assumptions;
●Bakalevu's Ways of mathematising in Fijian society; and
●Sanga's Learning from indigenous leadership.
More titles are being prepared. Through PATE, the Modules have been distributed to
regional teachers' colleges where they are used by many college lecturers as well as
their students. At the USP, for example, teacher education students as well as those who
are majoring in Education use selected Modules as course texts. The Modules have also
attracted the attention of university staff and students from abroad (Kedrayate, 2003;
Taufe'ulungaki, 2004).
As well as the production of teacher education materials, the UNESCO Chair together
with staff and students in tertiary institutions in the region have also collaborated in
carrying out research into Pacific indigenous educational ideas as a way of providing
basic information about Pacific Knowledge Systems. An important outcome of this
partnership has been the publication, in 2004, of Educational Ideas from Oceania
(Thaman, 2003) a collection of essays, authored by staff and students from around the
Pacific region. The book is being used as a text for undergraduate and postgraduate
students at the USP as well as some tertiary institutions elsewhere in the region.
RETHINKING PACIFIC EDUCATION INITIATIVE
As mentioned earlier the concern about ownership of education together with cul-
tural inclusivity in Pacific education led to the Colloquium on Re-thinking Pacific
Education in 2001 and the subsequent establishment of the Rethinking Pacific
Education Initiative (RPEI). The nitiative represents a partnership of donor agencies
(in this case, NZODA), Victoria University, Wellington; the University of the South
Pacific (USP); and a network of Pacific Island educational researchers and educators
who have been providing leadership to several Pacific countries in the past ten years,
with a view towards encouraging culturally appropriate analyses of Pacific education
systems and assisting educators to re-focus their planning on Pacific values and
knowledge systems. A specific goal of this initiative is to assist Pacific teachers in
theorising their own education and develop culturally inclusive content and pedago-
gies through action research that emphasize the importance of Pacific values as a
foundation for Pacific education and development. Culturally inclusive teacher
education is seen as central to the achievement of the outcomes of RPEI.
61
PARTNERSHIPS FOR PROGRESSING CULTURAL DEMOCRACY
62
In 2003, NZODA under the Pacific Education Research Fund (PERF) awarded
several research grants to Pacific Island researchers from New Zealand, Fiji, Samoa,
Tonga, Solomon Islands, Papua New Guinea and Vanuatu. The findings of these
researchers will assist the activities of RPEI. As well as research, RPEI has also
jointly organized and hosted several educational conferences aimed raising aware-
ness of the need to re-think and reclaim Pacific education by Pacific people. These
included the Re-thinking Vanuatu Education, Port Vila (2002); Re-thinking
Educational Aid in the Pacific, Fiji (2003); Re-thinking teacher education , Samoa
(2004) and Rethinking Education in Micronesia, Majuro (2004). RPEI comprises a
selection of Pacific educators who are passionate about and committed to the
improvement of teachers and teaching in Pacific communities, be they in the Pacific
Islands or in developed countries such as Australia and New Zealand. It is important
that these educators and researchers are encouraged and supported so that they can
continue to make a difference to the education of their fellow islanders.
PERSONAL CONTRIBUTION
Most of my professional life has been devoted to teaching in general and to re-thinking
teaching and learning in the Pacific, in particular. Through my teaching and writing,
I try and encourage fellow teachers to look towards their cultures for inspiration and
guidance in order that they may better contextualize their work and enable more
Pacific students to succeed in education. Over the years I have developed a personal
philosophy and framework for teaching and research that is sourced from Pacific
cultures and values in general and from Tongan culture in particular. I first publicly
presented Kakala, a Pacific concept of Education at a meeting of Pacific Island
educators that was held in Fiji in 1992. Later in the same year, I shared Kakala with
fellow educators in New Zealand at a major Pasifika education conference. Since
then I have been able to share Kakala at numerous regional and international foras.
Kakala, in my culture (Tonga), refers to a collection of fragrant flowers, woven
together as a garland for a special person or a special occasion. Kakala has its equiv-
alents in other Pacific Islands societies in the forms of the Fijian salusalu, the
Hawaiian lei or the Cook Island and Tahitian hei. There exists in Tonga a special
etiquette and mythology associated with kakala, that reflects the integrated and holistic
nature of the worldviews and epistemologies of the indigenous cultures of the Asia/
Pacific region. Three elements associated with kakala provide the bases for the
framework; these are toli , tui and luva .
Toli refers to the collection and selection of flowers, fruit, leaves and other fragrant
and decorative elements needed for making a kakala. The type of kakala that is to be
fashioned will depend on certain considerations including the occasion for which a
kakala is to be worn, the person(s) who is going to wear the kakala or to whom a
kakala is to be presented, as well as the availability of the necessary ingredients
needed for making a kakala
Tui is the actual making or the weaving of the kakala . The time taken to make a
kakala would depend on the complexity of the desired piece as well as the intricacies
KONAI HELU THAMAN
of the flower arrangements that are to be used. In Tonga, flowers are ranked according
to their cultural significance, and partly based on various mythologies. For example,
heilala (Garcinia sessilis), is said to have originated in pulotu (the Tongan other-
world) and is the highest ranked of all Tongan kakala . Classified as a kakala hingoa
("chiefly" or "noble" kakala), it appears on the top of other kakala signifying its rank
and importance, while lose (the rose), a relatively recent introduction with no mythol-
ogy, is lower ranked and classified as a kakala vale ("common" kakala) . However,
both types of kakala are necessary for the creation of a beautiful and fragrant final
product.
Luva, the final aspect in kakala making, is the giving away or presentation of a
kakala to someone else, an act that could be referred as "garlanding" someone special.
In Tongan culture, a kakala is meant to be offered or given away to someone special as
a sign of 'ofa (compassion or love) and faka'apa'apa (respect). The receiver of a
kakala may be a dancer, or a special guest at a gathering, or a relative or friend who
is departing on, or arriving from, a journey. S/he may be an important guest at a
gathering or a student graduating from high school or university, who has achieved
something special in the eyes of his/her people. A kakala is often passed on from the
original recipient to another person who in turn shares in the original purpose for
which the kakala was given in the first place. For me, kakala provides a philosophy
(as well as a methodology) of teaching and learning, which although rooted in my
culture, can be adapted to other cultures and other contexts. Kakala requires me to
use knowledge that is sourced both locally and globally so that I may weave a garland
that is both meaningful, appropriate and worthy of being passed on.
Kakala may also be used as a framework for understanding Pacific students and a
way of contextualising teaching and learning, in order to make them more culturally
inclusive and democratic. It has also been used by researchers as a culturally appro-
priate framework for studies among Pacific peoples in New Zealand (Koloto, 2003).
For me, kakala provides a useful alternative to the totalising framework of western
scientific and reductionist thinking that continues to dominate much of the work in
universities and other tertiary institutions. Kakala is an intergrated, inclusive and
holistic concept that values the va/wah or relationships between teacher and learner,
and compliments so called rational, objective and impersonal considerations charac-
teristic of modern human interactions. Finally, kakala embraces the four pillars of
learning, as espoused by the Delores Report on Education for the 21st century (1998),
namely learning to know; learning to do; learning to live together; and learning to
be. To these I would add learning together.
For many of us who still call the Pacific Islands home, but who were or are being
educated in higher education institutions outside of our home countries and cultures,
our newly acquired worldviews may represent our flight from our cultural roots, from
nature and from one another. Perhaps it is time that we more closely examine our own
(cultural) ways of thinking and knowing in order to explore what might be changed
in our teaching and learning, so that we can create for ourselves and for those under
our care, an education environment that is not only sustainable but inclusive in its
processes, contexts and outcomes. It is interesting, however, that on one hand, Pacific
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64
educators' concern for the inclusion of Pacific cultures and their knowledge systems
in the curricula of Pacific schools and universities is being referred to by some as a
"culturalist" approach, motivated by the personal yearnings of some educators (Burnett,
2005), while on the other, the continuing emphases of schools upon the languages,
values and knowledge systems of foreign cultures represent 'education for all'. For
me educating for cultural survival and sustainability ought to be a concern of all
Pacific schools, teachers, and communities, and Pacific people, including teachers
and students have a right to teach and to learn about their own cultural knowledge and
values systems – just like everybody else.
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Ka huri taku reo My words call out
Ki te hiku o te ika to the end of the land
Ki te hiku o te rangi and to the sky;
Ki runga rawa e men, women,
E hine, te tama old and young,
E koro, e kui turn this way
Ka huri mai, whakarongo mai- so that we can talk together.
What do Maori want from the education system? The same as everyone else, perhaps.
Wings for their children to fly with. To be equipped to become the best, the most
successful people they can.
Simple really. Like flying a kite. It just needs a steady current, an understanding of
the kite's potential, and the freedom to dance and soar and play with the wind.
And putting it just as simply, that is the job of our education systems: to make it
possible for all of our students to fly as high and as freely as they can.
So when the challenge comes in New Zealand from Maori to meet our Treaty com-
mitments in education, it is important to see it in simple as well as in socio-politically
complex terms. In simple terms, meeting our Treaty obligations in education means
doing justice to Maori students and to the families and communities they come from,
and to the Pakeha (the term used for a non-indigenous New Zealander) students and
their communities in terms of empowering them to be comfortable and effective in a
country that has committed itself to acknowledging two official cultures. In more
complex terms that task engages us in re-assessing what happens in our schools, in
examining what needs to change, and in finding effective ways to bring about that
change.
SYSTEMIC CHANGE – AND THE FOCUS OF
THIS CHAPTER
The issue is one that occurs in different forms around the world. In Australia, the
process of Reconciliation challenges the education system to significantly address
the needs of Aboriginal communities, to find ways of meeting the goals they identify
for their young people. Canada wrestles not only with the educational needs of
its indigenous peoples, but also with the demands of two cultures who each
claim sovereignty in different provinces. In the United States, education systems are
67
JANINKA GREENWOOD AND LIZ BROWN
5. THE TREATY, THE INSTITUTION AND
THE CHALKFACE: AN INSTITUTION-WIDE PROJECT
IN TEACHER EDUCATION
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 67–78.
© 2007 Springer. Printed in the Netherlands.
68
confronted by the needs and expectations of Native peoples, Latino/Latina and
Blacks. Ireland and Wales have reclaimed a place for their Gaelic languages, but still
grapple with political issues in their education systems. The postcolonial countries of
Africa, and India too, have shrugged off colonial rule but they still struggle with
making the systems they have been left with their own and with making them address
different tribal needs. In New Zealand, the challenge is anchored in the Treaty of
Waitangi, and centres around the promise of partnership. And the challenge comes
from a history of Maori needs not being met.
Our purpose in this paper is to give an account of how the institution in which we
work, the Christchurch College of Education, hears that challenge and of the process
we have engaged in to meet it. We will briefly describe the College of Education and
its relationship to nation-wide Maori claims for a systemic shift in the processes of
education. Then we will examine the specific strategic goals the College has set, and
the ways it seeks to implement them. Part of the College's response has been to
appoint us, the two writers of this paper, as Joint Co-ordinators of the Bicultural
Project. We will, therefore, give an account of the experiences we have had and of the
future developments that we plan.
Before examining the College's goals and our work in more detail, we would like
to draw out some of what we see as significant concepts in educational theory and
research as they relate to our project.
CONCEPTUAL FRAMEWORK
Two concepts that are central to our work are decolonisation and capacity building.
Decolonisation in broader terms refers to the process of deconstructing the external
systems and internalised mental maps that are the product of colonisation on indige-
nous people (Smith, 1999; Tau, 2001). The external systems, social, economic and
political, structure our society in ways that privilege certain backgrounds, connections,
and kinds of knowledge (Bernstein, 1971, Bourdieu, 1993; Walker, 1999;). They
determine who will have access to resources and what kinds of needs those resources
will address. The internalised mental maps are products of what Gee (1992) calls
Discourse: the systems of meanings that determine the ways in which we talk, act,
interact, think, believe and value. They are specific to particular groups and they are
social constructs. They are also intimately related to the distribution of social power
and the hierarchical structure in society. Both the external structures and the inter-
nalised Discourses impact on education by making what happens in classrooms more
relevant and accessible to certain groups of students than to others (Hooks, 1994;
Lareau, 1997). The relative failure of Maori students within the education system has
been attributed to both economic and social barriers (Waitangi Tribunal, 1986) and to
ideological biases (Simon, 1986).
As analysis of the problem moves into a search for solutions and an advocacy of
change, decolonisation becomes linked with capacity building: the development of
skills, knowledge and resources within a particular community or group so that the
people can become increasingly autonomous in determining their well-being. In the
JANINKA GREENWOOD AND LIZ BROWN
New Zealand context the term tino rangatiratanga (effective sovereignty) is often
used by Maori to describe the desired outcome from the processes of decolonisation
and the building of capacity.
Rangatiratanga describes the fully developed capacity of Maori to determine the
resources and the decision-making that affect Maori people (Durie, 1998). It also
denotes their right to hold and exercise that capacity (Walker, 1990). Partnership is
another term that is often used in this context. It relates to the promises made in the
Treaty of Waitangi to protect the rangatiratanga of Maori in the process of establishing
a British colony in New Zealand (Kawharu, 1989). It also relates to the role Maori intend
to hold within New Zealand political and educational structures: to be partners rather
than beneficiaries. A further meaning is also very relevant to our discussion in this
paper: it refers to a vision of Maori and Pakeha genuinely consulting each other and
working in collaboration to achieve the well-being of both parties.
In educational terms the concept of capacity building, or the development of
rangatiratanga, is given practical application in the Kohanga Reo movement (literally,
'language nests', refers to early childhood centers with Maori language immersion),
in Maori language schools, bilingual schools, and kaupapa Maori schools (education
delivered in Maori language but also based on Maori values), and in a range of post-
compulsory programmes and courses that aim at Maori development. Graham Smith
(1992, and elsewhere) relates kaupapa Maori to international theoretical ideas about
emancipatory education, such as those of Friere, Bourdieu, Gramsci and Giroux, but
he also emphasises that for Maori people there is another theoretical framework
which connects kaupapa Maori to the wider structures of Maori society: "for example,
notions of tino rangatiratanga (autonomy) mana (authority) iwi (tribal support)
whanaungatanga (group responsibility) manaakitanga (sharing and support) and many
others." In recent statements Ngai Tahu (the iwi or tribal goup which encompasses most
of the South Island) articulates a goal of their capacity building, as do other iwi
groups, in terms of expectations of specific achievement outcomes for their young
people and in terms of the provision of specific cultural content, such as language
teaching, and resources (Ngai Tahu, 2001). These very specific plans directly inform
our project at the College.
Both the concept of decolonisation and that of capacity building have relevance for
Pakeha as well as Maori. It has been repeatedly proposed (among others, Mitcalfe
and Harper, 1969; Friere 1972) that both oppressor and oppressed are victims of
colonisation. A discourse that privileges a single set of values and a blinkered
approach to knowledge disempowers the apparent beneficiaries of a system as well
as the victims. Within the educational context, Pakeha teachers are disempowered
when they do not know how to meet the needs of their Maori students, and Pakeha
students are disempowered when they are not being equipped to understand and be
able to interact with both the cultures of their land. There have been a number of
educational initiatives in New Zealand, as there have been in other countries, that
have taken as their premise the need to liberate both cultures. One such project is
Te Mauri Pakeaka, recorded by Greenwood (1999, 2001), and also the subject of a
book in development by Wilson & Greenwood. Capacity building within these terms
69
THE TREATY, THE INSTITUTION AND THE CHALKFACE
70
involves the cross-cultural development of Pakeha so that they are better able to function
in a bicultural country and, in the case of teachers, to be effective in meeting the needs
of all their students. It is important, therefore, to our project to engage both Maori
and Pakeha in the processes of bringing about curriculum and organisational change.
It is also very useful that one of us is Maori (Liz) and the other is Pakeha, (Janinka)
as we offer a model of a bicultural collaboration.
Decolonisation and capacity building are processes that require the active,
informed and increasingly self-determined participation of those who are involved. They
require strategies for action and strategies for critically reflecting on action. When we
were appointed to the role of co-ordinators for the College's project we turned to
participatory action research as a model of a way of working that offers both an
approach to researching the need for change and strategies for bringing about change.
Participatory action research involves the communities it engages with in an exami-
nation of their own aspirations and practice in their own working environments. Its
purpose is not only to gather information, but also to lead to emancipatory practice
(Zuber-Skeritt, 1992; Robertson, 2000; Wadsworth, 1998). As a research methodology,
participatory action research aligns to a significant degree with the kinds of
approaches to research that are being put forward by Maori. Linda Smith, for example,
discussing indigenous approaches to research, identifies self-determination as a key
strategic goal. "Self-determinism in a research agenda," she writes (p. 116), "becomes
something more than a political goal. It becomes a goal of social justice which is
expressed through and across a wide range of psychological, social, cultural and
economic terrains." Hand in hand with self-determination comes a focus on practical
outcomes, an insistence on gains for the participants as well as the researchers
(Jahnke and Taiapa, 1999; Smith, 1999). We see ourselves, therefore, in this project
working within a paradigm that grows out of both participatory action research and
contemporary Maori research perspectives.
CHRISTCHURCH COLLEGE OF EDUCATION
AND GOVERNMENT PRIORITIES
Christchurch College of Eduction began as a teacher training institute. The education
of teachers, pre-service, and in-service is still its primary business, although the pro-
vision of higher degrees grounded in teaching practice has developed to stand along
side its initial undergraduate and advisory programmes. In addition it has developed
a number of programmes beyond teacher education: notably a school of Business
Studies, and a Performing Arts Centre.
Some would say it has been a very monocultural organisation, and it would be hard
to argue against that judgement. Christchurch as a whole has promoted an image of
itself as an English community, descended from the first four ships and retaining
perhaps more of the class and cultural consciousness of Victorian England than
England itself has. However, both Christchurch and the College have been confronted
with the need to change. The pressure on the College to deal with its obligations to
Maori comes from national and from local sources.
JANINKA GREENWOOD AND LIZ BROWN
On a national front, the Ministry of Education has a policy-shaping and audit team,
Te Puni Kokiri, that reviews the practice of educational institutes in terms of the way
they meet their treaty obligations. In its report (2001) on institutions delivering
teacher education Te Puni Kokiri makes a number of firm recommendations. These
include the stipulations that teacher education programmes:
●extend their current curricula pertaining to Maori to include more practical content
that will prepare trainees for the reality of the contemporary New Zealand classroom;
●develop a prescribed set of competencies to equip graduates to teach students who
are Maori.
The report also reminds teacher training providers that Maori expectations include:
●having components that assist or encourage trainees to understand Maori students'
cultural influences;
●examining the social and cultural differences between teachers and Maori pupils;
●training in teaching strategies that offer learning experiences relevant to Maori
students' own contents; and
●encouraging trainees' belief that their teaching can make a difference for students.
The government's Tertiary Education Commission (TEC) (2002) states a number
of strategic priorities that will govern accreditation and funding of tertiary institutions
over the next five years. They feature a cluster of objectives that "contribute to the
achievement of Maori development aspirations", including:
●tertiary educational leadership that is effectively accountable to Maori communities
●strong and balanced Maori staff profiles with the tertiary education system
●quality programmes that recognise te ao Maori (Maori world) perspectives and
support the revitalisation of te reo Maori (Maori language).
The Ministry's latest draft Statement of Tertiary Education Priorities (2004) rein-
forces these objectives, and sums them up in the national goal of "strengthening
Maori development'.
At the local level Christchurch College of Eduction engages with Ngai Tahu who
hold mana whenua (authority that springs from the land, and involves trusteeship of
the land) over most of the South Island and who are the sole Treaty partner to the
Crown in their region. In 1998 all four of the key tertiary institutions in greater
Christchurch joined with Ngai Tahu in establishing Te Tapuae o Rehua as a company
that would "enable a more co-ordinated and co-operative approach to increase the
number of Maori participating in tertiary education" (Te Tapuae o Rehua, 2002). The
company continues to be an active partner in determining strategic directions for
the College. One outcome of this partnership was the appointment of a kaiwhaka-
haere, or leader in Maori strategic direction, at the senior management level.
At the level of schools, Ngai Tahu has established an Memorandum of
Understanding with the Ministry of Eduction. This commits both parties to the
achievement of a number of specific educational outcomes for Maori, whose num-
bers in proportion to the population as a whole are steadily increasing. Among the
expectations that that have been established are the following:
●by 2004 every school will have established a relationship with its local branch of
Ngai Tahu, and involve parents in the education of their children;
71
THE TREATY, THE INSTITUTION AND THE CHALKFACE
72
●there will be monitoring of Ngai Tahu participation in early childhood education,
success in reading, writing and maths, secondary school retention and achievement,
suspension rates, te reo acquisition, and qualifications;
●by 2008 the performance of Ngai Tahu students will show they are achieving
equal to or better than the general population.
The power of schools to deliver to these outcomes will depend in no small part on
the preparedness of teachers to relate to Maori students and to their families. As a
pre-service and in-service educator of teachers our college has a clear role in preparing
teachers to develop understandings that come from Maori as well as Pakeha relation-
ships and to be able to meet these expectations.
THE BICULTURAL PROJECT IN THE COLLEGE
In response to these challenges the College set up an exploration of the needs of
College staff and of the strengths and shortcomings of the system. The working party
developed a set of recommendations that were duly accepted by the senior management
team as strategic goals (Te Aika and Greenwood, 2002). They are:
●recognition of the Treaty partnership by working with Ngai Tahu to deliver on
their priorities as well as existing ones,
●development of courses that provide students, and staff, with understandings of
Treaty obligations,
●development of programmes in Maori language and protocol for staff and students
with different levels of existing knowledge,
●creation of a physical and social environment that is culturally appropriate and
welcoming,
●recruitment, retention and continuing professional development of staff who are
Maori and also of staff who have bicultural capabilities,
●development of curriculum content that is up to date and relevant to Maori and to
bicultural development,
●support and allocation of funding for Maori research projects,
●Accountability for the planning and delivery of these above stated goals.
To implement these goals the College allocated a staffing resource, and we, the
authors, were appointed as Joint Co-ordinators of the Project.
The pages that follow provide an illustrative example of our task by describing
how we are developing the courses that are to provide students, and staff, with under-
standings of Treaty obligations. We describe the consultative processes and the
planning we have undertaken to determine the purpose, content and delivery style of
these courses, and we give an account of the practice of the first eighteen months.
An example of our processing of change
The need for Treaty courses had emerged from feedback to the working party by
staff, by students who are concerned about the lack of application to present classroom
needs in existing courses that deal with the Treaty, and by the Maori community who
note the unpreparedness of beginning teachers to create effective relationships with
JANINKA GREENWOOD AND LIZ BROWN
students and their families. The feedback has been aligned with the demands of the
TEC, Te Puni Kokiri documents and the Memorandum of Understanding.
At the same time it was evident that there were also a number of staff in the College
who considered courses about the Treaty either a waste of time or unnecessarily
divisive. In addition there are groups within the College who feel they have a strong
ownership of the material that might go into such courses, either because they have
actively taught Treaty history or anti-racism, or because of their familiarity with
existing models.
The first step was to engage some of the key stakeholders in a preliminary discus-
sion, so establishing the first cycle of our participatory action research. Members of
this group in turn have met, formally or informally, with others of shared interest and
developed overlapping and expanding spirals of discussion.
Our first group contained College staff from each of the sectors of pre-service
teacher education and members of the Maori community. All came with substantial
experience in this field. In terms of purpose the dual themes that emerged were:
to prepare our students to meet Treaty obligations in their schools, and
to be effective in creating learning situations that lead to success for Maori students.
The development of relationships was repeatedly identified as a crucial component.
The most common failure by teachers was not so much a lack of knowledge of facts but
of the skills to develop meaningful relationships with Maori pupils and their families.
From this central focus, a number of salient aspects of content were identified. It
was felt to be important to start with the present situation, and future expectations
rather than focusing primarily on the past, though factual knowledge of history is
clearly needed. Some knowledge of language is required but it needs to be strongly
targeted towards teachers' ability to pronounce their students'names and to approach
the Maori words they will meet in their work with respect and confidence. They need
to be able to meet Maori language without relegating it to something outside the
frame of normal classroom discourse. Knowledge of protocols, or tikanga , is also
important, but once again teachers need to be able to relate these concepts to the
content areas of their curriculum and to their normal classroom behaviours rather
than placing them on the side. Learning how to relate to Maori is the main area that
needs development.
It became evident that a Treaty course might provide a starting point for some of
this learning, but there is a real need for professional studies and for curriculum areas
to incorporate these principles as well. That realisation again pointed to the need for
professional development of all College staff so that they could understand these
goals and feel equipped to deliver on them.
When we came to discuss styles of delivery there was a considerable amount of
teasing out of the advantages and downfalls of inclusive delivery, as opposed to
separation into Maori and Pakeha groups, and of ways in which all participants could
feel safe and honoured at the same time as they might be challenged. A further point
that emerged was that in terms of staff workshops there is a need to get participants
to link their selected professional development directly to outcomes they will nominate
and that would be reflected in their changed practice. Robertson (2000) identifies
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THE TREATY, THE INSTITUTION AND THE CHALKFACE
74
reality-checking as the third "R" in participatory action research. Our staff are being
confronted by Ministry and other regularity demands for changed practice: we see
our role as developing processes that will help them meet those demands with a sense
of personal success.
The next stages of our process involve engagement with students and with begin-
ning teachers to discuss how equipped they feel to cope with Treaty obligations in a
contemporary classroom and what they perceive their learning needs to be, and with
staff across the College to facilitate their development of curriculum content. In this
process we are coming to understand our own role as provocateurs, as facilitators,
and also as people who stand back and simply encourage other staff who are willing
to explore and develop their own progress towards implementing Treaty goals.
Knowing which role to take when, is however still part of our own learning.
Learning, breaking down old learning, and art
This past year we worked with groups of staff and with first year teacher education stu-
dents in primary and early childhood programmes. We set out to create programmes
that would avoid conceptual incongruities between talking about the importance of
relationships and empowerment for teaching Maori students and teaching the needed
background information in ways that were didactic and possibly alienating. The student
participants had to attend in order to gain credits for what was a compulsory course.
However, within that constraint we sought to develop a learning situation where
honesty could be possible, trust could grow, imagination could be brought into play,
multiple possibilities could be explored and success would be experienced and
celebrated.
We describe the philosophy and process of these workshops more fully elsewhere
(Greenwood and Brown, 2003, 2004). Here we want to briefly describe some of
the things we have learned from these workshops and that we plan to carry forward
to the next cycles of our project.
One of the first things we found was that when participants were able to take
control – even within the limits of the resources provided – of their own research into
history they were very open to the discoveries they made. When these discoveries
challenged their previous assumptions, participants were willing to address the
challenge. Often reflections would involve statements such as; "In the beginning
I thought …, but when I found out about … I realised …" Because participants were
not called upon to accept ideas that were given to them by authority they did not
appear to have a need to defend their existing ideas. On the contrary they became
eager to learn more.
The second key principle that emerged from the first stage of our work was the
value of the group. Most of the work was done in small groups, with participants able
to choose their work mates and whether or not they wanted to try new groupings as
the work progressed. As we expected, the small group gave participants a supportive
context in which to bounce around emerging ideas and to argue without the involve-
ment of a 'teacher' and without the public exposure of whole group discussion. That
seemed to make it easier to shift ground. We were pleasantly surprised by the extent
JANINKA GREENWOOD AND LIZ BROWN
to which the small groups provided motivation for inquiry and challenged initial
ideas. By the second day participants would be planning, problem solving and critically
reflecting within their own groups, and would rarely turn to us for clarification or
endorsement.
A third discovery was about the value of art processes. We initially chose to
provide art making opportunities (visual and dramatic) because we saw art as a
means of opening up different expressive and discursive pathways, and we hoped
these would allow our participants to bypass some of the verbal and circular argu-
ments they were used to falling into. As the workshops progressed we would notice
that the participants would dive into the art materials with increasing confidence,
that the art processes did indeed appear to allow participants to focus on the mean-
ings that were emerging from their research rather than on discursive argument, that
they provided a vehicle for collaboration, and that final feedback often highlighted
the participants pleasure in working in this way.
Emergent themes in the project
At this point in our work we would like to share a number of the emergent under-
standings about the nature of our project as a whole, and where it fits into Maori as
well as western concepts of knowledge and research.
The participatory action research approach has engaged us in a process of consul-
tation and knowledge building that has parallels on the marae (the ground that is the
focal meeting place of a tribal community). Discussion on the marae is public and
issues that concern the community are discussed by all those who claim a part in that
community. Talk may begin with oppositional viewpoints, but it slowly works to
consensus as participants critically reflect on the experiences others bring to the
debate as well as their own. The cycles of action, reflection and reformulation not only
continue on that marae itself, but are taken out to other groups where they create new,
yet interacting, cycles of exploration. Knowledge is built by survey of previous lega-
cies of experience, often through oral records, and by the addition of new situations
to explore. So, as we in this project turn to what we describe as action research in the
context of western academia, we are also turning to marae practice. We are working
within the arena where Maori and Pakeha perspectives of knowledge overlap.
The recognition and development of relationships has repeatedly emerged as a central
issue. Whanaungatanga is the term often used to express this theme. Whanaungatanga
describes not only relationships, but also the obligations and expectations that come
through relationships, and the interdependence of the group. With relationships
comes an expectation of manaakitanga, the practical application of respect, support
and nurturing. Treaty understandings are based on partnership: positive partnership
invokes this rich understanding of the concept of relationship. To achieve its desired
role in educating teachers to do justice to their Maori students, the College needs to
enter into this kind of relationship with its community. Staff need to develop collabo-
rative relationships with each other in order to bring the College's strategic goals into
reality. Our graduating students need to know how to enter into these relationships
with students and their families. The concept of manaakitanga within relationships
75
THE TREATY, THE INSTITUTION AND THE CHALKFACE
76
acknowledges the need for all the parties to be nurtured. Teachers, be they the staff at
College, or their graduates in the field, also need to be supported so that they feel free
to engage with today's bicultural challenges and to take responsibility for their own
development. And Pakeha need and enjoy liberation, just as much as Maori. Personal
shift has to accompany systemic shift.
We find that the project we are engaged in brings up people's fears, uncertainties,
enthusiasms and angers as well as their intellectual responses. In the first instance,
we are dealing with people and people are multi-faceted. We are reminded that we
need to work with all the aspects of personality not only in our action processes but
also in our reflection. Maori description of personality invokes five aspects: hinengaro
(mind), ngakau (emotions), wairua (spirituality), tinana (body), whanaungatanga (kin-
ship connections). Within the model of participatory action and action research, tinana
may refer to the practical and material embodiments of action, and whanaungatanga
both to the community whose interests the action and the research serves and to the
community of knowledge-holders that we relate back to as we reflect on our work.
The work we do involves emotional processing as well as intellectual processing,
and it evokes our unmapped instinctive responses to what we understand to be wider
spiritual truth. We need to acknowledge and utilise all of these.
Finally, throughout this chapter we have talked about biculturalism, and we have
not mentioned multiculturalism. Mainly this is because the Treaty defines our national
character in terms of the sovereignty of indigenous and colonising cultures. Honouring
both these cultures in practice in our classrooms is our focus. However, this focus
does not ignore the multicultural nature of our classrooms. Immigrant children of
necessity learn to relate to Pakeha culture because it is embodied in the mainstream.
They also need to be supported to relate to Maori culture. Moreover, teachers repeatedly
find that as they come to understand Maori cultural needs and aspirations more deeply,
they also become much more sensitive to the backgrounds, language preferences,
learning styles, and personal needs of all their students. Biculturalism is not a denial of
multiculturalism, rather it is platform on which multicultural respect can be built.
CONCLUSION
At the beginning of this chapter we suggested that there are both simple and complex
answers to the questions: what do Maori want from education and how do we as
teacher educators meet their needs and expectations?
The simple answer to the first question, we suggested, is for their children to fly.
The more complex answer to this question is to some extent laid out in documents
such as the Memorandum of Understanding, Te Puni Kokiri's Report and the TEC
priorities. However the depth of the statements made in those documents needs to be
explored more fully through relationships and dialogue.
The simple answer to the second question is that we need to develop effective rela-
tionships with Maori that will allow us to show our student teachers how to collaborate
with Maori parents and communities and so empower the Maori, Pakeha, and new
immigrant children in their classrooms. The more complex answer involves a significant
JANINKA GREENWOOD AND LIZ BROWN
amount of learning and the negotiation of often quite complicated expressions of
need and expectation. It also involves the bringing together of people who may initially
hold quite opposing points of view and who bring their emotional as well as their
rational responses to the discussion. It requires a participatory process of action and
investigation to flesh out initial answers. Once again relationships and dialogue are
crucial.
We offered the image of the kite. Nylon and silk are not the only materials kites are
made of. Paper, flax, raupo and reeds are also extensively used. Different materials
have different characteristics which we need to know thoroughly in order to assist the
kite to fly. The wind may not be something we can control, but we need to learn to
recognise the characteristics of each breeze. Then our kites may not stay grounded.
They will soar.
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Page.
JANINKA GREENWOOD AND LIZ BROWN
FROM TEACHING TO LEADERSHIP
The past
In days of old, when teachers were bold, schools were simple places. Teachers delivered,
in oracular fashion, the curriculum they thought suitable to their pupils, whose role it
was to receive it. Schools had small staffs, Head Teachers taught regularly, their
deputies nearly always had full teaching time-tables. Education was locally adminis-
tered, with few other than very general central government guidelines, funding was
single stream. Historically, schooling developed in this way reflecting its origins
from the time when education was family and community based. While in present
days such a view may be seen as quaint, one of the writers experienced such schools
in London in the 1940's and 50's. Schools at that time and later were also simple in
terms of facilities and resources. He learnt his early number and word skills on a sand
tray and a slate, and used toilet paper [which in those days appeared to be designed
for the purpose] for tracing maps. The secondary school he attended had no library
and no duplicator. Courses were delivered via a single, often shared, textbook, aug-
mented by the eager pupil with trips to the local library. Later on he taught P.E. drama
and craft in a classroom with double desks screwed to the floor. The most common
form of curriculum delivery was teacher dictation. Lest this sound like a tale of woe,
the writer has always appreciated his schooling, which would appear not to have sig-
nificantly handicapped his career progress and life.
TODAY
Present day English schools provide a stark contrast. We have gathered some indica-
tion of the extent of the growing number and complexity of leadership roles and
duties of teachers from schools participating in research projects the authors have
worked on. In many secondary schools few teachers only teach. For example, a list-
ing of the 68 teachers in one reveals only 16 [24%] without a significant leadership
role or roles. These include the Leadership Team consisting of: a Head Teacher, three
Deputy Heads, three Assistant Deputy Heads and a Senior Manager, together with
Heads of Year and Subjects, with Seconds in Charge. Leadership listings or plans are
often very detailed, for example, in another similar school the team consists of:
●Head, Learning and ethos
●Deputy Head, Learning and teaching
●Deputy Head, Learning and curriculum
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IVAN REID, KEVIN BRAIN AND LOUISE COMERFORD BOYES
6. WHERE HAVE ALL THE TEACHERS GONE?
GONE TO BE LEADERS, EVERYONE
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 79–92.
© 2007 Springer. Printed in the Netherlands.
80
●Senior Assistant Head, Learning and learning support
●College Manager, Facilitating learning
●Assistant Head, Learning and community
●Assistant Head, Learning and inclusion
●Assistant Head, Learning and behaviour
●Assistant Head, Learning and pastoral support Key Stage 3
●Assistant Head, Learning and pastoral support Key Stage 4
●Assistant Head, Learning and achievement
Each of these is followed by a list of between 10 and 19 specific responsibilities.
Indeed, the Staff Handbook lists almost 250 roles and responsibilities in a hopefully
comprehensive A-Z that are carried out by teachers.
While smaller in scale Primary schools display a similar pattern. They are required
to have Head Teacher and Deputy, Co-ordinators for each of the seven National
Curriculum Subjects and for Key Stages 1 and 2. Consequently, in the large number
of such schools with less than 11 teachers the roles have to be combined. But this is
but the tip of an iceberg, since the schools have a large number of less formal leadership
roles to be undertaken. Most will have a role in respect to special educational needs
(SEN) provision and the deployment of teaching assistants. Those involved with
Government initiatives, such as Education Action Zones (EAZs), Excellence in Cities
Partnerships, Federations, Networked Learning Communities and the like will have
leaders for these. In some cases these create several further roles related to aspects of
the initiatives, for example, parental involvement, ICT, continuing professional
development (CPD), accelerated learning, boy's and ethnic underachievement, etc.
LEADERSHIP OR MANAGEMENT?
Our use of the term leadership for what traditionally has been seen as management is
more than justified in contemporary English schooling. The shift in usage is clearly
epitomised by the setting up of the National College of School Leadership and the
term's adoption by many schools. The shift might be assumed to have implications of
a change in schools' regimes and the style of relationships within them. This is
implicit in the literal meanings of the words: to manage is to be in charge of/ to
administer; to lead is to show the way/ to guide. The extent to which these implica-
tions were intended, or have been realised, is open to speculation. Our experience
across a number of schools indicates that the full range of perspectives derived from
both terms exist and often co-exist.
HOW DID WE GET WHERE WE ARE? FROM NEO LIBERAL
TO NETWORK MARKET
Some of the change from teaching to leadership is the result of the increased size of
schools, caused by an increased child population [post war baby boom], urbanisation
and the closure of large numbers of small schools deemed to be uneconomic,
together with the rapid development and adoption of technology. Most, however, is
IVAN REID ET AL.
the result of central government policy implementation, and this is the central concern
of this chapter. Space precludes more than a passing reference to the precursors to the
main epoch reviewed here. Major among these were:
●Moves towards comprehensive secondary schooling from the 1960's.
●The raising of compulsory period of schooling from 10 to 11 years in 1972/3.
The proliferation of leadership roles in schools emerges from the 'educational
revolution'(Jones, 2003) of the nineteen eighties that was set in train by Conservative
governments between 1987 and 1997. It attempted to restructure the whole educa-
tional infrastructure of the social democratic post-war settlement through creating an
educational market along neo-liberal economic lines. The basic governing principles
can be summarised following Ball (2001, p. 46) as:
●Choice and competition. The commodification and consumerisation of education;
●Autonomy and performativity. The managerialisation and commercialisation of
education;
●Centralisation and prescription. The imposition of centrally determined assessments,
schemes of work and classroom methods.
These essential characteristics were enshrined in the 1988 Education Reform Act
(ERA) and reinforced by subsequent acts and government circulars.
Choice and competition between schools were promoted through:
●providing parental choice of school (subject to available places);
●ensuring schools published Standard Attainment Test scores; and
●the introduction of a per pupil school funding formula.
These changes ensured that schools competed for pupils, via parental choice,
based primarily on performance.
Autonomy and performativity were promoted by the creation of the local manage-
ment of schools, achieved by devolving education budgets to individual schools,
together with the creation of Grant Maintained Schools – schools which could opt
out of LEA control, providing a majority of parents supported the move. In addition
to promoting autonomy these introduced a further element of diversity and choice in
provision, as did the later creation of Specialist Schools. Performativity was encour-
aged by creating a market in which autonomous schools competed to attract pupils
through parental choice which would be exercised primarily on the basis of how
successful schools were in achieving high levels of pupil attainment.
Centralisation and prescription were reflected in the introduction of a National
Curriculum, ensuring that a standard, quality assured product was delivered to
consumers. The National Curriculum paved the way for the introduction of perform-
ance league tables and Ofsted inspections (from 1993) which further promoted
performativity. Ofsted became the vehicle through which schools were made
accountable to government for the delivery of a pre-set curriculum and defined and
prescribed the quality of management and teaching.
The creation of an educational market has had profound implications for management
and teaching in schools. First, it increased the range of managerial functions schools
had to fulfill. The devolution of budgets to schools resulted in them undertaking
functions that were previously undertaken by continuing professional development
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WHERE HAVE ALL THE TEACHERS GONE?
82
(LEAs). For example, Gunter (2002, p. 151) lists headteachers becoming responsible
for: bidding for resources, buying in training and consultancy, competitive tendering
for cleaning and canteen staff, hiring, firing, promoting of staff, installation of oper-
ation of performance management systems, and selection, recruitment, retention,
discipline and exiting of pupils. These required new managerial functions to be
carried out by both teaching and non-teaching staff. Second, as schools became more
autonomous and business like, so the development of specific management and lead-
ership skills became more important and a separation opened up between management
and teaching staff. This explains the proliferation of management training courses.
Third, the introduction of the National Curriculum and Ofsted inspection created a
demand for new middle management posts such as Key Stage and subject co-ordinators
and helped to transform the work of class teachers by inculcating the practices and
culture of target-setting, action planning, monitoring and assessment. In this way,
teaching was 'de-professionalised' as good teaching increasingly became defined as
the delivery of the National Curriculum, in carefully prescribed ways, to meet narrow
educational outcomes, thereby increasing the range of 'managerial'functions of teach-
ers in planning, administration and assessment. New quangos were set up to control the
curriculum and prescribe its content (Qualifications and Curriculum Authority) and to
control and change the training and work of teachers (Teacher Training Agency) and
were intended to embed the model of teacher as curriculum deliverer.
Not surprisingly, as managerial functions increased, new middle management and
senior management positions were created, teachers' workloads changed, the number
of non-teaching staff employed in schools increased and schools became more
complex organisations. However, this trend toward complexity rapidly accelerated in
the move toward the networked market, which is a developing product of the New
Labour Government's ongoing drive to raise standards, begun in 1997.
New Labour identified the raising of educational standards as its number one priority
this being simultaneously seen as the key to creating economic growth in the flexible,
knowledge-based economies of the 21st century, and promoting social inclusion by
creating pathways out of poverty. This view places education at the heart of social and
economic policy, because developing the knowledge and skills of individuals both
secures their employability and produces the human capital necessary for economic
success in post-industrial economies. This is assumed to automatically lead to social
inclusion.
Education is the key to creating a society which is dynamic and produc-
tive, offering opportunity and fairness to all … learning can unlock the
treasure which lies within us all. In the 21st Century, knowledge and
skills will be the key to success. Our goal is a society in which everyone
is well educated and able to learn throughout life. Britain's economic
prosperity and social cohesion both depend on achieving that goal.
(DfEE, 1997, p. 9)
The New Labour approach to raising standards retained and reinforced the core
principles of previous Conservative governments' market-based reforms: per capita
IVAN REID ET AL.
funding for schools; the devolution of school budgets; differentiation between types
of schools; promotion of selection in some areas; use of school performance league
tables; setting of narrowly-defined attainment targets; and the instruments of school
inspection. In addition New Labour's 'Third Way'approach added:
●the promotion of collaborative networks and partnerships between schools and
between other 'partners' e.g. business, community groups, statutory and non
statutory services, in order to raise standards;
●a focus on raising standards in deprived or disadvantaged areas, to ensure 'excellence
for all', through the promotion of targeted initiatives designed to raise the social
capital of individuals, families and communities in deprived areas.
These two additional principles modify, rather than transform, the neo-liberal
market of the Conservatives by promoting a networked market. This is a market in
which competition between schools is retained but attempts are made to:
●encourage collaboration between clusters of schools, in order to promote the
development and dissemination of best practice, encourage the sharing of
resources and develop common solutions to educational problems;
●create new forms of partnerships between schools and other stakeholders in the pri-
vate, public and voluntary sectors that will open up schools to sources of innovation
and result in the creation of dense networks of support, on which schools can draw
to provide support structures for disadvantaged or disaffected pupils and their
families;
●situate the school as a community resource that is at the centre of a learning
community providing the social capital – networks, support structures, contacts
and relationships – that parents and pupils in deprived areas are assumed to lack;
These involve attempts to create social capital networks that can be exploited to
help individuals, families, schools and the wider community, in order to raise levels
of achievement.
Pupil and family support is provided in a wide range of forms, e.g. learning mentors,
learning support units, extended study support, promotion of parental involvement
and family literacy programmes. Teachers'and schools'support networks are created
both in and between schools through the increase in non-teaching staff and support
services, e.g. teaching assistants, learning mentors, learning support units and behaviour
improvement teams, and by promoting collaborative work between schools, and
between schools and other institutions, through initiatives such as Sure Start, EAZs,
Networked Learning Communities and Excellence in Cities (EiC). Community support
is provided through the promotion of the school as the centre of local community
provision, as reflected in EiC Partnerships and Extended schools, which provide a
range of educational and welfare support functions for the local community. The
Education Act 2002 gave school Governing Bodies the power to provide community
facilities for the benefit of pupils, their families and people who live and work in the
locality.
Michael Barber, Head of the Government's Performance Unit, illustrated the role and
benefits of collaborative partnerships in the following description of the government's
EiC programme.
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WHERE HAVE ALL THE TEACHERS GONE?
84
EiC is based firmly on the belief that schools working together, collabo-
ratively, can achieve more for pupils, parents and communities than
schools in isolation … by working with others to share best practice,
tackle common problems and offer specialist opportunities to other
pupils from a range of schools each school can help to enhance perform-
ance across an area … Each pupil should see him or herself as a member,
not just of a specific school community, but of a wider learning-community
committed to his or her success.
(Barber, 2001, p. 30)
A similar logic underpins the creation of an extended school in every LEA. Such
schools will house multi-agency workers and support services in an attempt to pro-
vide support for pupils, families and communities that will help overcome barriers to
educational success.
As can be seen from the discussion above, the network market phase of educational
reform further diversified and fragmented schooling, resulting in a high level of insti-
tutional variation and complexity. Diversity was furthered through the creation of new
types of school, e.g. Specialist, Beacon and City Academies, and the encouragement of
different forms of provision for groups of pupils, e.g. Gifted and Talented, and new
forms of collaborative partnerships. As the DfES argued, 'this quiet revolution is mak-
ing our schools unrecognisable compared to the staffing picture even of 10 years ago'
(2002, p. 25).
THE CONSEQUENCES OF CHANGE FROM
TEACHING TO LEADERSHIP
There is a range of consequences not only for teachers, but also for school, pupils,
parents, and local and national policy makers and implementers. Here we concentrate
on some of the consequences for teachers and their education and training.
Individual teachers
Most people with knowledge of English schools are aware of how overloaded and com-
plex teaching has become in recent years. Here we illustrate the situation as portrayed
by two experienced teachers in in-depth interviews. In our experience their views are
shared by many in their profession.
H is a mainstream primary school teacher with 6 years experience. In addition to
being a classroom teacher contracted for 27.5 hours a week, she has whole school
responsibility and leadership for the coordination and management of Literacy. This
amounts to some 15 hours additional work. The coordination of literacy is very com-
plex. H feels that the workload is overwhelming, everything is crisis managed and
that has a negative impact on her ability to teach. There is also pressure from outside
agencies that affect how she feels about her work as the leader of a core subject:
It stresses me out that I am always in the position of having to explain
myself to outside bodies: a feeling of impending doom of everything
IVAN REID ET AL.
potentially crashing down around my ears: Ofsted, the pressure of being
a Beacon Status school, SATs, league tables … all those things that
demand that I co-ordinate and lead in a exemplary fashion.
H undertakes this demanding role with no formally recognised management status, no
contractual agreement to do so, no financial remuneration or non-contact time, or time
in lieu. She also manages and co-ordinates Art and Design, and is responsible for
assessment in Key Stage 1. To remain on top of her job H estimates that she works in
excess of 60 hours a week and uses the holiday to catch up, mainly on administration .
She sees her school shifting towards a production line delivery of governmental
initiatives, rather than being an organic and autonomous body within which pupils
grow and develop. As she put it:
At the end of the key stages, pupils have really missed out on a broad and
balanced curriculum, it's a constant catch-up until SATs, then afterwards
everyone's too tired to enjoy the rest of year. Its so constraining because
you can't really respond to what's going on in schools.
As Literacy Strategy Coordinator (as opposed to the English Coordinator of the old
days) H feels responsible for the performance of every child in the school.
I know how I would ideally like to manage a core subject but I just phys-
ically can't without becoming a complete workaholic and burning out.
In summing up the professional consequences of her multiple leadership responsibilities
H concludes that they:
…impinge on my ability to plan for, monitor and assess my class effec-
tively. I sometimes have no choice but to do the bare minimum in order
to be able to grab time for subject co-ordination, because there is no
allocation for this within my contracted hours but there is an expectation
that I will excel at it, and contribute to the continued Beacon Status of
the school.
And of the personal consequences:
Lack of sleep due to overwork, I can't relax my brain, I often can't sleep
because I'm planning and then worrying about what I have to do. I am
not able to do a lot of the things I would like to do in the evenings or at
the weekend because I'm too tired, or, actually, am too fed up. I feel
guilty when I go out at night in my own time during the week because
I know that I have so much still to do, but even working till ten o'clock at
night still doesn't get me anywhere.
R is a mainstream secondary school teacher with 17 years experience who has two
additional responsibilities: 2nd in charge of the Maths Department and the School's
Examinations Officer. She is not part of the Senior Management or Middle
Management teams. Recently, the Government has recommended that the role of
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WHERE HAVE ALL THE TEACHERS GONE?
86
Examinations Officer should be a full time administrative post of 27.5 hours a week
and not carried by a mainstream teacher as an additional responsibility, but R does
this alongside teaching Maths in KS3 and 4, Business Studies in KS4 and the
Advanced Vocational Certificate of Education in KS5: her teaching commitments
equal 19 hours of timetabled contact time a week, not including cover for absent
colleagues. To this must be added the directed time hours for meetings and non-
contact time. The time R spends in school exceeds 50 hours a week, and on average
some 70 hours a week doing her job, only 19 hours [less than a third] of which is
spent with pupils. As she pointed out:
I am always being called out of class … typical interruptions to my lessons
include being brought post; pupils coming in with exam admission
related problems; staff coming in with queries about exams, not to mention
pupils coming in for clarification or equipment if I have had to set them
off because their teacher is absent. I have to carry a mobile phone and
effectively be 'on call'. In exam season, I can miss up to half of any
lesson I am supposed to be teaching. This is no good for pupils'education,
sometimes the pupils themselves comment on the level of interruptions
we suffer.
Having said that, R also recognised that her leadership role in the Maths Department
has positive benefits for the pupils. Her attendance at CPD courses that introduce and
train staff for various initiatives and changes have had a positive effect on both her
own teaching and her leadership of this core subject.
R identified three types of leader/teacher at her school:
●those with formally agreed and financially remunerated leadership responsibilities;
●those with less formally agreed leadership roles, for which they had volunteered;
●those without formally or informally agreed additional responsibilities, who had
not volunteered.
She stated that there was no clear parity between workload and status and salary in
these categories. One result of this disparity was that some teachers felt impelled to
take on leadership roles, while others were not highly regarded because they never
volunteer to do any of the work that needs to be done.
R analysed what she saw as the motivation and/or the desire to move out of classroom
teaching into leadership roles as; because they feel that they could do better than what is
in place; seek financial incentives, higher status; to further their career; to gain respite
from the classroom, anything that reduces face to face contact. While most of these can
be seen as traditional reasons, the last is of particular interest, especially as R saw this as
having been heightened by the increasing advent of pupils'and parents'rights.
She also identified the role of government initiatives as a source of the higher
expectations of teachers:
the Government, you know … They are always bringing out new initia-
tives or guidelines, including what is a core or non-core subject, without
considering time implications.
IVAN REID ET AL.
While R maintained that she enjoyed working with pupils and got a lot of job satis-
faction from it, she regretted
that there is never enough time to really get to know them – it's like a
production line where you are instilling knowledge, where there is much
less of … life skills, values, the stuff you can do based on relationships.
Reflecting on her career she commented:
I used to feel on top of it and up to date, I never do now, which is to do
with the roles that I have in addition to being a teacher.
When asked about the personal consequences of her current workload, R stated;
Well a very constricted social life, I rarely have a free evening, I proba-
bly work nine out of ten evenings. Also most weekends. I'm really tired,
and I get really irritable towards the end of term. I guess I make super-
human efforts in bursts because I know I can collapse in the holidays,
then I'm usually ill for the first few days.
THE PROFESSIONAL PREPARATION AND
DEVELOPMENT OF TEACHERS FOR LEADERSHIP
Our impressions from the teachers we meet in the course of the Unit's work suggest, as
do the interviews above, that they feel not only undue pressure, or lack of choice in
undertaking leadership roles, but also unprepared for, and unsupported in, them. There
is then a clear need to review what is being done by way of changing this situation.
The Professional Standards for Qualified Teacher Status and Requirements for
Initial Teacher Training [TTA, 2002] have but a passing reference to leadership:
They [newly qualified teachers] work collaboratively … and, with the help of an
experienced teacher as appropriate manage the work of teaching assistants or other
adults to enhance pupils' learning. [para.3.3.13].
Hence, while some Initial Teacher Training (ITT) providers do provide preparation
for leadership roles within their programmes, they are not obliged to. Consequently,
newly qualified teachers must learn either on the job, through the induction process,
or seek in-service course opportunities, especially in respect to leading a curriculum
subject.
The continual redefinition or re-modelling of teacher's roles and responsibilities
beyond that of a closed classroom model has obvious and complex implications for
their professional preparation. For ITT providers there appear to be two extreme
strategies. The introduction of specialised routes to produce teachers ready to take up
specific leadership roles, which is improbable not least because of the human
resource implications for the education service. More likely is an attempt to provide a
general course on leadership that, together with subsequent training, will enable
these roles to be undertaken. While it can be envisaged that such courses could
be provided on the 4-year programmes, the post-graduate teacher training course
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WHERE HAVE ALL THE TEACHERS GONE?
88
route is already overloaded and there are no plans to extend it. At present then
provision varies and is far from clear. Interviews with students about to enter the
profession reflect this situation, in general they report not feeling prepared for the
leadership roles they observe in schools, and as one put it, that:
College gives you the impression that leadership roles in school that you
might take up happen because that's what you choose.
However, they recognise that this is not the reality they face, and that schools often
do not have such luxury and have to load leadership roles onto unprepared and some-
times less than willing teachers [see also Reid and Thornton, 2000].
Initial teacher training gives us the basics … so really it comes down to
on-the-job learning … The level of support and leadership training that
you get is then at the level of individual school.
So despite all attempts to transform education into a networked marketplace, the
extent to which individuals are transformed into leaders seems to impact at the level
of the individual school once NQts are in post and continue a learning curve that for
a lucky few commenced on teaching practice. Some students through their place-
ments will be aware of, and have experience of, many of the current initiatives, others
will not.
Once in the field the provision of leadership training continues to be unsystematic.
There are opportunities for CPD in the field and the Unit evaluated one such pro-
gramme that was sponsored by an EAZ [Brain and Reid, 2001]. Its aims were that the
Zone's schools should have: A common approach to leadership; Collaboration and
networking; Enhanced knowledge and skills. We gathered evidence from:
Participants' pre-course personal audits; In-depth interviews with the course tutor
and members, and the EAZ Project Co-ordinator; the EAZ Project Co-ordinator's
observation reports at sessions and the course review.
Prior to the course teachers were asked if there were any specific areas or skills
that they hoped to improve. These are illustrated by the following typical quotations:
'Handling difficult situations with staff who do not meet deadlines, teach
well, etc.'. 'Assertiveness, achievement monitoring.' 'Communication,
time management''I'd just like to be a little more confident in my role as
team leader.' 'Priority and time management.' 'Managing uncooperative
colleagues.''Dealing with conflict.'
It was clear from the teachers' comments that the course was well received and seen
as valuable. Two teachers, for example, commented: It has given me insight into how
teams work together, and It has increased my awareness and confidence.
Relevance of course content
The course looked at basic management theories and explored practical techniques
for team building, planning and running meetings, and time-management. The
teachers clearly liked the practical aspects of the course. This was because, as one of the
IVAN REID ET AL.
teachers argued, they had come into leadership roles as experts in teaching, not
leadership. These roles were new and had not been part of their professional prepa-
ration, and neither was it provided for in school. At the same time, however, many of
the teachers already knew and were using many of the techniques. For example
teachers commented; a lot of the stuff, I'd worked out myself and I didn't learn
anything new as such, though they also said that the course had added to their skills.
The course tutor acknowledged the course content was basic and thought that it
could be developed to focus more specifically on issues relevant to school improve-
ment and management. The EAZ Project Co-ordinator was more critical of some of
the course content, arguing that the theories of management used were not directly
applicable to schools because schools are different from the organisations on which
the theories were based. Hence, teachers would have difficulty in applying them.
COURSE VALUE TO PARTICIPANTS
The interviews raised two beneficial features of the course for the teachers. First, it
validated what they were already doing and helped make them feel more confident in
their roles. As one teacher put it, it made me feel as if I was on the right lines. More
importantly perhaps, they felt that having been on the course enabled them to justify
themselves to colleagues. The tutor noted that they took all the literature they could
so that they could show their colleagues what they were saying was right.
Second, they enjoyed the opportunity to discuss issues of concern, to meet
colleagues in similar situations and find out what they were doing. The EAZ Project
Co-ordinator thought this might account for the fact that the teachers evaluated the
course so positively. After all, it provided a chance to get out of school and offload a
lot of their problems … wouldn't you feel better if I let you do that?
Teachers also commented on how little they knew about leadership practices and
roles in other schools. The course provided an opportunity to compensate for this.
Despite the teachers' enjoying and benefiting from the course, a consistent feature of
their comments was the need to provide courses for senior, as opposed to middle,
leaders. A frequently asked question on the course was are you going to do this
course for Heads and Deputy Heads? This probably arose from the participants
feeling that they knew how to do basic things, but that some/most of their senior
mangers did not.
COURSE EFFECT ON SCHOOL PRACTICE
The crucial and most difficult aspect is identifying the course's impact. The EAZ
Project Co-ordinator stated bluntly; When we asked the schools as part of the moni-
toring about people who had been on the course the comments were 'they came back
really enthused'but when we asked if it had made any difference in school the answer
was 'no'.
Real change depends on having time and resources, the support of senior staff
and the right kind of culture in school. However, teachers' comments can be
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WHERE HAVE ALL THE TEACHERS GONE?
90
characterized as; we would suggest ideas to the Head and be told there was no money
or time to implement ideas and that they didn't have the power to change things in
schools. These views were confirmed as key issues in the interviews, as one teacher
argued; it doesn't matter what we learn unless we are used by senior management that's
what it's all about. Consequently, there is something of a 'Catch 22' situation here.
Leadership training is designed to initiate change in schools through the introduction of
new working practices. However, to a marked extent, the ability to initiate change
depends on having the right school culture and working practices in the first place.
Teachers or learning leaders in the Network Market
The creation of the network market in education is transforming schooling, schools
and teaching in complex, if not contradictory ways. The school as the site of educa-
tion is being restructured in the drive to raise standards, creating simultaneous
pressures towards standardisation and customisation in teaching and learning. On the
one hand, the standards drive reinforces the central importance of schools in deliver-
ing education and raising standards. It maintains the pressures of standardisation
through the National Curriculum, the literacy and numeracy strategies, league tables,
the instruments of inspection and audit, and centralising agencies such as the TTA,
QCA and the Standards and Effectiveness Unit at the DfES. On the other hand, the
modernisation of the education system in the drive to raise standards is creating a
bewildering array of diversity, in types of school, the organisational forms, services
and functions provided and consequent mixture of staff and range of roles. The cre-
ation of new types of school, such as, Specialist, City Academies and Extended 'full
service' schools, alongside the promotion of new organisation forms such as
Federations or Networked Learning Communities have produced distinct trends
towards customisation.
At the same time as teachers' work contexts change in this fashion, the
Government is attempting to remodel teaching. Teachers are urged to become leaders
in creating learning environments, to see themselves as facilitators rather than
providers, and as team members rather than individual performers. They are offered
a vision by central government in which teachers take responsibility for developing
positive learning environments, tailoring teaching to individual pupil's needs, and
drawing on a wide range of support staff in school and partners outside, who form
part of the learning community. Teachers are urged to innovate, share best practice
and develop a sound evidence base to inform practice by taking responsibility for
their own learning so that they can lead the way in removing barriers to learning and
finding solutions to learning challenges (DfES, 2003a, b & c). At the same time,
however, the objectives, goals and purposes of education are set for the profession by
central government, together with the definition of good teaching. Indeed, the cre-
ation of school learning networks, specialist schools and new teaching roles such as
Advanced Teachers – which, in part, seek to develop and disseminate best practice –
reinforces the tendency toward standardisation by promoting standard strategies
across the range of differing school contexts. These tensions reflect the simultaneous
pressures towards standardisation and customisation.
IVAN REID ET AL.
To date the government's remodelling of teaching has concentrated on efforts to
reduce teachers' administrative workload, developing the role of teaching assistants
to support curriculum delivery, and the introduction of new pay and performance
management systems (see, DfES, 2002). Teacher training formats have not developed
along the road of customisation, but rather remained standardised around the model
of teacher as curriculum deliverer. Similarly, CPD opportunities have been closely
tied to government strategies. The focus has not been on equipping teachers with the
skills to engage in professional self-development, to develop evidence based practice,
to run educational teams, to innovate or facilitate, but rather to prepare a generation of
teachers as technicians, or deliverers of set strategies.
A recent conference organised by the National College for School Leadership
about Networked Learning Communities illustrates some of the consequences of the
situation outlined above. In a workshop session some teachers commented on how
they had lost the art of innovation and self-development because they relied on
downloading lesson plans and formats from the QCA website. A couple of the more
experienced teachers remarked that newly qualified teachers often could not prepare
lessons without this kind of aid, because that is how they had been trained.
Despite Government rhetoric about transforming teaching and learning, it is not
yet clear that teacher training has adjusted to the network market, or addressed the
question of how teachers should be trained and structure their CPD in order to work
effectively and efficiently in schools which:
●are internally differentiated in complex ways for different kinds of pupils, following
different kinds of curricula;
●operate with 'learning teams' to deliver education which include teachers and a
range of support staff, some from external organisations, such as industry;
●vary enormously in organisational form and the extent to which they are set up to
offer limited or extended educational and social support services to the community,
potentially opening up new areas of responsibilities for teachers;
●link into a range of partnership or network arrangements to disseminate best practice,
share resources (including teachers) and develop common approaches to teaching
and learning issues;
●increasingly offer learning opportunities outside of school, such as the home, FE
colleges, the workplace, cyberspace and e learning.
An earlier version of this chapter appeared in Educational Studies 30 (3) (2004),
251–264.
REFERENCES
Ball, S. (2001) Labour, Learning and the Economy: A 'Policy Sociology', Perspective, in Fielding, M. (ed)
Taking Education Really Seriously, Four Years Hard Labour. London: Routledge, pp. 45–56.
Barber, M. (2001) High Expectations and Standards for all, No Matter What: Creating A World Class
Education Service in England, in Fielding, M. (ed) Taking Education Really Seriously, Four Years
Hard Labour. London: Routledge, pp. 17–41.
Brain, K. and Reid, I. (2001) An evaluation of the Middle Management Programme. SBEAZ Evaluation
Report 1, UERE: University of Bradford .
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WHERE HAVE ALL THE TEACHERS GONE?
92
DfEE (1997) Excellence in Schools . London: HMSO.
DfES (2002) Time for Standards – Reforming the school workforce. London: HMSO.
DfES (2003a) Raising Standards and Tackling Workload: A National Agreement Time for Standards.
http://www.teachernet.gov.uk/docbank/index.cfm?id 3479.
DfES (2003b) Excellence and Enjoyment: A Strategy for Primary Schools. http://www.dfes.gov.uk/prima-
rydocument/pdfs/DfES-Primary-Ed.pdf.
DfES (2003c) A New Specialist System: Transforming Secondary Education. http://www.teachernet.
gov.uk/docbank/index.cfm?id 4409.
Gunter, M (2001) Modernising headteachers as leaders An analysis of the NPQH, in Fielding. M (Ed)
Taking Education Really Seriously, Four Years Hard Labour, London: Routledge.
Jones, K. (2003) Education In Britain 1944 To The Present. Cambridge: Polity Press.
Reid, I. and Thornton, M. (2000) Why Students Choose Primary School Teaching as a Career. Centre for
Equality Issues in Education: University of Hertfordshire.
Teacher Training Agency (2002) Qualifying to Teach Professional Standards for Qualified Teacher Status
and Requirements for Initial Teacher Training. London: Teacher Training Agency.
IVAN REID ET AL.
SECTION TWO
STANDARDS AND ACCOUNTABILITY:
WHAT DOES IT MEAN TO BE A GOOD TEACHER
AND HOW CAN WE MAKE IT HAPPEN?
"If we don't know where we're going, we will never know when we have
gotten there." – Mark Twain
INTRODUCTION
The desire for change in teacher education is everywhere. There is an almost universal
quest for greater teacher quality, and with it, a demand for higher quality teacher
education. The most prominent voice for making changes in teacher education has
been that of policy makers – those who both frame policies and those who enact them
into law. In seeking change, policy makers have asserted their right to unilaterally
make changes to the enterprise – marginalizing both scholars and practitioners. Even
when acknowledging a role for practitioners and scholars, they have tended to enact
changes at the national or federal level while leaving to others the need to fix programs
at the local or institutional level. As the conversation has become more national or
central in scope, criticism of preparation and professional development or continuing
education has intensified and support has declined. This has resulted in academics
and professionals being denied access to the conversation and the creation of a
substantial gap between policy maker and professional. Reclaiming a rightful role for
academics and professionals is imperative and the way to do this is to focus attention
at the local level.
In a world much more competitive economically and politically, there is a tendency
to move decision making away from the local and to the national level. In the developed
world, the quest for greater student learning and worker productivity has prompted
much attention to teaching and teacher education. In the United States as well as
elsewhere in the developed world there is a growing insistence that every facet of the
preparation and professional development of teachers be changed. The presumption
is that if only students had more academic learning their societies would be more
competitive economically. To accomplish this, it is presumed that schooling needs
to be changed and with it the way that teachers teach and the way they are prepared
to teach. It is now almost universally accepted that student learning is the key to
21st century economic success.
It is not surprising that politicians and policy makers are seeking new ways to prepare
and sustain good teachers given the current focus on pupil learning and the almost
universal disdain for current teacher training practices. In the United States, teacher
quality seems to be the top policy issue for national or federal educational policymakers
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7. QUALITY IN TEACHER EDUCATION:
SEEKING A COMMON DEFINITION
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 95–112.
© 2007 Springer. Printed in the Netherlands.
96
with efforts to recast the preparation and professional development of current and
future teachers. This same trend is occurring everywhere with international organi-
zations and national research entities examining every aspect of the preparation and
practice of highly qualified teachers. It seems like there is a universal effort to change
teacher education and with it a remarkable sameness to both the way the problem is
diagnosed and the solutions posed to remedy the problem. In this chapter, we attempt
to examine the centralization of decision making for teacher education in the United
States and the similarity of those decisions to those occurring in other political
entities. We will highlight the exclusion of professionals or academics from the
process and suggest the need for the community of academics and professionals to
reclaim a role and to pose a set of solutions. We suggest that this has to be done at the
local level, rather than the national level, and that the single measure of success will
be student learning gains of students in local classrooms and schools. Absent such
effort, politicians and policy makers at the national level will continue to marginalize
teacher educators and to assert their own solutions to the problem of attracting,
preparing, placing, supporting and sustaining the highest quality teachers in schools
everywhere.
CHANGE IN TEACHER EDUCATION
IS A UNIVERSAL DEMAND
When political leaders and education policy makers gather to talk about education,
the challenge of preparing high quality teachers is always at the top of the agenda. In
virtually every country in the world there are demands and expectations that teacher
education will change. The Chilean educator Beatrice Avalos has identified change
in teacher education as the most persistent policy demand by politicians with the
expectation that such changes will produce a generation of teachers capable of address-
ing the socio-economic needs of the particular nation or state. Avalos highlights the
structural changes underway in teacher education that are occurring everywhere
and questions when policy makers will turn to changing the substance of teacher
education.
The Education Testing Service's Preparing Teachers Around the World reinforces
this message. ETS gathered evidence from seven industrialized countries or, what they
termed, "high performing countries," and in their policy brief showed how pervasive is
the concept of change in teacher education in countries as diverse as Singapore and
Australia, Korea and the Netherlands. Their findings and conclusions parallel studies
either recently concluded or underway by many organizations and international donor
agencies. These and other international and national reports on teacher education high-
light the themes of quality and change in teacher education. All document the efforts
for change in teacher education but all of these studies also show that change, thus far,
has been limited to structural changes in teacher education (e.g., the efforts in much of
Asia to move away from the long history of offering teacher education in pedagogical
institutions and toward the preparation of teachers in comprehensive colleges and
universities) rather than directing efforts at the substance of teacher education.
DAVID G. IMIG AND SCOTT R. IMIG
In the United States there are discussions of both structural and substantive change
in the way that teachers are prepared and the way they are licensed or registered to
practice. There is substantial investment in preparing teachers in non-collegiate
settings and for specific assignments in particular schools. There are also efforts to
use licensure as a policy tool with policy makers seeking to shift the authority for
licensing away from states and to either a new national entity that would issue
national "passports" or to recast it as a matter of local school determination.
Reducing preparation time, centering the venue for teacher education away from the
university, making it a post-baccalaureate program, focusing on local student popu-
lations and their learning needs are efforts intended to transform both the form and
function of teacher education … That teacher education has achieved such importance
is a testimony to the potential power of professionals and practitioners in shaping
the future of teacher preparation and practice. If it was a "low-stakes" matter, no one
would care and policies would be directed elsewhere. Teacher educators should take
solace in the fact that for many it is of such "high stakes" importance.
The press for change in teacher education centers on how teachers should be
prepared. Policy makers are asking fundamental questions about the nature of train-
ing, the venue for such preparation and the content of the preparation program. The
real question that is being asked is whether teachers need training beyond coursework
in a discipline or school subject, i.e., should an academic major in a subject taught in
a primary or secondary school be sufficient to "qualify" one for teaching?
Policy makers assert that the most effective way to learn to teach is to observe suc-
cessful teachers and to practice the craft of teaching under the supervision of skilled
practitioners. Debates about the amount of time and the desired outcomes of initial
practice now occur with policy makers pushing a set of policies often grounded in
ideology rather than in evidence. Despite the insistence that raising the quality of
teaching is the goal, matters of efficiency and cost-saving dominate the dialogue.
While there is almost universal agreement that prospective teachers need to under-
stand and master a body of knowledge regarding how students learn and different
ways of interpreting and presenting subject matter knowledge to children and youth,
how future teachers should be prepared remains in much doubt. If you accept the
premise that there is need for initial teacher education, then questions arise as
whether teacher education should occur following the completion of a baccalaureate
degree or parallel to the attainment of that degree? Should it occur as part of a tran-
sition from college student to novice teacher in a professional development school?
Should it continue to be offered as a preservice program or be integrated into the
initial years of practice? Should we see it as "initial" and "one-time" or as a continuing
program of studies and practice? All of these questions focus on the how and leave to
later the what question - in terms of the substance of teacher education.
The earlier cited ETS study focuses attention on the "pipeline" of teacher candidates
or teacher education students enrolled in formal preparation programs. It essentially
argues that teacher education programs can meet the high quality expectations of the
policy makers and politicians, parents and the public by "regulating" the flow of students
into programs – by setting high admission requirements with necessary subject matter
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prerequisites – by setting high expectations for students enrolled in programs – by
requiring substantial clinical practice – and by setting even higher exit requirements.
They document efforts in the seven countries they studied to the use of teacher licen-
sure as a policy tool or instrument and then describe hiring policies and induction and
compensation schemes as other policy instruments to bring high quality individuals to
teacher education. They point to an array of policy targets (including teacher education
programs) and identify the many policy instruments available to policy makers and
bring understanding that teacher education is a part of a system – with the explanation
that teacher compensation schemes and other working conditions for practicing teach-
ers affect in meaningful ways the recruitment of high quality candidates into teaching.
Everywhere these policy debates are occurring. They are shaped, in part, by the reality
that there is a remarkable sameness about teacher education throughout the developed
world. This sameness is explainable, in part, because of what the Australian educator
Judyth Sachs has described as policy borrowing (Sachs, 2003). Professor Sachs points to
the seeming sameness of educational policy and practices everywhere and suggests that
it is due to "policy borrowing" – taking policies and practices from other national systems
and applying them to local or particular national needs. She points to the "convergence of
policy making" that is occurring as a result of the international exchange of ideas and the
influence of international donor agencies – particularly the World Bank. Sachs noted that
when policy elites gather together and identify policy problems (e.g., low quality of can-
didates in teacher education and high demand for quality teaching), they tend to arrive at
similar solutions. International assessments and comparisons reinforce this trend as do
the policies and practices of donor agencies, worldwide reliance on a small cadre of edu-
cational consultants, and the increasing communication across international boundaries
about matters of school policy and teacher education.
As a result, national, state and local policy makers borrow policies and approaches
to schooling from other countries and other industries. Policy borrowing has intensi-
fied as the world wide demand for better schools has accelerated. Prompting this has
been the worldwide effort to promote standards-based learning and to rely on stan-
dardized tests. Hargreaves has noted that "Standardized tests and texts have been at
the center of [a movement] … since the late 1980s [characterized by] centrally pre-
scribed curricula, with detailed and pressing performance targets, aligned assess-
ments, and high stakes accountability [in schools and students] (Hargreaves, 2003).
He describes it as part of a "new orthodoxy of educational reform worldwide" that
now focuses "on a limited number of tightly defined instructional priorities such as
literacy and mathematics used everywhere." As much as the movement has relied on
high stakes standardized testing, it has depended upon high quality teaching and this
has prompted a demand for new forms of teacher education that focus unrelentingly
on pupil learning and student achievement.
GAINING VOICE
One of the critical questions that teacher educators must confront is how they gain
recognition for the professional, technical and skill knowledge they possess. A reality
DAVID G. IMIG AND SCOTT R. IMIG
of the past dozen years is that teacher educators have been marginalized by the
process of educational change and excluded from the policy debates regarding new
forms of teacher education in many countries. While they have been engaged in
discussions regarding the internal quality of programs, a larger discussion has been
underway regarding the form and function of teacher education. That discussion has
occurred outside or external to the teacher education community. Often it has been
national in scope and highly political in nature. This condition prompts consideration
of why policy makers go-it-alone in these policy discussions. Why are they so
dismissive of teacher educators and their professional expertise when it comes to
framing new policies and practices for teacher education? It also raises questions
about how teacher educators gain recognition and credibility for such expertise.
Absent such assertions, the policy maker debates will continue to be about the exter-
nals of teacher education (its form and function) while the teacher educators will be
left to debate the merits of one approach over another and how to "fit" a prescribed
course of study into a set amount of time. Gaining such voice is every bit as important
as the efforts around the world to produce more highly qualified teachers!
One way to begin such claims is to address the matter of quality in teacher education.
So, what is high quality in teacher education? What is high quality in teacher educators?
What is the expert knowledge that teacher educators need to demonstrate to gain
necessary credibility for their efforts? The theme of expertise and professional knowl-
edge of teacher educators has to be seen as an under-girding concern for anyone
considering change in teacher education. The exploration of "high quality teacher
education" demands that teacher educators posit a set of the necessary skills and
knowledge that teacher educators must possess, the experiences they should have,
and the beliefs and commitments they must have about their students and their
responsibilities to their colleagues and the teaching profession. This is certainly not a
new endeavor but it is an important step in the process of regaining voice.
Teacher educators and the policy maker community can only reach the goal of
"high quality" teacher education by knowing what we want teachers to do in class-
rooms and schools. A consensus must be reached regarding what we expect graduates
of formal preparation programs to know, believe, and be able to do. Understanding our
responsibilities beyond formal or initial preparation and for the on-going education
of classroom teachers and principals has to be rooted in an understanding of what
teachers and principals must do in schools and other learning environments. Webster
defines the word quality as a degree of excellence; superiority in kind. We can only
reach the goal of excellence and superiority if we focus on the needs of children and
youth and the aspirations their parents hold for them. Consequently, a constant for us
is to seek agreement about the ends of teacher education – what is it that we want the
graduates of our programs to know, to believe and to be able to do. The American
writer Mark Twain once suggested, "If we don't know where we're going, we will
never know when we have gotten there."
The challenge is that quality in teacher education is such an elusive concept. Since the
inception of formal teacher training in Western Europe a century and a half ago there
have been repeated efforts to define quality in teacher education. From the earliest
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days of preparing teachers in France and Germany to the more recent efforts to
transform teacher education in the United States and Britain, there has been the quest
to define high quality in teacher education.
PROMOTING HIGH QUALITY TEACHER EDUCATION
IN THE UNITED STATES
In the United States, the matter of teacher quality is at the center of the current
debate about education reform and renewal. Yet, as a recent General Accounting
Office study of Teacher Quality notes, there is little consensus on what constitutes
effective or high quality teaching (Bright and Harmeyer, 2002). There is an
eminently understandable assumption that high quality teaching matters but the current
debate in the United States is about which measures should be used to determine
quality.
There has been the assumption by educational practitioners and researchers that
one or more of the following constitutes or contributes to effective teaching:
●years of teaching experience,
●possession of an advanced degree,
●the teaching assignment (whether it is in-field or out-of-field),
●whether the teacher candidate is licensed or certified,
●whether the beginning teacher graduates from an accredited teacher preparation
program,
●significant preparation in the subject (or academic preparation),
●on-going professional development, and
●candidate scores on various teacher tests and measures of verbal ability.
Despite what we have assumed was general agreement on these characteristics of
quality teaching, recent policy efforts have questioned the underlying evidence for
the claims that these conditions or characteristics matter. Recent meta-analyses of
the literature on teacher preparation and teacher performance have generally
questioned all of the assumptions held and concluded there is little if any research
evidence to support the research claims we have made. Due to the uncertainties of
the evidence available, the policy community has come to embrace a single criterion
for determining who is or is not an effective teacher – the ability of a teacher to
realize and maximize student achievement gains on various assessments of student
knowledge.
In the United States and many other national systems of education – pupil achieve-
ment has become the most important measure of teacher effectiveness (Plecki, 2000).
Given the dearth of solid research evidence about effective teachers or high quality
teaching, policy makers want better means of identifying quality teachers and have
embraced William Sanders' value-added methodology that purports to connect
teacher effects to student score gains over extended periods of time because they
believe it offers them a tool to make judgments about who is a high quality teacher
(Sanders, 1998).
DAVID G. IMIG AND SCOTT R. IMIG
CENTRALIZED AUTHORITY AND
CHANGE IN TEACHER EDUCATION
In the United States, there are efforts to base policy on evidence that is defined as
"scientifically based" and a corresponding rejection of research methodologies and
research findings that lack significant validity and reliability. Those who are drafting
Bush administration policy proposals for various government initiatives for education
have embraced the belief that highly effective teachers are those who realize student
achievement gains and not other measures of student learning. They have also come to
rely on only two measures to describe the characteristics of highly qualified teachers –
teacher candidate scores on standardized tests of subject matter knowledge, and
degree attainment in a particular core academic subject. In the drafting of the signature
education policy for the Bush administration, the No Child Left Behind Act of 2001
(P.L. 107–110), the Bush administration officials employed these two characteristics or
indicators despite the lack of solid scientifically based research evidence that either mat-
ters and sought to describe highly qualified teachers as graduates of colleges and uni-
versities who possess a bachelor's degree in a core academic subject that the teacher
candidate intends to teach and/or passage of a state administered test in those same aca-
demic subjects.
The final provisions in NCLBA define a highly qualified teacher as [a person
who] has obtained full State certification as a teacher (including certification
obtained through alternative routes to certification) or passed the State teacher
licensing examination, and holds a license to teach in such State [and who has] not
had certification or licensure requirements waived on an emergency, temporary, or
provisional basis. Today, nearly four years after passage of this monumental law,
there is a concerted effort to redefine a highly qualified teacher as a college graduate
who passes a test of teacher knowledge with significant encouragement for individual
states aligning their state licensure provisions with NCLBA to focus on verbal ability
and a content major. There are also promises by the Bush administration to use the
pending reauthorization of the Higher Education Act (HEA) to further clarify the
meaning of a highly qualified teacher and to connect NCLBA with HEA.
The Bush administration has also signaled its intent to influence state boards of
education and other state agencies that control teacher licensure to adopt policies
more conducive to the provisions of NCLBA. Announced in the Education Secretary's
First Annual Report on Teacher Quality, those intentions represent a bold reach by
this administration into a policy arena that has traditionally been controlled by the
states (Paige, 2002). Using funding authorized in Title II, Part A of NCLBA , monies
now used by many states to address class-size reduction demands, the administration
intends to cause states to dramatically reshape state policy for teacher education.
Uncoupling courses in teacher education from state licensure requirements is a goal.
Approaches to defining highly
qualified teachers in the United States
The quest to define teacher quality in the United States is being pursued on a number
of fronts. While the Bush administration is clearly the dominant player in the game,
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there are hosts of others seeking to influence the definition of highly qualified
teacher. These pressures are having a marked impact on teacher education. In 2002,
the Secretary of Education released a status report on teacher education. That report,
Meeting the Highly Qualified Teachers Challenge, which was mandated as part of the
statutory language of Title II of the Higher Education Act of 1998 (P.L.105–750),
concluded by calling upon states to develop new models of "teacher training" that are
"local," "based on the best alternative route programs of today," and that "produce teach-
ers with those skills that are in high demand." The report also called upon states to:
●end the "exclusive franchise" of schools of education and to curtail
the "shocking number of … mandated education courses to qualify
for certification,"
●assist state efforts to uncouple education school courses from state
licensure and make "attendance at schools of education … optional,"
●"streamline" licensure requirements to place a premium on verbal
ability and content knowledge,
●develop new and "challenging assessments" for teacher candidates,
and require "content area majors for prospective teachers."
(Paige, 2002)
Advocacy for the technician teacher
In the United States we are watching the impact of what are described as the so-called
"teacher education wars." Though many avoid the use of the war metaphor to
describe the current conditions of sides pitted against sides in an ideological struggle
for the future of teacher preparation, this is an image that emerges from reading the
positions of the various contestants on the national scene. Both sides claim a moral
high ground and both sides assert that if only teachers were prepared "this way" all
children would benefit. What was once a local matter or a matter for academics and
professionals to consider has risen to a national level with claims of righteousness
and morality in asserting a direction for teacher education. The contest is over
matters of whether teacher education should be centered on the campus or in the
schools (or done on the Internet or by a private provider of online services), the
appropriate mix of academic and pedagogical courses, the appropriate amount of
clinical experiences, the appropriate inclusion of attention to a child's well being and
the appropriate mix of K-12 practitioners with academics in providing training.
Champions of different stances gain adherents and demonize the other side.
Advocates on one side emphasize achievement over learning, offer the "good
enough" teacher and promote subject matter knowledge over pedagogy – the other
side urges a philosophy of progressivism and a psychology of constructivism and
argues that the centerpiece of a democratic society is its public schools. One side
promotes teacher centeredness while the other contends that the child has to be at
the center of good schooling. Different pedagogies and epistemologies under gird
these separate conceptions of teaching and teacher education as the essentialist
philosophy of William Bagley bumps up against the progressive ideology of
DAVID G. IMIG AND SCOTT R. IMIG
William Kilpatrick. Today essentialism is the ascendant philosophy, and it has gained
enormous political clout as its advocates have gained political power and have used
that power to attempt to reshape both teaching and teacher education.
The Director of the Institute for Educational Sciences promotes the idea that there
are two models for teacher education in the United States. One is the traditional or
professional model that prepares long-term career professionals (teachers who will
commit their careers to the education of young people) and the other is a technical
model that produces technicians who implement prescribed learning modules and
training packages. Grover Whitehurst has stated that the success of the No Child Left
Behind Act is dependent upon having enough "good enough teachers" who are
skilled at teaching a lesson, maintaining discipline, and ensuring that students do
well on whatever performance measure is used. He suggests that the technician
teacher needed to fulfill the intent of NCLBA is very different from the professional
teacher, the latter prepared in high quality teacher education programs, are caring,
competent and committed. Whitehurst contends that such professional teachers use
little of what is provided in a professional preparation program and present a costly
burden to high needs schools. Whitehurst made this clear at both the AACTE/CBE
STEP Conference, held in Washington, DC, June 6–9, and at a Research Seminar,
held at the Carnegie Foundation for the Advancement of Teaching, in Palo Alto, CA,
June 10–12, 2003. This was further elaborated at a Panel Meeting on Teacher Quality
impaneled by the Institute for Educational Sciences on December 16, 2003.
Whitehurst is calling for the examination of these two alternative models relative to
their effectiveness in closing the achievement gap (Whitehurst, 2003).
Another plank in the Bush administration's efforts for teacher education is to actively
encourage community colleges to develop full-fledged teacher education programs.
They are supportive of efforts to expand the mandate of those colleges to prepare both
para-professionals and highly qualified teachers and praise the capability of those insti-
tutions to address the teacher shortage situation. Already community colleges in a num-
ber of southwestern states in the United States and Florida have gained degree-granting
status and are competing with four-year institutions for students and resources.
A third plank in the Bush administration proposals for teacher education is strong
endorsement and support for alternative preparation or certification programs. In
part because of their support, such programs now constitute a growing presence in
teacher education in many parts of the United States. While education schools in the
United States are perceived as holding a monopoly over preparation, the reality is
that a proliferation of providers now exist and provide increasing numbers of begin-
ning teachers. These alternative programs cater to paraprofessionals, mid-career
switchers, and college graduates who decide after graduation they want to teach. For-
profit providers, local school districts, community colleges and traditional universi-
ties offer programs. Some estimates now put the number of alternatively prepared
teachers as high as twenty-five percent of the beginning teacher pool. Today, in
California less than half of beginning teachers are graduates of traditional teacher
education programs, and in Texas only 62 of the 110 "providers" of beginning teachers
are even higher education based.
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A fourth policy direction is to demand even greater accountability by teacher
education programs. Today, using new value added assessment methodologies, policy
makers are calling for even more ambitious accountability measures. They want to
hold teacher preparation institutions responsible for the effectiveness of their gradu-
ates beyond the point of graduation. They want institutions to follow their graduates
into the initial teaching assignment and to ensure that they succeed. The measure of
success they want to use is K-12 student test scores. Failure of teachers to produce
significant improvements of student learning, policy makers insist, should reflect on
the preparation program. Traditional teacher preparation programs, as a result of this
expectation, are investing huge sums to track their graduates into their initial teaching
positions to capture K-12 student scores so judgments can be made about program
effectiveness. While researchers insist that the "intervening variables" are huge and
the complexities of teaching too great to do this, education programs are struggling
to find ways to do so.
Ironically, policy makers are also calling for greater flexibility in the preparation
of beginning teachers and urging variance, innovation, and distinctiveness between and
among programs even while they promote a common framework and call for a core
curriculum for teacher preparation. Florida's recent regulations for teacher education
promote both "variance" and "commonality" in the same set of rules without any apolo-
gies to teacher educators charged with doing both at the same time.
DEFINING HIGH QUALITY TEACHER EDUCATION
What is described above is the active political involvement of central government in
defining high quality teaching and teacher education. It is the political mandates and
the legislative dictates of central government and the use of federal resources that
results in a definition of high quality. It is national policy setting and consideration of
active and appropriate federal efforts to drive the redefinition and reform of teacher
education. In contrast to these approaches, professionals and academics have employed
other ways. Perhaps it is helpful to cite three examples or approaches taken by profes-
sionals to reach consensus on what constitutes high quality teacher education.
The first represents a form of expert consensus building that relies on experts in
teacher education reaching consensus on high quality indicators and using them to
render judgments about the quality of particular teacher preparation programs. In
John Goodlad's Teachers for Our Nation's Schools experts reached consensus in the
identification of 19-postulates or belief statements about high quality teacher education.
(Goodlad, 1990) An example of a so-called Goodlad postulate is that "the responsible
group of academic and clinical faculty members must seek out and select for a
predetermined number of student places in the program those candidates who reveal
an initial commitment to the moral, ethical, and enculturation responsibilities to be
assumed, and make clear to them that preparing for these responsibilities is central to
the program." Professor Goodlad and a group of policy makers (represented by
later President and then Arkansas Governor William J. Clinton) and professionals
(represented by teacher educator Gary D Fenstermacher) identified these belief
DAVID G. IMIG AND SCOTT R. IMIG
statements and then studied some 24 colleges and universities to see if they "met"
those expectations. Lacking "research evidence" for their postulates, Goodlad and
his colleagues "read selectively and quite a lot … studied the histories of education
in other professions … talked with knowledgeable others … probed into the question
of current agreement on existing good teacher education … and exchanged and dis-
cussed various position papers" to arrive at a set of "presuppositions." (Goodlad, 1990)
Another approach, taken by Linda Darling-Hammond, in Studies of Excellence in
Teacher Education, derived a set of quality indicators by examining teacher preparation
programs at a pre-selected list of twelve colleges and universities that exhibited certain
characteristics. (Darling-Hammond, 1996) A team of scholars visited and then wrote
studies of the approaches to teacher education taken at a dozen institutions and
Darling-Hammond then prepared a summary. She asserted that high quality in
teacher preparation was only possible when:
●there was a shared and clear understanding of good teaching,
●the faculty had practice and performance standards for themselves and their program,
●the curriculum focused on child and adolescent development, learning theory,
included theories about cognition and motivation,
●had a focus on a context of practice,
●included extensive clinical practice,
●exhibited common agreements and shared beliefs between university faculty and
school practitioners, and
●made use of multiple instructional strategies to inform candidates for teaching.
Though Goodlad began with postulates and Darling-Hammond concluded with
them, there was a common commitment to using quality determinants to judge
teacher preparation. Expert knowledge was used to set the conditions for high quality
teacher education. At the current time, there is another approach being sought. This
is being described as a research-based approach to defining high quality teacher
education. Two major efforts are underway in the United States to examine research
evidence (but only "scientifically based research findings") to arrive at a set of
evidence-based postulates or determinants regarding teacher education. The first of
these is work of the American Educational Research Association (AERA) and efforts
by a consensus panel of that organization headed by Marilyn Cochran-Smith and
Kenneth Zeichner to arrive at research evidence to support claims about teacher
education. The second is an effort of the National Academy of Education Committee
on Teacher Education. This is consensus panel work with a group of educational
researchers, headed by Linda Darling-Hammond and John Bransford, who are examin-
ing research evidence in nine domains or areas to arrive at consensus about high qual-
ity teacher education. Their research syntheses are expected to be released in Spring
2005 and, hopefully, will shape the dialogue regarding teacher education in the future.
Both the AERA and NAE effort are based on earlier efforts of both the Education
Commission of the States (Allen, 2003) and the Center on Teacher Policy at the
University of Washington Wilson et al . (2001) and are attempting to examine what
research says about teacher education. The efforts of these research-based
approaches should have considerable impact on the field and on policy making. Both
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106
consensus panels have assembled the best American scholars and educational
researchers on teaching and teacher education but had difficulty arriving at a consensus
about what research tells us regarding the effectiveness of teacher education. Note
that a demand for measures of effectiveness has become a part of the conversation
on teacher education quality with growing attention to the need to show that
program graduates make a positive difference in the learning and well being of their
students.
The third approach taken is a professional consensus model that draws upon the
wisdom of practice and relies on a system of standards and criteria to render judgments
about the quality of particular approaches to teacher preparation. Embraced in the
accreditation standards of NCATE, this approach asserts that "knowledge of the subject
matter" is important, that teacher candidates must be able "to provide multiple
explanations and instructional strategies" (pedagogical content knowledge); and that
the "candidate work with students, families and communities in ways that reflect the
dispositions expected of professional educators" are examples of the expectations set
in these standards.
The professional consensus model has also been used to set licensing requirements
for teacher candidates. Definition of the desired skills, knowledge and dispositions of
beginning teachers with the expectation that teacher education programs will set
compatible standards and expectations is represented here. This variation of the
professional consensus model is represented by the more than a decade of work
undertaken by the Interstate New Teacher Assistance and Support Consortium
(INTASC), a coalition of professional groups that have set forth a set of standards for
the licensure of beginning teachers. Examples of such INTASC standards are that
"the teacher understands how students differ in their approaches to learning and creates
instructional opportunities that adapted to diverse learners" or "the teacher under-
stands how children learn and develop and provides learning experiences that
support their intellectual, social and personal development." (The INTASC approach
to defining high quality is derived from the far better known work of the National
Board for Professional Teaching Standards. NBPTS articulated a set of standards for
excellent teaching by practicing professionals in the 1980s and this work continues to
impact the field of teaching and teacher education.).
POLITICAL ACTION AND THE DETERMINATION
OF HIGH QUALITY
Where this leads is recognition that someone ultimately will decide what is quality in
teacher education. Whether it will be federal policy makers or local professionals
will largely depend upon the alliances that can be built between these two sectors.
Who decides and what they decide are matters for professionals to consider.
Academics and professionals must accept the reality that ultimately who decides is a
political matter because ultimately teacher education is a political matter with deci-
sions about the definitions to be used to define quality in teacher education shaped
by the needs and expectations of the political state.
DAVID G. IMIG AND SCOTT R. IMIG
Education is highly political, although there is a tradition in most countries to
assert that education (including teacher education) is or ought to be apolitical. In
reality, however, various private groups in most countries struggle to secure the
authoritative support of government for their values concerning schools and schooling
at all levels of government (Wirt and Kirst, 1997). While many appeal for profes-
sionals to make expert decisions regarding schooling and teacher education, it is the
political elites that shape the discourse about education and, appropriately, describe
purposes and goals for education that meet the needs of the political state. While
many assert an individual or private purpose for formal education, the reality is that
government schools must meet the purposes of the state. Despite the protests of many
and the beliefs of others, in all countries schooling is used as an instrument of
government, propagandizing on behalf of that government. In both the developing
and developed world there is the increasing identification of school policies and
practices with public interests. In the United States, in particular, we are witnessing
the politicalization of education policy making despite Constitutional limitations and
Congressional prohibitions.
Teacher education is in large measure a political process that has to be aligned with
the political aspirations of the political state. It is for that reason that teacher education
is the subject of such an intense focus and has assumed such great importance in the
world as almost all nation-states endeavor to transform their schools and universities.
Everywhere there is the quest for greater quality in education – and, therefore,
teacher education is the focal point for attention and concern.
TEACHER EDUCATION AS A NATIONAL PRIORITY
Following the debates at century-end in the United States regarding the responsibility
of various levels of government for social welfare, health and schooling, policymaking
has shifted nationally with massive shifts in social responsibility. This has resulted in
a greater federal presence and role in education policy making in the United States.
Resource scarcities have made the funding of many so-called entitlements intensely
political but the reality is that education has shifted so that it is state supported but
federally directed. The next level of debate has to do with whether government
should provide such services or merely guarantee their provision that ensures matters
of public education will stay part of the national discourse.
In some sense, teacher education was peripheral to many of these earlier policy
debates and only belatedly became the center of attention. Until recently, teacher
education was essentially local in scope and design – it attracted students from local
communities, gave them an education that focused on local needs, and helped to
locate graduates in local communities where they taught local children and youth. As
a local concern, teacher education largely escaped the critical eye of politicians and
the public, though to be sure teacher education has always had its critics who have
brought to it national attention.
Those seeking professional status for teachers and those promoting standards
based reforms for schools changed the local character of teacher education. They
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QUALITY IN TEACHER EDUCATION
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gave it a national orientation in the U.S. with a host of federal or national legislative
enactments reinforcing a national teacher certification initiative, promoting a
national licensing scheme for beginning teachers, and using professional accreditation
to achieve a national system of teacher education – often in violation of laws enacted
by those same politicians to prevent such a nationalization of policy making. As a
result, debates regarding teacher education have become national in scope and shifted
the attention from the local to the national. In the United States, teacher education
has evolved from being a matter of local concern to a matter of much national impor-
tance. It has evolved in this way without the explicit endorsement of state officials
(who traditionally have licensed teachers and approved programs) or the understanding
of teacher educators. Whether national teacher licensing, with national teacher tests,
will soon lead to a national curriculum for teacher education is a matter of much
debate. What is real is that this type of policy question is not widely understood even
by those sponsoring the creation of these new national entities.
CLAIMING VOICE: RELYING ON EXPERT KNOWLEDGE
The need for teacher educators to engage in the local-national debate about high
quality teaching is real. Absent their voice, the debates will be settled at the federal
level and policies will be handed to states and localities to implement. Teacher
educators will increasingly be put in a "bureaucratic mode" of implementing a
nationally approved curriculum and set of policies and procedures reinforced at the
state level. They will be "implementers" or "technicians" and further marginalize
themselves from both the national dialogue and the academic discourse. Teacher
educators have to assert an activist position in which student learning is the
message – it is their commitment to the learning of all students that will enable
them to participate in the national dialogue. The efforts of some to appeal for old-
style teacher professionalism will not suffice. For at least a generation, teacher
educators have embraced a model of professionalism and appealed to American
medicine as the appropriate path to follow to gain political voice. The challenge of
old-style teacher unionism and the stridency of collective bargaining have put off
the achievement of professional status for teaching. Nevertheless, some assert that
the way for teacher educators to combat the efforts of national policy makers and
others in the current political debates is to reassert the importance of professional-
ism. There is an appeal for "restorationism" – of restoring teacher education to its
rightful place in the political discourse surrounding schools by embracing fully the
teaching profession and becoming an integral part of the efforts to build a national
profession. We introduce this notion because of its common acceptance and the
belief of many that restorationism can lead to enhanced status and reward. We want
to argue that old style professionalism will not regain status and recognition for
teacher education. Instead, we believe that teacher education can only gain political
voice by showing that it makes a positive difference in the lives and learning of all
children and youth.
DAVID G. IMIG AND SCOTT R. IMIG
POLICY REACH AND IMPACT
In summary, in virtually every country there are commissions and study groups
exploring ways to better prepare teachers. In the U.S. this is particularly true with a
wide range of national criticisms offered regarding teacher education. Criticisms
range from the "feel-goodism" of the methodology to the advocacy of child-centered
pedagogies. More direct challenges come in the condemnation of programs for their
lack of subject-matter dependence to the perceived low quality of candidates admit-
ted. There is criticism of preparation programs for their failure to connect preparation
to practice, to address student and subject matter standards, to give sufficient attention
to modern technologies, to teach scientifically based approaches to reading and math-
ematics, and failure to emphasize classroom management and assertive discipline
practices. These criticisms are compounded by the perception that traditional programs
have failed to produce sufficient numbers of beginning teachers to overcome a persist-
ent demand for more highly qualified teachers for hard to staff schools (although the
persistence of low teacher salaries seems to be a factor that is dismissed or refocused to
emphasize performance rather than practice).
In the U.S., policy makers seek beginning teachers who are brighter and smarter
than the current workforce, possess greater verbal ability (Florida's new BEST guide-
lines for teacher education describes this expectation for all candidates for teaching
to be able "to write and speak in a logical and understandable style with appropriate
grammar"), know their subject well (as determined by an academic degree for middle
and secondary school teachers and high test scores on "rigorous" tests of subject
matter knowledge), and integrate new technologies into their teaching of a far more
diverse student population than we have ever seen.
Policy makers, who today are riveted on the promise of high quality teaching, are
often dismissive of traditional teacher education programs they believe are ineffec-
tual. The fact that teacher education is often over-regulated and under-resourced is
ignored. In the United States, policy makers often set admission criteria into
programs and prescribe outcomes for graduates. They dictate the content to be
learned, prescribe the number of courses to be taken, and determine the licensure
examinations to be used before candidates can be licensed. They insist that prepara-
tion programs prepare beginning teachers who can ensure school safety, promote
professional ethics, understand school law, use data and various forms of assessment,
engage parents, understand K-12 state standards, know different ways of teaching to
enable all students to meet the proficiency expectations of the state, appreciate lan-
guage diversity and how to meet the needs of students with limited English profi-
ciency, as well as to know ways of meeting the learning needs of special needs
students – who may possess the full range of learning, emotional and physical chal-
lenges. They want all of this done without increasing teacher candidate "seat time" or
the costs of the preparation program. They contend that candidate performance must
be measured in multiple ways but rely on single measures – scores of candidates on
standardized tests – to assign status and make awards.
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QUALITY IN TEACHER EDUCATION
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Policy makers mandate the use of institutional report cards and set targets (80%
pass rates) that institutions must meet with sanctions and other consequences for
programs that fail to do so. They insist that these measures be applied to all tradi-
tional program candidates with the expectation that programs ensure that different
ethnic and racial groups, and students from different language and social-economic
backgrounds have comparable pass rates on these examinations. Policy makers then
criticize programs for their failure to attract sufficient numbers of highly qualified
candidates into these highly regulated programs, instead choosing to invest substantial
sums in alternative models of preparation to attract sufficient numbers of beginning
teachers. Many times these policy makers exempt alternative programs and their
candidates from the regulations they impose on traditional programs. As teacher
education is moving to become national and federally controlled, and away from state
controls, it has attracted the attention of federal lawmakers. As a result, it is increasingly
a subject of political comment and attention, with both Republican and Democrat
legislators identifying with particular causes in teacher education and seeking to
impose their will.
THE DEPOLITICALIZATION OF THE DEBATES
The only way we are going to depoliticize teacher education and to reclaim a rightful
place for teacher education professionals and academics in the debates regarding
teacher education is to refocus and re-center teacher education on local needs and
local concerns and away from national or even international efforts. In the United
States, we have succumbed to the lure of national recognition and professional status,
driven by a craven disregard of what we, teacher educators and teacher preparation
institutions do best – focus on local needs and local concerns. The advocacy for
national implementations of accreditation standards, certification processes and assess-
ment schemes has distracted us from what should be our primary consideration – the
promotion of student learning by all students in local schools. The consequences
have been horrendous as more attacks are leveled at teacher education and more
efforts are made to circumvent or diminish teacher preparation at our nation's colleges
and universities. Our efforts at building a national system of teacher education have
brought us federal intrusion and unreasonable demands, particularly in an era of
resource scarcities.
Marilyn Cochran-Smith has promoted the concept of local knowledge as the
appropriate focus for research scholars in teacher education (Cochran-Smith, 2003).
She advocates the study of local problems and the offering of solutions to local needs
as the appropriate focus of faculty and students in teacher education. The premise for
her advocacy is that local engagement is where the greatest impact can be made.
Particularizing concerns about student learning to the children enrolled in particular
classrooms or schools or in certain neighborhoods or communities gives teacher edu-
cation access to the local and the necessary. While there are a few teacher education
programs that are national in scope (because of the students they attract and the reach
of their graduates), most of teacher education is still done in comprehensive and
DAVID G. IMIG AND SCOTT R. IMIG
small liberal arts colleges and universities. Rather than apologizing for the localism
of such approaches, the appeal here is that teacher educators must exploit the local
possibilities and concentrate their efforts on preparing teachers for their communities
and schools.
Such an approach would have a salutary effect on public recognition and support
for the teacher education program or the education school. Local principals and local
teachers as well as local community leaders and others could see the benefits of local
investment in ways that are lost when the focus or the attention drifts to other initia-
tives beyond the local or the situated. The challenge, of course, is that too often the
local goes unnoticed in communities of practice or scholarship that are regional or
national. Academics and professionals have to ensure that this does not occur; that
local examples of good practice or good research are highlighted in ways that
heighten national awareness. Studying local problems and focusing on preparing
teachers and principals to meet the very particular needs of local schools is where
there is great need. Rather than generic teacher education (preparing teacher candidates
for multiple roles in multiple settings), this is an argument for the specific (preparing
teacher candidates for specific schools in which the learning needs of children and
youth are well documented and described). The criticisms of teacher education and
education schools that are highlighted above are national in focus; the solution to
those challenges is local and particular. A pedagogy that focuses on local needs is
what is needed. It is local learning where teacher educators can have their greatest
impact. Doing so would accomplish many things, but if it were done with the focus
on student learning then it would:
●lower the political volatility surrounding the matter of teacher education;
●overcome the gap in credibility that has arisen as teacher educators have focused
on schools everywhere rather than in the communities surrounding the teacher
preparation institution; and
●enable teacher educators to make use of local knowledge in their preparation and to
connect in meaningful ways with local schools, parents and community's schools.
Going local is where the greatest impact can be made. Following a decade of
centralism and claims for a national agenda to gain recognition and reward, there is a
groundswell for the local and the particular. The reassertion of the role of parents and
local communities in determining the curriculum and procedures for the education of
their children has to be paralleled by teacher educators joining with policy makers at
the local level to help all students learn. While it is clear is that while adherents of
NCLBA will continue to assert a federal role in standards setting and accountability,
the prevailing trend is to turn back to local schools and provide them greater voice
and more decision making authority about every aspect of teaching and learning.
Education schools and other academics have the opportunity to play a vital role in
helping local schools think through the issues that confront the schools and to partic-
ipate in addressing these needs. Credibility and recognition will be gained if education
schools and teacher educators are in the forefront of such efforts.
Teacher education still has to focus on the moral and ethical, on the inclusion of
all children and their learning in schools. Teacher educators must wrestle with the
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QUALITY IN TEACHER EDUCATION
112
challenge of enculturating the young into the political democracy and on helping
students find fulfillment and academic success. Teacher education must focus on
providing students access to the explosion of knowledge in all fields and facility in
exploiting the technologies to learn and participate and engage. The primary focus,
however, has to be on the problems of local schools where the greatest needs are
evident and where the greatest benefit can come to the future of teacher education.
REFERENCES
Allen, Michael (2003) Eight Questions on Teacher Preparation: What Does Research Say? Denver:
Education Commission of the States.
Bright, K. and Harmeyer, S. (2002) Higher Education: Activities Underway to Improve Teacher Training,
but Reporting on These Activities Could Be Enhanced. Washington, DC: United States General
Accounting Office.
Cochran-Smith, M. (2003) Assessing Assessment in Teacher Education. Journal of Teacher Education,
Vol. 54 (May-June), 3, pp. 187–191.
Goodlad, J. I. (1990) Teachers for Our Nation's Schools. San Francisco, CA: Jossey-Bass.
Hargreaves, Andy. (2003) Teaching in the Knowledge Society: Education in the Age of Insecurity. New
York: Teachers College Press, p 230.
Paige, R. (2002) Meeting the Highly Qualified Teachers Challenge: The Secretary's Annual Report on
Teacher Quality. Washington, D.C., U.S. Department of Education, Office of Postsecondary
Education, Office of Policy Planning and Innovation.
Plecki, M. L. (2000) Economic Perspectives on Investments in Teacher Quality: Lessons Learned From
Research on Productivity and Human Development, Education Policy Analysis Archives, vol. 8,
33, p. 11.
Sachs, Judyth. (2003) The Activist Teaching Profession. Buckingham: Open University Press, p. 171
Sanders, William L. (1998) Value-added Assessment. The School Administrator, Vol. 55 (November), 11,
pp. 24–32.
U.S. House of Representatives. (2001) No Child Left Behind Act . Conference Report To Accompany H.R. 1,
Washington, DC: Author.
Whitehurst, Grover. (2003) Scientifically Based Research on Teacher Quality: Research on Teacher
Preparation and Professional Development, Appendix A, in Meeting the Highly Qualified Teachers
Challenge: The Secretary's Second Annual Report on Teacher Quality. Washington, DC: U.S.
Department of Education, pp. 39–54.
Wilson, S., Floden, R. and Ferrini-Mundy, J. (2001) Teacher Preparation Research: Current Knowledge,
Gaps, and Recommendations. Seattle, WA: University of Washington Center for Teaching Policy.
Wirt, Frederick M. and Kirst, Michael W. (1997) The Political Dynamics of American Education.
Berkeley: McCutchan Publishing.
DAVID G. IMIG AND SCOTT R. IMIG
How far, in a participatory democracy, should we allow the elected representatives of
the people and their agencies to prevail over the best judgements of professionals?
Should the State employ its doctors, nurses, dentists, social workers, teachers, uni-
versity lecturers, etc (all paid from the public purse) as a professional resource left
largely to its own devices; or – since it pays the piper – should the State call the tune,
demanding from its employees service of a specified and regulated kind which meets
centrally-imposed standards and conditions? Should it feel able to disregard the
advice of those employees when drawing up specifications for the task in hand? Does
a Government own the professionals it pays for (as it does the Civil Service), or does
it delegate to them the making of their own decisions?
In the important business of the education and training of new teachers in England,
I believe we have come to the end of a period of strife in which the contested terri-
tory was based precisely on this question. Before the war began, professional teacher
educators had been left largely alone to do their work as they pleased – and many
people contended that the results were so poor that the government had to intervene.
At the height of the battle, government forces had set up such a consequential battery
of regulation and inspection that professionals working in Higher Education had little
room left to practise in their preferred way. Some were even fearful for their liveli-
hoods, such was the strength of view among many with political influence that they
were at best superfluous and at worst actually inimical to the public good. The bat-
tlefield is quieter now than it was in the clamour of earlier violence. The generals on
both sides can claim a degree of victory to their troops, and they know in their hearts
that they must parley, now, to avoid recurrence of the conflict.
CASUS BELLI
In 1982, the people who inspect English schools (Her Majesty's Inspectorate – more
recently re-designated as the Office for Standards in Education, OfSTED) published
their findings concerning the quality of new entrants to the teaching profession in a
Report called The New Teacher in School (HMI, 1982). It concluded that a quarter of
those entering the classroom after training were inappropriately prepared for their
professional responsibilities. In asking students and new teachers what they thought
of their training programmes, the Inspectors reported a strong and widespread
disdain for 'educational theory': the four disciplines of philosophy, psychology,
history and sociology of education. What, asked the students, had these dry and dusty
book-bound subjects to tell us about the real world of schools and classrooms, of
113
MIKE NEWBY
8. STANDARDS AND PROFESSIONALISM:
PEACE TALKS?
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 113–126.
© 2007 Springer. Printed in the Netherlands.
114
teachers and learners? The students much preferred actually being in the classroom
with the kids, learning to practise out there in the territory. What they got back on the
campus was, in their view, boring and irrelevant.
The impact on Government was long-lasting. The thinking (it was the early 1980s)
went a little like this: 'We had better do something – and fast! The world is threaten-
ing to fall apart. Oil prices are rising out of control. We are running embarrassingly
high levels of inflation. We are starting to see, on our inner-city streets and in our
high-rise housing estates, frightening levels of youthful unrest. Such sights on our
TV screens make excruciating viewing for any governing party.
Why are they doing this, these dismal examples of the Nation's youth? Because of
the mediocre quality of their education, a state-funded failure of an education in
which a third of pupils leave school with no discernible qualifications, moving
straight from the classroom onto the unemployment register, endangering an already
fragile economy and threatening social unrest.
And why this bleak situation? Because their teachers are so hopeless. Hippies
raised in the decadent '60's, you only have to look at the way they dress – so shabby,
so casual! – to see the reason. How can we entrust the Nation's youth to people like
these?
And why are our teachers like this? To answer that, look at the way they are trained.
Their heads are filled with theories when everyone knows that what's needed to
become a good teacher is practice. What's more, these theories – and the very act
itself of theorising – often lead these newcomers to teaching to be critical of
Government education policies. Each new generation of teachers comes into our
schools with foolish, bogus notions in their minds, like free expression, creativity,
child-centredness! The source of our present predicament lies amid the dreaming
spires and hushed quadrangles of academe! It lurks in the Senior Common Rooms of
our universities and polytechnics. It festers in our teacher training colleges!' (At the
time, courses of teacher education and training operated in all three types of Higher
Education institution. In 1992, polytechnics were permitted to take on the title
'university' and, at least in theory, the old distinctions between the two vanished.
Teacher training colleges effectively ceased to exist, either being taken over by local
universities or polytechnics, or diversifying to become what, by 2004, were known as
'university-sector colleges'.)
This, of course, is a caricature, but it is not so far from the mark. One parliamen-
tarian, Lord Pearson of Rannoch, during a House of Lords debate in 1996 (Hansard,
1996), colourfully but seriously described university-based teacher education and
training as being controlled by 'a large, powerful, vicious and insular education
establishment … ideologues' inherent in the activities of whom was 'the promotion
of socialism'. He described the preparation of new teachers as 'the soil in which
the roots of our primary, secondary and indeed university systems feed' but
lamented that 'the cancer now runs so deep'that to turn around 'the long march of the
institutions … will be a long and arduous process.'
Even after the 1997 election, in which Tony Blair's Labour government displaced the
long-standing Tory administrations of Margaret Thatcher and John Major (1979–1997),
MIKE NEWBY
the fears expressed about a subversive, leftist education establishment were still
being voiced. Influential columnist Melanie Phillips felt able to write (New
Statesman, 2002) of 'desperate parents and teachers intimidated by the doctrinaire
education orthodoxy'. Those working in teacher education found it perplexing to
read of their labour in terms of 'intimidation' and 'cancer' and of their colleagues –
even of they themselves – as being 'vicious and insular'.
Beating beneath this lurid exterior was an unrelenting ideological pulse. Those on
the right in our politics had seen certain elements in British society as lying at the
heart of its perceived decline. One was the power of the trade unions, evident
throughout the 1970s in a seemingly endless round of industrial action. Another was
the influence of local government which, throughout the years of Conservative rule,
tended politically to the opposition parties. To these could be added the 'educational
establishment', malevolently scheming the overthrow of the State by influencing
their student teachers' minds, and so perpetuating a leftist, radical, progressive
agenda which was then carried down into the schools. These were among the people
who must be stopped!
Most powerful of the unions were the coal miners – 'the enemy within' as
Mrs Thatcher once famously termed them (Thatcher, 1984). After a rancorous and
sometimes violent strike in 1984–85, they were defeated by the authorities, their
leaders humbled and the power of trade unionism diminished. As for local govern-
ment, the largest spending line in the budget of any Local Authority was education
and during these years legislation was passed which sought to encourage parents to
vote their childrens' schools out of Local Authority control. As for the teacher edu-
cators, they were to become regulated by a strict regime in which funding and the
allocation of student numbers were subject to the results of inspection by OfSTED,
measured against centrally-imposed 'standards'.
STANDARDS IN SCHOOLS
Although, of course, there were good new teachers coming out well-trained from
good courses in the teacher training colleges, polytechnics and universities, others
were merely passing through, perhaps taking the nine-month Postgraduate
Certificate in Education (PGCE) in order to hold a qualification as insurance in case
they failed to get a better job, perhaps even taking the PGCE because they needed
more time as students to think of what to do with the rest of their lives. As for those
wishing to teach younger children in primary school, the largest route was the
Bachelor of Education (BEd) degree, and entry standards for students to the BEd,
measured in terms of 'A' level results, compared badly with those entering other
degree programmes, giving ammunition to those who contended that the quality of
teacher education in Higher Education was weak and that the abilities of those entering
the profession were limited.
For our state schools were not producing good results. That a third of young people
could not really claim to know much, understand much or do much by the time they
left school was an indictment of the whole education system. The government needed
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to act. The stand against teacher education was not, therefore, simply the manifestation
of a passing irritation. Neither, though it had those elements, could it only be charac-
terised as a way of finding convenient ideological scapegoats among seemingly
left-leaning professionals in the public service. While it would at the same time
curtail the apparent influence of the intellectual left over the minds of the teachers
coming into our schools, Government policy was for a reform programme for teacher
education which would raise teaching quality. In more ways than one, then, it would
hold back the decline in standards: standards in teacher effectiveness and so stan-
dards in pupil performance. The government of the day found a powerfully attractive
political message in this determination to lift sagging standards, to reverse decline, to
go back to basics, to feel good again about ourselves as a nation. In those days, many
tended not to look forward but to seek the restoration of a cleaner, simpler, past, one
bleached of the disappointing stains of modernity.
THE COUNCIL FOR THE ACCREDITATION OF
TEACHER EDUCATION (CATE)
And so, in 1984, a mechanism of sorts was established, called the Council for the
Accreditation of Teacher Education (CATE), to help put things right. CATE pub-
lished criteria . Courses must address these or, eventually, be closed down. It was the
first taste people in Higher Education had of centralised control over their curriculum
and their syllabus design. Even their staffing: for one of these criteria was that all
Higher Education lecturers responsible for training students for classroom practice
must themselves have recent and relevant teaching experience at the age-phase for
which their students were preparing. Lecturers were sent off to work in schools.
'Done your R&R yet?' academics would ask each other in campus corridors and sen-
ior common rooms. Education Departments appointing applicants to posts would
often prefer those with successful school-teaching experience to academics with
burgeoning research records. In this way, the staffing profiles of Education
Departments, always tending to the practitioner-base rather than the academic,
moved ever further outside the mainstream of Higher Education.
Was there just a touch in this of Chairman Mao's Cultural Revolution, with intel-
lectuals being sent to work with the peasants on collective farms for their re-education?
Certainly, the thinking behind 'recent and relevant' seemed to be that 'practice' – the
day-to-day contact in the classroom – was preferable to 'theory' in the experience of
beginning-teachers, and that therefore practitioners – school teachers – were to be
preferred, in supervising such experience, over theoreticians, if such their counter-
parts in the colleges and universities could be called. The values then informing our
system of teacher education and training privileged practice over theory, action over
thought. There was still a long way to go to agree together how the balance between
these could be struck, how theory could inform practice and practice enrich and mod-
ify theory. That those who prepared new teachers should have 'recent and relevant'
experience suitable to the task was not really the issue: of course they should. But we
were still some way from understanding that an academic's recent and relevant
experience of his or her research area (given of course that it illuminated the field in
MIKE NEWBY
question) was no less important and valuable to the student-teacher than was the
day-to-day experience of the classroom practitioner. Or that both were essential.
Preference for practice gained its most powerful advocate when, in 1992, the
Secretary of State, announced his intention that four-fifths of secondary teacher
training would henceforth take place in the school classroom, schools to be 'in the
lead' in the process. Control was to be ceded from Higher Education and handed to
the schools. He had earlier said:
I meet too many young people who don't go into teaching because they are put off
by the length of the [training] course. Or they go on a course and give up because they
are put off by the idea of learning too much theory and not enough practice. I want to
see students actually getting into a classroom for much more of the time while they
train. I want them to learn how to control a noisy class of 30 kids by actually having
to do it with the help of an experienced teacher and using their training courses to sort
out the problems. (Clarke, 1991)
The implication was that to become a teacher was a comparatively simple thing to
do (we're dangerously close to: any fool can teach!) and that high-flown theories
were therefore redundant.
THE TEACHER TRAINING AGENCY (TTA)
In 1994, CATE (reputedly because it was too soft on the teacher trainers) was swept
away and in its place the Teacher Training Agency (TTA) was established, a funding
agency working directly to government. It contracted with what came to be known
collectively as 'providers' for courses of teacher training. (The very word 'training'
grated on the nerves of professionals, who preferred 'education'. Their remonstra-
tions went unsatisfied, however: 'training' remained inscribed in the title, the prepa-
ration of teachers proclaimed unequivocally as a training process rather than an
educative one.)
These providers, of course, were the ones already doing the work of training teach-
ers: the colleges, polytechnics and universities, together with their school partners.
However, the TTA stressed that they were in an open market-place: if anyone else
came along who met their design brief, then they too could train teachers. Some did:
some schools, which either singly or in consortia decided they could make a better job
than could the universities, formed what came to be called SCITTs (School-Centred
Initial Teacher Training). Government welcomed them – even courted them. This was
more like it: an alternative to what they saw as the hegemony of Higher Education!
And so one piece was installed of a centrally-controlled system determining the
preparation of new teachers. The TTA worked to government, advising but also doing
the politicians' will. Those working in Higher Education were largely powerless to resist.
THE OFFICE FOR STANDARDS IN EDUCATION (OF STED)
The reason was the other piece, which was OfSTED. The TTA contracted with
OfSTED to be its quality assurance arm. The Agency funded its providers on the
basis of their quality, using OfSTED's judgements in two ways: first, as to whether a
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118
particular Higher Education course complied with the training standards set out by
the Secretary of State (failure to comply leading to loss of 'accredited provider'status);
second, as to how well or badly they did their work (poor quality leading to cuts in
student numbers and so funding; good quality leading to possible growth).
Where a provider was not hitting the highest standards, the mechanism meant they
lost money, thereby making it harder for them to improve those standards, this in turn
making it more likely that, next time they were inspected, they'd be still worse, which
would give the TTA the cue to withdraw accreditation entirely. Was this because, in
the view of the Agency, the country was 'over-provided'with HE-based teacher training
centres which it intended to thin out? Certainly, many suspected so, warning of the
possible regional consequences for training supply were the Agency's tactics to be
used indiscriminately.
The TTA and OfSTED thus worked together in an axis of control, with this brutally
simple way of dealing with the delinquents in the system. As the Chief Executive of
the TTA said (Millett, 1997): 'It is crucial not to cut the link between quality and
funding. This has been a powerful and effective lever in raising standards, allowing
us to reward high-quality providers and show the others that they need to improve.
Once you've got them by the finances, their hearts and minds will follow.'Wrong on
the question of hearts as on the question of minds, nonetheless she was right that
there was little the professionals could do about it all. The Chief Inspector of Schools
(the Chief Executive of OfSTED) was at the time himself openly, even sneeringly,
disdainful of HE-based teacher training. Life for those working in the Education
Departments had become most uncomfortable. Some suspected that, as well as being
enjoined to improve, they were being punished for a crime they were not able to
relate to their own past behaviour.
Inspections happened regularly and often, sometimes every year, sometimes more.
Different teams of inspectors might operate in the same institution at the same time,
one inspecting one course while their colleagues were inspecting another. The regime
threatened to sink the whole ship even if only one of its parts sprang a leak, on the
grounds that for a department to have within it a poor-quality course suggested faulty
quality control and, that being so, the whole department should come under stern
scrutiny to see whether it should be allowed to continue its work in all its courses.
TTA's Chief Executive reiterated the point in an interview: 'One "unsatisfactory"
inspection grading is enough to trigger a review by the TTA of the college's accredi-
tation and funding' (TES, 1996). For some lecturing staff, this regime was damaging
to health: an inspector visiting your class next day (a reasonable professional expec-
tation) might, if things went wrong, trigger a sequence of events resulting in the loss
of funding for your department. At its worst, your own livelihood – even that of your
colleagues – might be at stake.
Because the TTA ran to a different set of procedural mechanisms, University pro-
tocols (for student number returns, funding streams, etc) had to be adapted. This
higher bureaucratic cost, together with the high risks to which teacher education had
by now become associated, led many Vice-Chancellors to question whether it
remained worthwhile to sustain that part of their corporate businesses. Traditionally
MIKE NEWBY
suspicious of the academic standing of teacher training, and increasingly uncomfort-
able with the lack of research profiles among staff who (as a result of the 'recent and
relevant' ruling) had been recruited largely on the basis of their classroom experi-
ence, some university authorities became hostile to their education departments,
allowing them to survive – or so it seemed – only on sufferance.
CHANGING FORTUNES
This appalling situation went on getting worse until, in 1997, Mr Blair won a land-
slide victory against a moribund Conservative party and things began to change. In
2003, we read in the Chief Inspector of School's Annual Report (HMSO, 2003) that
teacher education courses are: 'good or very good in 80% of the courses … almost
none of the courses were providing poor training. … School-centred … partnerships
have shared in the general trend towards improvement [but] continue to perform less
well overall than the HE-based partnerships.'The TTA welcomed its publication in a
press release headed: 'Newly-qualified teachers the best trained ever,' going on to
say, '… Modern training is practical and highly relevant to the classroom. We treat
new teachers as professionals from day one.'What could possibly have happened?
I have implied it was a change of government, and that is certainly a most impor-
tant circumstance from which anyone involved in teacher education in England can
draw the inescapable conclusion that the prevailing political agenda will impact on
the way a society decides how to prepare its teachers. Mr Blair's election slogan had
been 'Education! Education! Education!' and the new government's energies were
focussed on raising school standards, everyone involved in education being recruited
to this task. Teacher educators in Higher Education found themselves included by
government as necessary partners in preparing new teachers, their representatives
meeting government at ministerial level – astonishingly, for the first time. Forget ide-
ological crusades against the slipshod left: now there was a real job to do and all
hands would be needed. During those early years of the new administration, it
became possible for policy-makers, inspectors, funders and professionals to establish
together some kind of (admittedly cautious) alliance which engendered new ways of
working and a gradually-evolving discourse of collaboration. Even of partnership.
STANDARDS AND PROFESSIONALISM
The clash could be characterised in simple terms as that between standards and pro-
fessionalism, and it was to bridge this apparent gulf that this discourse began. There
is a paradox here: surely, standards and professionalism belong intimately together as
part of the same notion, whereas in England the struggle has tended to force them
apart and place them in opposition. To characterise what I believe has been meant in
their opposition, rather than their fusion, we can reconstruct government's position as
follows:
'We haven't been convinced that our schools reach standards as high as we would
like. The results in terms of reading ages, numeracy scores, truancy rates, above all
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school-leaving qualifications, are often poor, the schools are drab, the teachers
dispirited, the teaching profession of low status. Though the present generation of
teachers are probably beyond redemption, they're getting older and will retire before
much longer – it's the newcomers we want to focus on. Better teacher training will
gradually help to reverse this situation, putting a fresh generation of teachers into our
schools, so we must raise standards there as well. Higher standards in teacher train-
ing means higher standards in teacher performance which means higher standards of
pupil performance. The calibre of new entrants to the profession must improve, so we
have imposed a regime based around standards and inspections, with funding and
institutional survival as the lever to success.
We've also broken Higher Education's monopoly over the training of teachers by
opening it up to anyone who can meet our standards (well – you never know!). This
regime rests on the notion that, to raise the level of professionalism – indeed, to estab-
lish teaching as a profession at all, rather than little more than a unionised graduate
trade – we need to reinforce and strengthen the standards against which all those
entering the profession must prove their competence. Other professions set them-
selves threshold standards and so for teaching – except that we don't trust teachers to
do it for themselves and so will do it for them. At present, the standards are enshrined
in undergraduate or postgraduate qualifications for teaching. That's too risky for us,
because universities are free to control their own awards, and look what's been hap-
pening! So – from now on we'll tell them what has to go into those awards. We'll
introduce a National Curriculum for Initial Teacher Training (NCITT- introduced in
1997) enshrining these standards for all new teachers. In effect, we'll contract with
the providers for courses which teach this National Curriculum. We'll inspect
progress towards incorporating the standards in all courses of teacher training,
reporting back on the success with which providers are doing so, and in this way we
will gain the plaudits of the electorate for doing what we said we'd do, which is to
raise standards in our schools.
The gains for the educators will be in heightened public respect as their levels of
professionalism rise. This in turn will help recruitment for, in order to attract and
retain excellent people, the preparation process has to be rigorous and difficult to
accomplish. You won't make teaching a respected profession if anyone can get in, as
more or less happens now. We have to set high thresholds, as the NCITT proves. The
days will have passed when people can say: Any fool can teach! because teachers will
be able to respond: Not until they've demonstrated their competence against a range
of rigorous standards, they can't! In such a situation, all sides are eventual winners.'
Now to the position of those universities: 'Your talk of standards is not synony-
mous with our talk of professionalism because it only takes us so far into what a
teacher must do and be. If you press the 'standards' agenda too insistently, you will
lose, not gain, in professional capacity. So your position is a necessary but not suffi-
cient condition for excellence in the teaching profession. What you mean by 'profes-
sional standards' is 'professional standards of technical competence'. Indeed, you
have even used the awkward word 'competencies' to detail the things which each new
teacher must prove him- or herself competent in doing. You use 'professional'in the
MIKE NEWBY
adjectival sense to mean 'at a higher level than merely amateur'. And this is not really
contentious between us, for – self-evidently – technical competence is important.
(You cannot seriously believe we in Higher Education, together with our school part-
ners, are intent upon providing our schools with incompetent teachers.)
However, we hold that technical competence is not nearly enough. Any good teacher
acknowledges the gulf between the merely competent and the richly capable and
versatile professional. The problem is that, if you only concentrate on these standards of
competence, you are in danger of squeezing out those other elements of preparation
which, in our view, all good teachers need in their background as they grow towards
achieving full professionalism. We need to find a balance. You need to be a little less than
adamant that every atomised teaching skill is present in the training programmes so that,
when they come, OfSTED inspectors can tick them off as having been 'done'. (Until
they came to be revised, we counted over 860 competencies in the standards students
needed to achieve to become primary school teachers.) Furthermore, while
acknowledging y our agenda for technical ability, we need space to allow our own for
teacher professionalism to develop. If we can find that balance, we'll have done well.'
ELEMENTS OF PROFESSIONALISM
Some have suggested that we could raise the quality of teachers' performance by raising
the entry standards to a course of teacher education and training. There is no
invariant correlation, however, between entry and exit levels, measured in terms of
examination passes and grades. In England, good new teachers emerge from our
training system who entered it with few, or unorthodox, qualifications. Were the gate-
way to entry thus to be narrowed, teacher supply would first need to be assured. This
has been – and continues to be – a vitally important factor in the situation described
above, governments being more likely to consider a range of alternative solutions
when supply is threatened than when there is a glut of potential teachers.
However, we should energetically consider raising standards of qualification once
within the profession. The English system has been fixated on the initial stages of
training teachers, heedless of the advice given in the 1970s in the James Report
(HMSO, 1972), which proposed a continuity between initial training, induction and
professional development thereafter. Gaining ground in England now is the belief
that, just as we moved in the 1970s from a career grade entry standard of Certificate
to that of Bachelors, the natural level of career qualification for teachers in the
twenty-first century should be Masters. The way is open for a system in which all
graduate teachers, so many years into the profession, should be required to obtain a
professionally-focused Masters degree, this triggering higher salaries and greater
responsibilities. Other professions do this normally, career advancement up a salary
scale and status ladder being predicated not only on experience but on successive
qualification, but UK teachers need never gain higher qualifications once they enter
the profession. It is not easy to defend this situation.
Raising the standard of qualification for teachers would do many good things. Not
least, it would reinforce the idea that initial training is only a staging-post on the way
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towards a career-long journey of professional learning, where at present it is too much
conceived as an end in itself. If teachers are to act as examples for their pupils, here's
a way of demonstrating it in systematic practice, letting pupils witness their teachers
studying for higher-level qualifications, showing them that it's a normal part of life.
Requiring Masters would also stress the important link between each teacher and
education at an advanced level, first in initial and then in subsequent study for
higher-level qualification, something else which would help to reinforce teaching as
a profession in the eyes of the public, such qualifications having universal currency
and so strengthening professional credibility. Furthermore, close identification with
Higher Education will reinforce the notion that teaching is a knowledge-based,
research-driven profession. Universities exist to work with knowledge: discovering
new knowledge through their research; validating knowledge through their academic
disciplines; and disseminating knowledge through teaching and publication, at all
levels from first-year undergraduate to post-doctoral and beyond. To dislocate the
teaching profession from such a context (as previous governments in England have at
the very least seriously considered doing) is to cut away a part of its brain.
Conversely, to proclaim the unbreakable connection between the teaching profession
and the universities is to enrich it, to heighten its impact on the lives of children and
young people and on the public at large.
In England, though we talk of the 'teaching profession', there are many outside it
who still do not really believe it is a profession at all. Teaching has lacked many of
the lineaments of the other professions and teachers have some way to go before they
will be accepted as being on a par with doctors, lawyers, architects, accountants and
the like. Professions are defined in part by having a professional lead body or asso-
ciation which is responsible among other things for setting threshold entry standards
and which also has powers to de-register someone for professional misconduct.
These bodies are not unions: their interests tend not to be about conditions of service,
levels of pay, relationships with the employers and so forth, but about the nature and
quality of the profession itself. Since September 2000, teachers in England and in
Wales each have a General Teaching Council (in Scotland, they have had one since
1965), an essential to the establishing and on-going maintenance of the profession.
Qualifications and a governing professional council are some of the external char-
acteristics by which we might know a profession. Others go deeper. A fundamental
assumption informing the concept of 'profession' is that it exists to serve others.
Human societies have always needed others to provide them with certain services
which address the deepest things in our existence. We need to care for our bodies, our
minds and our souls, and so we find in any society the need for healers, teachers and
preachers. These three, all in their way re-interpreted in each society and for every
time, are the root professions and being a teacher attaches to one of them. Teachers,
like all professionals, work for others. They are public servants whose business is the
social and intellectual re-birth of society in the next generation, manifested in their
work with each individual learner. Teachers deal with the inside of people's minds,
and so with the habits and beliefs of their cultures. In this, teachers are close to artists
and writers, to the media and the politicians and other opinion-formers.
MIKE NEWBY
Of course, they themselves are citizens of the society which pays them for their
work. As significant members of their communities, they should demand freedom
responsibly to make decisions in the best interests of their pupils, professional deci-
sions which only they can take since others lack the skill and understanding to do so.
The last third of the twentieth century has seen an English public uneasy about the
extent of this freedom, being uncertain whether it wants teachers who are mute sup-
plicants to the prevailing orthodoxies of the day, or radicals suggesting new ways of
thinking and acting. I choose the latter.
The relationship between the need for high levels of technical competence (high stan-
dards) and high levels of professional ability was illustrated to me early in my career
when a colleague – decades more experienced – told me with some pride that he liked
to give a particular message to his teacher training students. His academic area was in
English literature, which he taught by bringing his crisply-honed literary sensibility
down into the lives of the young people who sat in his classes. He should have been in a
university English department but, because he worked in the rather more mundane con-
text of a teacher training college, as they were then called, he also had to teach them how
to teach. It was to this more humdrum part of his responsibilities that his comment
alluded. 'I tell them,'he said, 'that for those campus-based sessions which are all about
teaching English, as opposed actually to learning about English literature, you must
bring your bodies along, but you can leave your minds outside the door.'
There was a world of implication behind this injunction, and the obvious relish
with which he passed it on to me, a young newcomer into his territory. For him,
apparently, no-one could be taught how to teach: it was either something you knew
from birth or something to be picked up as you did it – a set of craft skills accumu-
lated as you served your time in the classroom. What was needed was stuff to teach.
That was why you came to college – to learn the stuff which you would one day teach
to others. The distinction was between knowledge and personality on the one hand,
and the – for him – bogus proposition on the other that learning to be a teacher went
much further. So for his student teachers to apply their minds to the practice of class-
room organisation, to pupil management, to the planning and handling of resources,
to the arrangement and presentation of knowledge itself in curriculum design, to
pupil assessment, to the keeping of records, to knowing how to talk to parents, to
working with colleagues, to being safe, to keeping within the law, and to all the other
sadly necessary but tedious professional tasks which teachers were, now and again,
forced to accomplish … this, if it took place on the campus, was a specious undertaking.
They'd pick all that up as they went along in the classroom. Hence his invitation to
leave their minds outside the door.
I have often thought about that revealing remark, each time embarrassed at the
state of teacher training which, in those days, it represented: an ignorance of, even a
contempt for, the complex of skills, knowledge, ideas and beliefs which teachers
need to study as they learn to become professionals. Disregarding the fact that it pro-
vided his own livelihood, my colleague would presumably have agreed with those
politicians who would have taken teacher training out of Higher Education and put it
entirely into the schools, superintended by experienced classroom teachers who
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could pass down to their apprentices all their good practice – and presumably all their
bad practice, too.
The opposite position is where we can find the rapprochement I have been search-
ing for between standards and professionalism. It lies in the value which Higher
Education can add to practice. All teachers need to meet high standards of technical
competence. Equally, the habits of mind espoused in Higher Education (of accumu-
lating knowledge, honouring evidence and of careful analysis) must be married to the
experience, minute by minute, of new practitioners as they practise their skills in
school. The idea of leaving the mind out of it insults the complex processes of teach-
ing. It illustrates the loss of consciousness which characterises some teacher training
more than 20 years ago. The insistence on the overwhelming value of practice which
that now defunct Secretary of State was intent upon introducing in the early 1990s
bore some resemblance to this mindlessness, for it left little of value for the Academy
to contribute to the shaping of new teachers. What has happened over the period I
have been considering is the sometimes difficult coming together of the two: the
thought and the action in the technically competent professional. It's what we all seek
to achieve, and the peace between the two sides, if indeed it has now finally broken
out, offers great hope for the future of our schools and all those who learn there.
POSTSCRIPT
Since writing the above, the Teacher Training Agency (TTA) in September 2005
changed its name to the Training & Development Agency for Schools (TDA) and its
function to embrace not only the preparation of school teachers but the whole of the
school workforce. The potential for partnership has thereby been increased, as an ele-
ment of teacher preparation must now deal with the teacher's capacity to work well
with other adults in the education of children and young people at school. The
emphasis is on multi-professionalism, with all the richness for new partnerships and
networks this can engender – and, so the cynic might say, for a thickening of the web
of potential discord as turf wars, so clear-cut before, now involve skirmishes across a
much broader front.
One good sign is the TDA's Teaching 2012 project. This asks questions about the
kinds of knowledge and skills which teachers will need in the years to come, the
answers to which will help to form the foundation of its changing agenda for teacher
preparation and development. Though funded by the Agency, the project is directed
by a group representing all the stakeholders. It could act as a model for the teacher
education of the future: collaborative, intent upon achieving high standards and quality,
and committed – since their work concerns other people's futures – to shouldering
that responsibility of all professional educators, which is to look ahead.
REFERENCES
Bell, D. (2003) Standards and Quality 2003/03: Annual Report of her Majesty's Chief Inspector of
Schools. London: HMSO.
MIKE NEWBY
Clarke, K. (1991) Speech to Conservative Party Conference: September
Gardiner, J. (1996) citing Anthea Millett, Chief Executive of TTA in Training Needs a Shake-up. Times
Educational Supplement, June 26.
Hansard (1996) quoted in House of Lords debate on society's Moral and Spiritual Well-being. July 5th
(1996). London: HMSO. http://www.publications.parliament.uk/pa/cm/cmhansrd.htm.
Her Majesty's Inspectorate (HMI) (1982) The New Teacher in School. London: HMSO.
James, Lord (1972) Teacher Education and Training (the James Report). London: HMSO.
Millett, A. in Gardiner, J. (1997) Standard Bearer who keeps Cool. Times Educational Supplement ,
January 31st.
Phillips, M. (2002) Why I am a Progressive. London: New Statesman (January).
Thatcher, M. (1984) quoted in Wilenius, P. (2004) Enemies Within: Thatcher and the Unions, BBC.
http://news.bbc.co.uk/1/hi/uk_politics/3067563.stm.
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THE POLITICS OF TEACHER EDUCATION
Teacher education is a political activity. That is to say, the socialisation of teachers
into the work of schools inevitably involves some kind of relationship with the
distribution of symbolic and material power within and between societies. As Ginsberg
and Lindsay suggest;
Focussing on the political dimension, therefore, entails examining how
power … is distributed and organised among various individuals,
groups, communities and societies.
(Ginsberg and Lindsay, 1995, p. 4)
Efforts to reform teacher education are, therefore, almost always accompanied by
broader redefinitions of power relationships. These are often clearly seen when
changes of government bring about changes in policy. On other occasions apparent
'failures' of education systems to adequately socialise youth or to ensure a sufficient
supply of qualified labour, produce 'moral' or 'economic' panics. The answer is
always to reform education, and teacher education in particular.
Often the main vehicle for such reform is through government or quasi-govern-
ment agencies.
For example, much recent effort to 'reform'teacher education in 'devel-
oped' capitalist societies has been stimulated … by concerns to bring
teacher education under tighter control of state elites and by desires to
prepare teachers differently so that schools will function more effectively
in preparing more productive workers.
(Ginsberg and Lindsay, 1995, p. 6)
You will, no doubt, have your ears full of the current rhetoric concerning 'the new
economy' and 'globalisation' and the need to 'remain competitive' through 'world
class' institutions and 'quality assurance'' benchmarked' against 'best practice'. This
is the rhetoric not only of business elites but also of the governments they appear to
have captured.
But government and markets are not the only sources of legitimation for ideas and
practices in education. Teachers are often committed to the 'improvement' of society.
Often they see traditional educational and social structures as distributing educational
opportunity, economic advantage and social power in ways that, for many, restrict the
possibilities for human development that education is supposed to facilitate.
127
RICHARD BATES
9. REGULATION AND AUTONOMY IN TEACHER
EDUCATION: SYSTEM OR DEMOCRACY?
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 127–140.
© 2007 Springer. Printed in the Netherlands.
128
As Bob Connell puts it, for many of us:
Education has fundamental connections with the idea of human emanci-
pation, though it is constantly in danger of being captured for other
interests. In a society disfigured by class exploitation, sexual and racial
repression, and in chronic danger of war and environmental destruction,
the only education worth the name is one that forms people capable of
taking part in their own liberation. The business of the school is not
propaganda; it is equipping people with the knowledge and skills and
concepts relevant to remaking a dangerous and disordered world.
(Connell, 1982, p. 208)
The sources of such commitment are found occasionally in governments (particularly
of the 'progressive' kind), but more frequently in civil society, for here is where the
competition for ideas, resources, organization and power originates. Thus, while the
study of state influence on teacher education is important, it is also important to
understand:
… how teacher education is linked with relations of power and resource
distributions in civil society, for example, those involving social class,
racial/ethnic, and gender relations as they are socially constructed and
contested by individuals and groups in homes, neighbourhoods, religious
institutions, and professional associations and unions.
(Ginsberg and Lindsay 1995, p. 4)
Schools and their teachers are inevitably and continuously caught up in this struggle
for ideas and for institutional control. The struggle for control of teacher education is
part of this broader struggle.
It would be easy to characterise this struggle as a struggle between government
and civil society, and indeed in some situations this may approximate reality.
However, both government and civil society are themselves sites of struggle and con-
testation. This is especially the case as many societies become more open, both in
membership (through patterns of migration of significant numbers of people within
and between nations), and in the exchange of ideas (through both traditional and
emergent media).
It is important, then, to recognise that the issue of regulation and autonomy in
teacher education is caught up in a much more complex political process than the
simple and direct imposition of government regulation.
GOVERNMENTS AND REGULATION
Certainly, as governments almost universally hold the purse strings, governments
everywhere have the greatest capacity to regulate. Indeed the basis for such regulation
lies in the increasing recognition that governments have a responsibility to maintain
an appropriate standard of professional competence in the teaching profession.
RICHARD BATES
Indeed:
The increased involvement of or commitment by states to fund, or at least
regulate, teacher education was signalled in principle 13 of the 1966
UNESCO 'Recommendation Concerning the Status of Teachers':
'Completion of an approved course in an appropriate teacher education
institution should be required of all persons entering the profession
(Dove, p 191)
(Ginsberg and Lindsay, 1995, pp. 6–7)
And, in country after country, commitment to this principle has led to significant
attempts by government to define what is 'appropriate' and 'approved' in teacher
education.
Ginsberg and Lindsay's (1995) collaborators showed this process in action in England,
Australia, The United States, China, Sri Lanka, Sierra Leone, Burkina Faso, South
Africa, Germany, Mexico, and Papua and New Guinea during the 1990's. More recent
commentators have explored the issue of regulation and autonomy in England (Furlong
et al., 2000; Gilroy, 2002), Portugal (Alarco, 2002; Flores and Shiroma, 2003), the USA
(Beyer, 2002; Bullough, 2002; Cochran-Smith, 2002, 2003), Scotland (Hartley, 2002);
Brazil (Flores and Shiroma, 2003) China (Zou Yu, 2002), South Africa (Robinson, 2003)
and Australia (Bates, 2002, Sullivan 2002), during the current decade.
Standards for teachers and teacher education are appearing all over the place.
Sometimes, as in the US and England, through political processes and the establish-
ment of agencies directed towards external control of teacher behaviour and
performance. Sometimes, as in Australia, through processes of self-regulation
sponsored and monitored by government. There is, as Ben Levin (1998) observes, a
veritable 'epidemic of education policy'in teacher education as elsewhere.
The avowed purpose of all this policy, all this regulation, is the improvement of
student performance through the improvement of teachers via the improvement of
teacher education.
What is notable, however, is the form that such 'improvement' takes. It is, in
almost every instance, through a particular mechanism of accountability.
ACCOUNTABILITY AND TEACHER EDUCATION
In almost all of the instances where greater regulation of teacher education has been
proposed or implemented, the rhetoric of government has been that it is necessary for
the improvement of educational performance in schools through the improvement of
teacher preparation. If significant amounts of government money are to be spent on
education it seems perfectly reasonable that the institutions that spend that money
should be held to account for the quality of their performance. Thus standards are
developed and curricular specifications set down. On the basis of these specifica-
tions tests are developed and implemented to ensure performance against bench-
marks and to encourage continuous improvement.
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130
In some instances, as in England, these requirements are highly specific,
developed by an agency set up for the purpose (the Teacher Training Authority-TTA)
and inspected through a second, purpose-built, agency (The Office for Standards in
Education-OfSTED). Compliance with standards and inspection is ensured through
the imposition of significant financial penalties for non-compliance. As Gilroy
comments:
This reform gave unprecedented control of initial teacher education to
the minister for education, operating through the TTA. As ever more
standards were created that courses had to ensure they met, university
education departments struggled to meet them, knowing they could make
little or no impact on the centralist controlling mechanism that they were
now subject to …
(Gilroy, 2002, p. 248)
There have been several consequences. Firstly, the relative autonomy of universities
to develop and teach courses that they believed were appropriate in terms of intellec-
tual standards and social need was seriously compromised. Secondly, the financial
viability of courses in teacher education was brought into question through the trans-
fer of significant resources from universities to schools and the financial penalties
imposed as the result of inspections. As Gilroy suggests:
As funding per student fell, often as a result of a relatively weak score
from an OfSTED inspection, and workloads increased, an increasing
number of departments felt unable to continue offering such courses, with
others seriously considering withdrawing from the process altogether.
(Gilroy, 2002, p. 248)
The regime imposed on teacher education in England is an extreme example of
regulation. So extreme, in fact, as to lead one Swedish interviewee in Mahony and
Hextall's (2000) investigation of the change, to comment that 'What is happening in
teacher education in England is a story we use to frighten the children'.
But a similar logic appears to be behind current moves in other jurisdictions. The
United States, for instance, through the 'Ready to Teach'Act appears to be driven by
the same impulses to require detailed accountability from teacher education programs
(AACTE, 2003). The problem, as Apple (2001) and Cochran-Smith (2003) among
others, have pointed out, is the simplistic nature of the mechanisms involved in
imposing such accountability when compared with the real complexities of teaching.
But even where peer review rather than government inspection is in place, inap-
propriate forms of review can still have disastrous consequences, as Bullough et al .
(2003) show. Their conclusion is that 'the problem is not the existence of a system of
accountable quality assurance but the form it takes' (2003, p. 54).
The difficulty seems to be that the mechanism typically favoured by governments
is far too limited and inflexible. This is not only a problem for teacher education, but
also a problem for education more generally. Indeed, as several well-informed critics
RICHARD BATES
have suggested, highly standardised 'high stakes' testing and accountability regimes
result 'not in improving schools but in damaging them' (Gallagher, 2000; Glovin,
2000; McNeil, 2000; Lissovoy and Mclaren, 2003, p. 132; Popham, 1999).
The reason for this apparently contradictory result is well set out by Lissovoy and
McLaren who argue that:
The key principle at work in the use of standardised tests, which is what
allows them to serve as the mechanism for accountability initiatives, is
the reduction of learning and knowledge to a number, i.e. a score. Once
this takes place, scores can be compared, statistically analysed and var-
iously manipulated.
(Lissovoy and McLaren, 2003, p. 13)
This presents particular problems for teachers who cannot facilitate learning effec-
tively without taking the quite often disparate circumstances of students and their
communities into account. The equation of learning with a test score can therefore do
considerable violence to the interests of teacher and student alike:
In reducing learning to a test score, policy makers seek to make the
knowledge of disparate individuals commensurable. Never mind that
violence is done to the concreteness of that individual's humanness and
particularity; once knowledge is reified in this way, it can be manipulated
and described in the same fashion that one is accustomed to in manipulating
and describing products (commodities) of all kinds.
(Lissovoy and McLaren, 2003, p. 133)
Treating learning as a commodity allows it to be compared, assessed and subjected to
valuation and pricing mechanisms which result in market-like mechanisms of financial
and regulatory rewards and penalties. But this can only be done if the individuality of
the person is replaced by the standardisation of the evaluatory criteria.
The violence in this erasure of particularity and difference then extends
outwards, as students are arbitrarily held back, without regard to individual
differences in development, and as teachers are given preset curricula,
without regard to their own interests and talents and their student's
particular needs. 'The spread of the principle imposes on the whole world
an obligation to become identical, to become total'(Adorno, 1995:146).
(Lissovoy and McLaren 2003, p. 133)
Ball (2003) elaborates this argument, pointing to the generalised characteristics of
this new form of management and the interrelated policy technologies through which
it imposed: the market, managerialism and performativity (2003, p. 215). The cumulative
effect of these technologies is to significantly redefine the nature of teaching and
impose a direct intervention into the lives and identities of teachers. In effect
'(k)nowledge and knowledge relations, including the relationships between learners,
are de-socialized' (Ball, 2003, p. 226).
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REGULATION AND AUTONOMY IN TEACHER EDUCATION
132
This has immense implications for teacher education as well as for the motivation
and performance of teachers. It also squeezes out of teaching and teacher education
consideration of social and ethical issues that relate to the purpose and conse-
quences of particular forms of education by defining education as 'what works'
in terms of the standardised and universalised criteria of the official curriculum
and tests.
The space for the operation of autonomous ethical codes based in a shared
moral language is colonized or closed down … The policy technologies of
market, management and performativity leave no space for an autonomous
or collective ethical self. These technologies have potentially profound con-
sequences for the nature of teaching and for the inner-life of the teacher.
(Ball, 2003, p. 226)
REGULATION AND COMMUNITY
But is this process of 'making the whole world one'what people want? I am reminded
of Thom Greenfield's assertion that the world of reified educational administration dis-
sociated from the reality of everyday life is not at all what people want from schools.
What many people seem to want from schools is that schools reflect the
values that are central and meaningful in their lives. If this view is cor-
rect, schools are artefacts that people struggle to shape in their own
image. Only in such forms do they have faith in them; only in such forms
can they participate comfortably in them.
(Greenfield, 1973, p. 570)
What Greenfield reminds us of here is the intimate connection of learning with
identity and identity with community. At the heart of this process is not the issue of
standardisation and commensurability but of that of an increasing diversity of values
and ways of life.
There is a significant and increasingly influential body of theory in education
which puts community at the centre of the educational process along with increased
attention to social, ethical and moral dilemmas (Starratt, 1991, 2003; Sergiovanni,
1992; Grace, 1995; Begley, 1999; Greenfield, 1999; Goldring and Greenfield, 2002).
Moroever, within the wider literature, concerns with the nature of civil society and
the production of social capital is a major topic of debate (Putnam, 2002). There are
also strong arguments put forward that parents should have the right to send their
children to a school of their own choice (Chubb and Moe, 1990), presumably so that
their children absorb a preferred set of values as well as achieving a particular kind
of educational performance.
Indeed, some argue, along with Greenfield, that education is unlikely to be mean-
ingful without a consensus between community and school over the values that the
school should represent. In an extreme form, such schools would represent 'covenantal'
communities which serve to confirm particular identities. Sergiovanni, for instance,
RICHARD BATES
argues that such schools provide
… the kind of morally based contractual relationships that can bond peo-
ple together. Bonding relationships respond to the reality that emotion,
values, and membership connections are important human impulses.
They also acknowledge the aspect of human nature that places others
before self-interest. Finally, they give needed meaning and significance
to our work lives. These inclinations join covenant and virtue.
(Sergiovanni, 1992, p. 102)
There is a tendency then
… to see covenantal communities or communities of interest as the
appropriate bases for the binding together of the members of schools into
moral communities with shared values, purposes and goals, often around
religious or ethnic identities, and to see this as a necessary foundation
for 'effective'education.
(Bates, 2003, p. 121)
In diverse societies it is an immediately appealing principle that each group, culture,
collectivity should be able to develop its own covenant with schools; a covenant that
would represent both the instrumental achievements required of the school for par-
ticipation in economic life and the normative achievements (the particular form of
social capital) which binds the community together. It would follow that each group
would develop a form of teacher education that would be regulated, not by govern-
ment edict, but by community determination of the kind of teachers it required for its
schools. Teacher education, like schooling would be privatised and subordinated to
sectarian communal ways of life.
However, as I have pointed out elsewhere, linking community with schooling in
this particular way has problems of its own, for
… covenantal communities … in themselves neither comprise, nor nec-
essarily contain the constituents of beneficial moral and social capi-
tal … . The social capital of particular networks can have both positive
and negative effects for individuals and society.
(Bates, 2003, p. 120)
Putnam, for instance, argues that:
… we cannot assume that social capital is everywhere and always a good
thing. Although the phrase 'social capital'has a felicitous ring about it,
we must take care to consider its potential vices, or even the possibility
that virtuous forms can have unintended consequences that are not
socially desirable … In short, we must understand the purposes and
effects of social capital. Networks and norms might, for example, benefit
those who belong – to the detriment of those who do not. Social capital might
be most prevalent among groups of people who are already advantaged,
133
REGULATION AND AUTONOMY IN TEACHER EDUCATION
134
thereby widening political and economic inequalities between those
groups and others who are poor in social capital … Moreover, some
forms of social capital are good for democracy and social health; others
are (or threaten to be) destructive.
(Putnam, 2002, p. 9)
Such groups as the Klu Klux Klan, El Quaeda, or the Italian or Russian mafias spring
immediately to mind as examples of groups that produce negative social capital.
Moreover, such covenantal communities can be highly divisive of the wider society
through the maintenance of separate or indeed isolationist doctrines. Peshkin (1986)
provides a powerful and initially sympathetic account of a school which is certainly
'virtuous' in terms of its covenant with its community, but which is eventually isolating
in terms of the wider society.
The academy epitomizes the case of a community successfully projecting
its idiosyncratic outlook onto its school. More than just a community
school, however, the academy is a 'communal' institution … Communal
describes a community whose strong commitment to its own welfare
inevitably places it in conflict with other communities that do not accept
its doctrinal foundation. A communal school serves an internally inte-
grative or community-maintenance function. That is, it simultaneously
links believers together and separates them from non-believers. In its
defensive capacity, the academy shields its students from competitors by
promoting dichotomies not only of we and they, but also of right and
wrong. We follow God's truth in God's preferred institutions; they are the
unfortunates of Satan's dark, unrighteous world.
(Peshkin, 1986, p. 282)
So, regulating teacher education in the interests of particular groups in a diverse soci-
ety seems as unsatisfactory a solution as the standardising, universalising processes
of government regulation previously examined. Is there an alternative?
LIVING TOGETHER? AUTONOMY AND REGULATION
IN A DEMOCRATIC WORLD
Two theorists who have been particularly concerned with the conflict between the
search for universal values on the one hand and the apparent increase in ethically defen-
sible but contrasting ways of life on the other are John Gray and Alain Touraine. Gray,
in his examination of the traditions of liberalism in Western societies argues that:
If liberalism has a future, it is in giving up the search for a rational con-
sensus on the best way of life. As a consequence of mass migration, new
technologies of communication and continued cultural experimentation,
nearly all societies today contain several ways of life, with many people
belonging to more than one. The liberal ideal of toleration which looks to
RICHARD BATES
a rational consensus on the best way of life was born in societies divided
on the claims to a single way of life. It cannot show us how to live in
societies that harbour many ways of life.
(Gray, 2000, p. 2)
If the pursuit of a 'one best way' of life for all within and between societies is to be
surrendered, what, then, is the alternative? Gray suggests that it is in reaching a
modus vivendi that accepts there are many forms of life in which humans can flourish
and constructing institutions that allow for such acceptance.
The aim of modus vivendi cannot be to still the conflict of values. It is to
reconcile individuals and ways of life honouring conflicting values to a life
in common. We do not need common values in order to live together in peace.
We need common institutions in which many forms of life can coexist.
(Gray, 2000, pp. 6–7)
Touraine takes a similar view.
No multi-cultural society is possible unless we can turn to a universalist
principle that allows socially and culturally different individuals and
groups to communicate with one another. But neither is a multi-cultural
society possible if that universalist principle defines one conception of
social organization and personal life that is judged to be both normal
and better than others. The call for freedom to build a personal life is the
only universalist principle that does not impose one form of social
organization and cultural practices. It is not reducible to laissez faire
economics or to pure tolerance, first, because it demands respect for the
freedom of all individuals and therefore a rejection of exclusion, and sec-
ondly because it demands that any reference to a cultural identity be
legitimised in terms of the freedom and equality of all, and not by appeal
to a social order, a tradition, or the requirements of public order.
(Touraine, 2000, p. 167)
The principle on which Gray's modus vivendi and Touraine's advocacy of new forms
of collective and personal life is that of a personal freedom which respects the personal
freedom of others.
… all individuals have a right to freedom and equality, and that there are
therefore limits that cannot be transgressed by any government or code of
law. Those limits relate both to cultural rights such as the rights of women
and to political rights such as freedom of expression and choice. This
position is threatened both by those who would reduce society to the sta-
tus of a market and by those who want to transform it into a community.
(Touraine, 2000, p. 168)
In this, there is implicit the requirement for both the respect of diversity and of the
obligation of cultural communication.
135
REGULATION AND AUTONOMY IN TEACHER EDUCATION
136
In a world of intense cultural exchanges, there can be no democracy
unless we recognize the diversity of cultures and the relations of domination
that exist between them … .Cultural liberation must be combined with an
attempt to promote cultural communication, and this presupposes both
an acceptance of diversity and a recourse to a principle of unity.
(Touraine, 2000, p. 195)
The problem for education is that education systems have largely dealt with cultural
issues by defining education as a technical requirement and excluding cultural con-
cerns, thus violating both the principle of respect for persons and the possibility of
cultural communication.
… it is no longer possible to believe that the education system, which
refuses to take children's private lives into consideration, is the best
means of promoting the equality of all or of reducing the real inequalities
that exist. The school system favours the central categories which imple-
ment a system of rules, laws and technologies, and creates obstacles for
both innovators and children from dominated cultures.
(Touraine, 2000, p. 196)
What is required if a modus vivendi is to be achieved is an education system directed
towards different ends for education is central to the construction of a society in
which we can indeed live together.
If we are to be able to answer the question 'Can we live together?', or, in
other words, 'How can we reconcile the freedom of the personal Subject,
the recognition of cultural differences and the institutional guarantees
that safeguard that freedom and those differences?', we have to discuss
education.
(Touraine, 2000, p. 264)
Touraine's analysis of contemporary school systems is that they are far to focussed on
the process of socialization into either the economy or the community, or perhaps
more frequently into that particular combination of work-skills and dominant nor-
mative structures that characterise a specific nation state. But, in fact, if the nation
state is breaking down under the pressures of globalisation and if communities are
refuges from broader social action then such socialization is inappropriate. If the
individual as a social actor (what Touraine calls the Subject) must now locate
him/herself within a world where social, economic, cultural and personal identities
are constantly open and constantly changing, and where personal and cultural identity
is constantly subject to modification, then schools must concentrate far more on
equipping students to construct and reconstruct their selves through processes of
technical mastery and cultural communication.
A school for the Subject will move further and further away from the
model that sees education as an agency for socialization. Schools are
RICHARD BATES
obviously part of a particular society. They teach that society's
language, and history and geography lessons concentrate mainly on
national or regional realities. Having such roots is essential, but
schools are not there for society's benefit. Their primary mission must
not be to train citizens or workers, but to enhance individuals' ability to
become Subjects. Schools must concentrate less on transmitting a body
of knowledge, norms and representations, and more on teaching
children how to handle instruments and on personal development and
self-expression.
(Touraine, 2000, p. 273)
Such personal development and self-expression can only be achieved if the school
becomes a communications network rather than a socialization agency. This is the
more so for children from cultural minorities or otherwise disadvantaged back-
grounds.
The need to make the transition to a school that communicates is … most
urgent for schools attended by children from poor social backgrounds;
when a school does not function as a communications network, violence
breaks out and destroys the institution.
(Touraine, 2000, p. 277)
Or, more explicitly,
A school that communicates must give special priority to both the capac-
ity for self-expression, oral and written, and the ability to understand
written and oral messages. We do not perceive and understand the Other
thanks to some act of empathy; we do so by understanding what the
Other is saying, thinking and feeling, and through our ability to converse
with the Other. There is no communication without language, and public
opinion is quite right to insist that schools must give priority to teaching
the language which children will use in their most important exchanges.
Above all, schools must involve their pupils in dialogue, and teach them
to argue amongst themselves by analysing the discourse of the Other,
both in order to learn to handle the national language and to be able to
perceive the Other, as that is a pre-condition for living together.
(Touraine, 2000, p. 279)
UNESCO's Commission on Education argues a similar point.
We have to learn to live together by developing our understanding of
others, and of their history, traditions and spirituality. By doing so, we can
create a new spirit which, thanks to our perception that we are increasingly
dependent upon one another, can make a joint analysis of the dangers and
challenges of the future, encourage the realization of joint projects or the
intelligent and peaceful handling of the inevitable conflicts.
(UNESCO, 1996, p. 18)
137
REGULATION AND AUTONOMY IN TEACHER EDUCATION
138
What such a future requires from education is not socialisation into pre-existing
social structures and norms directed towards the preservation of a particular society,
but rather the development of the capabilities that will equip students to construct
their identity as a Subject within a global context and to communicate freely with
others in the construction of new forms of sociability.
So long as schools are defined by their socializing function, it is obvious
that their organization and norms will be defined by 'society', which
actually means the administration. If, however, schools are centred not
upon society, but upon individual Subjects, it becomes clear that the way
they work must be decided by those who teach and learn in them – that
is, by those who spend most of their lives in schools or who are preparing
for their personal futures there.
(Touraine, 2000, p. 283)
The implication of this argument is that teachers, rather than be subject to the admin-
istrative regulation of either particular state, or a particular community, must have
their independence guaranteed. But that independence must be open to scrutiny and
democratic debate. Thus autonomy within a democratic debate that facilitates inter-
cultural communication, the freedom of which is guaranteed by law, is fundamental
to effective schools that prepare us to live together. Indeed …
The independence of teachers, like the independence of the judiciary, is
an essential pre-condition for democracy, whose primary task is to
restrict the power of the state and social powers of all kinds.
(Touraine, 2000, p. 285)
Finally,
A school that is no more than an administrative service is unacceptable
(Touraine, 2000, p. 287)
CONCLUSION
The thrust of this chapter has been towards examining the perils of regulation by
markets (and their proxy organization- the nation state) or subservience to partisan
communities. The future is dependent on our resistance to these two forms of admin-
istration. As Touraine argues:
… the only way to overcome both the absolute power of markets and the
dictatorship of communities is to enlist in the service of the personal
Subject and its freedom by fighting on two fronts, against both the
desocialized flows of the financial economy and the closure of neo-
communitarian regimes. The two struggles complement each other.
(Touraine, 2000, p. 290)
RICHARD BATES
Education, and most particularly, teacher education, is inevitably caught up in this
struggle. Despite the increasing focus demanded by state administrations on the
technical curriculum teachers every day face the reality of their students'struggles to
form their identity from the fragments of various cultures in which they are
enmeshed. The primary task of schooling is to help students develop the capabilities
that will allow them to integrate, at the level of personality, those differing fragments,
and to operate effectively within both the economic and the social and cultural
structures of an increasingly global world. Schools therefore need to model forms of
cultural communication that allow the democratic negotiation of individual commit-
ments. They need, therefore to be more than simply an administrative system. Indeed,
their autonomy from such a system must be guaranteed.
In order to function effectively in such schools, teachers must be prepared in ways
that enhance their own capabilities for cultural communication and democratic
negotiation as well as in the curricular knowledge and technical expertise required to
enhance the knowledge of their students. If this is to be achieved then teacher educa-
tors themselves must continue to be part of a broad conversation about the nature of
personal, cultural and social development as well as that over economic objectives
and socialisation into dominant cultural and national norms.
The role of government here is not to regulate the technical detail of teacher edu-
cation as an administrative service but, rather, to regulate the conditions of teaching
and of teacher education in ways that preserve the autonomy of educators, enabling
them to continue to take part in such a debate, and to incorporate such cultural
communication into their own sense of self as a Subject and as a professional.
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RICHARD BATES
The tendency in education writing on globalisation has been to examine the congruence
of educational policies in western societies (Marginson, 1997; Dale, 1999, 2000) and
the international effects of global governance of education by powerful transnational
institutions such as the Organisation for Economic Cooperation and Development
and the European Union (Lawn, 2001). The authors tend to identify massive changes
in approaches to educational governance that have resulted in changed professional
practice. The changes are said to include the establishment of a broadly common
policy and management agenda that is characterised by 'new managerialism', devo-
lution and rigid accountability structures (Thomson, 2001), entrepreneurialism, and
a commitment to a particular approach to 'school effectiveness' (Angus, 1993;
Morley and Rassool, 2000). There are few studies, however, of the dynamics of
educational life in micro-political contexts that enable or challenge or bring about
(much less resist) the kinds of teacher professional reshaping and renorming that are
typically associated with globalisation. I attempt to analyse such micro-shaping in
this chapter, which, through reporting an ethnographic study in a site of educational
practice, examines how school managers and teachers dealt with government policy
intervention and, in the process, both willingly and unwillingly implemented signif-
icant educational change. The implications of the case study for teacher education are
discussed.
With few exceptions, education writers ascribe to 'strong' globalisation theories
(Wilding, 1997; Stryker, 1998) that generally emphasise the dominance of the global
economy over national and international politics. There is a tendency to present
globalisation as economic determinism, homogeneous in its effects throughout the
planet. Such globalisation theory tends to be essentialist and reductionist as it implies
a totalising structure that imposes its will without much if any consideration of agency,
local politics or resistance. As Wilding (1997, p. 411) summarises this argument:
The term [globalisation] is most commonly used to describe certain
trends in economic, political, social and cultural development. The term
is also used, however, to explain such trends – they are as they are, the
argument runs, because of this force we call globalisation.
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10. GLOBALISATION AND THE RESHAPING OF
TEACHER PROFESSIONAL CULTURE: DO WE
TRAIN COMPETENT TECHNICIANS OR
INFORMED PLAYERS IN THE POLICY PROCESS?
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 141–156.
© 2007 Springer. Printed in the Netherlands.
142
Such conceptions of globalisation give little attention to ways in which global agendas
might be asserted or resisted and played out in particular regions or sites, such as
schools or clusters of schools, rather than simply being received and implemented.
Globalisation is typically presented as an external phenomenon that results, at the
school level, in such neo-liberal features as managerialism, competition and market
arrangements. The complex shifts between, say, 'welfarism' and 'new managerialism'
(Gewirtz and Ball, 2000) that may come about at the school level may be closely
described and explored in terms of 'discursive shifts' (Gewirtz and Ball, 2000) but
rarely explained. And because so many writers reduce explanations to strong, totalising
versions of globalisation theory, these things are described more or less as if they
simply 'are'; as if they are current features of the social and educational landscape
that exist in the globalisation era and which need to be mapped and described rather
than explained in context. Their meanings are rarely analysed in sites of educational
practice.
Such distal accounts of change in education often rely on generalised discourses of
globalisation to explain the self-disciplining effects of such 'new neo-liberal tech-
nologies of institutional control'(Beck, 1999) as new managerialism. For example, in
critiquing 'school effectiveness', Morley and Rassool (2000, p. 169) state as given
that 'neo-liberal policy meanings have redefined not only the educational process but
also teachers' consciousness as workers'. Their approach to the analysis of new man-
agerialism assumes the successful realisation of the outcomes that are envisaged in
putative 'regimes of truth' that are seemingly imposed on schools and within which
people are seemingly captured without demur. Or, as Bacchi (2000, p. 52) puts it,
'those who are deemed to "hold" power are portrayed as the ones making the discourse,
whereas those who are seen as lacking power are described as constituted in the
discourse'.
A major exception to the 'globalisation explains all' trend is Roger Dale. When it
comes to seemingly common global education policies, Dale (1999, 2000) emphasises
the importance of investigating how and why a particular meaning system may have
come to appear dominant in particular places. He insists that the effects of assertive
capitalism on education, exerted either directly or indirectly through the impact of
globalisation on states, occur 'through mechanisms that can be specified and traced '
(my emphasis). Following Dale, this paper argues that at both the micro and macro
levels educational change is concerned with the negotiation and contestation of edu-
cational meaning and educational politics. This argument has important implications
for teacher education.
METHODOLOGY
I endeavour to illustrate that any educational change, even within the current era of
globalisation, must be accomplished in the dynamic world of complex human agents.
To varying extents, we all share and contest overlapping multi-cultures, values and
aspirations, and the complex politics of everyday life. The ethnographic data reported
in the chapter indicate that teachers and principals have the capacity to influence
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organisational norms, practices and structure, while also simultaneously both adapting
to and influencing strongly institutionalised professional expectations within schools.
Ethnographic analysis of such processes and discourses, through which, not by
which, social relations and identities are constituted, may shed a little light on how
management and organisational change gets 'accomplished' in schools.
The approach to gathering data was to observe as much as we could at 'Grandridge
Secondary College' and speak to people there as often we could. We interviewed
seventeen people on tape, some on many occasions, and had numerous other conver-
sations. The interviews took place in offices, vacant schoolrooms or homes and were
tape-recorded. We spoke to people informally before and after meetings, in staffrooms,
in the yard, stairwells and corridors. We conducted interviews first with several indi-
viduals in key positions within the school and, at the end of each, asked these inter-
viewees to nominate other people with whom they thought we should talk in order to
gain a diversity of views and opinions. We made a list of names most often mentioned
and went as far down the list as we could in the time available. Many on the list did
not have formal interviews but did take part in conversations. Interviews were tran-
scribed and interviewees checked the transcripts for fairness, relevance and accuracy.
We then drew on the transcripts and observation and conversation notes. In this chap-
ter, pseudonyms are used for the school and for participants. No real names are used
except for very public figures.
Grandridge Secondary College
By the beginning of the 1990s, despite periodic conflicts between management and
teachers, staff at Grandridge Secondary College had been working for more than two
decades to institutionalise a general set of progressive educational practices and
agendas that many teacher activists had been asserting in Victoria and Australia since
the 1960s. Grandridge had become widely recognised among educators as a 'leading
school' not just in contributing to the development of progressive and socially-just
education, but also, through the commitment, innovation and sheer hard work of its
staff, in helping to make progressive education respectable and broadly legitimate
(Angus and Brown, 1997). Among staff there was a widely felt sense of commitment
to improving the lot of the 'western suburbs' (a term used to describe a large region
of Melbourne characterised by low SES), an emphasis on student centred pedagogy,
a belief that curriculum reform could contribute to social as well as educational
reform, and a belief that the education profession, including teacher unions, needed
to be active in policy debates. Grandridge teachers tended to see themselves as being at
the forefront of educational thinking and educational activism. They were committed to
making Grandridge a great school and were generally committed to the progressive
educational ideals that had gradually taken hold of a large part of the teaching
profession (Angus and Brown, 1997).
In Victoria, a measure of the contribution of activist educators like those at
Grandridge to the policy process is that, in the early to mid 1980s, teachers, through
their unions, had become regarded as legitimate participants with government in edu-
cational innovation and change. Such 'partnership', as I have indicated, did not come
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GLOBALISATION AND RESHAPING TEACHER CULTURE
144
easily. It was an outcome of a period of contestation throughout the 1960s and 1970s.
Therefore, the school Jack Regan took over as principal in 1989 boasted a very strong
union branch with membership of 100% of staff. Jack now attributes Grandridge's
success during that time to the efforts of key individuals whom he regards as catalysts
and curriculum leaders. He is able to list a dozen such people in key curriculum
areas. One of these says of Jack:
He came to a school which was very dwindling in numbers and strug-
gling. And a lot of talented staff here were involved in improving the sorts
of programs that the school could offer and widening the types of people
that the school would appeal to, to come here. And over several years a
really brilliant job was done by all.
The election of the Kennett government in Victoria in late 1992 signalled the end
of any sense of partnership between teachers and government. Before it was elected,
members of the Kennett-led Coalition (Liberal and National) parties emphasised that
the new Government would introduce fundamental changes in education and the public
sector generally. This point had been made perfectly clear by the leader of the Victorian
Liberal Party, when he stated unequivocally prior to the 1992 election that:
Left wing advocates of progressive education have captured the curriculum
with the aim of using it to restructure society according to their socialist
ideals … In contrast, the Coalition acknowledges that education must
promote the common beliefs, values and knowledge on which our society
is based.
As the October 1992 election grew nearer, the likelihood of a change of government
grew greater. Teachers were expecting the worst. There was no secret that education
would be dealt with harshly. The broad policy introduced by the new government for
reforming school education had the evocative title of 'Schools of the Future'(SotF).
Every government school in the State had become a so-called School of the Future
by the government's third year. The policy was intended to curtail the 'social
engineering' influence of 'radical'teachers and teacher unions, and to return the control
of schools to communities. 'Quality' education was to be achieved by the adoption of
'world's best practice'in the management of schools. In this hostile education policy
environment, and in the midst of an immediate round of school closures and a wave
of teacher redundancies (55 schools were closed in three months and 17 per cent of
teachers were removed from the system over 3 years), many Grandridge staff looked
to their principal, Jack Regan, to provide some direction.
The Schools of the Future Information Kit (DSE, 1993) states that the 'aim of
Schools of the Future is to improve the quality of education for students by moving
to our schools the responsibility to make decisions, set priorities and control
resources'. There was little if any reference to educational processes, pedagogy, teach-
ing or learning, or relations among students and teachers. Terms such as marketing,
accountability, outcomes, efficiency, appraisal and competitiveness, however, were used
freely in the policy documents and supporting materials. Improved educational
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outcomes and efficiency would be achieved, it was emphasised, by establishing 'an
accountability framework' which would include, as its most crucial element, the
'School Charter'. This was referred to as the 'business plan'for the school. The Charter
would set the benchmarks against which the school was to be judged by clients and by
the system. In fact, the charter was regarded under the policy as a 'contract' between
the school and both the local community and the Victorian government.
The principal of Grandridge Secondary College, Jack Regan, had previously relied
on his powers of persuasion and his reputation among the staff as a savvy player of
the Education Department games in order to influence staff opinion. He employed
this style in bringing the staff to accept his recommendation, as soon as the Kennett
government had been elected and had introduced its flagship Schools of the Future
policy, to become a 'pilot' school in the program. For at least two reasons, looking
back, this episode, and particularly the writing of the first School Charter as required
under SotF policy, seem to have been critical incidents in reshaping the school's
values and practices. First, they enabled an airing of alternative value positions that
resulted in the first major step towards consolidating 'new' business-like values in
the school culture. Second, although the School Charter was written in terms that
many staff intended as defensive of the school's established educational values and
culture, it was nonetheless the first clear example of group compromise on previously
cherished positions. These points require some discussion.
Becoming a pilot School of the Future: the school charter
Jack was the central player in the decision process. He was remarkably insistent that
Grandridge Secondary College join the pilot SotF program. The change of government
did not alter his basic pragmatic belief that: 'It is better to be inside the tent pissing
out than outside the tent pissing in.'This was the theme of a strongly argued memo
he sent to all staff prior to a forum at which the decision whether Grandridge would
enter the pilot program was to be made:
FOR THE PAST SEVEN YEARS A SYSTEM OF WINNERS AND LOSERS
HAS BEEN OPERATING
there is no zoning
funding is enrolment driven
Plus in the past five years we have 'recruited'students from other schools
thus we are more than twice as 'rich' as we might have been [had our
enrolment remained stable over that period] … The point here is that we
don't have to wait for Schools of the Future to see winners and losers.
Rich and Poor. WE HAVE IT NOW.
The fact that we are presently in the WINNER Category is no cause for
complacency.
The DSE has suggested a consultative (Pilot program) process. To say
'we don't like your ideas' is not politically smart at all.
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GLOBALISATION AND RESHAPING TEACHER CULTURE
146
Participation in a pilot program is not tame acceptance. Involvement
with a pilot program is good democratic practice. Boycotting is always
an absolute last resort, and is rarely successful.
All of the above points were made at a specially convened Curriculum
Policy Committee. More than 45 teachers attended. Speakers generally
acknowledged dissatisfaction with much of the policy while at the same
time recognising that the best way of influencing the Schools of the
Future Program was to sit at the table and influence the decisions.'
(Staff memo 12/92)
Jack had a long record as a consultative, union-friendly principal and was trusted by
staff. Because of his persuasiveness, he quickly secured general acceptance of the
view that joining the Schools of the Future program was the pragmatic thing to do.
He was able to highlight important continuities within the foreshadowed changes that
might occur under the new government. Grandridge Secondary College could, and
would, he asserted, remain a player in education debate and make the policies 'less
bad'. Jack was advocating strategic compliance. For many staff, the message that
they could work to shape the policy from within was a winner. Jack had sold this
message heavily and lobbied very hard prior to the forum, but, as one of his critics
put it, 'the vote wasn't even close'. Even one who was ambivalent about Jack's
argument was able to conclude: 'Jack's built up a lot of points. He'll be forgiven for
some mistakes'.
The next stage was to write the School Charter. Again, Jack took the lead.
According to one teacher on the Charter writing group:
We went into the meeting and Jack had the charter written out and he
said 'we're going to have percentage increases in this, and percentage
increases in that, and percentage increases in the next', and then
Graham just said, 'Well, it really sounds like Stalin doesn't it? You know,
its a five-year plan, and really what's going to happen is our production
quotas are going to be made in order to be able to fit the model'.
I cannot emphasise too strongly that the central point about the Charter was that it
would be the school's business plan. There can be no doubt that the Charter was pro-
duced (at Grandridge and other schools) in an educational policy environment that
was heavily coercive. As I have emphasised, the incoming conservative government
had made it very plain long before it was elected that schools would be in for a major
shakeup. In keeping with Jack's message of practicing strategic compliance, and
recognising the seachange that the election of the Kennett government symbolised, a
number of staff saw the writing of the Charter as requiring a balancing act between
'giving the government what it wants to hear' and in subtle ways affirming the values
that had been asserted at Grandridge over a period of more that two decades. Even
the strongest critics of the new directions that were explicit in SotF accepted that the
school had to present itself to its external public, and to government, as entrepreneur-
ial, customer-oriented, businesslike, and outcomes-focussed. Terms like these were
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already becoming internally legitimised and, as time went on, became increasingly
normalised. The process and conclusion of the Charter discussion were therefore a
critical chapter in the continuing process of legitimate naming, in which the 'seeable
and sayable' (Oakes et al ., 1998, p. 270) were first restricted through the tactic of
strategic public compliance, then secondly through the process of public documentation.
Gradually, through ongoing internal review of the newly-stated priorities and
concern about meeting the resultant performance targets, management views were
consolidated around market and business concepts. Meanwhile, the previously
asserted educational and social justice notions were becoming less central, more dis-
sonant and began to lose their sacred status in the prevailing professional discourse.
Of particular note here was the very early, unemotional discussion about whether
the overall slogan for the School Charter (the theme that would pervade the document)
should refer to the school's 'performance orientation' or to its 'social justice values'.
Eventually, after clinical discussion of what would 'sell'in the community and what the
government would tolerate, the majority of staff opted for the 'performance orientation'
theme to best represent what the school was about. This decision, in which Jack was
again instrumental, prompted one teacher to doubt the extent to which some staff at
Grandridge had ever been committed to values of social justice:
It suits them not to have to pretend any more. It very much suits the
school to not have to pretend any more.
This teacher was bitterly disappointed at the reluctance of staff to affirm in the
Charter what she had thought had been, and still should be, the guiding principle of
the school. Her comment implies that the social justice debate was an old debate, and
that there had long been different sides.
In retrospect, it seems that by agreeing to locate themselves 'inside the tent', and by
agreeing to take on board the market and business orientations of SotF policy for
purposes of public legitimacy, members of staff had, at least to some extent, 'bought in'
to aspects of the change and the new norms that it represented even while adopting a
defensive position. This point seems critical in attempting to explain the 'enabling' of
change. Although not welcoming or necessarily accepting the change, teachers were
recognising it as a force that had to be reckoned with. They were meeting it, and making
preparations to deal with it. In keeping with Jack's urging, they were beginning to anti-
cipate and read the changes, and to respond to the new priorities by being 'seen to be
doing what the government wants' – but they were 'doing' nonetheless. So, regardless of
how it started out, the emphasis on business priorities as a form of defensive or rhetori-
cal strategic compliance soon resulted in staff engagement in pursuing the plans and
priorities, particularly as it became perceived as increasingly important that the school
attract students and legitimate itself to its external market and the increasingly important
'third parties' (Offe, 1996) of business, public opinion and government.
School Council and management
As persuasive and trustworthy as Jack appeared in the micropolitical context of
Grandridge Secondary College, it soon became obvious that staff did not want him to
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GLOBALISATION AND RESHAPING TEACHER CULTURE
148
be totally unchallenged. The election of staff representatives to the new School
Council, soon after the School Charter had been drawn up, provided an interesting
window on staff thinking. Three staff members ran for two vacant positions. Two of
these had been outspoken opponents of the Schools of the Future policy at the forum
discussed above. The other was a strong supporter of the principal (soon to be
elevated by Jack to the position of Acting Assistant Principal). The teacher who had
spoken out most strongly against Jack at the staff forum attracted the highest staff
vote. Jack's supporter attracted the lowest vote and was eliminated from the running.
But if staff had expected that there would be vigorous debate at School Council of
policy positions, including Ministry directives, they were soon disappointed. School
Council management powers had been increased substantially under SotF policy, but
policy debate and discussion of government regulations were excluded at meetings in
order to facilitate the 'business' of the Council in time-efficient ways. The view of
most (but by no means all) Council members was that its main role was to provide
good, effective management of the school and to faithfully implement the School
Charter. The Council President, a local professional and parent of a child at the
school, repeatedly put this view during meetings as 'simply common sense'. He
actively discouraged the use of the School Council by teachers as a forum for
contestation of government views or the actions of school management. His habit of
referring to the School Council as 'the Board' is indicative of his no-nonsense orien-
tation. He streamlined procedures by ruling that all correspondence, including
Ministry correspondence, would be tabled at Council but not discussed, and, when he
deemed necessary, by guillotining debate. According to the president: 'Well, what are
these teachers on the council for? They're only pushing a particular barrow and it's
boring to everybody'.
One matter that the 'barrow-pushing' teachers on School Council would have liked
to have pushed further was Jack's use of his enhanced autonomy to create two new
management positions. In particular, the designation of one of them as 'Operations'
was interpreted by some teachers as signalling a shift in what was officially valued
within the school. At Grandridge, the quality of curriculum had long been regarded as
central to the school's strength. This is what Jack and numerous teachers claimed had
previously made Grandridge distinctive. The designation of an Assistant Principal
position as 'operations' was interpreted by many teachers as a message about the type
of teacher contributions that would be recognised and rewarded under the new regime.
Steve, one of the teachers on School Council, claimed:
It's the 'bean counters' largely who have been the ones who have been
promoted into the middle management positions. They have almost no
interest in curriculum at all … because your curriculum output is not
something that measures you as a success [any more]. It's your sort of
ability to be able to do administrative tasks, like for example, working a
computer, being able to do rolls or to be able to do a timetable. And
despite the fact that that's become much easier, because there are pro-
grams and so on, it's given extraordinary credence around here.
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Russell, the new Acting Assistant Principal (Operations), had no illusions about how
staff generally regarded the 'mundane'daily organisational work:
I'm the Assistant Principal Acting Operations. In other words the
timetabler, daily organiser, looking after the things like desks, furniture,
and make sure the rooms are right, and the lights are right so the classes
can run. There's a lot of the staff that say 'what a load of garbage, you
can give that to a cleaner'.
Russell expressed the view that his reward was long overdue, yet there was a sense of
apparently mutual resentment between him and a number of teachers who prided
themselves on their records of curriculum work. Again, it seemed clear that antago-
nism between Russell and some other teachers was due to older contested positions,
in which Russell had been in the minority, as much as the current situation. Russell
categorised his opponents as follows:
They won't say it publicly, but they operate out of the assumption that
they're doing the working class a favour turning up … like some sort of
precious, self opinionated group who really thought we were 'God's gift'.
In a sense, then, Russell and his opponents were continuing an old debate in which,
for Russell, it seemed the wheel had finally turned.
Most teachers we spoke to did not support giving enhanced status to timetabling
and other administrative tasks. These skills, to them, were not, and should not be, at
the core of teacher professional identity. Yet they are skills that are important and
necessary in any school staff. In the assertion of professional cultural capital, new
priorities were being asserted by which to judge the credibility and validity of the dif-
ferent elements of teachers' work. Unlike in the past, the sanctity of 'curriculum
work'in the teacherly repertoire was being challenged by the new centrality of other
aspects of the work. Under Schools of the Future policy, the curriculum was becoming
more centralised, more regulated, and more focussed on specific outcomes.
Jack defended the 'operations' appointment:
That operations stuff is crucial. That involves furniture, lighting … it's
organised in that sense. A person comes in the morning, they get their
extras slips, they know what classes they've got, and there will be twenty-six
chairs and a clean room. You know, all that. Predictable.
A changed view of what constitutes a good teacher seemed to be emerging. One
recently-appointed teacher (who transferred from a closed school) put the following
view without apparent irony:
Well, I mean, there are things like that you are good at, doing the rolls, and
that you do your yard duty meticulously and you don't have to be called,
and that you encourage students to pick up papers, and that your classes
are quiet. In other words the school runs easily without administrators
having to check up on people. That would make you a good teacher.
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150
One teacher who was respected by old radicals like Steve, and who also seemed
highly valued by Jack, partly because of her timetabling and other administrative
skills, was deeply offended by a change that, to her, crystallised the extent to which
the values that underpinned public schooling had changed. This otherwise moderate
teacher, and a strong supporter of Jack, said:
I don't think I've been more appalled by anything than the idea that
Principals can write off tax for private school fees for their kids … I find
that just totally disgusting!
Rosemary's reference to tax 'write off' is to a salary packaging scheme for principals
that enabled them to arrange for certain expenses (in this case private school fees) to
be deducted from their salaries prior to income tax being applied. The arrangements
were not available to teachers and were seen as contributing to creating a distance
between teachers and managers. But Rosemary's 'disgust' is at the principle of the
scheme assisting State school principals to send their own children to private schools.
It is difficult to convey on paper the incredulity in Rosemary's voice as she expressed
her dismay that Grandridge had become such a 'different' kind of organisation in
which such a thing was possible.
In retrospect, the gap that was opening up between managers and the rest was
hardly surprising. There was a strong rhetoric of managerialism in SotF policy, of
allowing managers to manage and enabling principals to be 'true leaders' of their
schools. Teachers often commented on the contract and salary packaging arrange-
ments, and performance bonuses of members of the principal class. The gap was by
now undermining, at least to some extent, trust between staff and management. The
fact that staff and managers at Grandridge once shared a largely common industrial
and political perspective made any perceived gap between them now seem even
deeper. Indeed, staff attitudes to the administrative team had in some cases become
suspicious or even cynical. I have already noted the apparent depth of feeling over the
creation of additional assistant principal positions. And one view we heard expressed
strongly was that teachers who contributed most to the school's recovery during the
previous lean times had been ignored in the later reforms. But opposition from
the school union branch was by then minimal because, according to one of the leading
unionists, '[Jack's] got staff over a barrel'. The union had few bargaining chips
against the administration because, as Jack was quick to point out:
I get frustrated sometimes. I have fights with them. You know, 'oh, there'll
be flack about this and they might go on strike'. Look, I've got a contract.
If they go on strike and upset the enrolments and things, who loses? Not
me. I might lose emotionally, but you're going to cost them their jobs by
talking down the school and all that sort of stuff.
Any union threat of industrial action could be represented by Jack, and seen by
many in the wider school community, not only as putting teachers'jobs in danger but
also as a direct and disloyal attack against the school. Teacher loyalty was becoming
perceived as loyalty to the individual institution. And the union, even at Grandridge,
LAWRENCE ANGUS
seemed too weak to assert a wider view of loyalty to 'education' and the 'teaching
profession'. As mentioned, in elections for School Council, staff voted for unionists
who had been outspoken opponents of the school's entry to the Schools of the
Future program, and who seemed most likely to stand up to management. But these
representatives' inability to constrain the principal in Council had been shown up
early in the piece by the vote on the acting assistant principal positions. Gradually,
the branch adopted a more conciliatory approach to issues it couldn't win. At the next
union elections, staff decided they wanted a conciliator rather than a firebrand or
progressive educationalist to lead the branch. A sense of distance between managers
and others was explicit in SotF policy, and had also been reinforced by the contentious
Assistant Principal appointment of Russell. Jack had been prepared to go out on a
limb to ensure Russell was rewarded. He says he knew the reaction would be hostile
but that this time he was unmovable:
They didn't like the idea that I could decide … They got upset, and I said
that I didn't consult because it would have been a charade. I wanted it.
'I told you what I wanted – I'm having it!'
This was reportedly the first time in more than 6 years as principal that Jack dug his
heels in and exercised administrative fiat.
Market reputation
In market terms, Jack not only wanted to ensure that the school's reputation was
'good academically' compared with competitor schools, but he was also seeking
points on which Grandridge could be 'unique' or at least 'distinctive'. On occasion
this required a trade-off between educational and market priorities that didn't strictly
coincide. For instance, there was the question of how best to use the discretionary
funds generated through entrepreneurial activity. In answer to a question about
whether he would purchase additional teaching resources, Jack said:
I don't think you'd pay staff. No, I think you'd have lawn tennis courts out
here rather than asphalt ones. Or more grass, you know. But, every
school's got teachers.
'More grass' could make Grandridge distinctive in a way that having more teach-
ers could not. No one we spoke to at Grandridge questioned the underlying
assumption that the school needed to compete effectively for its share of
enrolments. Indeed, it was interesting to note that, despite the early arguments (dis-
cussed above) over whether the 'overarching slogan' for the School Charter would
be 'social justice values' or 'a performance orientation', no one who was inter-
viewed approached the question of admissions from a social justice perspective.
Instead, even the critics seemed to take on board the managerial, competitive logic.
Some, like the radical unionist, Steve, now criticised the management for not
competing effectively enough. He accused management of lack of marketing imag-
ination, and came up with his own proposal for how the school could be marketed
151
GLOBALISATION AND RESHAPING TEACHER CULTURE
152 LAWRENCE ANGUS
more effectively:
Look, what's our comparative advantage over other schools? What is the
comparative advantage here? The obvious thing to a parent who really
doesn't know the curriculum (everyone's got the widest curriculum in
Victoria, blah, blah, blah, blah) is the grounds here. And what's happen-
ing is we're getting all that area developed out here, and I said, 'What
you do is get a glossy three minute video. And you use that as part of the
transition program'.
In this comment there is a strong echo of Jack's observation about 'green grass' and the
fact that 'every school's got teachers'. As teacher critics began to adopt the previously
somewhat foreign language of managerialism, they were contributing to the shifting
of the relative status of professional values.
The perceived centrality of 'bean counters'now, vis a vis the previous professional
centrality of 'curriculum people', represented a powerful shift in professional capital
and personal identities of many teachers even though the critical mass of teachers
may not have agreed with the shift of legitimacy. This is particularly the case since
teachers at Grandridge, almost without exception, were there because they had
fought to get positions at the school because its staff had long been regarded as being
at the cutting edge of educational thinking and professionalism. Many of these teachers
had come to regard themselves as being among the designers of contemporary
education in Victoria. They were people who could claim to have made a difference
in the field. But the agenda asserted by the Kennett government and SotF policy had
pulled the rug from under them. They were precisely the kind of educational activists
that the government despised for their so-called 'social engineering'. There were
many teachers on staff who had been at the forefront of curriculum innovation for a
long time, and whose reputations as good practitioners extended outside the school.
Some of these teachers, previously recognised as educational leaders, were now
complaining that they felt mistrusted and undervalued.
DISCUSSION
Many of the pressures that were reshaping conceptions of teacher professionalism at
Grandridge Secondary College during the1990s seem to have resulted in professional
as well as industrial disempowerment of teachers, and to have had ambiguous results.
In the main, despite skepticism and disappointments about developments, many staff
maintained their traditions of educational enthusiasm and still liked to see them-
selves as policy critics. Part of Jack's rationale for entering the Schools of the Future
pilot program was the recognition that these were indeed tough educational times in
which Grandridge could use its reputation in order to exert an active influence on the
ongoing emergence and reinterpretation of policy. This would be in keeping with the
tradition of Grandridge and its staff being found at the forefront of professional
debates. Teachers had generally interpreted the policy changes in the 1990s negatively.
Many were resistant or defensive, yet they were complicit in contributing to changes
in organisational and professional practice and identities.
Part of being a member of a profession is being able to assert what Bourdieu might
call its professional culture or, more precisely in his terms, to define the professional
field in terms of its cultural and symbolic capital. Members of the teaching profes-
sional field, for example, define, assert and defend the body of norms and knowledge
that give the profession its internal and external legitimacy. Therefore, although
professional knowledge and norms may be contested from different positions within
the profession, the profession's legitimacy rests largely on its sense of its own
distinctiveness. Thus, although contested, members are likely to try to keep asserting
the status of their broad professional body of knowledge and, if they can't, then the
nature and status of the profession becomes more problematic as 'the cultural capital
of the [professional] field is lost' (Oakes et al ., 1998, p. 263). Teachers at Grandridge
would not seem to be at that point yet. But the professional field has certainly been
challenged and shaped in subtle ways. What were previously the main forums for
discussion, and often contestation, of educational issues and changes, School Council
and Union meetings, were now tame arenas. The core of what was presumed to make
'a good teacher' had been challenged by new parity being given to 'beancounter'
skills. The importance of market competition, including the need to attract 'good'
students to the school, had been recognised as a pragmatic imperative. This last was
a strong illustration of the actualisation of the 'performance orientation', which,
rather than the concept of 'social justice values', had been agreed to as the theme for
the School Charter, initially for pragmatic and defensive reasons. The cultural capital
of the professional field was being problematised.
The key point here is that the constituents of what had been regarded at Grandridge
as comprising 'a good teacher' were being revalued. The previously asserted profes-
sional capital, in Bourdieusian terms, was being contested and reconstructed. As
Oakes et al . (1998, p. 273) put it:
redefining the [professional] field's dominant capital may not directly
affect actors' intrinsic properties [e.g. a teacher's knowledge about and
commitment to inclusive curriculum] but it does affect their relational
properties (their position), because it affects their overall capital, and
therefore their standing in the field. This, in turn, will have implications
for an individual's sense of positional identity.
Importantly, internal critics who had most strongly asserted previous professional
values and discourse were also adopting the language of market, managerialism and
other neo-liberal themes of Schools of the Future. Most importantly, the effects on
them, as well as on less committed colleagues and on Jack, were experienced not
only as the constraints of a coercive policy regime, but also as the institutional buying
into the policy rhetoric, which defined what was important to talk about. For instance,
all sides agreed that there was cultural kudos to be had by the school appearing to be
entrepreneurial. Entrepreneurialism and business management, in the new era, endowed
some sense of legitimacy on managers and on the school in the wider community.
The policy emphasis of accountability in direct, accounting terms, like budget
reports, shortfalls in achievement of performance targets, and comparative scores in
State-wide testing and public examinations, helped make the school directly answerable
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GLOBALISATION AND RESHAPING TEACHER CULTURE
154
to an external audience (particularly the informed and 'concerned' citizens who
responded positively to the rhetoric of educational crisis, and those aspirational citizens
who needed reassurance that the school's academic performance was first rate).
Being answerable to your professional peers, your fellow educators, hardly mattered
now. Perhaps the most startling illustration of this point was the fact that it was not
difficult, in a premier educational institution like Grandridge Secondary College, to
decide whether beautifying the already lush grounds or purchasing additional educa-
tional resources was more important: there was agreement that more 'green grass'
would make the school distinctive and attract students.
Some staff (but by no means all, as I indicated above) who identified strongly with
the formerly asserted professional culture, and who saw themselves as 'curriculum'
people, 'felt uncomfortable and tended to become less involved as they no longer
understood the rules of the game' (Oakes et al ., 1998, p. 280). Some others 'not only
embraced the new field but helped give it shape' (Oakes et al ., 1998, p. 280). Some
of these, like Russell, who was promoted to Assistant Principal, were clearly winners
in the new 'game'. Through examining how contextualised micropolitical processes
began to shape the new 'game', as I have attempted to do here, we might begin to
understand how organisation and professional identity get shaped, and we may grasp
a sense of the cultural and political mechanisms 'that can be specified and traced'
(Dale, 2000) rather than simply explained by globalisation forces. Nonetheless, as I
have emphasised, the everyday social politics that I have described above are connected
to, but not determined by, the macro-politics of globalisation, the weakening of the
nation-state, the fragmentation of civil society, the assertion of alternative social,
political and educational norms, the reduction of education to a site of economic plan-
ning, the control of schools and teachers, and the like. The reconstruction of education
as a social institution fits neatly into the neo-liberal cultural agenda, but the point I
most want to make is that we are all complicit in such reconstruction in particular
sites. Teachers and trainee teachers, and education academics, need to appreciate this.
NOTE
The data collection was conducted by the author and Lynton Brown (see Angus & Brown, 1997), whose
contribution also to the thinking represented in this paper is gratefully acknowledged. This work was
funded by a grant from the Australian Research Council.
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pp. 333–345.
Angus, L. and Brown, L. (1997) Becoming a School of the Future: The Micro-politics of Policy
Implementation. Melbourne: Apress.
Bacchi, C. (2000) Policy as Discourse: What Does it Mean? Where Does it Get Us? Discourse , vol. 21,
pp. 45–57.
Beck, J. (1999) Makeover or Takeover? The Strange Death of Educational Autonomy in Neo-liberal
England. British Journal of Sociology of Education , vol. 20, pp. 223–238.
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Dale, R. (1999) Specifying Global Effects on National Policy: A Focus on the Mechanisms. Journal of
Education Policy, vol. 14, pp. 1–14.
Dale, R. (2000) Globalisation and Education: Demonstrating a 'Common World Educational Culture' or
locating a 'Globally Structured Education Agenda'? Educational Theory , vol. 50, pp. 427–448.
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Oakes, L., Townley, B. and Cooper, D. J. (1998) Busines Planning as Pedagogy: Language and Control in
a Changing Educational Field. Administrative Science Quarterly, vol. 48, pp. 257–292.
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155
GLOBALISATION AND RESHAPING TEACHER CULTURE
INTRODUCTION
"Standard" is defined as a level of quality and is often applied with the concept of
"criterion". Although it is associated with the concept of "quality", the term needs to
be considered independently since it has been given much attention in the last
decade. Standards might have been described in today's rhetoric as high, maybe even
as world class, but are rather narrow in scope of the subject areas covered (Linn,
1999). The standard of an enterprise is the measure or criterion (or set of criteria)
against which the enterprise is to be judged. It is the performance of the enterprise
against the standard in question that determines whether the enterprise is of high
quality or not. In higher education, it could be observed that comparable institutions
are being assessed against the same standards and being found to be of differing quality,
their performances varying when judged against the standards in question. The dis-
tinction between standards and quality can be explained as outcomes and processes.
The outcomes may not come up to the expected standard, or may just comply with an
acceptable standard, but the processes should remain at the highest quality (Barnett,
1992). Day (2004) made some observations on the government standards agenda,
such as:
●measurable standards account for limited amount of teaching, learning and
achievement,
●without committed teachers of the highest quality, standards are unlikely to be
raised and the challenges presented by changes in society will not be realized.
There are variations between quality management applications in different countries.
It is almost impossible to talk about having the same standards at all Higher
Education Institutions. Elmuti, Kathawala and Manippallil (1996) reported that since
many higher education institutions were involved in total quality management initia-
tives, it is likely that many more will be engaged. House (1994) claimed that, "cur-
rent policies in the USA, aimed at higher education productivity are badly mistaken
in the effects that policy mak ers hope to achieve, as happened so often in the past. In
short, these policies may lead to less rather than more productivity in higher education".
Although each university has its own definition and application of standards, there are
points on which they all agree. An example of this is given below:
First university foundation standards in general are;
●size
●subject provision
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AYSEN BAKIOGLU AND OZGE HACIFAZLIOGLU
11. ACADEMICS' PERCEPTIONS OF PRIVATE
UNIVERSITY ESTABLISHMENT STANDARDS
AND TEACHING QUALITY
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 157–176.
© 2007 Springer. Printed in the Netherlands.
158
●history and statement of purpose
●institutional mission
Second,
●program foundation
●staff development
●academic preparation
●credibility
●foundation and preparation of the self study teams
●conduction of the self study
●identification and summary of the evidence
●identifying the discrepancies
●determining the appropriate corrective action
●recommending action for program enhancement
●preparation of an action plan (www.cas.edu)
(The Council for the Advancement of
standards in Higher Education)
According to the Quality Assurance Agency key features in teaching, learning and
assessment in higher education are:
●The teaching, learning and assessment strategy (aims, links to learning
outcomes)
●Teaching (staff contribution, professional activity/research, materials,
resources, student participation, activities)
●Learning (student workload, guidance, resources)
●Assessment (clarity, promoting learning, measuring, rigour,
moderation / external examining)
(Drew, 2001)
Another study reported Student Learning Standards as follows:
●curriculum design, content, organization
●teaching, learning and assessment
●student progression and achievement
●student support and guidance
●learning resources
●quality management and enhancement
(http://www.qaa.ac.uk).
University today is defined as the institution, which produces, transfers and applies
knowledge for the economic, social, cultural, scientific and technological development
of the society through education and produces research and social services according
to international standards. These standards have been inevitably associated with
finance in many areas. British retrenchment has already resulted in reduced funding,
transformed governance, and loss of faculty tenure and flight of academics to other
AYSEN BAKIOGLU AND OZGE HACIFAZLIOGLU
countries. The British government accepted the fact that only a few countries would be
competitive internationally (House, 1994). While carrying out their function, universi-
ties are supported by the government in many countries because of the advantages they
have provided. This support could be given in two ways. The government can either
establish the university itself or provide the opportunity for a private university to be
established.
The real issue for higher education is economic: Higher education is
extremely expensive. Can the society afford it? Does the society want to,
even if it can? In a society with a massive national debt and declining
economic prospects, the answer seems to be that society does not want
something this expensive. Productivity can be improved either by producing
more or cutting costs. Fundamentally, the government and public want to
reduce costs.
(House, 1994).
Therefore, private universities emerged. Although private universities are seen by some
to be totally private, they are non-profit institutions. They are called foundation univer-
sities in Turkey (Turkish Ministry of Education, 2000). Private universities are deemed
to be private institutions, which aim at earning profit oriented through education.
However, according to Turkish Law, Article 130, private universities are non-profit
institutions, which are dependent on the higher education principles and legislations of
the country except for administrative and financial matters. The common misunder-
standing is that people overlook the fact that private universities are also government
institutions. A private university made the following explanation on its web page:
The term private university is wrong. The basis of private universities is
law. They are under the control of government. Private universities are
institutions that use people's money and assets for others, with the purpose
of help.
(Karakutuk, 2001).
Education, and in particular higher education, is also being driven towards commercial
competition imposed by economic forces. According to Feeman, this competition is
the result of the development of global education markets on the one hand, and the
reduction of governmental funds that force public organizations to seek other finan-
cial sources on the other (Owlia and Aspinwall, 1996). Similarly, Barnett (2000)
notes that there is no universal value and the university just makes its own values in
the world. This stance leads directly to the marketized university; the university's val-
ues are those that are sustained by the markets in which it can find a living.
Private university foundation standards and their teaching quality have been under
debate for the last few years in Turkey. Finance is accepted as being one of the main
factors determining the quality of "research and teaching" in higher education insti-
tutions. Academic salaries, laboratory, library, computer facilities and the level of research
funding for each academic or student at universities serve as the main determinants
of quality, which directly or indirectly enhance the "teaching quality". Collecting and
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ACADEMICS' PERCEPTIONS AND TEACHING QUALITY
160
considering student expectations and preferences of teaching style could be an effec-
tive means of giving students a voice in course delivery and help focus course team
discussion on teaching, learning and assessment (Sander et al., 2000). Standard
based reform is needed in relation to the factors above and those listed below:
●It is critical for higher education to become more involved in the
dialogue regarding standards-based reforms. It must be recognized
that more colleges are not very selective, many of them struggling to
attract enough students.
●Colleges and universities that are highly selective will find little help in
making admission decisions form the results of performance standards
that essentially all students are expected to meet or from standards that
place students into one of a small number of categories such as the
proficient and advanced levels of performance.
●The close coupling between high school performance and college
opportunities also has potential down siders as well as potential
benefits.
●Although the goal of having the same high standards for all children
is appealing, it is not clear that a single set of standards is appropriate
for all students at the end of the school.
●The adoption of performance standards requirement could exacerbate
differences between, those who come from privileged backgrounds and
those who come from disadvantaged backgrounds. Schwartz (1993)
recognized this potential dilemma and suggested that an implication
of the school reform agenda for higher education is that as standards
are raised, colleges and universities will need to find new ways to
work with schools and other community institutions to ensure that
large numbers of students are not left behind.
(Linn, 1999).
The debate about quality in teaching and learning is an ongoing one, but it is clear
that no university can avoid reviewing its mechanisms for ensuring competence (or
even excellence) in teaching and learning, particularly at the point of delivery
(McIlveen et al., 1997 cited from Pennington and O'Neil, 1994). It is at least plausible
to argue that in order to warrant the title "institution of higher education", there are
certain activities - connected with learning, understanding and human development -
which an institution necessarily should be promoting and that those activities should
be conducted with regard to minimum standards (Barnett, 1992). Much of the current
literature diverts attention away from institutions' resources, culture, history, networks
and goals because "quality" is defined as a matter of distinction based on departmental
performance rather than affiliation. Keith's (1999) study revealed that departmental rat-
ings are primarily tied to institutional reputations. Similarly, Lock et al., demonstrated
that teaching provision was more likely to be judged "excellent" if:
●clear links were visible between institutional aims and curricular content
●at least one third of individual classes showed good preparation.
AYSEN BAKIOGLU AND OZGE HACIFAZLIOGLU
However, Higher Education Institutions sometimes fail to realize this due to lack of
financial resources, which serve as one of the main problems for them. By allocating
resources via students, foundations and the private sector, private universities take a
portion of the burden from the government, which also brings about the issue of
quality and standards in higher education institutions. The growing number of private
universities in the last 5 years is an indicator of the government's prior policy in
higher education. It is primarily due to this reason that substantial help is given for
the foundation of private universities, which also has been much under discussion in
the academic world. Some people believe that founding private universities creates
inequality among students. Since it is unfeasible for the government to provide
education in public universities for all, foundation of private universities seems
necessary. In many countries, university education is provided by individuals. In the
United States National Higher Education Report, individual responsibility for helping
the government on this issue is expressed by:
Everyone must shoulder his or her own share of the importance of the sit-
uation described herein. If leaders, policy makers and the general public
satisfy themselves by blaming others, the situation will not change. In
order to maintain access to higher education at a reasonable price, every-
one will have to do more, make more sacrifices and work harder.
(Report on the National Costs of Higher Education, 1998).
As mentioned in the report, access to Higher Education is everyone's individual right.
Yet this right could be violated unless high quality teaching standards are maintained.
The issue of quality teaching brings forth the question of standards. The question of
keeping the same standards in teaching at all the Higher Education Institutions center
is a key problem for higher education.
Teaching quality is not only dependent on the high quality of an academic but also
on the facilities of an institution. Basic factors in the quality of research and teaching
in higher education institutions are the academic salary, laboratory, library, computer
facilities and the amount of research funds for each student. This list could be
extended. There is a correlation between maintaining the quality at universities and
offering these through modern techniques. Effective teaching at universities is a
complex, intellectually demanding and socially challenging task. Second, effective
teaching consists of a set of skills that can be acquired, improved and extended
(Brown and Atkins, 1991). On a different perspective, the situation is more difficult
in Turkey when finance is taken into consideration. It was also emphasized in the
national report that financial constraints serve as the main barriers for higher educa-
tional institutions. Research, teaching and learning strategies cannot be fully imple-
mented when physical problems exist (Turkish Ministry of Education, 1991).
Many public universities feel the need for a substantial increase in financial aid for
public universities. Finance and teaching quality can be regarded as inseparable
counterparts.
Quality cannot be derived from a universal model, quality cannot emerge from theory
and abstraction, and quality is the result of a series of actions responding to precise
161
ACADEMICS' PERCEPTIONS AND TEACHING QUALITY
162
social needs in a very particular moment. Real quality is here and now (Dias, 1994).
This can be directly applied to the Turkish higher education system. It is not reason-
able to expect private universities to reach international standards in a short time.
What they must do is to try to explore ways, which will ensure them moving towards
perfection by supporting their academics, students and employees.
In the 1970s concern over standards was limited to teaching; as research could be
appraised by the traditional criterion of publication. This has been dramatically
changed after the 1980s with the "accountability" movement, which began in 1979.
This has been emphasized in the Leverhulme Report (1983) with these words:
"Prime responsibility for standards must rest with the higher education community.
Nevertheless, there is a legitimate external interest, and the higher education
community benefits when its quality is clearly visible". In the Jarratt Report on
"Efficiency Studies in Universities" (1985) the responsibility of staff training was
mainly put on the universities shoulders:
●Recognition of the contribution made by individuals,
●Assistance for individuals to develop their full potential as early as
possible,
●Assistance for the university to make the most effective use of its aca-
demic staff.
(Moodie, 1988)
Fundamentally, teacher commitment has been found to be critical predictor of teachers'
work performance, absenteeism, retention, burn out and turn over, as well as having
an important impact on students' motivation, achievement, attitudes towards learning
and attendance (Day, 2004).
PURPOSE OF THE STUDY, METHOD AND SAMPLE GROUP
The purpose of this study was to determine academics' perceptions of private
university foundation standards (such as physical facilities related to instruction and
research, professional development opportunities for academics, learning opportuni-
ties for students and budget allocation to research and teaching related activities). In
order to collect data for the research, by making use of the literature and research
related to the subject, questions were prepared so as to scrutinize academics'
perceptions towards teaching quality at private universities, and a series of unstruc-
tured interviews were undertaken with 10 academics ranging from professors to
assistant professors. After considering their comments about the draft, some changes
were made to give the questionnaire its final form. The pilot study enabled us to
shape the initial draft of the scope of activity constituted by the public and private
universities. Of the 200 questionnaires administered, 112 responses were completed
and returned. This represents a response rate of 75%. 112 academics who work for
those universities constitute the sample group. It is assumed that academics answer-
ing the questionnaire were objective and the items in the questionnaire were appro-
priate to test the perceptions of the academics. The scope of this research is limited
AYSEN BAKIOGLU AND OZGE HACIFAZLIOGLU
to one public and two private universities in Istanbul and the aim is to provide a pic-
ture of the sample group, not to determine characteristics of the private universities
and consequently the study is limited to the knowledge of the academics on private
universities.
DATA ANALYSIS
The data derived from the questionnaires were analyzed by using SPSS (Package
Programme for Social Sciences Windows Release 10.0). In the analysis of the statistics,
Percentage (%) and Frequency (F) calculations were made and Kruskal Wallis, T Test,
One Way Anova Analysis and Chi Square were used to determine the meaningful
differences.
FINDINGS
A. Demographic findings
Title: out of 112 academics, 24% of academics were professors, 14% associate
professors, 19% assistant professors, 6% lecturers with PhD, 15% lecturers, and 22 %
research assistants.
Faculty: 18% of the respondents were from the Faculty of Engineering, 29% from
Faculty of Science and Literature, 26% from Faculty of Educational Sciences, 20%
from Faculty of Business Administration, 7% from Faculty of Foreign Languages.
Institution: 55% of the academics work at public universities whereas 45% work at
private universities.
Experience: 26 academics in the sample have 1–5 years; 24 have between 6–10 years;
28 have between 11–20 years; 20 have 21 or more years of experience.
B. Research and instructional facilities
In this section it should be noted that findings related to research and instructional
facilities are directly proportional to the budget allocated, which consequently affects
the teaching quality and the qualifications of an academic.
More than half of the respondents agreed that "research and teaching" are highly
regarded by private universities. Mann Whitney U tests conducted between private
and public university academics revealed significance. Academics who work at
private universities believe that teaching quality is given priority at private universities
(Public: Mean rank: 49.32; private mean rank: 65.40; p: 0.007).
48% of the respondents indicated that laboratories and research centers at private
universities are equipped with modern technology, which is another positive indicator
for teaching quality. 27% of the academics regarded the budget allocated for the
development of libraries as satisfactory.
70% of academics think that class sizes at private universities are at the ideal size.
66% of academics believe that student-academic ratio is proportional at private
universities. 60% of the academics expressed their opinion that, social and economic
opportunities provided at private universities enable students to progress.
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ACADEMICS' PERCEPTIONS AND TEACHING QUALITY
164
B.1. Private universities cooperation with industrial institutions Teaching quality
is closely related with the cooperation between universities and industrial institu-
tions, which provide students with during and after graduation in-service opportuni-
ties along with professional development opportunities for the academics. When
asked to what extent academics found private universities cooperation with industrial
institutions satisfactory, it was found that there is an acknowledgeable difference
between the academics'views depending on the university they work for. For private
the mean score was 3.54 on a 5 point scale and for public it was 3.06 (F 0.486;
t 2.434; p 0.01) . Being in close contact enables academics to acquire new
skills by means of practice as well as providing funds that would ultimately increase
the academic quality standards for research.
B.2. Academics' familiarity with the teaching quality at private universities As a
result of Chi Square Test, there was a significant difference between academics
having administrative duties and being familiar with the teaching quality at private
universities. More than half of the respondents who had administrative duties (69%)
indicated that they knew the value of quality teaching, compared with 42% of
academics who did not have administrative duties. The reason for this might be that
they have to follow all the laws and regulations related to higher education. During
the interviews conducted almost all the professors stated that they have taken active
roles at the foundation stage of private universities and they are aware of the importance
of teaching quality at private universities. They expressed their concerns about the
maintenance of professional development standards due to the increase in the number
of private institutions in recent years.
C. Research and instructional applications
In this section, academics' views on the instructional applications, which are
influential on teaching quality at private universities, were examined.
C.1. Maintenance of teaching quality standards Academics were asked whether
private universities maintain the standards they have promised at the foundation
stage. 45% of the academics think that the universities are fulfilling the high quality
research and teaching principles they set during the foundation process. Mann
Whitney U tests done related to he faculty variable showed that views of academics
from the faculty of education differed from the academics from the departments of busi-
ness administration, engineering and science and literature. Academics from the faculty
of engineering have a more positive view about the maintenance of the objectives
put forward during the foundation process, while academics from the faculty of
education had a comparatively negative attitude.
C.2. Total quality applications at private universities 33% of the academics in the
study believe that Total Quality Management is conducted satisfactorily at private uni-
versities. The data showed that academics' views on whether Total Quality
Management principles are applied satisfactorily in teaching related activities differed
according to the years of experience the academic had. Unlike academics with 11–20
AYSEN BAKIOGLU AND OZGE HACIFAZLIOGLU
years and also 21 and above years of experience, academics with 1–5 years of experi-
ence find total quality applications in teaching at private universities unsatisfactory.
D. Evaluation of quality processes at private universities
Evaluation of quality processes regarding research and teaching related practices
reflect the portfolio of an institution in terms of professional development. Nearly
half of the academics (43%) found these practices satisfactory. A significant
difference was found between the views of the academics on the evaluation of private
universities based on the rank they held (Professors: Mean rank: 31.48; Research
Assistants: Mean rank: 2112; U: 203.00; P: 0.007). Professors believed that evalua-
tion of teaching quality at private universities was satisfactory, more so than research
assistants. Their academic titles as well as their being better acquainted with the laws
and regulations of the university may be reasons for professors finding teaching qual-
ity as satisfactory.
Professional development opportunities for academics at public and private
universities aims to improve research and teaching practices, and have a "lego
effect". Significant differences considering support for professional development of
academics was based on the university variable (Public: Mean rank: 64.39; Private:
mean rank: 46.72; U: 1061.000; p: 0.003). Academics who work for public universities
believed that they cannot teach as effectively as they want since they cannot be
relieved from the burden of supporting the financial development of their university.
Another finding confirming this result found that almost all academics who work at
public universities stated that by starting evening courses, public universities create
additional income resources for them and this leads to an increase in the teaching
hours and the proportional decrease in their time and motivation to do research. Since
teaching quality is related to doing research and reflecting it in lectures, this finding
reveals the constraints which affect teaching quality negatively.
E. Tempting opportunities provided to academics
at private universities
In relation to the item asking whether tempting opportunities are provided to the
academics at private universities significance was related to title (Professors: mean
rank: 30.91; Research Assistants: Mean rank: 21.74; U: 218.500; P: 0.021). Professors
provided positive opinions about private universities that can be explained in terms of
salary and title; the higher their rank, the more salary they get. In order to encourage
qualified academics into their institutions, private universities provide many oppor-
tunities for academics who are at the top of their careers. On the other hand, the same
opportunities are not available to the academics, who are at the beginning of their
careers. Yet, according to the interviews conducted with the research assistants,
despite getting the same amount of money at either public or private universities, they
are given better opportunities to do research at private universities. Despite the irre-
sistible salaries and administrative duties, some professors expressed their uneasiness
about changing their institutions during the interviews. The mean-score (3.74) for this
statement is a mirror which highlights some of the academics' dilemmas. Only 28.5% of
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ACADEMICS' PERCEPTIONS AND TEACHING QUALITY
166
the respondents stated that they had professional development opportunities at their
institutions.
F. Academic structuring at private universities
Another finding that demonstrates the effect of finances on teaching quality is
related to academic structuring. 60% of the respondents stated that academic and
administrative structuring are considered to be the main priorities of the private uni-
versities during the foundation process. 63% of the respondents agreed that academics
are given professional opportunities at private universities. This might be the reason
why some academics prefer to continue their careers at private universities. It could
be inferred that there is a correlation between having more opportunities for professional
development and improving teaching. Mann Whitney Tests done related to university
variable confirms this finding as well (public university: Mean rank: 64.39; private:
mean rank: 46.72; U: 1061.00; p: 0.003). Academics who work at public universities
believe that they cannot achieve the desired development needed to meet professional
requirements when compared with the academics who work at private universities.
During the interviews conducted, academics stated that they could only continue
with their professional development activities if completely depending on their own
efforts.
G. Private universities and the issue of inequality
All of the questions asked in the study formed a natural basis for the major question
on whether private universities created inequality among students and academics.
59% of respondents expressed their commitment towards the foundation of private
universities. Academics, who work at public universities believed that the foundation
of private universities created inequality whereas academics at private universities
did not (Public university: mean rank: 66.36; private university: mean rank: 44.27; U:
938.500; p: 0.000). Since academics in private universities have the opportunity to
observe the functioning of their institutions, since they know the number of scholar-
ship students they take and how they take advantage of students' school fees by
having high salaries, they may not be in the best position to express their feelings.
DISCUSSION
This study suggests that there are three main areas which together comprise the
context of learning and teaching opportunities, that is, accumulating enough profes-
sional development opportunities in order to direct it towards the existing students,
on campus teaching and learning facilities and being able to allocate sufficient
budget to upgrade quality standards. These should not be seen as discrete items, but
as inter-connected. The most significant aspect of this study is that these three areas
impinge on each other and are fed by financial support. Although academics at
private universities believe that laboratories and research centers at private universities
are equipped with government funded modern technology, they are not fully satisfied
with the facilities that are provided for the public universities.
AYSEN BAKIOGLU AND OZGE HACIFAZLIOGLU
Despite the fact that private universities seem to benefit from the government's
budget a great deal more and duly offer high quality courses, it would be misleading
to assume it applies to all private universities. This study also reveals academic concerns
about the quality standards at private universities and analyzes the extent to which the
infrastructure and the facilities at private universities have established high quality
teaching by highly qualified academics. A study reporting the essential elements in
learning noted that "if we agree that 'adequate infrastructure' is necessary for quality
education, then we must inevitably evaluate how that infrastructure serves the
students, i.e. how many books are in a library building and how the institution
provides students access to such resources and to what extent those resources are
relevant to learning experience, again it may be that students play a role in determining
quality in this domain" (Pond, 2002). Yet, having all the teaching related facilities
does not necessarily guarantee high quality teaching and high quality academics.
One other constraint related to departments is the limitation regarding professional
development opportunities promised during the foundation process. Academics from
the faculty of engineering have a more positive view about the maintenance of the
objectives whereas faculty of education academics held a more pessimistic attitude.
This can be seen as a reflection of departmental quality policy and discrimination of
equal career opportunities. Popular departments are perceived to be given more
opportunities to academics which again triggers the chain reaction implication on the
components of department, enrollments, research, teaching, professional development
opportunities and such.
Another difference comes across in the professional development opportunities
granted to private universities that are a great deal more than the public universities
despite the lack of guarantee it delivers on the high quality academic aspect.
Academics at public universities survive to do research and share it with their
counterparts in spite of limited financial conditions. Statistics regarding journal pub-
lication numbers obtained from, Social Science Citation and Arts & Humanities
indexes for 1998 and 1999 showed that of the four universities only one private
university ranked at the top of the list while the rest were public. This result and similar
ones in the following years have proved that such generalizations about private
universities should be treated more cautiously in future speculations. While many
universities accept and apply "quality" to research and teaching related facilities and
put the emphasis on the places where knowledge is produced and disseminated via
academics and the administrative staff, there are still some universities, which use
"quality" as a means to attract more students to be enrolled through the effective use
of the media. Such institutions function as free enterprises and unfortunately perceive
students as their clients. Another study conducted on senior academics in England
revealed that senior managers in older universities expressed far greater concern than
those in modern universities about increased student numbers leading to a lowering
of standards (Lomas and Tomlinson, 2000).
Although more students get the chance to study with the foundation of new private
universities, these universities can only accommodate a limited number of students
from high-income families. It is argued that such attitude towards the enrollment of
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ACADEMICS' PERCEPTIONS AND TEACHING QUALITY
168
this particular group of students creates injustice in terms of allocation of government
funds. Nevertheless, it is also thought that it takes a long time for a private university
to be able to compete with the public universities in terms of being educationally and
financially compatible with them. As far as academics, there is an assumption that
more financial opportunities are provided which results in bringing about greater
self-esteem and more sufficient career opportunities. Since a heavy teaching load is
mostly felt as a primary burden at great number of private institutions, academics
claim that they are not able to allocate ample time to their research and development.
There seems to be a conflict between universities' research encouragement policies
and their implementation. Research related to performance indicators showed that
although research tends to be a major priority for many university academics as
a vehicle of career advancement, the application of performance indicators had
reinforced the "research over teaching" mentality or even made it worse. More time
devoted to research would mean less time left for teaching (Taylor, 2001).
Academics not being involved in decision-making processes at private universities
is considered to be another factor which hinders professional development. This is
justified by a study (Bakioglu and Hacıfazlıoglu, 2001) that showed a small amount
of academic participation in the decision making process. In comparison, public
universities seem to be more democratic, which is due to the permanent staff policy
in public universities. However, this policy may bring undesirable outcomes;
for example, contracts are renewed every three years without considering academics'
professional studies, which results in lack of concern about losing their jobs. By
doing research or/and by developing their lectures. Academics who work in private
university pay more attention to their colleagues and their students' views about their
lectures in comparison with academics who work in public universities. (F 1.957;
t 2.606; P 0.05). From this perspective, students serve as a mentor for an aca-
demic with the mutual exchange of experiences and constitute the main pillars for an
academic to improve one's teaching and supervising skills. A successful faculty eval-
uation can have many benefits. One of the main advantages is that it can provide the
research base for in-service and professional development programs for academics
(Macpherson et al ., 2000).
As in the case of permanent staff policy, public institutions face a lot of difficulties.
High number of students in classrooms, which affect the performance of academics, is
one of the most important problems in public universities. Consequently, lecturers
cannot teach effectively in large classes or have enough office hours and as a result the
mentoring role fades away. In private universities, however, the number of students in
each class is maximum 25; therefore lecturers are not confronted with such problems.
Ample monetary related devices in private universities are considered to be a great
advantage for academics, administrative staff and the students which lead to a better and
more productive educational setting. An academic who is forced to teach in a large class
becomes a "robot" feeding their own knowledge to the students without being aware of
such artificial transformation of information, which could be quite de-motivating and it
has a negative effect, not only on the students, but the academics as well. It may be for
this reason that some academics at public institutions see the foundation of private
AYSEN BAKIOGLU AND OZGE HACIFAZLIOGLU
universities as a process which creates inequality between students. The issue of allocat-
ing students in classes was also reflected in another study. Very large classes were
disliked since it was harder to ask questions, and fully concentrate on the matter under
discussion, due to students chatting and disturbing others (Drew, 2001). Another study
(Bakioglu and Hacıfazlıoglu, 2002) conducted on teacher candidates and academics
from the Faculty of Education revealed a number of constraints. Mean scores based on
a five point Likert Scale type showed that both academics and students saw that large
classes, heavy teaching loads and limited economic opportunities were perceived to
be the main constraints experienced by the academics, which could be an obstacle to
appropriate professional development.
Finance was determined to be one of the main factors which cause the failure of
quality processes. Many countries, both developed and developing, are concerned
about the scale of public expenditure and are questioning the priority given to higher
education. In Asian countries, education is competing for limited funds beacuse very
heavy expenditure is needed for essential infrastructure and development. There is
pressure to reduce the funds going to higher education to expand primary education
and to give greater priority to adult literacy programs (Ayarza, 1994 cited from
Gannicott and Trosby, 1990 Meek, 1992). It was reflected in this study that shortage
of funds hampers academics desire to do research. This finding appears to be in
correlation with another study on academic levels of satisfaction regarding research,
which indicated that nearly a quarter of academics perceived themselves to be pro-
ductive in maintaining academic studies (Bakioglu and Hacıfazlıoglu, 2001).
Academic salary was determined to be another factor which hinders teaching quality
in this study, which is one crucial aspect of teaching's attractiveness (OECD, 1992).
This was also confirmed in another study conducted in Sri Lanka. The findings
revealed that universities were faced with an acute shortage of funds and that exist-
ing financial systems and procedures were control oriented rather than promoting
efficiency and quality enhancement (Chandrasiri, 2003).
Although finance was mainly mentioned in relation to high quality teaching in this
study, further studies are needed to examine the teaching quality and professional
development opportunities provided at private universities. This study is limited to
the academics' views regarding the opportunities provided at private universities in
terms of professional development from the basis of teaching and research opportu-
nities. Since there are many new universities, faculties, higher education institutions
and departments in Turkey and since the number of these will inevitably grow in the
near future, these institutions should be evaluated in terms of quality. Quality
includes everything from administrative to academic functioning. Therefore, evalua-
tion plays a crucial role in maintaining the standards. It was found in the study that
only a small number of the research group find institutional evaluation on teaching
satisfactory. However, it has been observed via the interviews that evaluation done by
the Council of Higher Education was perceived to have run mostly as an administrative
inspection organ. Rather than expecting all the support from the Council of Higher
Education, some universities try to meet certain standards by opening special depart-
ments by their own means, which in a way creates a superficial quality. There seems
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ACADEMICS' PERCEPTIONS AND TEACHING QUALITY
170
to be a rising confusion on maintaining quality standards, which constitute the main
pillars of a higher education institution. Many interrelated concepts connect one
another when considering institutional quality such as the quality of research and
quality of teaching, which indirectly points out the importance of the qualified aca-
demics. High individual quality leads departments to improve their quality standards
and quality departments produce graduates of high quality. Changing a variable in
one direction will inevitably lead to a change in the other variable therefore the best
place for an institution to start career development is the academics' performance
and attitude towards quality (Bakioglu, 1996). The University Council of Jamaica
demonstrates a mixed control: government ownership but statutory status, and with
practicing educators compromising assessment teams. The council uses threshold
standards for registration of institutions and accreditation of programs. It makes
possible the separation of the standard setting and verification process, for which it
is responsible, from the delivery process, which the colleges manage, but it also
makes provision for institutional inputs (Roberts, 2001). Same problems concerning
Africa are seen as well. One of the most significant factors affecting the quality of
universities in Africa is the wide institutional diversity recently brought about by the
large number of private higher education institutions incorporated into the system.
This has heightened the concerns about the lack of accreditation mechanisms and
adequate and reliable information about educational quality within this new context
(Ayarza, 1994).
It would be impossible to talk about global professional standards without consid-
ering the exchange among academics and students. Student mobility in itself pro-
motes academic quality. It enables diversity to be an asset, enhancing the quality of
teaching and research through comparative and distinctive approaches to learning
(Graz declaration, 2003). Exchange among the partners is extended on a wide
spectrum from being a quest academic, to attending international conferences, to
conducting conjoint projects. A previous study with academics working for public
universities (Bakioglu and Hacıfazlıoglu, 2002) revealed that professors have more
contact with their colleagues from other countries while only 40% of the associate
professors stated that they do have the satisfactory interaction with their counter-
parts. 70% of the assistant professors sometimes keep in touch with the colleagues
from other countries. The importance of encouraging young researchers in academic
studies was also pointed out in the European University Association Report, where
career paths for young researchers and teachers, including measures to encourage
young PhDs to continue working in or return to Europe needed to be improved (Graz
declaration, 2003).
Accreditation and standardization issues constitute a multi-dimensional problem
in higher education institutions, not only in developing countries but also in devel-
oped countries. Within Europe, there is multiplicity of higher education systems and
curriculum structures and not all countries have fully operational quality assurance
systems in place. While the existing Quality Assurance systems demonstrated some
common characteristics, mainly in terms of the methods and mechanisms used, the
higher education systems which they serve are different in respect to structures, aims
AYSEN BAKIOGLU AND OZGE HACIFAZLIOGLU
and objectives and the character of programs. These differences make it difficult to
describe common indicators of quality and to facilitate comparison and transparency
at the international level (Campbell and Wende, 2002). It is at least plausible to argue
that in order to warrant the title "institution of higher education", there are certain
activities – connected with learning, understanding and human development – which
an institution necessarily should be promoting and that those activities should be
conducted with regard to minimum standards (Barnett, 1992). In many countries,
universities see research as the price of their survival and their continued social
relevance (Braddock and Neave, 2002) .Yet neither the university nor the school is
the site for full professional development, instead it is the synergy and collaboration
of participants from across various sites that create a new and powerful learning
space-inquiry community (Smith, 2004). In this respect collaborative learning via
academic exchange serves as the stepping-stone in an academics' career. As widening
access to higher education enables new groups of students to enter university, the
issue of standards cannot be avoided (Chevailler, 2002).
The application of various mechanisms such as performance indicators and teaching
grants and awards, which encourage academics to acquire new skills and perspec-
tives not only in research related activities but also channeling it to the teaching
dimension, would create a quality culture in which both research and teaching would
be accepted as the main pillars of an academics' professional identity. It should be
noted that without the teaching function, the continuity of knowledge will be broken
and the store of human knowledge dangerously diminished (Gamage and
Miningberg, 2003). Academics as teachers serve the basis of globalization in terms
of exchange of research and culture. The paper "Internal Procedures for Maintaining
and Monitoring Academic Standards" acknowledges the quality of academic staff is
a crucial factor in standards in higher education: "The academic standards of courses
and the standards which students achieve will be affected by the commitment, teaching
skills and performance of the staff involved, and given the interdependence of
teaching and research, by their research interests and activities" (Moodie, 1988).
Bates (1997) also concluded that in the near future the world will need prospective
teachers, with a holistic and global understanding of education, and lecturers are
involved in this framework as well.
RECOMMENDATIONS
The importance of higher education in people's lives and a nation's development
should not be undermined. The basis of the problems of higher education is lack of
financial resources. In most countries, although higher education is supported by
states, it is not fully funded. In Turkey, to make higher education fair and equal for
everyone, a new path should be followed. Those who have low income may take
support from the state, those who have average income can borrow money from the
state and those who are well off might pay money to their institutions. In this way,
everyone who wants to study will get the chance to continue his or her higher education.
Since the facilities of universities will improve, they will be able to give high quality
171
ACADEMICS' PERCEPTIONS AND TEACHING QUALITY
172
teaching. Most families need to become informed about these possibilities and those
with the financial means should make an effort to set aside something for their
children's future (Mutlu, 2000). The individual should be confident that higher
education is not only an expense but also an investment. The long-term financial return
on the investment far exceeds the price students and families pay (www.acanet.edu/
Washington/college costs).
One of the important factors in the quality of education is the lack of opportunities
for an academic's professional development. We cannot expect an academic who has
not done research to be qualified in lecturing. A lecturer refreshes his knowledge
through the research he/she does. He/she brings his /her research to the class and
becomes the initial source himself/herself and works with considerable resources.
Surely, being the initial source means new and up to date knowledge (Bakioglu and
Baltaci, 2000). Basic factors in the quality of research and education are the acade-
mic's salary, laboratory, library, computer facilities and research fund per student.
There is a correlation between maintaining the quality at universities and offering
these through modern techniques. In the United States same problems can be
observed. Among the research universities there is "quality competition" that takes a
number of different forms: bidding for prestigious faculty members and promising
students and vying for research contracts and facilities. This competition requires
financial resources, of course, but success facilitates the acquisition of those
resources (Hanson and Meyerson, 1990). The quality of higher education can be
likened to swimming in water and whether this means swimming in an ocean or a
pool depends on the university's attitude towards professionalism. This professionalism
includes not only qualified academics but also the physical facilities, social and
cultural activities, health centers, social clubs and administrative staff of the university.
These also serve the basis for teaching quality.
The existing resource mechanism at public universities is highly centralized and this
imposes controls over professional development practices without proper consideration
of long-term sustainability.
The Council of National University Quality Assurance should be established and
supported by the Council of Higher Education. The membership fee paid by univer-
sities should form the budget of this council. A committee within this council should
make necessary changes in law to enable universities to make decisions (such as
opening a new department, closing a department or joining departments) in a short
time according to the evaluation results of the Council of Higher Education and
government (Koksoy, 1998). Seminars and workshops must be given to everybody
from academic and administrative staff to cleaning staff to meet the international
standards. Academics like teachers should also have leadership training to ensure that
these capabilities are delivered on a wide scale (Townsend, 2004). While following
all these procedures the thin line between the notion of quality management and
quality culture should not be passed.
Higher Education Institutions, when compared to the past, fulfill their multi
functional responsibilities as contemporary educational environments. A university,
which will provide contemporary education, should maintain a unity with its
AYSEN BAKIOGLU AND OZGE HACIFAZLIOGLU
academics, students and physical environment and social atmosphere. This unity is
based on the multi dimensional participation of both students and academics. In
a contemporary university, participation and cooperation should not only be within
the institution but within the frame of coordination and cooperation opportunities
between universities. In the administration of the university and the formulation
of regulations, administrators who know the universities should take part. This
participation should be considered within a wide spectrum related to fields rang-
ing from the participation of students in lessons, participation in various social activ-
ities at the university, corporate research and preparation of the curriculum for
administration.
The government should support the foundation of private universities by
forcing them to pay taxes to build new public universities. This will provide more
students with the right to go to a university. Most of the academics at public
universities are not against this process as they are aware of the students who have
to have their degree from a university abroad. One of the fundamental issues in
higher education system is the lack of formal system quality control for students
that would enable them to attain certain academic standards via teaching and
teaching related activities. European Credit Transfer and many partnership agree-
ments signed among Turkish universities and the American universities indirectly
force universities to reach certain quality standards in terms of medium of instruc-
tion, programs, academics and the extra curricular activities. In this way higher
education institutions devise their own ways of standards with the contributions of
their own culture.
The foundation of private universities has a positive impact on the country's economy
since the investment in higher education remains in the country. Quality competition
has some valuable social benefits and the rationale for it is, to a considerable extent,
the improved access to financial resources that goes along with success (Hanson and
Meyerson, 1990). The impact of government funding appears to be less penetrating
in higher education. Universities are left with considerable autonomy to allocate the
funds they receive. Yet heavy reliance on government funds often leaves substantial
autonomy intact. (Levy, 1986). Finance is a substantial determinant of teaching quality,
not only in developed countries but also in developing countries. European Countries
offer their help to developing countries to increase their teaching quality as can be
seen in article 149 of the Council of European Union decision of 2002, which stipulates
that The Community and Member States shall foster cooperation with third world
countries with a view to contributing to the development of quality education in
Europe (Council of European Union, 2002).
The following components serve as the basis for updating standards:
●procedures assessing whether standards should be renewed, what the
specifications for the new standards and whether the newly produced
standards meet the criteria
●methods for the development of standards
(Westerhuis, 2001).
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ACADEMICS' PERCEPTIONS AND TEACHING QUALITY
174
In order to develop the newly founded universities'standards and teaching quality,
the above elements should be thoroughly followed and possible ambiguities of the
specific standards in many countries should be clarified. As a consequence, the
graduates can have the right to have equal employment opportunities. As univer-
sities survive to meet international standards to keep up with the changes brought
along with globalization, globalization itself could create an internal quality
culture within an institution. Within the process of globalization, cooperation
rather than competition among the higher education institutions should be
encouraged.
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AYSEN BAKIOGLU AND OZGE HACIFAZLIOGLU
SECTION THREE
TEACHER PREPARATION: GETTING
THE BRIGHTEST AND MAKING THEM
THE BEST
INTRODUCTION
It is only in the last few years that Australian universities have begun to recognise the
value of mentoring relationships for learning organizations. Up until then there was
a lack of recognition of the potential of mentoring. Matters (2002, p. 1) who views
mentoring as the cornerstone of teaching and learning excellence, recognised that
"enhanced learning outcomes derived from mentoring experiences and demonstrated
by mentors and mentees in workplace teams in a multiplicity of organizations have
been ignored." Mentoring programs designed to improve university student retention
rates are now being put in place, while other programs aim to assist individual staff
(both academic and general) to achieve their potential.
The context of this chapter is one mentoring program that was designed to assist
first year students with their transition to tertiary studies. When the university-wide
program was first introduced, the Faculty of Education decided to trial the mentoring
program with all the Bachelor of Teaching (Secondary) Science students, a selected
number of students enrolled in the Bachelor of Physical Education, and 25% of the
students enrolled in the Bachelor of Education (Primary) degree. To get the mentoring
program up and running with the B. Ed Primary students, first there was the selection
process, whereby 54 students were randomly selected and sent letters inviting them
to participate in the program. Second, those students who agreed to participate were
placed into mentoring groups of approximately six students. Third, each group of
mentees met with an academic staff member who had volunteered to be the mentor
for the group over a six-week period.
This chapter focuses on the experiences of one group of B. Ed Primary mentees,
as well as the role their mentor adopted. The process of group interaction in the
mentoring program is described from the perspective of the mentees who gave
written feedback by email. From the mentees' perspective, these social interactions
succeeded in assisting them to feel confident enough to continue with their studies in
the preservice teacher education course. One mentee wrote:
I think it would be awesome for everyone to be involved in a mentoring
group. A lot of the time I don't think we needed 'guidance'but it was just
great social interaction with people you would otherwise not have met"
C 3/5/02.
Participation in the mentoring program helped the mentees develop their identity as
university students. Each mentee's identity evolved in every new encounter with
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BEVERLEY JANE
12. MENTORING IN TEACHER EDUCATION:
AN EXPERIENCE THAT MAKES A DIFFERENCE
FOR FLEDGLING UNIVERSITY STUDENTS
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 179–192.
© 2007 Springer. Printed in the Netherlands.
180
other members of the mentoring group. These students discovered that the process of
sharing their experiences, concerns and understandings, has a 'pedagogical power'
that helped them learn the importance of information being presented in connected
ways, rather than as isolated bits of data. They also came to know that an effective
group process leads to collective knowledge or 'insights' (Palmer, 1998). Feedback
from the mentees showed that they considered the informal mentoring process to be
both supportive and empowering.
MENTORING FROM AN HISTORICAL PERSPECTIVE
The term 'mentor' has a long history, going back to Homer's famous poem the
Odyssey. When King Odysseus left to fight in the Trojan War, his friend Mentor was
trusted with the care of his son, Telemachus. During Odysseus' ten-year absence,
Mentor was a stand-in for Odysseus, and he had to "personify the kingly quality of
wisdom" (Smith and Alred, 1994, p. 103). Although not a biblical word, mentoring
appears to be a biblical concept (Mallison, 2002, p. 28). "Mentoring was a way of life
in Bible times."
There are stories of followers of God who took younger followers under
their wing, providing counsel, challenging beliefs, and demonstrating a
lifestyle of faith. As each generation faced the challenges of discovering
what it meant to be God's people, they benefited from the wisdom and
experience of those who came before them.
(Lawrie, 1998, p. 4)
In the Bible there are numerous examples of mentoring. These include the relation-
ship of Barnabas to Paul, Paul to Titus, Elizabeth to Mary, Naomi to Ruth, Moses to
Joshua, as well as David to Johnathon. In biblical times mentoring occurred in a
variety of ways. Ruth saw Naomi as a person who she wished to model her life on.
Where you go, I will go
Where you lodge, I will lodge
Your people shall be my people, and your God my God
(Ruth 1:16)
Naomi was a type of mentor for Ruth and guided her as she learnt many life-skills, such
as how to make decisions and respond to various situations in a new culture. Naomi gave
Ruth self-confidence, taught her about God, and through shared experiences showed
Ruth how faith becomes part of life. A good example of mentoring is Jesus' close
relationship with his twelve disciples, especially Peter. "Peter is challenged to do things
that he does not believe he can do, to discover new things about God, and to live as a
disciple of Christ" (Lawrie, 1998, p. 4). Timothy and Paul also had a strong mentoring
relationship that started when Timothy journeyed with Paul. As their relationship devel-
oped Paul gradually gave Timothy more responsibility for ministry. "He corrected
Timothy when things went wrong, but above all he respected, valued, supported and
encouraged Timothy. And Timothy grew in stature and wisdom" (Lawrie, 1998, p. 4).
BEVERLEY JANE
Pastor Shank of South Coast Community Church, California, defines mentoring
as a transfer of wisdom from one person to another.
Mentoring is purposeful, intentional, and planned; mentoring is a transfer
of wisdom based on one's life experiences rather than the transfer of knowl-
edge systems or behavioural techniques; and mentoring happens in a
one-to-one personal relationship through time.
(Shank, cited in Otto, 2001, p. 17)
In modern times, in the 1980s, formal mentoring programs were introduced in the
American education sector. Later, in the 1990s, similar programs were developed in
Australia.
What the literature says about mentoring
Mentoring is now becoming a popular concept among learning organizations that are
interested in retaining their students and supporting them in their studies. Although
the concept of mentoring has a range of definitions, in western culture the term
'mentor' is generally associated with a person who has knowledge or expertise in a
specific area. Terms such as guide, advocate, master, sponsor, confidant and pro-
moter are being used to describe the mentor's role. In the context of mentoring these
roles are special because the mentor's skills are being focussed on the specific needs
of the mentee (Welty and Puck, 2001). In the mentoring process a person of experience,
prominence or influence (the mentor) furthers the mentee's growth and development.
In the process the mentor becomes more attuned to the mentee's needs. Parker Palmer
captures the uniqueness of the mentoring relationship:
Mentors and mentees are partners in the dance of spiralling generations,
in which the old empower the young with their experience and the young
empower the old with new life, reweaving the fabric of the human com-
munity as they touch and turn.
(Palmer, 1998, p. 25)
Salzman (2002) highlights the key aspects of mentoring when he describes it as a
relationship, involves sharing, and leads to the development of both the mentor and
the mentee. The sharing aspect is consistent with Forster who describes the mentor-
student relationship as:
Allowing students to direct and extend their learning under the guidance
of another person with expertise in a particular area of talent. The shar-
ing exchange capitalises on students'strengths and the ability of experts.
(Forster, 1998, p. 17)
In Australia there have been some reports of studies involving mentoring programs in
university education courses, such as the report by Reynolds and Grushka (2002). In
one study Aniftos (2002) focussed on the benefits of mentors, not only for the
individual participants but also for the learning organization. After examining the role
of mentoring in relation to job satisfaction for the academic and the organizational
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MENTORING IN TEACHER EDUCATION
182
outcomes, Matters (2002) concluded that mentoring is beneficial for both parties.
Matters used her Millennium Mentoring model to contextualise the most successful
and influential types of teaching and learning in education and includes beginning
teachers.
Internationally there has been an increasing focus on mentorship and mentoring
practice. Fritzberg (2003) described his experience with mentoring as a shift from
impersonal policy to personal relationships. Hager (2003) explored faculty-student
mentoring relationships in a community of practice in the Graduate School of Education.
Mentoring can also be important for online learning communities as revealed in
Chang's (2003) model of distance learning.
A MENTORING PROGRAM AIMED AT HELPING
STUDENTS THROUGH TRANSITION
Research has shown that fledgling university students may experience difficulties
with the transition to a tertiary education environment for a variety of reasons. One
reason relates to the need to make a connection with the university. A new student
recalls how she felt on her first day at university.
Arriving at university for the first time after having spent 13 years at
school was daunting to say the least. J 26/5/02
The staff-student mentoring program reported here formed part of an Australian uni-
versity's first year transition process and was set in place to assist students to adapt to
the academic environment. The university responded to statistics relating to first year
students withdrawing from their studies by devising a First Year Initiative which
included supporting staff in establishing successful mentoring programs for new first
year students. The following tables provide a profile of the extent of student loss
through discontinuation in the year 2000 (Tables 12.1 and 12.2).
The university Teaching and Learning Management Plan recommended the
mentoring program as policy. The aim of the mentoring program was to assist students
to feel academically and socially connected to the university and their chosen course, at
the most critical period of their transition, the first six weeks. The mentoring program
was piloted on all campuses in 2002, with all faculties expected to allocate an
BEVERLEY JANE
TABLE 12.1 Withdrawing first year students by location
Percentage of campus
enrolments who
Location by campus Count withdrew
1 243 19
2 116 27
34214
47620
5 518 17
External 253 11
Total 1248 16
academic member of staff (the mentor) to each student (the mentee). Initially it was
assumed that in most cases the mentor would teach at first year level and therefore be
the one with whom the students would have contact in their academic studies.
However, this was not necessarily the case.
Guidelines for the mentoring program suggested that during the first week of the
semester the mentor was to meet the allocated mentees in order to establish a rela-
tionship and set up a schedule or method of contact for the next six weeks. The criti-
cal component of the program was that students are made to feel welcome and know
that someone is interested in how they are handling their units and courses. Each
mentor was to determine the most appropriate form of contact, such as face-to-face,
telephone, email or hard mail. In the following section first, the intended outcomes
for the learning organization are identified and second, the collaboration, nurturing
and shared responsibility that occurred within one mentoring group is examined.
From the perspective of the learning organization, the outcomes that can be
achieved through this mentoring process include:
Outcome 1 Students feel part of the faculty and University as a whole.
Outcome 2 Students are confident to approach academic staff and discuss issues.
Outcome 3 Students attend lectures and actively participate in the academic
program.
Outcome 4 Academic staff members are aware of issues facing new students and
the support services available to assist students and staff.
RECRUITMENT OF STUDENTS AND STAFF MENTORS
It was the responsibility of each faculty to work out how it would implement the men-
toring program. The Faculty of Education set up a Committee that decided, due to a
large intake of first year students (more than 400) and only a limited number of volun-
teer mentors, that it was not possible to match the suggested six to one staff ratio.
Therefore a 'pilot program' was offered, and 25% of those enrolled in the Bachelor of
Education Primary degree were arbitrarily selected to participate in the mentoring
program. All Bachelor of Teaching (Secondary) Science students were contacted and
offered mentors because this cohort had been identified, according to previous data, as
having a lower 'transition' rate. A selected number of students enrolled in the Bachelor
of Physical Education were also invited to participate in the mentoring program.
Most staff mentors were 'recruited'on the basis of the Committee's prior knowledge
in relation to the following questions. Who would be willing to be involved? Who
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MENTORING IN TEACHER EDUCATION
TABLE 12.2 Withdrawing first year students by gender
Percentage of
Count withdrawals
Male 485 39
Female 763 61
Total 1248 100
184
saw this as an important aspect of first year teaching? Personal contacts between staff
were critical in terms of recruiting enough mentors to cover the 'pilot program'.
"However, the Committee feels that this is not good enough in terms of the univer-
sity's commitment to FYI. If it does really matter then staff should be informed,
recruited, trained and acknowledged in terms of workload for this initiative" (Allard,
2002, p. 2). Initial contact with potential 'pilot study students' was via a letter signed
by the 'mentor' (refer to Figure 12.1). Below, two B. Ed Primary students recall their
initial reactions on receiving their letters of invitation to participate.
As a first year student I was invited to participate in a program to help
ease me into University life. In February when I received a letter in the
post that invited me to participate in the mentoring program, I was very
surprised and thought why me? I wasn't sure whether I should take part
BEVERLEY JANE
Figure 12.1. An example of a letter to a potential mentee
8 February, 2002
Dear student,
Welcome to the University and the Faculty of Education. We hope you will have a
successful year!
This year, the Faculty of Education is initiating a trial 'Mentoring' program involving a
small group of randomly selected first year students. The program is intended to run over
the first six weeks of Semester One. The purpose of this staff-student mentoring initiative
is to introduce new students to at least one staff member who can:
• Help you to make the transition to university life.
• Give you useful information, or refer y ou to the appropriate person to help you
with specific questions.
• Help you with appropriate learning and time management skills.
• Help you to make sense of your new learning environment.
I would like to invite you to participate in this new initiative. As a staff 'mentor' I can
help you settle into your course and the subjects that you have chosen. I will be working
with approximately six other first year students in this trial program, so if you choose to
participate, we can meet as a small group. The amount of time involved and type of
contact (eg. via email, phone calls, or face-to-face) can be negotiated over the six weeks.
Participation is completely up to you, but we hope that this program will help new
students such as yourself to feel more 'at home' at the university.
If you would like to participate in this trial Mentoring program, or would like more
information, please ring or email me BEFORE Wednesday, February 20th .
My contact details are as follows:
Phone number:
Email address:
We can then arrange a time and place to meet during Orientation week.
Best wishes,
in the program. I decided that I would, I thought that if there is anything
that will support me in the process of adjusting to university life then
I would take it. J 13/5/02
I was a bit hesitant about the mentoring when I first received the letter in
the mail. Would the people be nice?? But I thought that since my first
year at Uni in 1999 has been such a strain I should embrace anything
that might help me settle in better this time around. I am really glad I did.
C 3/5/02
Follow up included either phone calls or email contact, and in all instances at least
one face-to-face discussion. The Mentoring Package on the Orientation Website was
very helpful in the initial stages of informing staff about the mentoring program and
clarifying what was expected of them.
Benefits of a heterogeneous group
As one of the volunteer mentors, a few days after the letters had been posted I tele-
phoned my assigned B. Ed Primary students to organise the first meeting, which was to
be held in Orientation week. During this meeting the group decided we would meet for
one hour at 2pm on Mondays, weekly for the first two weeks and then fortnightly.
In order to address the mentees' agenda the focus of each session was generally
left open until the particular session. In the second week the group number increased
unexpectedly when two female students (who had not received letters) requested to
join our group. A positive response meant that our group consisted of six females and
two males. Of these eight, six students regularly turned up for the mentoring ses-
sions. (Unfortunately once syndicate groups were formed for the Education Studies
major unit, one of the males could no longer attend due to a timetable clash.)
The group can be described as heterogeneous, because it consisted of several
mature age students (two had transferred from other universities and one was return-
ing to study after working as a bank manager) and two students who came directly
from school after gaining their Victorian Certificate of Education. Below two
mentees describe the value of the group being heterogeneous.
The program involved a group of first year students that were all study-
ing towards the same degree, but most of us had different backgrounds.
A couple of girls were straight out of school; a few of us were in our early
20s and had been working for a few years and another who is a father
with a previous history of working in the bank. This mixture was useful in
the way that we were able to share different experiences.
J 13/5/02
I think to have a mix of people was important as we were introduced to
each other in a welcoming and friendly manner that fostered a feeling of
safety and friendship within the group as a whole. People from different
age and backgrounds found a group where they could share their experi-
ences. I think that for some it meant that they had a friendly face to speak
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MENTORING IN TEACHER EDUCATION
186
to. (I noted several of the shyer girls felt that they could speak up by the
second meeting).
A 1/6/02
THE MENTORING ROLE
One assumption made in the mentoring initiative was that all academic staff are com-
petent as mentors. This assumption cannot be taken for granted because effective
mentors must have certain qualities, as Tilley identifies.
Mentors need to be committed to the educational exercise and to take an
interest in the personal and professional development of the mentee.
Mentors need to be flexible enough to tolerate and appreciate the
uniqueness and individuality of the mentees.
(Tilley, 2002, pp. 17–18)
For an effective mentoring relationship to develop it is crucial that the mentor has
good interpersonal skills and the ability to:
●Listen very attentively.
●Deal with differences of opinion in a non-judgemental manner.
●Ask open-ended questions rather than closed ones.
●Focus on the mentee's agenda.
●Show flexibility and be creative.
●Use these interpersonal skills for the benefit of the other person.
●Leave the mentoring role when it is no longer appropriate or requested as some-
times 'Letting go' can be a difficult element of mentoring.
Throughout the mentoring process described here no fixed guidelines directed my
role as mentor, and there was no set structure for each session. Several mentees
describe how they felt about the mentoring program and indicate that the 'lack of
formal structure' actually encouraged meaningful interaction.
The mentor program worked for our group despite the lack of formal struc-
ture or framework given to the staff. This was due mainly to Dr Jane's honest
and caring nature shown openly from the very first meeting. She was
genuinely interested in learning about how 1st years found the university
especially during the first few weeks and the orientation week program.
A 1/6/02
Even though the program does not have any formal structure that we
have followed, I think that it has been useful in having it that way. As it
allows the people involved to introduce personal fears and questions.
J 13/5/02
I'm not sure if it would work as well if people were forced or required to
attend. I think what made our group work so well was that we wanted to
meet and it wasn't some big structured thing.
C 3/5/02
BEVERLEY JANE
Perhaps one reason for the success of this particular mentoring group was that I was
not teaching any first year units and therefore not assessing the mentees' work. As I
did not teach the mentees in their academic program they did not feel threatened, and
they could talk openly and honestly about their assessment tasks.
Progressing to deeper levels in the mentoring sessions
During the mentoring sessions the group focused on the concerns and issues that
arose in day-to-day University life that the mentees wanted to talk about, as shown by
their comments below.
We had weekly or fortnightly meetings in which we would share ques-
tions or problems we had been having in particular subjects and would
be able to reassure each other that we weren't the only ones feeling lost
or confused.
J 26/5/02
The fortnightly meetings were great. Relaxed, and just an opportunity to
tell each other what's been going on. In that way I think it was really a
great social thing. Plus it was fantastic having somewhere to ask ques-
tions that came up and not sound like an idiot.
C 3/5/02
As time progressed such discussions moved to a more personal level, as can be seen
in the session outlines below:
Week 1 Meeting as a group. "Getting to know you" (name, major focus etc.)
Week 2 Sorting out any problems. Are your timetables worked out?
Week 4 Talking about families, living arrangements and means of transport to
University.
Week 6 Removing fears about assessment and discussion about how to meet
assignment commitments and deadlines. Two mentees brought their
lunch and we discussed the eating venues at the University. Some
mentees felt apprehensive about going to the Student Restaurant so we
planned to have lunch there the next session.
Week 8 Eating lunch together at the Student Restaurant.
Week 9 Celebrating mentee's birthday as part of a break up party.
ANALYSIS OF THE MENTORING EXPERIENCE
IN RELATION TO THE LEARNING ORGANIZATION'S
INTENDED OUTCOMES
At the end of the semester the mentees' comments about the program were examined
to see how their mentoring experiences related to the intended outcomes of the
mentoring program. Analysis revealed that the main outcomes for students were that
they felt connected to the faculty and that they were 'regularly' attending university
lectures and tutorials. The achieved outcomes are identified below and supported by
mentees' written feedback.
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MENTORING IN TEACHER EDUCATION
188
Outcome 1 Students feel part of the faculty and
University as a whole
One of the most encouraging outcomes was the increased confidence and develop-
ment shown by the two mentees who had come to university directly from secondary
school. They volunteered to speak at the university's Open Day and willingly shared
their experiences of university life with 130 people in the Faculty of Education's
Information session.
The mentor program has been a fantastic way to ease into uni life with a
group of others in the same position as myself.
J 26/5/02
What I found very useful is the fact that we were introduced to a variety
of different people, but also it gave you a good start in feeling comfort-
able at University.
J 11/5/02
For me the mentoring experience with first year education students was
very positive and enjoyable. Our regular chats fostered a sense of con-
nectedness that enables each group member to settle in quickly and hap-
pily to university life.
Mentor 18/10/02
Outcome 2 Students are confident to approach academic
staff and discuss issues
The meetings were set up weekly, where we would meet for under an hour
and share our feelings and experiences.
J 13/5/02
By having someone from the education faculty to go to with queries was
also a huge relief in those first few tentative weeks.
J 26/5/02
Outcome 3 Students attend lectures and actively participate
in the academic program
I thought the Mentor program was a really good way to meet and talk to
people you mightn't otherwise have the courage to talk to. When uni
starts and you know no one it can be really scary and no one wants to
admit that they need help. Having the mentor program then gives people
the chance to meet more people and discuss common issues with other
people who otherwise would be feeling lost too! It's really nice too, to be
able to talk to a group of people who you might not normally speak
to. My first experience at Uni (1999) was that it was really hard to
make friends. For me that was one of the big bonuses of this mentoring
BEVERLEY JANE
group. It gave me faces I recognised, people I could sit with in lectures
and tutes.
C 3/5/02
I've formed some great friendships through the mentoring group and it's
somewhat reassuring to be able to walk into a class and know that you
have someone to sit with.
J 26/5/02
I found that even students that had meetings only two or three times
benefited in that they were able to recognise a number of students
around, and some have formed friendship groups in classes.
A 1/6/02
Outcome 4 Academic staff are aware of issues facing new students
and are familiar with the support services available to assist students
and staff
From the discussions I learned that there is a mature age students' room
with microwave facilities. I also became familiar with other support
services available.
Mentor 18/10/02
ANALYSIS OF THE MENTORING EXPERIENCE IN
RELATION TO THE
STUDENT-MENTOR ENCOUNTER
In this section discussion is consistent with Parker Palmer's view of mentoring as:
Mutuality that requires more than meeting the right teacher; the teacher
must meet the right student. In this encounter, not only are the qualities
of the mentor revealed, but also the qualities of the student are drawn out
in a way that is equally revealing.
(Palmer, 1998, p. 21)
In the mentoring program reported here the mentees developed positive relation-
ships, not only with their mentor but also with each other. Mallison (1998, p. 8)
argues that: "Good mentoring involves bonding, connectedness, rapport, mateship,
affinity, things in common and genuine concern." The relationships that developed
within this particular mentoring group were dynamic, shared, and grew to be stimu-
lating and empowering. Trust developed very quickly and the mentees felt comfort-
able and confident to express their concerns openly to members of the group. This
relaxed situation led naturally to 'peer' mentoring, with the mentees spontaneously
engaged in both giving and receiving. Students visibly enjoyed being in one another's
company. They always arrived promptly for the sessions which is a sign that these
students valued the rich mentoring experience.
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MENTORING IN TEACHER EDUCATION
190
As a mentor who views mentoring as holistic, the mentoring process was deliber-
ately mentee-centred, rather than performance-centred. This view is consistent with
Mallison (1998, p. 87) who contends that: "The ideal mentor is a functional mentor,
responding to the needs of the mentees in varying situations." I adopted the role of
'encourager' and provided the mentees with the freedom and space to develop their
confidence and self-esteem. According to Palmer, an effective mentor endeavours to
identify the mentees' real needs by being a good listener in dialogue.
Forced to listen, respond, and improvise, I am more likely to hear some-
thing unexpected and insightful from myself as well as others. My iden-
tity is more fulfilled in dialogue.
(Palmer, 1998, p. 24)
Each member of the mentoring group brought their own perspective to the sessions.
Because the mentees offered their opinions freely and openly shared their experi-
ences, the group became knowledgeable about the learning organization. Palmer
refers to this collective knowledge as insights.
If you can get all of these people and their perceptions to multiply expo-
nentially in a good group process, it is sometimes possible for a collec-
tion of amateurs to come up with solid insights.
(Palmer, 1998, p. 126)
In the process of sharing experiences, concerns and understandings the students wit-
nessed the 'pedagogical power of the community of truth' because "the human brain
works best with information presented not in the form of isolated data bits but in
patterns of meaningful connection, in a community of data, as it were" (Palmer,
1998, p. 127). The mentoring group described in this chapter developed pedagogical
power that helped the mentees to learn together. "Learning together also offers them
a chance to look at reality through the eyes of others: instead of forcing them to
process everything through their own limited vision" (Palmer,1998, p. 127). This
sharing enabled the mentees to develop their own identity as fully-fledged university
students. The mentoring process that these preservice teacher education students
experienced should empower them to become teachers who understand the impor-
tance of meaningful connection and good group process. As such they will be in a
position to put this knowledge into practice in their own classrooms.
CONCLUSION
The rich mentoring experience described in this chapter was beneficial for the first
year Pre-service Teacher Education students involved. Over time, through their
willing participation in the mentoring process, they understand that collaborative
interaction can be a positive learning experience. During the mentoring sessions the
mentees frequently addressed one another's concerns, rather than always turning to
the mentor for the solution. The collaborative group situation had 'pedagogical
power' because different perspectives were shared, resulting in the mentees feeling
BEVERLEY JANE
positive and connected to the university. At the end of the first semester most
mentees in this group revealed that they felt confident and comfortable about their
studies. Students learned that a sense of connectedness is fostered when mentees are
encouraged to share their concerns within a mentoring group.
REFERENCES
Allard, A. C. (2002) Report by the FYI Faculty of Education Organising Committee.
Aniftos, M. (2002) Problematic futures? Challenging negative self-fulfilling prophecies through mentoring.
Paper presented at the 2002 Australian Association for Research in Education conference
Problematic Futures: Educational Research in an era of … Uncertainty, Brisbane, December 1–5.
Chang, S. L. (2003) Mentors in online learning: A model of distance learning community. Paper presented
at the 2003 American Educational Research Association Annual Meeting, Accountability for
Educational Quality Shared Responsibility, Chicago, Illinois, April 21–25.
Forster, J. (1998) Think about … mentoring. Cheltenham: Hawker Brownlow Education.
Fritzberg, G. J. (2003) From impersonal policy to personal relationships: An educational researcher's
experience with mentoring. Paper presented at the 2003 American Educational Research
Association Annual Meeting, Accountability for Educational Quality Shared Responsibility,
Chicago, Illinois, April 21–25.
Hager, M. J. (2003) Mentoring in a Community of Practice: Faculty-student Mentoring Relationships in a
Graduate School of Education. Paper presented at the 2003 American Educational Research
Association Annual Meeting, Accountability for Educational Quality Shared Responsibility,
Chicago, Illinois, April 21–25.
Lawrie, C. (1998) The Ministry of Mentor. Uniting Education: Melbourne.
Mallison, J. (1998) Mentoring to Develop Disciples and Leaders . Adelaide: Openbook.
Mallison, J. (2002) Who Nurtures Our Leaders? ALIVE Magazine , April, pp. 26–30.
Matters, P. N. (2002) Mentoring: Cornerstone of Teaching and Learning Excellence. Paper presented at
the 2002 Australian Association for Research in Education conference Problematic Futures:
Educational Research in an era of … Uncertainty, Brisbane, December 1–5.
Otto, D. (2001) Finding a Mentor, Being a Mentor. Oregon: Harvest House.
Palmer, P. (1998) The Courage to Teach. Exploring the Inner Landscape of a Teacher's Life. San Francisco:
Jossey-Bass.
Reynolds, R. and Grushka, K. (2002) Mentoring in a University/Senior High School Collegiate. A Study
of the Learning Environment and the Mentor/Mentee Relationship. Paper presented at the 2002
Australian Association for Research in Education conference Problematic Futures: Educational
Research in an era of … Uncertainty, Brisbane, December 1–5.
Salzman, J. (2002) The promise of mentoring: The challenge of professional development. Cheltenham:
Hawker Brownlow Education.
Smith, R. and Ahred, G. (1994) The impersonation of wisdom, in McIntyre, D., Hagger, H. and Wilkin, M. (eds)
Mentoring perspectives on school-based teacher education. London: Kogan Page, pp. 103–106.
Tilley, D. (2002) in Helm, N. and Allin, P. (eds) Finding Support in Ministry. Cambridge: Grove Books,
pp. 16–19.
Welty, K. and Puck, B. (2001) Modeling Athena Preparing Young Women for Work and Citizenship in a
Technological Society. Menomonie: University of Wisconsin-Stout.
191
MENTORING IN TEACHER EDUCATION
INTRODUCTION
Recent times have seen a questioning of content-driven, discipline-based curricula in
schools. There have been moves away from these approaches towards curricula based
on the skills and strategies required in a changing world (ACDE, 2001). This has
resulted in initiatives in several Australian States aimed at promoting 'new learning'
approaches in schools. One of the Australian Council of Deans of Educations (ACDE
2001, 2004) 'new learning' and 'new teaching' propositions relates to the encourage-
ment of 'lifewide learning', or learning 'beyond the classroom'. This chapter describes
how these 'new learning' propositions, and in particular, the concept of 'lifewide
learning' can be utilised to shift pre-service teachers' (PSTs) conceptualisations of
teaching and learning.
During the past decade in particular, there has been much debate in education
about the types of skills that school students will need to equip them for their future
working lives (ACDE, 2001). In Australia, for example, new approaches to teaching
and learning have included the New Basics program in Queensland, the Essential
Learnings programs in South Australia and Tasmania, and the Essential Learnings
framework in Victoria. These approaches call for an integrated approach to curricula
to better adapt students to the requirements of a changing world so that they can
become active and socially responsible citizens (DeLors, 1996). Such approaches
involve the development of intellectually stimulating, 'rich' and 'real life' tasks, and
a focus on skills such as independent learning and problem-solving.
One of the 'new learning' propositions upon which such curriculum development
should be based, according to the ACDE (2001), is that learning should be lifelong
and lifewide. Although the concept of lifelong learning is well established (Candy,
1991), the concept of lifewide learning is new and appears to be still relatively
unexplored. The ACDE propositions hold much hope and scope for the development
of new conceptualisations of teaching and learning but there appears to be little
reporting of the results of their operationalisation.
Observations of classrooms that have adopted 'new' approaches to learning, under
guises such as, for example, the 'thinking curriculum' and with the laudable aims of
encouraging the development of deeper thinking skills amongst children, reveal that
these approaches can still result in mechanistic and disengaged responses from
children. Such approaches purport to be moving away from content-based, discipline
specific curricula, towards more integrated and 'real life' or 'authentic' tasks.
193
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13. EXPLORING 'LIFEWIDE LEARNING'
AS A VEHICLE FOR SHIFTING PRE-SERVICE
TEACHERS' CONCEPTIONS OF
TEACHING AND LEARNING
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 193–204.
© 2007 Springer. Printed in the Netherlands.
194
Where 'new' aims and concepts are overlaid on existing understandings of teaching
and learning, however, unless there is a reconceptualisation of teaching and learning,
they run the risk of reversion to conventional approaches.
For PSTs, it is imperative that they embrace these new approaches to learning from
the beginnings of their professional practice. As PSTs will have largely experienced
conventional approaches to teaching and learning through their own schooling, they
need to be encouraged to shift their understandings of teaching and learning. The
'new learning'propositions, and the concept of lifewide learning in particular, can be
useful vehicles to effect this shift.
Bachelor of Education programs generally aim to encourage deeper learning
amongst their pre-service teachers and deeper understandings of teaching and learning.
PSTs need to be encouraged to explore their own approaches to teaching and learning,
especially in the professional experience (or practicum) component of the course.
They need to be encouraged to move away from preoccupations with technical
assessments of their teaching practice during the professional experience and to
focus upon the learning that occurs within it.
This chapter reports on how this was carried out in one program, using a re-
conceptualised education studies unit based around the New Learning propositions.
It explains how these were introduced into unit content and assessment tasks, and
describes the resultant shift in the PSTs' attitudes towards teaching and learning. The
unit offered a platform and an opportunity to introduce new conceptualisations of
teaching and learning. The concept of 'lifewide learning' was used as a vehicle,
through the introduction in a new education studies unit in the second year of the
course, to try to encourage this reconceptualisation. The unit not only encourages
PSTs to embrace lifewide learning as part of their studies in the unit, but also requires
them to introduce the concept in their professional experience work in schools. At the
end of the first year of operation of the unit, PSTs were surveyed about their views
on the unit to determine whether there had been significant shifts in their views on
teaching and learning and the nature of these changes.
BACKGROUND
The Bachelor of Education course within which the unit is placed aims broadly to
promote deeper understandings of teaching and learning amongst PSTs. It encompasses
a new model for professional field experience aimed at changing the focus away from
a 'technical', competency-based, assessment of the placement, to the learning that
occurs within it by both PSTs and their students in schools.
According to Martinez et al. (2001), most of the literature on the teaching
practicum does not focus on the teaching success experienced by teaching students
during their practicum experiences. Instead, they argue, there is a focus on an
outcomes-based approach to assessing students, where competencies and standards
are used to measure student outcomes, or specific performance skills, rather than
the effectiveness of the teaching undertaken by student teachers, or their own
learning during the placement. Slee (1998) describes the impact in education of what
Lyotard (1984) refers to as the 'cult of performativity', that is, the shift from 'the
JANETTE RYAN
teacher as an educated professional towards one of the competent practitioner'(Slee,
1998, p. 264), with an 'expanding raft of outcome indicators that permeate all levels
of education work'(p. 263), reducing teaching to 'technical work'.
As part of this new course, the professional experience program aims to develop
deeper learning amongst PSTs. The program begins very early in the first year of the
course, and continues throughout the academic year. The course includes both P-6
and P-10 streams, but the placement in second year for all PSTs is in a primary
school. Education studies units support the program and facilitate deeper learning
and connections between the learning that occurs at university and within school
placements. The new unit is specifically designed to encourage more collaborative
and reflective approaches to teaching and learning in schools and to encourage PSTs
to explore their own approaches to teaching and learning through innovative and
creative teaching strategies.
At the end of the first year of the new course in 2001, first year students were
surveyed on their responses to the new degree program (Brandenburg and Ryan,
2001; Ryan et al., 2001; Ryan and Brandenburg, 2002). One of the strongest findings
that emerged from PSTs' responses was their positive reactions to the new profes-
sional experience program. This program entails PSTs spending a day each week in a
primary school from early in the first semester in Year 1 of the course, and continuing
through Year 2. PSTs undertake the program in 'buddy pairs', under the 'mentorship'
rather than the supervision, of the classroom teacher. This approach involves not just
a change in nomenclature, but a change in the positioning of relationships within the
professional experience. It is designed to move from a model where the 'neophyte'
learns from the 'expert', to the learner constructing their own learning in partnership
with their peers, and under the guidance and support of their mentor. This approach
is designed to facilitate deeper learning within the professional experience and to
move away from a reliance on technical, 'checklist' approaches to assessing compe-
tencies. PSTs overwhelmingly reacted positively to the new professional experience
program (Brandenburg and Ryan, 2001), and their responses were marked by high
levels of enthusiasm, expressions of confirmation of career choice, and feedback on
the positive relationships built up during the year with teacher/mentors and children
in the classroom.
NEW APPROACHES TO TEACHING AND LEARNING
PSTs are encouraged to explore innovative and creative approaches to teaching and
learning. As part of this, they are required to implement 'lifewide'learning (ACDE,
2001, 2004), that is, learning beyond conventional classroom-based, teacher-directed
environments. According the Australian Council of Deans of Education (2004),
lifewide learning is about 'learning across life' and requires a 'new perception of
education' (p. 21). The Council's 2001 'New Learning'charter, however, only briefly
described what the concept of lifewide learning might entail.
['New learning' recognizes] [T]hat learning will be lifelong and
lifewide, acknowledges the greying of the population and the short
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EXPLORING 'LIFEWIDE LEARNING'
196
shelflife of technological skills. In an era signified by rapid change, the
need to promote autonomous learning is paramount – citizens must learn
to learn, throughout and across their lives. Lifewide learning recognizes
the need for much greater flexibility and diversity of educational experi-
ences: learning should occur in parks, in pool halls, and outside of
traditional institutions.
(ACDE, 2001, p. 2)
The concept of lifewide learning offers much promise but is relatively unexplored in
the literature and appears to still require a well-articulated theoretical basis. There
also appear to be few examples of attempts to operationalise the concept although
there have been individual attempts by schools to incorporate learning outside the
classroom. There are some conceptual parallels with other approaches to learning
and knowledge, such as the concepts of knowledge building communities
(Cambourne, 2001) and situated learning (Lave and Wenger, 1991) which both
encompass notions of learning beyond conventional classroom structures. Ryan
(2002) notes, however, that despite some moves within schools to incorporate learning
outside of the classroom into curricula (such as through VET programs in schools)
student teacher learning continues to be contained most often within the confines of
school classrooms. There have been some moves by universities elsewhere, however,
towards more community-based programs such as at Victoria University (Ryan,
2002) and at James Cook University (Matters, 2002).
The unit Creating Learning Environments builds on PSTs' learning in the profes-
sional experience in the first year, and encourages approaches to teaching and learning
based on the 'new learning' propositions (ACDE, 2001). The unit runs alongside the
weekly placement in schools. The main learning task of the unit is a requirement that
PSTs design and deliver an innovative education program or project in their school
which embodies the new learning propositions. PSTs' projects must incorporate
innovative and creative learning approaches and be informed by the theoretical
perspectives underpinning the unit.
The unit is grounded in experiential learning theory (Kolb, 1984) and is informed
by the areas of productive pedagogies (Luke, 2002), knowledge building communi-
ties (Cambourne, 2001), inquiry learning (Murdoch and Hornsby, 2000), realistic
pedagogy and reflective practice (Korthagen, 2001) and the 'new learning' proposi-
tions (ACDE, 2001). The intention behind the unit is to provide opportunities for
PSTs to investigate and develop innovative approaches to their teaching practice
based on the principles espoused in these theoretical areas. PSTs' projects have to
be firmly based on the principles of experiential learning; develop knowledge
building communities amongst the PSTs themselves and their students in schools;
involve rich and engaging real-life tasks; and be innovative and future-oriented. Not
all projects are successful, but PSTs are encouraged to learn from both 'successes'
and 'failures' as part of the experiential and reflective learning cycles. They
are encouraged to see risk-taking and experimentation as an unavoidable and desir-
able component of innovation and creativity. They are also encouraged to take on
JANETTE RYAN
more active roles within schools and to develop more collegial relationships
(Martinez et al., 2000).
The unit is also built on Dewey's (1938) view that experience followed by reflection
results in growth. This perspective underpins the pedagogical approaches and expe-
riential learning forms the nucleus of the unit and the project, and is followed by
reflection where students are encouraged to reflect on the positives and negatives of
their project work and its outcomes. The experiential approach also recognises that
PSTs' previous experiences of schooling and education will have a major impact on
their subsequent learning.
The fact that learning is a continuous process grounded in experience
has important educational implications. Put simply, it implies that all
learning is relearning. How easy and tempting it is in designing a course
to think of the learner's mind as being as blank as the paper in which we
scratch our outline.
(Kolb, 1984, p. 28)
Lander et al ., (1995) note that there is much rhetoric in university learning environ-
ments about the need for constructivist approaches to learning but little evidence of
this occurring in practice. Students have reported, however, that their learning is
improved when 'learning experiences were practical and experiential' (Clarke, 1998,
p. 102). Rather than replicate, imitate and assimilate, the PSTs are encouraged to
experience, reflect, question and collaborate. Their knowledge is progressively
constructed, not transmitted from the 'knowledgeable other' or 'expert'.
An important aspect of this learning journey is to challenge PSTs' views
(Brandenburg and Ryan, 2001; Ryan and Brandenburg, 2002) and existing beliefs
and images of teaching (Young, 1995). These students had completed an intensive
'apprenticeship' regarding the teaching and learning process in the first year of
their course. Their own learning was influenced by their social and cultural
environments. For many, their previous experiences of teaching and learning were
destined to be replicated in their own practice and many had felt that this was
entirely satisfactory (Brandenburg and Ryan, 2001). The professional field experi-
ence provided the opportunity to be inducted into the professional learning
environment where skills, attitudes and methods of teaching and knowledge could
be developed rather than merely transmitted. The intention was to avoid the cre-
ation of the 'dutiful technocrat' (Hayes, 2002, p. 5) and instead provide opportunities
for the development of creative professionals, capable of collaborative teamwork,
who are responsive to learners'needs, and reflective and flexible in multiple learning
environments.
The unit is also designed to facilitate the development of supportive professional
relationships and to move away from the apprentice/assessor model. 'Building rela-
tionships begins with a genuine concern to listen, to be aware of the changing nature
of the classroom context, and to be interested in, and responsive to, the needs of
the students.' (Loughran and Russell, 1997, p. 59) Assessment is designed to be
developmental rather than regulatory.
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EXPLORING 'LIFEWIDE LEARNING'
198
In the absence of concrete examples of lifewide learning to guide the development
of the unit and the PSTs' work in schools, PSTs work in groups to develop their own
conceptualisations of the concept and its translation into work with children in
schools. The Creating Learning Environments unit involves PSTs investigating,
developing and delivering a school-based project that meets a particular curriculum
or education need of the school. PSTs generally work on projects in pairs or groups
under the guidance of their teacher/mentor. The delivery of the unit itself is also
designed to explore alternative methods of delivery, moving away from the transmis-
sion or 'banking' (Freire, 1970) approach to teaching and learning, towards a model
designed to encourage knowledge building communities and independent learning
(Cambourne, 2001). It is designed to provide maximum support for and encourage-
ment of alternative teaching and learning approaches. Information sessions (on needs
analysis design, experiential learning, lifewide learning, working with school com-
munities, and the inquiry learning process) accompany formal lectures. Tutorials are
supplemented with sessions where PSTs discuss and workshop their ideas, practice
teaching 'active' and 'engaged' learning tasks to their peers, and share their experi-
ences and insights from their observations in schools. In these sessions PSTs are
encouraged to participate as equal partners in their learning, in their roles as emerg-
ing practitioners, to become 'knowledge building communities'(Cambourne, 2001).
Learning is largely experiential (through the weekly experience in schools and
peer group discussions in groups of eight following this), with de-briefing and reflec-
tion built in. Dialogue during the debriefing sessions is directed by the PSTs. Their
needs are discussed, anxieties and 'critical moments' shared, readings linked to the
professional experience program are distributed and discussed as a group, and oral
and written reflections are used in the continuing development of the unit. There is a
deliberate attempt to foster collaborative learning, to facilitate PSTs' learning from
each others' experiences as well as their own.
The most under-used resource in higher education is the students them-
selves. A great deal of research and development work on peer teaching
has been done in Australia and elsewhere, and the conclusion is that stu-
dents are more effective teachers than we are!
(Ramsden, 1995, p. 6)
The project planning, implementation and presentation requires professional project
standards, and culminates in a professional presentation of the project outcomes. The
project also gives PSTs an opportunity and space within the school curriculum to
develop their own innovative approaches to teaching and learning, rather than falling
into a tendency to mimic the approach of their supervising teacher. Many PSTs
report that the project gives them an opportunity for the first time to feel like an equal
at the school, and not an outsider or interloper, as they work side-by-side with teachers
at the school, and make a positive contribution to the school.
Teacher/mentors also received training early in the new mentoring program about
the changed expectations of the relationship between mentor and PST and the need to
support PSTs in risk-taking in developing new approaches to teaching and learning
JANETTE RYAN
(see Smith and Zeegers, 2002). The program is designed to provide maximum support
to PSTs, rather than working from a position where judgements are made about PSTs'
performance. 'Community coordinators' also support PSTs in their placement. These
are people who have substantial experience working in schools (such as ex-principals
or part-time teachers) who provide support and feedback to PSTs in their schools.
A final, formal 15-day practicum at the end of the second semester moves PSTs into
a more structured program where they are then able to also demonstrate their abilities
in conventional classroom environments.
The unit and its learning and assessment tasks are designed to enable PSTs to
develop skills and abilities that would better equip them to deal with the increasing
uncertainty (Cope and Kalantzis, 2000; ACDE, 2001; Kalantzis and Harvey, 2002)
they will be facing in their future teaching careers. The nature of new knowledge and
the changing world of work and social environments and expectations (Cope and
Kalantzis, 2000; ACDE, 2001) will mean that future teachers will not only need to
respond to rapidly changing conditions, increasing diversity, and the 'thicker con-
nections' required in a global world (Gee, 2001), but will have to be able to equip
their own students accordingly as well. The need to become more self-reliant and
self-directed is evident, as well as the need to shape 'certain kinds of persons' rather
than merely transmit knowledge.
[A] new range of skills will be required, to do less with departing defined
knowledge than with shaping a kind of person. In the knowledge economy,
excellent learners will be autonomous and self-directed – designers of
their own learning experiences, in collaboration with others as well as
by themselves (Gee, 2000:51) … This is not to deny that many contem-
porary educators are already reflective practitioners, proactive towards
change, and well connected towards the broader community. The need
for these attributes will surely become more acute.
(Kalantzis and Harvey, 2002, p. 8)
By enabling PSTs to use and operationalise these new approaches to teaching and
learning within the unit and within their work in schools, it provides an opportunity
for them to link theory and practice and thereby provides the trigger for their own
lifelong and lifewide learning.
STUDENT RESPONSES
In order to inform the future development of the unit, PSTs' views about the content
and processes of the unit were obtained at the completion of the first year of operation
of the unit. PSTs' responses to the new unit, and the overall program, were collected
via a range of sources towards the end of the semester, where they were asked to write
about their views on the unit and the professional experience. One tutorial group
(n 12) completed an open-ended 'freewrite' where they were asked to complete a
detailed, written reflection. The whole second year cohort (n 90) also met during
the final week of lectures and were asked to write about their philosophy of teaching
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EXPLORING 'LIFEWIDE LEARNING'
200
(their attitudes towards teaching and learning); their views about the strengths or
weaknesses of the program; and their suggestions for improvements.
A thematic analysis of this data revealed a number of emergent issues. These were:
●Positive responses to the professional field experience;
●PSTs' perceptions of the nature of their learning;
●Responses to learning and assessment tasks; and
●Changing attitudes towards teaching and learning.
Responses to the professional field experience
Responses to the professional field experience were overwhelmingly positive, as they
had been in the first year of their course (Brandenburg and Ryan, 2001). Students
commented that they felt the experience was positive and an opportunity to connect
their learning at university with their experiences in school. They also commented on
the usefulness of the reflection cycles, especially with their 'buddy' peer.
My mentor was extremely helpful towards both my teaching experience
and my work at the university and has been an exceptional role model for
me as a future teacher.
I also found the 'buddy' pairs to be an effective way to approach the field-
work experience as it gave me an opportunity to reflect on my own teach-
ing methods as well as having somebody in the same situation to reflect
on and observe at the same time.
The nature of PSTs'learning
The requirement for most of the learning in the unit to be collaborative was, at least
initially, difficult for some PSTs. PSTs responded well, however, to the peer discus-
sions which enabled a sharing of ideas and experiences, especially in relation to their
project planning and implementation. They were able to learn from the perspectives
and conceptual understandings of their peers and consequently broaden their own
understandings.
The different skills and theories that each of us brought into a discussion
helped each other … This made me feel better because I was able to
voice what things overwhelm me.
Group work has never been my forte, however this really worked and
I would like to see it continued into the future.
I like the idea of self directed learning and think it is important to our
learning that we are able to explore the nature of teaching and learning
individually.
Responses to learning and assessment tasks
Although the learning and assessment tasks were initially unfamiliar and prompted
some confusion and negative reactions, once PSTs were engaged in the project work,
they became more accepting of the new approaches, especially the school-based
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project. They were able to recognise the new skills that they had acquired through the
independent, self-directed nature of the learning tasks.
One of the turning points in regards to my learning in this unit was the
initial discussion of the project assignment. Initially I was anxious about
this assignment … but now think that it has been one of (if not the most)
meaningful work(s) I have completed at uni.
Our project … is a worthwhile task to undertake as it gets you to use ini-
tiative while working within the school community. Having to take the
steps to successfully implement the project is very beneficial for our
communication skills as we are dealing with the principle [sic], class-
room teachers and parents, all of which are the key to a successful teach-
ing career.
Once I began working on the project I found I was much more engaged
with the lectures.
DISCUSSION: CHANGING ATTITUDES TOWARDS
TEACHING AND LEARNING
PSTs descriptions of their attitudes towards teaching and learning (their personal
philosophies of teaching) also displayed a shift in their attitudes from first year where
they were more concerned with their own achievement of specific competencies
(Brandenburg and Ryan, 2001). That is, it shifted from a focus on themselves as
teachers, to a focus on the learning of their students. In the first year of their program,
PSTs had been reluctant to experiment with their own approaches to teaching and
learning, preferring to watch and learn from experienced teachers whom they
regarded as 'experts'. They were overly concerned with issues such as classroom
management and their mastery of 'competencies', including factors such as voice
projection and lesson closure. In their second year, they developed a more critical
approach to classroom practice, as well as their own practice. Their weekly discus-
sions displayed a deeper level of thinking and reflection, including discussion of the
consequences of their actions in the classroom and possible alternatives. Many
articulated a changing focus away from the classroom teacher and towards the chil-
dren and the learning environment, and a greater appreciation of the relevance of
theory to practice. They also reported a change in focus away from preoccupations
with the immediacy of the classroom and towards the possibilities for lifelong and
lifewide learning.
Examples of their descriptions of their philosophy of teaching were typically
identified as:
'Creating a diverse, inclusive learning environment for all students.'
'Catering for students'individual learning needs.'
'Being open to new ideas, concepts and teaching/learning approaches..'
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EXPLORING 'LIFEWIDE LEARNING'
202
'Having the passion and skills to develop an innovative and effective
classroom environment, conducive to learning.'
'Inspiring students to become life-long learners.'
Some individual examples were:
[My philosophy] is to be a person that embraces the opportunities given
to me and to enrich the lives of my students. I want to make learning fun,
interesting, accessible and flexible in delivery so that all learning styles
are accommodated. Teaching/learning encompasses all aspects of life,
so the classroom is only a minor part of the equation and learning can be
lifewide and lifelong. My endeavour will be to be flexible, approachable,
compassionate and most importantly to make education for my students
something they can build on for the rest of their lives and also open up
the world for them.
I want them to see me as someone who knows some of the answers, but
not all of them. I also want to be a teacher that other teachers respect,
and can come to for help with things they know I am good at.
My personal philosophy of teaching involves building strong links
between school, home and community. It is a philosophy that revolves
around enjoyment of learning in a variety of settings. I believe in the pro-
motion of learning for life, including all groups within society – being
catered for equally. Everyone has the right to learn. Learning should be
in context, it should be useful.
[My philosophy is] to be an effective communicator not only in the class-
room but in the school community as a whole as well, to inspire not only
learning but also life-skills, or to equip my charges with the necessary
knowledge and skill to successfully continue on beyond my direct influence.
CONCLUSION: 'NEW' APPROACHES BECOME THE 'NORM'
Although there was some initial resistance by PSTs in the first year of the unit to the
unfamiliar requirements and procedures of the unit, especially in relation to taking
responsibility for their own learning, the outcomes for these students in terms of their
learning were significant. They enthusiastically embraced and practised lifewide,
experiential approaches within their professional field experience work in schools.
Many PSTs reported that although the project was hard work, and they were initially
uneasy about the level of independence required, it was the most positive aspect of
the unit. Projects undertaken included tree plantings, paintings of murals,
walkathons, field trips, concerts, re-cycling programs, a school radio station, a salin-
ity project, a school 'frog bog', theme days and other community and school-based
projects. PSTs reported that there were high levels of engagement amongst children
during the conduct of the project and its associated activities. Many reported that it
was the most valuable learning experience that had had so far in the course. PSTs
JANETTE RYAN
overwhelmingly commented on the usefulness of the range of skills that they had
developed in designing and implementing their projects. Schools responded
positively to the projects carried out by PSTs, with many of the projects having
enduring benefits for the school.
Schools now eagerly anticipate the arrival of second year PSTs and look forward
to new projects, or the continuation of previous ones. In turn, PSTs in later years
report their sense of pride in seeing the continuing legacy of their efforts in schools.
Indeed, the program has to some extent become a victim of its own success as in
some instances when PSTs arrive in schools they can find that their mentors have
already decided on a potential project that they believe needs to be carried out in the
school. PSTs sometimes have to sensitively negotiate how they can meet the needs of
the school and the children while implementing their own ideas.
The intention, in relation to this program and the unit, was to provide a cohesive
program rather than a discrete collection of disconnected units, and to continue the
process of challenging the PSTs' perceptions about learning about teaching by
encouraging questioning, reflective responses. The discomfort with unfamiliar
methods and tasks reported by PSTs in the first year of the program has now given
way to an acceptance of such approaches as the 'norm' as later year PSTs report each
year to the new cohort on their projects in previous years and describe their experiences
and successes.
It is clear, however, that PSTs at least initially require substantial 'scaffolding'
when teaching and learning approaches and expectations are unfamiliar. Once PSTs
become familiar with these new approaches, they are able to confidently and enthu-
siastically appropriate them in their own teaching and learning philosophies and
approaches.
NOTE
Acknowledgement and thanks goes to Robyn Brandenburg in the School of Education at the University of
Ballarat for her early involvement in the program described in this chapter and previous collaborative
research in this area.
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JANETTE RYAN
INTRODUCTION
We need to have curriculum conversations, … get them talking in staff
meetings about how they adjust their pedagogies to get better results –
showing and mentoring the rest of us about how it can be done. To do so
we need to have a common vocabulary and framework for looking at and
talking about pedagogy. … We need … curriculum conversations about
what we did differently.
(Luke, 2002, pp. 9–10 emphasis added)
The centrality of teaching, the explication of what good teaching involves, and
the valuing of teachers' knowledge are recurrent themes at teacher education confer-
ences. Gore et al . (2001) argue that preparing teachers who can produce high quality
outcomes for all of their students requires teacher educators to give greater impor-
tance to what they do and say about good classroom practices; that is, what teachers
do, matters.
Australian teacher educators and teachers are become increasingly familiar with
the notion of Productive Pedagogies, itself the product of longitudinal research on
school reform recently undertaken in Queensland, Australia. More generally,
Government Departments of Education have begun to acknowledge the importance
if not its centrality, of good pedagogy for successful teaching.
In this chapter, the value of Productive Pedagogies as a meta-language for develop-
ing pre-service teachers' knowledge and understanding of teaching is examined;
whether it is a language that is not only intelligible but also efficacious for beginning
pre-service teachers or whether its dimensions and elements merely constitute another
isolated vocabulary.
The chapter first provides the background to the development of Productive
Pedagogies and reviews the research focussing on Productive Pedagogies in the training
of pre-service teachers. It outlines how the first year pre-service teachers were
introduced to the concepts of the pedagogical language of Productive Pedagogies,
while reflecting on the cultural capital of pre-service teachers and the implications of
a critical language for pre-service teachers with which they might be equipped to
read education, pedagogy and schooling. It concludes by analysing the students'
observations of teaching practice to ascertain if Productive Pedagogies' language is
205
DAVID ZYNGIER
14. PRODUCTIVE PEDAGOGIES: SEEKING
A COMMON VOCABULARY AND
FRAMEWORK FOR TALKING ABOUT
PEDAGOGY WITH PRE-SERVICE TEACHERS
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 205–218.
© 2007 Springer. Printed in the Netherlands.
206
not just useful in the development of pre-service teachers'understanding of teaching,
but whether this reconceptualisation of pedagogy can be efficaciously introduced to
first year students as Gore et al. (2001) conclude is necessary.
PRODUCTIVE PEDAGOGIES
Productive Pedagogies is derived from the Queensland School Reform Longitudinal
Study (QSRLS) (Lingard et al ., 2001a, b); a 3-year intensive observation of
24 representative state primary and secondary schools, representing the largest and
most detailed school reform study in Australia, containing almost 500 pages of
perhaps the most exhaustive and important education research undertaken.
The study was concerned with how student learning, both academic and social,
could be enhanced. Its original contribution was to specify which aspects of teaching
require schools' urgent attention; the higher the level of intellectual demand expected
of students by teachers the greater the improved productive performance and, hence,
improved student outcomes (Lingard et al ., 2001a, pp. x–xv). The base assumption
of the research was that this enhancement required quality classroom teaching. The
QSRLS defines quality student outcomes in terms of a sustained and disciplined
inquiry focused on powerful, important ideas and concepts which are connected to
students' experiences and the world in which they live.
Quality learning experiences, what the QSRLS has termed productive pedagogies
is then crucial to improved student outcomes for all students, but in particular those
most 'at-risk' of failure; those from socially, culturally and economically disadvan-
taged conditions, who were the least likely to be exposed to intellectually challeng-
ing and relevant material (Lingard et al ., 2001b, pp. 103–5).
Productive Pedagogies in various forms has gained national recognition in Australia
as a framework for teacher professional development. Since 2001 there have been lim-
ited but significant contributions to this discussion focussing on Productive Pedagogies
in the education and training of pre-service teachers (Wilson and Klein, 2000;
Gore et al ., 2001; Sorin and Klein, 2002). Gore et al . (2001, p. 8), conclude that:
Productive Pedagogy needs to come early in the teacher education
program in order to be more fully integrated into students' knowledge
base for teaching. If it is just another framework, just another theory, just
another list, then students are likely to draw on it as they might any other
approach. Instead, if students are to treat Productive Pedagogies as
foundational to all of their efforts in teaching, it needs to be: (1) clearly
positioned in that way from the beginning of the teacher education pro-
gram; (2) used as a device to guide all aspects of the teacher education
curriculum; and (3) modeled in the pedagogy of teacher educators.
Luke adds that Productive Pedagogies is:
an approach to creating a place, space and vocabulary for us to get talking
about classroom instruction again. It isn't a magic formula (e.g., just
DAVID ZYNGIER
teach this way and it will solve all the kids' problems), but rather it's a
framework and vocabulary for staffroom, inservice, pre-service training,
for us to describe the various things we can do in classrooms – the various
options in our teaching 'repertoires' that we have – and how we can
adjust these, … to get different outcomes. This isn't a "one approach fits
all model of pedagogy". It has the possibility of providing a common
ground and dialogue between teachers, school administrators, teacher
educators, student-teachers and others … about which aspects of our
teaching repertoires work best for improved intellectual and social out-
comes for distinctive groups of kids.
(Luke, 2002, p. 4 emphasis added)
SETTING THE SCENE
In 2002, the first year primary pre-service teaching foundation studies at Monash
University (Peninsula Campus) included for the first time an introduction of the
concepts of Productive Pedagogies while students were experiencing first-hand
the incumbent pedagogies of in-service teachers during the fieldwork component of
the course. Two hundred students, including early childhood and primary bachelor of
education degree students, were exposed to this new conceptualisation of pedagogy
that suggests that there is no one correct pedagogy that will meet the needs of all
students in all sites of education.
As teacher educators, we wanted to know whether Productive Pedagogies is an
intelligible language for pre-service teachers in the context where its origins are in
the observations by experienced teachers of experienced practitioners. We wanted to
establish whether it is really possible for first year pre-service teachers – many coming
directly from their final year of secondary school – to make any sense of this new
language about professional practice.
Significant for us was the issue of "literacies" of pre-service teacher education
students raised by Zipin and Brennan (2001) in particular with reference to dominant
cultural capital (Bourdieu and Passeron, 1990). The preservice teachers at Peninsula
Campus are increasingly often first generation students. Many are mature age,
converting from other jobs or upgrading qualifications to degree status, some with
children and part time jobs needed to provide for the family and/or themselves. A sig-
nificant proportion of our students may not have the required cultural capital brought
from their backgrounds (both home and school) which enable them with the kinds of
dominant knowledge practices on which university study generally relies (Zipin and
Brennan, 2001). About two thirds of the students are primary B.Ed. while the rest are
early childhood B.Ed. Most are of Anglo background, with a small number of older
first wave NESB students, as well as an increasing but even smaller number of
full-fee paying international students (most of Asian origin). Our task was to introduce
these students to a critical language of teaching (Zipin and Brennan, 2001). We also
found that many of our students lacked habits and capacities to read the world in terms
of a dominant and empowering cultural capital (Bourdieu and Passeron, 1990) where
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PRODUCTIVE PEDAGOGIES
208
'people's primary habitus or dispositions for being in the world are created through
engagement in practices seen as a normal part of their societal location in family and
early childhood' (Zipin and Brennan, 2001, p. 6). Like most other tertiary students,
pre-service teachers will not usually have been exposed to ideas that challenge a dom-
inant hegemony. With more teaching positions becoming available, it is likely that these
new teachers will be appointed to the most educationally disadvantaged areas. Zipin
and Brennan (2001) conclude that these new teachers will (unwittingly) be placed in
those areas where school pupils themselves do not come with strong backgrounds and
expectations of success and without intervention we continue a cycle of reproducing
critical illiteracy among pre-service teachers and in turn their future pupils. Our task,
through the critical language of Productive Pedagogies was to develop in our students
a consciousness that systemically, without overt acknowledgment, schools reproduce
social-positional inequality through all sorts of mechanisms that encode the privilege
of dominant cultural capital (Apple and Beane, 1999). This new language has:
the potential to interrupt schools'automatic privileging of some cultural
dispositions as high cultural capital, by broadening what counts as valu-
able and also providing access to those for whom different literacies are
not automatically available.
(Zipin and Brennan, 2001, p. 8)
While our primary focus was on the issue of pedagogy where the pre-service teachers
considered and critically reflected on repertoires of practice, we also were compelled
to critically reflect on our own pedagogy at a tertiary level as a modeled paradigm for
practice. Recent research in pre-service teacher education (Gore et al ., 2001, p. 7)
reinforces our view that the current priorities on generic teaching methods and
strategies, together with an emphasis on class and student behaviour management
and lesson planning is derived from a view of education as the transmission of relatively
unproblematic and fixed content' to our pre-service teachers.
Pre-service teachers, the research suggests (Wilson and Klein, 2000; Gore et al .,
2001; Cherednichenko and Kruger, 2002; Sorin and Klein, 2002), want practical
activities, lesson ideas and resources that they can use in the classroom and spend
much of their time at the level of "just tell me how … !". We set out to challenge the
notion that learning to teach is a lock-step process, addressing the 'preconceptions
and dominant discourses in teacher education' (Gore et al ., 2001, p. 7) in order to
restore theory or belief as central. Gore et al . (2001) conclude that there is strong
evidence that pre-service teachers highly value the concept of Productive Pedagogies
as a framework to guide teaching and as the basis for their future work. We wanted to
know whether this too would be the case for our students, whether they would
conclude 'that pedagogy matters; not only regarding what is learned but perhaps
more importantly how'it is learned (Wilson and Klein, 2000, p. 1).
Engaging our first year students in a substantive conversation, about the how of
pedagogy in the classroom through intellectually challenging material, was based on
the assumption that they can learn this even before they've learnt the most basic
tricks of the trade.
DAVID ZYNGIER
What was taught – what was learned?
As part of their foundation studies, we introduced the students to the four dimensions of
Productive Pedagogies and the elements within each of those. The four dimensions
of productive pedagogies are:
●intellectual quality
●connectedness
●supportive classroom environment
●recognition of difference.
In presenting this material to the students, we became aware that for some students
the connections between the dimensions, between the elements within these dimensions
and across dimensions was not made explicit by the productive pedagogies course
material, the various reports, the Education Queensland website and other available
material on productive pedagogies.
This became an issue for us when students asked us 'if I'm teaching a lesson,
should all dimensions of productive pedagogies be evident in my lesson?' We
decided as a group that this was probably unreasonable to expect of any one lesson.
However, over a period of lessons they might expect to see each of those dimensions
evident. The QSRLS states that productive pedagogies is not a formula to follow and
one would not expect these elements to be seen every time, all the time in every lesson,
nor would they be used in the same way in different settings with different students
(Lingard et al ., 2001b, pp. 113–4). The QSRLS suggests that not every dimension is
equally required for success for all socio-cultural groups. In other words, it is quite
tenable that only one, two or three dimensions would be sufficient for some groups
of students, but not all (Lingard et al., 2001b, p. 3). It states categorically:
… that whilst a number of the elements within each dimension should be
present in classrooms at all times, there are instances in certain contexts
and stages within a sequence of lessons that some elements might be
more appropriate than others.
(Lingard et al ., 2001b, p. 135)
While each of the dimensions is readily defined on ideal grounds, there is no research
basis for believing that school systems (anywhere) have been overly successful in
consistently providing high levels of all four dimensions to large proportions of
school students (Zyngier and Gale, 2003).
The research literature demonstrates that where teachers have mechanistically
applied Productive Pedagogies, it has become a 'shiny object which teachers desire
to utilise in classroom practice [only to] lose its lustre as a new and more desirable
method comes along' (Loughland and Reid, 2002, p. 1).
The four dimensions problematised
We sought to convey to our pre-service teachers that our interpretation of Productive
Pedagogies certainly does not try to replace one hegemony with another. Rather,
our understanding of productive pedagogies is that it offers a counter-hegemony
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PRODUCTIVE PEDAGOGIES
210
(Giroux, 1990), which is cognisant and inclusive of the viewpoints of the most
marginalized learners. At the same time, we suggested that all students must acquire
the requisite abstract and analytical knowledge if they are to have access to the
dominant cultural capital of society [typified by the instructional video Good Morning
Miss Toliver (1992)] (Bourdieu and Passeron, 1990; Giroux, 1990; Shor, 1996; Apple
and Beane, 1999; Teese and Polesel, 2003).
The assignment task
All students in the unit were required to observe in-service teachers taking at least
four lessons. In these observations, students were asked to use the dimensions of
Productive Pedagogies to describe and analyse what they observed in the lesson, and
critique their observations detailing the extent to which those dimensions and
elements were evident (or absent) through annotated examples describing the situa-
tions how they were employed by the observed teacher and enacted by the student(s).
Finally they were to conclude what their analysis might mean for teachers in general
and for their own future as a teacher in particular. Most of the students were able to
complete the set tasks to a high level in academic terms.
The remainder of the chapter focuses on the written responses of the students,
(fictitiously named Bob, Carol, Ted and Alice from the 2002 cohort and Anna,
Simon, Mary and Jasmine from 2003 in order to differentiate between the 8 students'
work) and selected to see how appropriately they were able to use the concepts of
Productive Pedagogies to discuss their observations of teaching practice. We weren't
so much interested in whether they were accurate representations of the teachers'
practices because we don't know actually what transpired in the classroom but to get
their views of what happened.
PRE-SERVICE TEACHERS' VIEWS ON PRODUCTIVE PEDAGOGIES
The questions that guided our analysis of the students' assignments included:
●what were the things that were paramount in their minds when they went looking?
●(what kind of things did students identify as either being present or absent?
●how did pre-service teachers understand the relationships between dimensions
and elements of productive pedagogies and
●how might this compare with Gore et al.'s (2001) conclusions (see above) about
their research with their fourth year pre-service teachers?
This analysis of the very rich material presented by the pre-service teachers only
looks at the language and vocabulary used. No attempt has been made to further
deconstruct what they are saying about their understandings of Productive Pedagogies
as a basis for pre-service teacher education. Clearly this remains to be done.
What were the things that were paramount
in their minds when they went looking?
Jasmine writes that 'despite initial doubt about whether [Productive Pedagogies] would
be apparent [in the Early Childhood Centre] I see that there are ample examples. … I
have also realised that no amount of theory can compare with looking for and
DAVID ZYNGIER
analysing … on placement.' Further she observed that 'children can demonstrate that
they realize there are underlying principles behind the activities they do when they
explicitly take the concept from one activity and try to apply it to a different situation.'
Rejecting the "just tell me how" approach Simon states that:
… as a teacher I needed to recognise the importance of always providing
an atmosphere of "real" learning. For a student, learning should not just
be absorbing information delivered to them, but rather teaching should
facilitate the student's own abilities to create their own real and relevant
understandings.
Mary agreed that 'not all Productive Pedagogies dimensions will necessarily be
included in each lesson, but should be seen as integral aspects of an overall philosophy
towards the classroom discourse.' Agreeing that recognition and engagement with
difference is the most significant explanation both theoretically and practically for
academic achievement of at risk students, Mary states that 'Productive Pedagogies
has proved vital to my understanding of an inclusive school environment – that
fairness is not necessarily achieved by treating everyone in the same way.' Anna
suggests that Productive Pedagogies 'allowed children to challenge their personal
ideologies, while exploring others'and that 'rather than checking a list teachers will
use it as an implementation of their beliefs.'
What elements and relationships did students
identify as being present?
Clearly the students readily and successfully identified the dimensions and the relevant
elements as being present. Commenting on her observations on the dimension of
Intellectual Quality, Carol commented about the lesson she observed that:
… students display deep knowledge regarding when they establish and
form relatively complex connections between the central topic and tasks at
hand … where students are required to … discover the relationship … , to
display their understanding and required students to manipulate informa-
tion and ideas in ways that transform their meanings. … allow them to be
able to construct explanations for their procedures and draw conclusions
on what they have done and why.
While Ted found that 'encouraging students to make links … and divergent thinking
to take place developed higher order thinking', he also points out the links between
dimensions such as 'complex interactions, incorporating knowledge and understand-
ings from previous topics, … from books they had read and television programs they
watch, contributed substantial and valuable knowledge to the discussion' as not just
deep knowledge and deep understandings but connected to the lives of the children
outside of the school. Further, Carol commented that:
… substantive conversation occurred when the teacher and students
interacted to develop a brainstormed list of relevant … words … and
when the students discussed words with the neighbouring person and
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PRODUCTIVE PEDAGOGIES
212
finally when the students had to speak to the person correcting their work.
Meta-language [was] evident when the teacher explores how language
can be used in different circumstances … and for different purposes, …
cover[ing] meaning structures … , how sentences work, … [all] are
solid indications of meta-language within the lesson.
Jasmine observed 'a boy who grouped the building blocks by colour. … [while other]
children bit pieces out of their bread so they represented people and cars.' She
observes that 'these children have discovered that blocks and bread can have more
than one meaning.'
Although observing for intellectual quality, Alice noted that she 'included the
other three dimensions where I could see an outstanding inclusion or exclusion
of … teaching'. Alice observed that 'for many children being able to share ideas and
discuss their thinking and how they think with their peers is not as threatening as
checking with the teacher', noting 'how important interaction between peers is to the
learning process.'She observed that the types of 'discussion that occurred encouraged
and pretty much required the children to think below the surface level … pushing to a
deeper level, … deepening their knowledge and understanding.'
Commenting on recognition and engagement with difference Alice notes the links
to Supportive Learning Environment such that:
… the lessons were structured in such a way that the students were pretty
much in control of their own learning development … exhibiting student
direction because they had some control over what they were learning, …
providing the examples (even if the teachers were fishing for them).
This, she suggests, exemplifies academic engagement because the:
… children were attentive, they showed genuine enthusiasm … asked
questions, contributed to the discussion, helped out their peers … to try
and do things that they may not have had to consider before.
Adopting a critical and reflexive language, Alice relates that some students noted that
'knowledge is constructed and that there can be multiple view points which can contrast
and potentially conflict … [but] the fact that the children could directly connect the
examples and improvements to their own work demonstrated that they understood the
task, that there was a connection to the children's world.'Similarly, Mary writes that:
… the teacher used the occasion of a Maori boy's birthday to discuss
counting in another language … I saw this as evidence of the teacher
acknowledging the value of diverse cultures within the group as the stu-
dent was happy to demonstrate his knowledge of Maori.
Ted notes as an example of knowledge being problematic that 'the teacher explained
that there could be many ideas and points of view, each with merit and as a class we
need to listen to everyone and understand that there is "no one view or right
DAVID ZYNGIER
answer" '. Reflecting on his own ideas, Ted writes that:
I [now] recognize that a supportive classroom environment is more than a
place where the walls are brightly coloured, and students' work is promi-
nently displayed, [but] … a classroom where children's learning was
encouraged in a supportive non-threatening environment, … when students
looked confused the teacher re-read a page to emphasise words or concepts
and then asked open-ended questions … foster[ing] an atmosphere of
mutual respect, trust and support between the teacher and the students.'
What was missing?
Not only could the pre-service teachers identify and talk about elements of
Productive Pedagogies that they observed, they were also able to discuss the implica-
tions of missing elements. Carol writes that:
Knowledge as problematic … was an element that was hard to detect. [It]
involves an understanding that knowledge is something constructed and
developed by learners and is fixed around a body of information.
[Although] the actual lesson was based around a central body of informa-
tion supporting knowledge as problematic, it wasn't constructed or devel-
oped by the learners. The teacher was the source of the development …
Demonstrating a clear understanding, Carol goes on to suggest how she might have
used the same exercise but:
… let the children choose the words and the tasks they must perform with
those words … and depending on the words selected could also cover the
knowledge being subjected to political, social and cultural
implications … I would give the students the opportunity to construct
their own learning and base [this] around their ideas.
Ted also noted that although 'the element of metalanguage was missing [in the lesson
he observed] it could easily have been incorporated by the teacher … drawing atten-
tion to the words, ideas and actions … when they were using higher order thinking.
All the students were able to suggest how they might have modified the lessons to
incorporate the various elements so that the 'missing element could have enriched
and empowered the children's … understanding.'
CONCLUSION
What can we conclude about the value of Productive Pedagogies as a meta-language
for developing pre-service teachers' knowledge and understanding of teaching? Is it
an intelligible and efficacious language for first year pre-service teachers who have
not been exposed to any prior teacher knowledge or do its dimensions and elements
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PRODUCTIVE PEDAGOGIES
214
merely constitute an isolated vocabulary, another framework, theory or just a shiny
object? (Loughland and Reid, 2002, p. 1).
Carol understands the difficulties in and the requirement to not necessarily include
each dimension and its related elements in every lesson and stated that however:
… it is easy to see that incorporating every element of each dimension
requires a long, researched plan when constructing lessons. Much more
than I previously imagined. [By] taking your time to think about the
purpose and aim of your lesson, you can include each element even if it
is only for a short time or minimal level. [But] by doing so you are
providing the students in your class with the best opportunity to develop
each of the elements.
On the other hand does Anna only see Productive Pedagogies as another (important)
strategy that can easily be incorporated into every lesson?
It is important for teachers to have access to tools such as Productive
Pedagogies to understand that effective learning can take place …
Productive Pedagogies would be an inherent and natural part of good
teachers'lessons – an essential tool which can be largely integrated into
any lesson.
Bob comments that his analysis positively affected himself 'as a teacher … giv[ing me]
a perspective on the qualitative practices in the classroom.' Perspicuously, he
adds that:
… some teachers may not live by the "Productive Pedagogies bible", but
their ways of teaching and enthusiasm towards teaching bring out the
element of good teaching from the Productive Pedagogies set regardless.
I have realized why some or most children don't like to or can't handle
mathematics … it doesn't have any connection in their daily
lives … unless the knowledge can be used in their world outside of [the
world of] school.
The observation and analysis task of productive pedagogies gave our students the
opportunity to engage in substantive conversation about their own learning and the
teaching of their supervising teachers. It provided them with deep knowledge, deep
understanding and with a meta-language 'to stand back and reflect on the things that
we do'(Loughland and Reid, 2002, p. 1). It allowed the pre-service teachers to construct
and deconstruct classroom learning situations while promoting higher order thinking.
For example Mary writes that [this]
… analysis of a classroom discourse heightened my awareness of the
value of Productive Pedagogies for me as a pre-service teacher and life
long learner … I was able to see the importance of how the teacher
conducts the lesson as just as important as the content. … The importance
of continually questioning and reflecting upon the motivation underlying
DAVID ZYNGIER
my pedagogy. … . Have I created a challenging, inclusive, relevant
supportive and engaging environment?
Without the meta-language of productive pedagogies our pre-service teachers may
have been confined to mere observation of what was obvious to them in the class-
rooms they visited, without being able to critically read what it was that actually was
taking place between the teacher and the learner(s). Without the language of
Productive Pedagogies, the pre-service teachers perhaps would never have been able
to articulate so clearly what in fact was missing from their observed lessons.
Quoting Gore et al. (2001) Simon explains that their results showed that:
… pre-service teachers believed [certain elements] were restricted in
their use by the age of the children and subject content and that
Productive Pedagogies as a whole was linked to teaching strategies … it
is important to recognise that Productive Pedagogies as a whole should
be encompassed in all areas of teaching and learning. Productive
Pedagogies should not be viewed as a pick and choose smorgasbord of
teaching content and strategies. The evidence of Productive Pedagogies
within a classroom is evidence of good teaching and learning.
Some of our students' response to Productive Pedagogies was on the level of a shiny
new object or formula for good teaching ("just tell us how do we do this") and is
mirrored in the misconception among practicing teachers and many teacher educators
that Productive Pedagogies is merely another instrument or framework to be applied
as writ (Loughland and Reid, 2002). Hence Bob concludes that 'I see Productive
Pedagogies as an important teaching aid that enriches student learning and makes
teaching a more satisfying and fulfilling profession (emphasis added).
Moreover, there remained a view, at least among some of the pre-service teachers
studied, that it is in fact necessary to include all the dimensions and all of the elements
of each dimension in every learning experience. Ted writes in conclusion that:
… all the elements of Productive Pedagogies … were not evident in this
lesson, possibly because the teacher was unaware of Productive
Pedagogies and the elements they contain … I believe with some planning
and reflection it is possible to apply all the elements.
Alice comes to a similar view that:
… when Productive Pedagogies are taken into consideration at the plan-
ning stage, the likelihood of a more effective learning experience for
students is greatly increased … [and] that by structuring lessons in
accordance with the Productive Pedagogies it enables teachers to be very
much in tune with their students.
Ted reflecting on pedagogy as problematic concludes that:
I am still coming to terms with the theory of Productive Pedagogies –
[although] it has taken me thirteen weeks to fully appreciate them, I find
215
PRODUCTIVE PEDAGOGIES
216
myself on unfamiliar ground. … The challenge is how to apply
them … At present they are like the pieces of a jigsaw puzzle and … I
find it difficult to make the "big picture". As a first year student teacher
I acknowledge my limited understanding and knowledge of teaching, I
am now beginning to understand that the elements of Productive
Pedagogies just don't magically appear in a lesson. … The responsibility
lies squarely with the teacher to make a difference to student learning.
This introduction to Productive Pedagogies did produce results that seemed to be
quite outstanding compared to our previous experiences of trying to introduce
first year teachers to pedagogy. The pre-service teachers studied here confirm the
conclusions of the QSRLS, that Productive Pedagogies is not something new or
groundbreaking, but the identification and expression through the use of a vocabu-
lary and language to describe what good teachers have always been doing in their
classes with their students. Productive Pedagogies is we believe 'more than just a
vernacular knowledge of teaching made formal … but a language for reflecting on
their practice' (Loughland and Reid, 2002, p. 1).
These pre-service teachers were able to utilize the vocabulary of Productive
Pedagogies to successfully describe their observations in the discursive language of
Productive Pedagogies, as a powerfully reflexive and generative language that
provided them ways to talk about what was and wasn't there in the classrooms
observed. In our view, these students were engaged themselves in a powerful, and
empowering substantive conversation about pedagogy. Productive Pedagogies was
perceived by them as compatible with all levels, teaching styles and content, even in
the early childhood centre. These pre-service teachers may indeed as Gore et al .
(2001) conclude, be better equipped to make learning and teaching more connected
to the real world than teachers with years of experience.
ACKNOWLEDGEMENTS
The author wishes to acknowledge the support, assistance and advice of Ass Prof. Trevor Gale Faculty of
Education, Monash University in the writing of this paper. Dr. Gale began the teaching of this course in
2002 and I was privileged to work with him on the course in 2003. This chapter is based on our paper
presented to the ICET Conference 2003.
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DAVID ZYNGIER
Gore, J. M., Griffiths, T., and Ladwig, J. G. (2001) Productive Pedagogy as a Framework for Teacher
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New Times in Queensland State Schools. Paper presented at the AARE Annual Conference, Perth.
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pre-service Teachers'. Paper presented to Australian Curriculum Studies Association National
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217
PRODUCTIVE PEDAGOGIES
INTRODUCTION
Teacher candidates (student teachers) have a long history of struggling to perform
their lessons well, that is, to look teacherly and hope that children remain quiet for the
duration of their lesson. Although faculty in higher education, along with their coun-
terpart teachers who mentor teacher candidates, would like to have their protégés
understand the importance of impacting children in a positive way, a disconnect
exists in that teacher candidates perseverate on "How did I do?" rather than "What
did the students learn?" during clinical practice.
An experimental restructuring of the field placement component for a group of
education majors at a small private college shifts the focus from teacher candidates
"performing" their lessons, to their impact on young learners. The sine qua non of
this program is the pairing of teacher candidates with selected underachieving children
and having them participate in Collaborative Action Research. Teacher candidates'
one-on-one teaching encounters with children proved to provide a multitude of
educational opportunities for both the candidates and students. Results of this part-
nership surpassed all participants' expectations. Not only did the teacher candidates
positively impact children's achievement, a central goal of The No Child Left Behind
Act, but the experience generated relevant and exciting "real world" material for the
teacher candidates' reflection, study and refinement under the guidance of professors
and school-based practitioners. Evidence of the success of this program included: a
measurable impact on children's skill development; changes in teacher candidates'
dispositions toward children, teaching and their own learning; significant support for
the program by teachers and administrators and a rich and motivational skills-building
experience for teachers in training. The results were documented – a constant challenge
to Professional Development School partnership work (Teitel, 2001) – and the design
can be exported to other schools whose programs have similar goals.
BACKGROUND
The Read to Achieve program, discussed in this chapter, grew out of a public elementary
School Improvement Team's efforts to renew their annual School Improvement Plan
219
ROBERT P. PELTON
15. FROM PERFORMING TO PERFORMANCE:
CAN THE REPOSITIONING OF TEACHER
CANDIDATES CREATE A MEASURABLE IMPACT
ON CHILDREN'S ACHIEVEMENT WHILE DEVELOPING
POSITIVE TEACHING DISPOSITIONS?
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 219–228.
© 2007 Springer. Printed in the Netherlands.
220
and target the issue of reducing the literacy gap for under achieving children. Joining
the parents, teachers, administrators and community members on the team was a pro-
fessor from a local college's teacher preparation program. The team analyzed past
student assessment scores and noted that, on the whole, students demonstrated steady
improvement over the years, but there was a consistent gap between African
American male students' reading scores and their peers.
The obvious solution, providing remedial services by expanding an existing tutoring
program, proved unworkable due to budget constraints. The education professor
suggested that teacher candidates could provide high quality one-on-one tutoring for
children needing remedial skills development. Research suggests that the achieve-
ment gap between poor and minority students and other students would disappear if
all students received high-quality teaching (Haycock, 1998). Teacher candidates,
who are trained in the delivery of the most recent research-based reading instruction
strategies supported by the National Reading Panel, represent an untapped resource
to school programs. Though untested, the idea quickly gained the support of the team
members who realized that the teacher candidates, with the support of their college
professors and the in-service classroom teachers, could create a high quality learning
experience for both teacher candidates and underachieving students. Out of this, the
Read to Achieve Program was born.
ACTION RESEARCH AND THE PROFESSIONAL
DEVELOPMENT SCHOOL MODEL
A child's success in both school and in life is dependent upon his ability to read
(Northrup, 2000). Therefore, every resource in and around our schools must be
focused on this goal. A Professional Development School (PDS) partnership between
a public school and a College of Education is the ideal climate to address this issue
because its relationship defines itself according to its stakeholders' needs. This concept,
school and college partnerships, is nearly a century old (Kaplan and Owings, 2001),
and the contemporary PDS is, or should be, symbiotic (Sirotnik and Goodlad, 1988).
The PDS model provides opportunities for teachers and administrators to influence
the development of their profession and for college faculty to increase the professional
relevance of their work (The Holmes Group, 1986). The resulting effort can be an
increase in teacher quality and an impressive impact on student achievement. In the
Baltimore County School System in Maryland, the PDS movement is gaining
strength and providing measurable results (Neubert and Binko, 1998). PDSs are an
untapped resource that can have an immediate and measurable effect on increasing
the academic performance of children.
As the Read to Achieve Program unfolded as a Professional Development School
initiative, the college professor guided the teachers and students through an Action
Research Model of applied inquiry (Teitel and DelPrete, 1995). The program was
based upon two goals. First, guiding teacher candidates into becoming high quality
teachers and second, improving the skills and the educational achievement of children.
The reflective process of Action Research has proven to be very effective when used
ROBERT P. PELTON
to address school renewal and teacher research (Sagor, 1992; Calhoun, 1993). It is
apparent that with the increasing emphasis and student test scores and its linkage to
practice, educators are quickly becoming "teacher researchers" in their own classroom.
For these reasons, teacher training programs must include reflective practice,
whereby action informs understanding and understanding assists action. Experience in
this type of work is very powerful to teachers in training, because the locus of control
for their own learning is in their hands, not solely in that of their professors. Further,
within this model, teacher candidates have the opportunity to apply what they have
learned in their college coursework in a constructivist milieu. Through this process,
the learners [teacher candidates] can make sense of teaching experiences in terms of
their existing understanding. In an active process, teacher candidates construct mean-
ingful teaching practices by linking new ideas with their existing knowledge (Naylor
and Keogh, 1999). As teacher candidates move between campus and field placement,
they are able to use their knowledge and insight to implement refinements to their
teaching. This practice enables the teacher candidates to see how the theory they
learn has applicability in real world teaching experiences. They begin to understand
why, in methods courses on campus, professors emphasized knowledge, best practices,
inquiry and reflection. At the school-site, their mentor teachers use their experience
to help the teacher candidates implement their understanding of children and learn-
ing theory to the real-world environment. By helping students create this type of con-
nection between theory and practice in education, they reciprocally inform and
strengthen each other (Sirotnik and Goodlad, 1988). As a result, the teacher preparation
program becomes a real, rather than an ersatz, constructivist learning milieu. In this
environment, teacher candidates are being prepared to enter the field as high quality
teachers, prepared to impact children's ability to achieve, with an understanding of the
difference between plans for teaching and designs for learning.
President Bush's No Child Left Behind Act requires schools to make ade-
quate yearly progress and prepare all children to be able to achieve at
proficient levels of performance. It also allocates federal dollars to effec-
tive programs and practices. This increased accountability for student
performance and of teacher quality requires research-based practice
that can provide immediate results. Teacher training programs must
respond quickly by preparing their graduates accordingly. Participatory
Action Research enables teacher candidates to understand the connec-
tion between teaching and learning. It also provides a platform to docu-
ment their results.
FROM TUTOR TO TEACHER: FROM PEDAGOGY TO PRACTICE
We have seen the impact of programs such as America Reads, where minimally
trained college students can have a positive impact on helping at-risk children learn
to read better (Fitzgerald, 2001). This type of intimate learning experience has proven
to be an effective form of instruction and a viable solution to preventing reading
failure (Pikulski, 1994; Wasik, 1998). Teachers in training not only have a desire to
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FROM PERFORMING TO PERFORMANCE
222
work with children, but they are in the unique position of having mentoring support
as they develop their teaching competencies.
In the Read to Achieve Program, under the guidance of professors and school-based
faculty, teacher candidates implement one-on-one skill development sessions in an
informed and structured approach while participating in their own Action Research.
Through this process, they employed experiential and reflective strategies, creating
feedback loops in which they learned from the evolutionary process of their teacher
research. According to Vygtosky (1978), an early proponent of constructivism, learning
takes place as a continual interplay between the individual and others in the zone of
proximal development (ZPD). He defined "proximal development" as the intellectual
potential of an individual when provided with assistance from a knowledgeable person
(Vygotsky, 1978). Teacher candidates in the PDS model become self informed about
their impact on children because their training was reflective in nature, guided from
knowledgeable professors and school-based practioners, and had applicability for
them, in real world settings. It has become common knowledge that the ability to
reflect is essential to learning (Lambert and McCombs, 1998).
In preparation for their clinical practice, teacher candidates take a variety of
education methods courses on campus and study constructivist learning theory and
how it manifests in practice. Constructivism, as noted by Ernest (1995), underlies
classroom practice that supports the student in developing knowledge from both the
guidance of the teacher and the interaction with the experiential world. Further
preparation of teacher candidates included a workshop on effective tutoring and
strategies to help children identify books that they find interesting or "motivating."
The school's reading specialist conducted this workshop. The concept and the model
of the workshop were designed collaboratively; the college professor contributed the
educational theory and 'best practices' as found in leading instructional research, and
the local school reading specialist contributed the effective strategies gleaned from
her training, but more importantly, her real student experiences. These parallel models
enabled teacher candidates to witness and experience, first hand, the direct relationship
between theory and practice. Thus, teacher candidates had the chance to apply, as
constructivist learners, within the confines of a real school experience, theories and
best practices learned previously only through books and lectures in college course-
work. The value of this model is that it improves, simultaneously, teacher practice
and teacher preparation and brings to children the most relevant and effective teach-
ing strategies. This gives teacher candidates the background to enter the field with a
depth of experience in personalizing education that makes them "high quality"
teachers. Teacher candidates also witness first hand the positive effect of the colle-
giality between institutions.
COLLABORATIVE ACTION RESEARCH AT WORK
The Read to Achieve Program's evaluation design is an integral part of the program's
implementation. A model of Collaborative Action Research (Calhoun, 1993) was
implemented, to maximize the school-college partnership assets. This type of
ROBERT P. PELTON
teacher-researcher model is cyclical in nature and cultivates reflective and thoughtful
practice. Action Research is a deliberate, solution-oriented method of inquiry, which
includes problem identification, systematic data collection, reflection, analysis, data-
driven action, and the re-identification of the problem to assess the substance and
sustainability of an intervention or strategy (see Figure 15.1).
As part of the process, both quantitative and qualitative data were collected.
Twenty students, from third and fifth grades, and ten teacher candidates participated
223
FROM PERFORMING TO PERFORMANCE
Figure 15.1. The Action Research model used in the study
Problem identification
Data collection
Action research
Teacher candidates work
directly with children
collect and
analyze data
Reflective practitioner
Re-Identification
of
Problem
Practical knowledge
of children
mentor support
from practitioners
Theory and pedagogy
mentor support from
college prep program
224
in the study. Student selection was based on the reading achievement gap identified
via disaggregated State assessment test results. All of the children in the study were
African American males.
Three sources of data were examined. The first source of data came from pre-post
STAR Reading assessments. The STAR Reading Assessment, a computerized adaptive
test, was individually administered to the entire group of twenty students. The term
'Adaptive,' in this assessment, refers to the design that the difficulty level of subse-
quent questions depends upon the correctness of the student's response to previous
questions. Based on the responses to 25 questions, the program provides a student's
Scaled Score. The Scaled Score is the most fundamental score produced by STAR. All
other scores – Grade Equivalency, Percentile Ranking, Normal Curve Equivalency
and Instructional Reading Level are derived from the Scaled Score.
A careful review of students' pre-test scores on the STAR demonstrated that two
nearly identical subgroups could be formed based on students' aptitude. One group
was identified to receive tutoring service, the experimental group (N 10); the sec-
ond group was assigned as a control group (N 10) and was designated not to
receive services.
The group receiving services was chosen by means of a coin toss. The ten children
in the experimental group received individual and personalized tutoring sessions
facilitated by teacher candidates. The tutoring sessions were scheduled for one forty-
five minute period per week for eight-weeks.
The second source of data came from small group interviews and semi-structured
focus groups with parents and teacher candidates. The third and final source of data
was a survey distributed to the teachers of the candidates in training. This survey was
conducted after the intervention. The goal of this survey was to gain the perspective
of veteran teachers on questions related to the substance and sustainability of the
Read to Achieve program.
RESULTS
The School Improvement Team (SIT) decided that a comparison of Pre-post Grade
Equivalencies (GE) determined by the STAR would provide a clear and meaningful
measurement of student growth. GEs signify how a student's test performance com-
pares with that of other students nationally. For example, if a 5th-grade student has a
GE of 7.6, his score is equal to that of a typical 7th grader after the sixth month of the
school year. This score does not mean, necessarily, that the student is capable of read-
ing 7th grade material. It does indicate that his or her reading skills are well above
average. The pre to post Grade Equivalencies (GE) of the tutored students improved
by over a half Grade Equivalency (.5) during the eight-week period. Additionally, the
GE of the experimental group was shown to outperform that of the control group GE
by 63% (see Figure 15.2).
The data associated with the Teacher Satisfaction Survey (Table 15.1) show clear
and certain support of the effects of the Read to Achieve program. There was a 100%
response rate of this survey, eighteen teachers participating. As can be seen by the
ROBERT P. PELTON
response to question three, "Field placement students build teaching competencies
by implementing Action Research with children" and question two, "Conducting
Collaborative Action Research is an appropriate use of field placement students'
time," 55% of the teachers Strongly Agreed, while 45 percent Agreed. If there was
225
FROM PERFORMING TO PERFORMANCE
Figure 15.2. Improvement in reading over the 8 week period
Average Gain (Grade Equivelency)
0
0.5
1
1.5
2
Experimental Group Control Group
TABLE 15.1 Teacher satisfaction survey
Question Number Number Number Number Number
Disagree Strongly Agree Unsure Disagree Strongly
Agree
Q1. VCJ field placement students have a
positive impact on the children they
tutor. 9 8 1
Q2. Conducting Collaborative Action
Research is an appropriate use of field
placement students' time. 10 9
Q3. Field placement students build teaching
competencies by implementing Action
Action Research with children. 10 9
Q4. Field placement students should conduct
Action Research in subjects other than
reading. 10 6 3 1
Q5. Children participating in the program
look forward to their tutoring session. 8 4 6
Q6. The VJC/Cedarmere Collaborative
Action Research should be continued. 11 8 1
Q7. VJC students benefit by conducting
Action Research students. 11 7 1
Q8. Children benefit by VJC students
tutoring them. 12 7
226
any doubt as to how this program is embraced among teachers in the school,
Question 6, "The VJC/Cedarmere Collaborative Action Research should be
continued ", receiving a 94% positive response rate, corroborates teacher support.
Further data elucidated from the Teacher Satisfaction Survey verifies the positive
impact on children of the Read to Achieve Program. Not only did 94% of the teachers
report that their children benefit by having the college students tutor them, but the
response to question 4, "Field placement students should conduct Action Research in
subjects other than reading," reveals that a majority of teachers would like to see Action
Research more widespread, impacting children with needs in other areas as well.
In addition to the Teachers'surveyed, parents and tutors provided impressive anec-
dotal evidence that continued to confirm the positive impact on children of the Read
to Achieve program. In focus groups conducted throughout the implementation of
the program, parents enthusiastically reported statements such as, "My child wants to
read more", "My son seems more confident in general, as well as in his ability to
read", and "Prior to this program, I didn't know what my son liked to read." These
testimonials are particularly impressive as the parents, in an orientation meeting held
with school and college staff prior to the program's implementation, had been skeptical
of the new, untried model and concerned that it might stigmatize their children. The
anecdotal records reveal that parents no longer held these concerns after their
children participated in the program.
The teacher candidates/tutors' statements were particularly impressive: "I was able
to interact with parents, and so I could better understand and help the student;" "I felt
as if I were really teaching and making a difference", "This is so much better than
preparing sample lesson plans in my coursework", and, "I felt as if I were really
teaching someone. This is very different than preparing and performing lessons." The
tutors are excited about the benefits to them as future teachers, and, by extension, to
their present and future students. As one tutor said, and others agreed, "all of us in this
Professional Development School now not only understand, intellectually, theories and
strategies, we can apply them so that students are really learning." The teacher
candidates noted that they became more and more effective in applying personalized
instructional strategies to students' learning because they had both their college
professor, who worked closely with them in their course work and in the field, and the
classroom teachers who provided practical insight and treated them as part of
the school community.
It became clear to all those involved with this project that this experience developed
enthusiasm, as teacher candidates who participated in this project reported that their
excitement about teaching resulted mostly from their one-on-one interactions with
students during skill development sessions. Although enthusiasm for teaching is an
intangible rather than a measurable disposition, it is certainly a characteristic many
would agree a high quality teacher should possess. One teacher candidate made clear
in her reflection journal, "It is amazing when I really see him learn as a result of the
specific things I do with him. He is starting to really understand what he reads." This
clearly documents the impact an experience such as this can have on the disposition
of teacher candidates
ROBERT P. PELTON
The testimonials quoted above bear no causative impact on student achievement.
However, when this anecdotal evidence, along with the Read to Achieve standardized
data and Teacher Satisfaction Survey were presented to the school's administration,
the School Improvement Team, the school staff and faculty, the local college professors
and the teacher candidates, the decision was swift and clear: Intern implemented
Action Research within the Professional Development School should continue.
IMPLICATIONS
President Bush's education initiative, The No Child Left Behind Act, creates an oppor-
tunity for those of us in teacher preparation programs to look once more at this
problematic landscape and take a leading role in addressing the most pressing needs
of neighborhood schools. It is our obligation, as educators, to exemplify the best the-
ories and reflect on our successes while improving and refining them. We need to
examine the components of teacher education, ask what works, and then restructure
our programs for greater impact on both our teacher candidates and on public school
children.
Teacher candidates are often overwhelmed by being "observed" by their college
supervisors. They become obsessed with the formality of this process. Student learning
subsequently becomes secondary to "getting through" teacher observations. This ritual
diminishes the value of the teacher preparation experience to "rites of passage." We
know that lesson planning, classroom management, and differentiated instruction are
keys to successful teaching, but there is no single element more awe inspiring than
having a direct impact on children's achievement. The Read to Achieve Program
demonstrates that quality action research not only impacts children's achievement, it
also generates relevant and exciting "real world" material for teacher candidates'
study, reflection, and refinement under the guidance of their professors and school-
based practitioners. Thus, the teacher preparation program offers action-based
leadership in addressing the most pressing societal needs in education while creating
a dynamic learning experience that contributes to the preparation of highly qualified
teachers.
CONCLUSION
"We are enthusiastic and energized by the results of our own Read to Achieve
Program," states the elementary school's Principal. As designed and implemented
within the Professional Development School setting, the PDS partnership is tapping
the strengths of the teacher preparation program to play a vital role in student
achievement. The teacher candidates are part of two exceptional worlds: the college
campus provides theory, knowledge, access to the best of research, professors and
mentors eager to facilitate, guide, and teach; the 'real world' provides experience in
the classroom, students with diverse learning styles and needs, classroom teachers as
mentors, and administrators eager to have the best and brightest new teachers
become part of their future faculty. A program such as this provides powerful clinical
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FROM PERFORMING TO PERFORMANCE
228
practice for teacher candidates and a highly affective learning environment for
children. It goes beyond the current scope of teaching preparation by making public edu-
cation the shared responsibility it needs to be in this time of diversity and globalization.
It engages the local school district, the college and/or university that prepares teachers,
the parents, and the teacher candidates in a collaborative and accountable effort. It is
a successful demonstration of how educators can become leaders in our own field,
not in spite of, but in confluence with, new federal legislation. In the Read to Achieve
Program, instead of spending more money, we reposition our assets to make our
already existing college and school-based programs work more pointedly for children
while also creating highly qualified teachers.
REFERENCES
Calhoun, E. F. (1993) Action research: Three approaches. Educational Leadership.
Ernest, P. (1995) The One and the Many, in Steffe, L. and Gale, J. (eds) Constructivism in Education
Hillsdale, NJ: Erlbaum, pp. 459–486.
Haycock, K. (1998) Teaching matters … . A lot. Thinking K-16, vol. 3, pp. 3–14.
Holmes Group. (1986) Tomorrow's Teachers: A Report of the Holmes Group. East Lansing, MI: Author.
Kaplan, L. S. and Owings, W. A. (2001). Enhancing Teaching Quality. Bloomington, IN: Phi Delta Kappa
Educational Foundation.
Lambert, N. M. and McCombs, B. L. (eds) (1998) How Students Learn: Reforming Schools Through
Learner-Centered Education. Washington, DC: American Psychological Association.
Neubert, G. A., and Binko, J. B., (1998) Professional development schools – Proof is in performance.
Educational Leadership.
Naylor, S. and Keogh, B. (1999) Constructivism in classroom: Theory into practice. Journal of Science
Teacher Education, vol. 10, pp. 93–106.
Northrup, A. M. (2000). National Reading Council Report to Congress. National Institute of Child Health
and Human Development.
Pikulski, J. (1994) Preventing Reading Failure: A Review of Five Effective Programs. Reading Teacher ,
vol. 48, pp. 30–40.
Sagor, R. (1992). How to Conduct Collaborative Action Research. Alexandria VA: Association for
Supervision and Curriculum Development.
Sirotnik, K. and Goodlad, J. (eds) (1988) School-University Partnerships in Action: Concepts, Cases, and
Concerns. New York: Teachers College Press.
Teitel, L. (2001) An Assessment Framework for Professional Development Schools. Journal of Teacher
Education, vol. 52, 1, p. 57.
Teitel, L. and DelPrete, T. (1995) Creating Professional Development School Partnerships. A Resource
Guide. Massachusetts Field Center for Teaching and Learning, UMASS-Boston.
Vygotsky, L. S. (1978) Tool and Symbol in Child Development, in Cole, M., John-Steiner, V., Scribner S.
and Souberman, E. (eds) Mind in Society: The Development of Higher Psychological Processes.
Cambridge, MA: Harvard University Press.
Wasik, B. (1998) Using Volunteers as Reading tutors: Guidelines for successful Practice. Reading
Research Quarterly, vol. 51, 7, pp. 562–572.
ROBERT P. PELTON
BACKGROUND
In 2001 the Ministry of Education of Aotearoa/New Zealand, commissioned a tertiary
education initiative to support research projects that focus on the retention and
success rates of Maori and Pacifica students in tertiary institutions. This chapter
reports on the findings of an investigative case study conducted in one department of
a provincial tertiary educational institution. The case study sought to answer the
question: "What are the issues confronting Maori student participation and retention
in one department in this institution?" The findings suggest that curricular transfor-
mation, classroom pedagogy and relationships are critical areas for development if
we are to realise enhanced retention and success for Maori students. The case study
also highlights the need for building teacher capacity through professional development
in the tertiary environment, particularly in the areas of relationship building and dis-
cursive pedagogical practice.
INTRODUCTION
The enrolment of Maori in tertiary education has increased dramatically in recent
years, but participation and achievement have continued to be problematic (Hawke,
2002). This investigation of the factors that influence retention and success of non-
traditional students in general and Maori students in particular, is needed to identify
possible actions that may serve to address current trends.
Literature that discusses issues relating to student participation and retention at
tertiary level most often cites student characteristics as determinants of success or
failure. Evidence that students may be at risk of withdrawal or failure in the educa-
tion system include factors such as: being unprepared for tertiary study; lack of
social skills needed to negotiate access and resources in the institution; financial
problems and psychological state including loneliness, isolation, low self esteem,
lack of motivation and family problems (Promnitz and Germain, 1996; Hall et al .,
2001; Hawke, 2002). According to Hawke (2002), Maori students (as well as other
ethnic groups) may experience further barriers, including negative stereotyping of
identity and ability, family obligations, lack of family support for finance or study
and little opportunity to contribute "to social or political change" (p. 3).
This approach promotes a view of students as lacking in skills, knowledge and atti-
tudes that would support their success and retention. Advocates recommend increased
student support services and programmes to help at-risk students overcome factors
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16. MAORI STUDENT RETENTION AND SUCCESS:
CURRICULUM, PEDAGOGY AND RELATIONSHIPS
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 229–240.
© 2007 Springer. Printed in the Netherlands.
230
such as self-doubt, lack of study skills and inappropriate attitudes to academic study.
It is considered then, that students need to acculturate to the environment of tertiary
study in order to gain "institutional fit and commitment" (Lake, 1998, p. 1). This deficit
perspective positions the problem or difficulty within the student and releases teachers
and institutions from scrutiny (Simon, 1990; Smith, 1991; Bishop and Glynn, 1999).
Further investigation of the literature however (Ladson-Billings, 1995; Abbott-
Chapman and Edwards, 1998; Beasley, 1998; Hill and Hawk, 2000; Hall et al ., 2001;
Hawke, 2002, cited in Simon, 1990; Promnitz and Germain, 1996; Bishop and
Glynn, 1999), reveals the emergence of a critical approach that seeks to expose
structural/systemic factors that impact on student participation and success. Authors
note that so-called non-traditional groups of students have now become the "vast
majority of our students" (Smith, 1991, p. 2). These authors seek to shift the focus
away from the shortcomings of students and instead onto the role of the institution in
promoting success.
Three areas for institutional change are identified as fundamental to address issues
that influence participation and retention of non-traditional students, including
Maori. These are curricular transformation, classroom pedagogy and relationships
(Smith, 1991; Bishop and Glynn, 1999). In the following discussion we look at each
of these aspects of change.
CURRICULAR TRANSFORMATION
It is crucial that the curriculum itself is transformed, not only to acknowledge the
diversity and value of experience and knowledge of students who are other than tra-
ditional mainstream, but more importantly, to reduce student alienation, not "simply
adding courses that plug holes in the curriculum … [but] asking new questions that
more naturally embrace … the perspectives of those at the margins by placing them at
the centre" (Smith, 1991, p. 4). Maori (and minority) students need to see themselves
reflected in the curriculum through acknowledgment of their prior learning, their values
and experiences, their traditions and cultural icons, in order to effectively engage with
the curriculum and develop commitment to their study and achievement (Bishop, 2002).
The vision for change in curricula is underpinned by the inclusion of prior experi-
ences and knowledge of all students that can enable co-creation of knowledge, cultural
constructivism and experiential learning (Ladson-Billings, 1995, cited in Bishop and
Glynn, 1999; Stables and Scott, 2002). Discussion of such a vision inevitably leads to
issues of power relations in classrooms as to who determines the control and evalua-
tion of content and assessment (Smith, 1991; Bishop and Glynn, 1999). These authors
also point out that even where appropriate content is included in curricula, classroom
pedagogy will further influence student participation.
CLASSROOM PEDAGOGY
Bishop and Glynn emphasise that power sharing and participation are "fundamental
to learning for all students" [and] "power relations cannot change unless both parties
RUTH GORINSKI AND GLORIA ABERNETHY
participate" (1999, p. 132). Thus, the role of the teacher in the classroom is central to
the process of practising pedagogy and negotiating power sharing in relation to learning.
There is growing recognition that people learn in different ways and that best practice
pedagogy includes effective participation, early feedback and transparent assessment
(Smith, 1991; Stables and Scott, 2002; Hall et al., 2001). Traditional delivery was based
on an assumption that a lecture conveyed information most efficiently to individual
learners. The acknowledgment of differing learning styles now requires a range of alter-
native ways of learning and teaching. This process has been distorted, however, some-
times resulting in the stereotyping of Maori students as kinaesthetic or oral learners.
Some researchers refute this stereotyping as simplistic and discriminatory, asserting that
alternative ways are examples of best practice that should be seen as important for the
success of all students and not simply as remedial techniques for helping at-risk indi-
viduals (Smith, 1991; Abbott-Chapman and Edwards, 1998; Bishop and Glynn, 1999).
Smith (1991) labels this an issue of quality delivery. She points to a traditional
perception, that there will be conflict between promoting diversity and maintaining
standards, and emphasises that expectations of excellent performance would be an
indicator of success in managing diversity. The study by Ladson-Billings (1995) also
makes this link, describing teacher expectations where "students were not permitted
to choose failure in these classrooms" (cited in Bishop and Glynn, 1999, p. 153).
Inextricably linked to classroom pedagogy is the diversity of teachers themselves.
Diversity amongst staff is often referred to as an important factor in supporting
non-traditional students. Smith says that it is not enough to provide (minority) role
models; rather, institutions must take seriously the need for power to be "shared by a
diverse mix of persons … at all levels and in all dimensions" (1991, p. 5). In addition,
institutions are exhorted to retain and develop minority staff, to overcome their sense
of isolation and alienation and to actively seek the benefits of intellectual and social
diversity. Thus diversity may become embedded in the culture of the institution
through the diversity of relationships it encourages amongst its individuals.
RELATIONSHIPS
Relationships are the third factor identified in the literature as having an impact on
student retention and success. It is in the context of an institutional culture that
nurtures diversity, that teaching practice and services may be developed that will
genuinely meet the learning needs of all students. The role of support services has
been given differing importance in various reports. What has been consistent, however,
has been the importance of relationships between students, between teachers and
students and between students and the institution (Promnitz and Germain, 1996;
Abbott-Chapman and Edwards, 1998; Hall et al ., 2001).
Students learn from other students. They talk about problems, tell each other about
services and respond to mentor and peer support schemes (Promnitz & Germain,
1996; Abbott-Chapman and Edwards, 1998; Hall et al ., 2001).
Similarly, students respond to teachers who treat them as individuals. They feel
validated by a teacher who sees the person, not the disability or difference, who follows
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MAORI STUDENT RETENTION AND SUCCESS
232
up absences or inquires about health or personal issues, and who provides feedback
from an early stage in the relationship (Promnitz & Germain, 1996; Abbott-Chapman
and Edwards, 1998; Hall et al ., 2001).
Students make use of the services provided by the institution if they have information
about what is available and if they perceive those services as mainstream and not
compensatory (Promnitz & Germain, 1996; Abbott-Chapman and Edwards, 1998;
Hall et al ., 2001). Some studies report an increasing reluctance for students to
identify as members of targeted groups, preferring to make use of mainstream services
(Abbott-Chapman and Edwards, 1998). Such choices are also identifiable in the enrol-
ments at a New Zealand University, where Maori students are choosing mainstream
programmes and rejecting specialist Maori education strands. This resistance to extra
or compensatory services and courses appears to confirm the assertion of Bishop and
Glynn (1999) that reforming education to focus on the marginalised, in fact perpetuates
their marginalisation.
This does not mean however, that support services should not be developed.
They have become "an important element in defining an institution's quality and
competitiveness" (Promnitz and Germain, 1996, p. 2) and should be "not located in
a discourse of welfare but in a discourse of rights" (Abbott-Chapman and Edwards,
1998, p. 3). Students' relationship with the institution is negotiated through the
people and services that provide clear guidelines to institutional expectations of
them, development of learning skills and success in their studies. The confidence that
student support is central to the core business of the institution (not an add-on for the
deficient) may be a determining factor in effective participation and retention. Thus
the individual's relationship with the institution may be seen as a composite of their
engagement with the curriculum, their involvement in classroom practice and the
relationships they form with other students, with teachers, and through their access
and valuing of the support services and qualifications that encourage commitment to
the institution.
The comprehensive analysis of issues that affect student participation and retention
in the literature points to many external factors. Abbott-Chapman and Edwards
(1998, p. 2) add an important rider to the discussion:
We should not, however, underestimate the ability of disadvantaged students
to overcome the obstacles to access and participation they may meet, and
the importance of the development of self-help groups and strong sense
of 'perceived personal control'in education.
This overview of the literature has demonstrated that genuine integration of diversity
into the curriculum and classroom pedagogy of an institution, in partnership and rela-
tionship with diverse individuals at all levels of the institution, provides a model of how
an institution may respond, in an endeavour to address issues of participation and reten-
tion of marginalised students. Examples of specific factors that relate to Maori students'
experiences have been identified, in particular the importance of relationships that
support students in the institution. In addition, the imperative for quality practice and
high performance expectations were identified as potential benefits for all students.
RUTH GORINSKI AND GLORIA ABERNETHY
METHODOLOGY
The research design of this study was guided by the case study approach utilising a
combination of quantitative and qualitative approaches. The principal reason behind
this dual design was linked with the focus of the study: to give increased understanding
of the issues confronting Maori student participation and retention in a provincial
tertiary educational institution in Aotearoa/New Zealand. The research question was
in part, one of measuring participation in quantitative terms of how much and how
many. It was also about qualitative issues of uncovering insights, making discoveries,
understanding and interpretation (Burns, 1994). The duality of design in this study
has allowed the best of both research paradigms to be incorporated. The quantitative
perspective enumerated the statistics of the research, while the qualitative approach
conveyed understanding of the impact of these statistics from multiple perspectives.
A situational case study approach has been employed in this study because it presents,
examines and interprets the specific personal experiences and preferences of Maori
students in one department. The cohesive collation of all respondents' viewpoints
provides a starting point for an understanding of issues confronting Maori student
participation and retention, and can aid in the implementation of improved practice
and learning opportunities (Merriam, 1988).
Ethical considerations
The data collection processes implemented throughout this inquiry have been guided
by the ethical principles for researchers at the research site and aligned to those
adopted by the American Anthropological Association. A summary of the guidelines
pertinent to this study and how they were applied is presented in the following.
Consistent with most qualitative investigation in the field of education, this
research project was overt in nature. The researchers discussed the study with the
Head of Department and also identified themselves to potential respondents via written
correspondence. A major element in overt research is 'informed consent'. Through
informed consent, potential informants are made aware that their participation is
voluntary, confidential and that their anonymity will be maintained (Bogdan and
Biklen, 1992). This information was conveyed in a letter that was sent to each potential
respondent seeking their cooperation in the data collection process.
Selection of respondents
Contact with potential respondents was made by letter explaining the nature of the
research and seeking their cooperation as respondents. Letters and accompanying
questionnaires were sent to 470 past and currently enrolled Maori students who
had taken, or were currently undertaking a programme of study in the identified
department.
Respondents were selected from a broad range of criteria including:
●all students who identified as Maori on their enrolment from
●male and female
●all age ranges
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MAORI STUDENT RETENTION AND SUCCESS
234
●full time and part time students
●students enrolled in any programme offered in the department, including business,
computing/information technology and tourism and travel programmes.
Whilst 470 questionnaires were distributed, only 56 were returned completed.
Larsson and Helmstad (1985) comment in relation to small sized qualitative research
work, "the small number of individuals … make generalisations impossible from a sta-
tistical standpoint" (p. 7). Whilst recognising that responses to written questionnaires
do not necessarily give sufficient evidence of conclusive or generalisable explanations
for the lack of retention, this case study which looked at one specific department in
a medium sized regional tertiary organisation, could be replicated in broader situations
to identify further trends and generalisations.
Data collection
The primary method of data collection was a postal questionnaire, supplemented by
document collection of available printed information. A postal questionnaire was
selected as the primary method of data collection because of the potentially large
number of respondents spread over a wide geographical spread.
The task of developing and implementing the questionnaire was accomplished fol-
lowing six key steps including: determining the questions; drafting the questionnaire
items; sequencing the questions; designing the questionnaire; revising the instrument
and developing a strategy for data collection and analysis. In addition, documents
rather than records were analysed to aid understanding. Data about Maori student
participation and attrition was acquired through available printed documents including
annual reports, and attrition surveys. For this study, the most important use of the doc-
uments was to provide a sound understanding of historical trends and also to augment
the information acquired via the questionnaire.
Data analysis
Merriam (1988) writes, "thinking about one's data theorising is a step toward develop-
ing theory that explains some aspect of educational practice and allows one to draw
inferences about that activity" (p. 141). Further, Taylor and Bogdan (1984), state that
the goal of data analysis is to "come up with reasonable conclusions and generalisations
based on a preponderance of the data" (p. 139). Speculation then, is the key component
to contributing to theory in a qualitative study.
The analysis and interpretation of research data in this study sought to explain and
describe the nature and variety of issues confronting Maori student participation and
retention in the selected department, within a set of conceptually specified analytic
categories (Huberman and Miles, 1994). The analytic categories were developed in
two ways. First, the completed questionnaires were examined and analysed, and from
this initial raw information emergent themes or categorisations were identified.
Quotes were clustered together based on their similarity and separated from each
other according to their incongruity. From the groupings of quotes, elemental meanings
were extracted and criteria for each group established.
Second, the categorisations were defined in part through the literature review. The
literature revealed a number of barriers to Maori student participation and retention
RUTH GORINSKI AND GLORIA ABERNETHY
in post compulsory education. Consequently, the implications of the literature review
were also considered when the analytical categorisations were established.
The form of analysis for this study was a quantifiable one initially, moving into a
qualitative interpretation. The case study findings should not be treated as conclusive,
but rather as a reflection of a perceived cultural situation that warrants further investiga-
tion. As Denzin and Lincoln (1994) note, when interpretations are arrived at, it is impor-
tant to remember that "there is no interpretive truth … .there are multiple interpretive
communities …" (p. 15).
LIMITATIONS OF THE STUDY
The utilisation of one postal questionnaire may be considered a limitation of this
study. Some may argue that insufficient information is gleaned in a single snap shot
questionnaire to provide credibility of findings. The aim however, was to capture an
initial response to questions asked within a limited timeframe.
Lack of face to face interviews, or focus group discussions may be seen as a further
limitation in this study. Interviews or focus groups could have added further dimen-
sions to the study and may have gleaned more in-depth responses. A future study
could well explore similar questions with some focus groups to aid in triangulation
of data collection.
The employ of non Maori researchers may be perceived by some as a limitation of
the study. This research was conducted however, as an institutional initiative engaging
non Maori researchers. Further research conducted from a kaupapa Maori perspective,
could extend and enhance the understandings and benefits for Maori student retention
and success.
FINDINGS AND DISCUSSION
The findings from this study reveal that Maori students in a provincial tertiary organ-
isation are represented in lower level (levels 2–5), short courses (1–2 years). Greater
numbers of Maori females (75%) are accessing these courses than Maori males
(25%). Most of the Maori males participating in tertiary education in this study are
in the 35–40 year old age bracket, whilst the greater number of Maori females are in
the 29–34 year old age group.
The data indicate three key findings. First, in spite of the curricula being grounded
in a dominant culture paradigm, Maori students are continuing to engage in academic
study. Second, classroom pedagogy fails to support Maori students through discursive,
co-constructive practices that embrace high expectations of students. Third, relation-
ships are pivotal to Maori student success.
CURRICULAR TRANSFORMATION
The majority of respondents (89%) in this study were enrolled in business related
courses. 11% of respondents were enrolled in tourism and travel programmes offered
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MAORI STUDENT RETENTION AND SUCCESS
236
in the particular department of study. Of the 56 responses received, half of the male
respondents had returned for a second year of study and slightly more than half of the
female respondents had enrolled in a second year of study. The data indicate that in
spite of curricula being grounded in the dominant culture paradigm, Maori students
are continuing to engage in academic study. Students are however, able to clearly
articulate their dissatisfaction with a curriculum that fails to acknowledge a Maori
epistemological perspective. The following citations highlight the need for Maori
students to see their culture reflected in the curriculum:
I have found very little in the way of expression of Maori culture.
There was no cultural content [Maori] … all western and American case
studies.
It would have been excellent if Te Reo was added to the programme … or
a noho marae … there wasn't any cultural understanding.
These examples highlight the perspective of those still at the margins (Smith, 1991)
of their educational experience and the inherent barriers that such positioning
creates. It is abundantly evident that academics have a responsibility to engage in
curricula transformation that both acknowledges and embeds a Maori epistemology.
The power of enculturation into the dominant culture was exemplified in the com-
ments of another respondent who evidenced a markedly different perspective. S/he said:
I consider favouritism to Maoris [sic] to be sick. We all as New Zealanders
have the same opportunities in education from the day we start school at
five years old. Some of us make use of our education system and others
ignore the opportunity provided.
This example supports Abbott-Chapman and Edwards (1998) claims that students
may be resistant to compensatory services or to being part of a targeted group.
Clearly, for this respondent research focussing on Maori student retention and success
was considered compensatory and perpetuating Maori marginalisation.
CLASSROOM PEDAGOGY
Teaching styles
Consistent with Bishop and Glynn's (1999) research supporting discursive teaching
practices, the data indicate that the majority of respondents showed a strong preference
toward tutorial, interactive group work and computer aided learning. This finding was
consistent with the data that identified the most commonly utilised methods of teaching
by staff as lectures, tutorials and interactive group work.
A second cluster of data indicated that for some students, individual research,
group research, lectures, study groups, contract learning and audio visual teaching
and learning were the preferred modes of learning and/or delivery. Again, this was
generally consistent with the data that identified the teaching/learning methods staff
most commonly used.
RUTH GORINSKI AND GLORIA ABERNETHY
Case studies, field trips, noho marae (visits to Maori cultural centres), guest speakers,
seminars and presentations, and role plays were identified as the least preferred teaching/
learning methods by respondents. The data suggest that respondents expressed a
preference for the teaching/learning style that they most commonly experienced in
the classroom, with possibly little appreciation, understanding or valuing of what
other pedagogical practices may offer.
Some respondents indicated that their success in study was hindered because of
certain classroom pedagogical practices:
They [tutors] have no regard for Maori students.
I felt like I didn't understand a lot of the theory.
Too much information and not enough time to learn … too rushed.
Expectations
The literature (Smith, 1991) highlights the importance of performance and quality
not being compromised when working with diverse groups of students. Similarly,
Bishop's (2001) research identifies high student expectations as a key to quality out-
comes for Maori students. This study revealed that for some students, low expectations
were a barrier to their success. For example, respondents said:
The sense that the required standards to be met at university were not
expected at xxxx [this organisation]. There are lowered standards and
less demanded excellence.
I have found the environment apathetic, particularly toward bi-cultural
students such as myself.
For another student, perceived different expectations for Maori and Pakeha was a
barrier. S/he said "I have found I have to do more than Pakeha students to achieve the
same results".
Respondents' expectations of themselves also influenced their likelihood of success
in this study. The following examples highlight the significance of self expectation on
student success.
My sheer determination to see the papers through and endeavour to get
as many modules as I could …
Self discipline and personal desire to achieve good results …
My own desire to further my education … enjoyment of courses and support
of teachers and of other students all helped me [succeed].
Relationships
It is commonsense that sound relationships between a teacher and student are pivotal
to student engagement in the learning process. A key finding from this research is
that whilst unequal power relationships (Bishop and Glynn, 1999) inhibit Maori stu-
dent success, for example, one student said, "prejudice by a tutor made it difficult,"
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MAORI STUDENT RETENTION AND SUCCESS
238
positive teacher – student relationships serve to encourage retention and success, as
evidenced in the comment, "the tutors … were interested and developed relationships
with students, meaning they were approachable and tolerant of student stresses and
needs." Clearly then, the establishment of positive, reciprocal relationships between
students and teachers is fundamental for students to develop self efficacy and subse-
quent success.
As Abbott-Chapman and Edwards (1998), Hall et al. (2001) and Promnitz and
Germain (1996) note, caring relationships are pivotal to student success. Students
respond to teachers who see the person, not the disability. One respondent in this
study pertinently exemplified this point commenting "the tutors gave good support
and understanding of my disability."
Positive relationships with classmates, employers and family/whanau also served
as a support factor to student success in this study. The notion of positive power sharing
relationships (Bishop and Glynn, 1999; Hill and Hawk, 2000) is a prerequisite to
Maori student retention and success as the following respondents commented:
My classmates, tutors and whanau support helped me.
I would say support is given to students of my nationality.
I received wonderful help and support from my employer who I know was
dedicated to helping me achieve my goals.
Student's relationships with personnel in the organisation, classmates, employers,
family/whanau and significant others, is unquestionably fundamental to their retention
and success in a tertiary environment. The challenge lies in facilitating the discourse
that will build organisational capacity in addressing this key to Maori student retention
and success.
CONCLUSION
Whilst a certain degree of student attrition and/or lack of success is inevitable in any
tertiary environment, the current levels evident in New Zealand statistics are unaccept-
able. This study highlights the need for a paradigm shift in current ways of thinking and
practice about Maori student retention and success in mainstream organisations. The
findings suggest a need for curricular transformation, discursive pedagogical prac-
tices and the development of reciprocal, power sharing relationships, if we are to
begin to address the student retention and success issue. We suggest that a starting
point lies in raising teacher capacity through professional development.
As we develop consciousness raising amongst teachers about issues such as
curriculum co-construction, high student expectation, acknowledgment of prior
knowledge, high cultural visibility, discursive classroom practices and equal power
sharing relationships, we will begin to address the very issues that lie at the heart of
Maori student retention and success. Indeed, what is urgent is a change in the dis-
course from a deficit focus on Maori student attrition and lack of success, to one of
acknowledgment of the power of relationships and pedagogy in Maori success. As we
RUTH GORINSKI AND GLORIA ABERNETHY
support teachers through professional development, to be reflective in and on their
practice, we will build teachers capacity as agents of change and so begin to celebrate
enhanced Maori student retention and success in our tertiary institutions.
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Abbott-Chapman, J. and Edwards, J. (1998) Student support – everyone's business. http://www.cqu.edu.au/
eaconf98/papers/abbott-chapman.htm.
Beasley, V. (1998) Breaking the Barriers. http://www.cqu.edu.au/eaconf98/papers/beasley.htm.
Bishop, R. (2002) Te Toi Huarewa. www.minedu.govt/moe/research/maorieducation/reports/tetoihuarewa.
Bishop, R. and Glynn, T. (1999) Culture Counts: Changing power Relations in Education. Palmerston
North: Dunmore Press.
Bogdan, R. and Biklen, S. (1992) Qualitative Research for Education: An Introduction to Theory and
Methods (2nd edition), Boston: Allyn & Bacon.
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239
MAORI STUDENT RETENTION AND SUCCESS
INTRODUCTION
The term "teacher education" was traditionally used to mean pre-service teacher
preparation, before being a teacher and joining the teaching profession. This
approach meant four years of preparation and forty years of teaching, without any
development or change in the teacher's knowledge or ways of dealing with students,
or methods of teaching and evaluation.
On the contrary, teacher education now means a continuous process of profes-
sional growth beginning with undergraduate studies and culminating in retirement
(Burke, 1987). The reason for this is that the needs of teachers change all the time,
and these changes prompt different requirements that go in parallel with these
changes.
It must be considered that a certificate in any field of study is not enough to pre-
pare any person to be a teacher, because it is not the knowledge alone that makes
somebody a teacher (Anderson, 1989), rather he/she must have other qualifications
that can't be achieved without rich school experiences and continuous development
in order to accomplish the goals and purposes of education.
The process of teacher preparation is one of the most controversial issues among
education theorists all over the world. Bruke (1987), for example, sees that it must
include:
●A period of basic and pedagogical preparation;
●Successful induction into teaching positions and tasks throughout the career;
●Continuing personal and professional renewal in knowledge and teaching skills; and
●Redirection of tasks and expertise as the changeable society dictates.
The period of basic pedagogical preparation usually includes three main
components: content, pedagogical and practical. Woolfolk (1989), on the other hand,
indicated that there are two models of teacher preparation programs:
●The Integrative Model: This model begins by preparing students at the Bachelor's
level through studying courses in education, as well as other specialized courses,
where students spent their time largely studying the content. Integrated programs
may or may not include a full time field training at the BA level. Sometimes it
might be followed by a fifth (and sometimes a sixth) year in which students con-
centrate on professional teacher education courses and at least one internship
experience. This model is diversified within the programs it offers such as:
a) Programs during which the training period might be with charge
or without;
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17. THE EFFECTIVENESS OF TEACHER PREPARATION
PROGRAMS IN JORDAN: A CASE STUDY
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 241–266.
© 2007 Springer. Printed in the Netherlands.
242
b) Students can obtain their BA degrees in 4 years as well as their MA at the 5th
or 6th year. They may also obtain both degrees concurrently upon the comple-
tion of the program;
c) Students may not obtain any degree upon graduation, but only a limited num-
ber of graduate credits.
●The Consecutive Model: Under this model, the academic preparation is first
completed at the BA level, then the professional preparation follows after the
attainment of the BA in the specialized field, where teachers spend one year or
more in teaching preparation. This model is also quite diversified as there are
different types of programs such as:
a) Programs in which the candidates obtain their MA degree upon completion,
but they may also not obtain any academic degree and may only be considered
ready for teaching;
b) Students may undertake additional courses in the academic stream, although
this is rare;
c) The program may be primarily field work.
Both models have advantages and disadvantages; for the Integrative Model more
time may be available for the familiarization with the teaching process. However, the
Consecutive Model facilitates the process of transforming students who had never
previously considered the teaching profession at the BA level to enter the profession
after graduation, In addition, it provides teachers with more time to master the
academic and education courses necessary to make them teach well.
On the other hand, many educators believe that moving into the consecutive Model
is more costly and therefore discourages the economically disadvantaged students
from joining the teaching profession, hence the chances of talented persons entering
this profession are decreased. Moreover, it makes transferring the effect of learning
to the classroom more difficult.
Anderson and Mitchener (1994), in their excellent review of research on science
teacher education, mentioned that Feiman-Nissmer (1990) surveyed five conceptual
orientations for teacher education:
●The academic orientation: This orientation focuses on transmitting knowledge
and developing understanding. It emphasizes the subject-matter background of
the teacher, and favors didactic instruction, teaching how to think, inquiry, and the
structure of the discipline. In summary, it is oriented to developing a strong
subject-matter background than to learning pedagogical skills.
●The Practical orientation: This orientation focuses on the skills of teaching. It
tends to focus on the experience in the classroom as the source of learning to be a
teacher. It is commonly associated with various forms of apprenticeship systems
of teacher education. The risk here is that the novice teacher will imitate the expe-
rienced teacher without reflecting on what is experienced.
●Technological orientation: This orientation aims at producing teachers that can
carry out the tasks of teaching with proficiency. It draws heavily on the results of
research on effective teaching, and includes the competency-based teacher education
MAHMOUD AL-WEHER AND MAJED ABU-JABER
approach, which gained recognition a generation ago and is getting renewed attention
in the current education reform efforts.
●The personal orientation: This orientation focuses on the teacher as a learner, and
the teacher's own personal development is a central part of teacher preparation.
●The critical/social orientation: In this orientation, the teacher is one who works to
remove social inequities and promote democratic values in the classroom. He also
fosters group problem solving among students. There are various types of this
orientation that are quite different, but they share the same purpose, that is:
preparing teachers to change society.
It is clear from the preceding discussion that there are many approaches to teacher
education used to prepare teachers and to develop their performance during their
work as a teacher at schools, and there is no consensus among educators about
which approach is better than others, although many contemporary proposals for the
reform of teacher education suggest that the undergraduate education major should
be eliminated, and a variety of models for graduate teacher education have been pro-
posed in recent years by individuals and groups such as the American Association of
Colleges of Teacher Education,1983; The Holmes Group, 1986; and Carnegie
Forum on Education and Economy, 1986 (Zeichner, 1989).But this movement was
rejected by many other educators like Travers and Sacks (1987), Tom (1986) and
Hawley (1986).
REVIEW OF LITERATURE ON TEACHER EDUCATION
There is a great deal of research in the field of teacher education in many countries
and in different fields related to this field. One of the excellent reports published in
the last few years is the report prepared by Wilson et al. (2001) from Michigan State
University for the U.S Department of Education and the Office of Educational
Research and Improvement. The researchers examined more than 300 published
research reports and found that 57 of them met their criteria. They organized their
summary of these reports around five major questions that address key aspects of
teacher preparation:
What kind of subject matter preparation, and how much of it, do prospective
teachers need? They found that the research shows a positive connection between
teachers' preparation in their subject matter and their performance in the classroom
(Darling-Hammond, 2000). But there is little evidence in the research about the kinds
or amount of subject matter needed to prepare teachers effectively. Monk (1994)
found that contrary to the prevalent belief that increasing academic preparation was
always best, there are many indicators that teachers could possess the course content
from many different sources, one of which is the academic preparation at the univer-
sity. He also found that subject matter study by student teachers beyond four to six
courses had little effect on the achievement of their students. Research suggests that
there is a need to change teacher preparation in subject matter. But this does not mean
having a major or studying more subject matter courses.
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EFFECTIVENESS OF TEACHER PREPARATION PROGRAMS
244
What kinds of pedagogical preparation, and how much of it, do prospective teachers
need? They found that having courses in areas such as instructional methods, learning
theories, foundations of education, and classroom management does matter, both for
their effects on teaching practice, and for their ultimate impact on student achievement
(Adams and Krockover, 1997; Grossman and Richert, 1988). One of these studies
revealed that these courses are good predictors of teaching performance (Guyton and
Farokhi, 1987). Ferguson and Womack (1993), on the other hand found that educa-
tional coursework accounted for 48% of the variance in teaching performance from the
point of view of education supervisors, and 39% of the variance from the point of view
of the subject matter supervisors. On the other hand, subject matter major explained 1%
and 9% of the variance of the outcome variable as rated by the subject matter supervi-
sors and education supervisors. Grossman (1989) found that new secondary English
teachers who did not have teacher education are not able to make English school sub-
jects accessible to their students. They used teaching strategies that they had experi-
enced as learners at schools. Studies revealed that there is no consensus between
educators on the content and arrangement of the academic courses in the programs of
teacher preparation. One of the reasons for complications in this area is that there is no
agreement on the meaning of educational preparation, and every institute of higher
education differs from the others in the kind, number, and content of these courses.
What kind, timing, and amount of clinical training best equips prospective teachers for
classroom practice? Both experienced and newly appointed teachers see clinical experi-
ence as a powerful element of teacher preparation. There are different clinical training
periods found in higher education institutions. Some of them last eight weeks, while oth-
ers last a complete year. Some occur early, and others are connected to specific univer-
sity coursework. What constitutes "Field experience" varies from one institution to
another, some of them are designed to develop skills in instruction and classroom man-
agement, and others are designed to give practical reality to concepts encountered in uni-
versity coursework. Several studies found that the clinical training experiences are
limited, disconnected from university coursework, and inconsistent. Prospective teachers
face difficulties in implementing what they had learned at the university when they begin
teaching (Borko et al., 1992). One of the studies found that when the student teachers
become overwhelmed with the challenges of learning to teach, they revert to the meth-
ods of teaching used at the schools in which they were taught (Eisenhart, et al ., 1991).
What policies and strategies have been used successfully by states, universities,
school districts, and other organizations to improve and sustain the quality of
prospective teacher education? Studies in this area were limited, but there was a sig-
nificant difference in retention and career satisfaction favoring five-year program
graduates (Andrew, 1990). Studies call for further research in this respect to link state
or institutional polices with teacher preparation variables (Darling-Hammond, 2000).
What are the components and characteristics of high-quality alternative certification
programs? Research in this area shows that the alternative route attracts a diverse
pool of prospective teachers in terms of age and ethnicity (Guyton et al. , 1991).
They also have a mixed record for attracting the best and brightest teachers
(Shen, 1997), and there are higher percentages of alternatively certified teachers teaching
MAHMOUD AL-WEHER AND MAJED ABU-JABER
in urban settings or teaching minority children (Shen, 1997). The evaluation of
performance of alternative and traditional routes produces mixed results (Hutton et al .,
1990), but many alternative route programs have high dropout rates (Stoddart, 1990).
The Education Commission of the States (ECS) published another report on
teacher preparation research in The United States in 2003. This report addressed the
following eight questions:
●To what extent does subject Knowledge contribute to the effectiveness of a
teacher? It was found that there is moderate support for the importance of solid
subject-matter knowledge, and it is not clear how much subject matter knowledge
is important for teaching specific courses and grade levels.
●To what extent does pedagogical coursework contribute to teacher's effectiveness?
There is also limited support for the conclusion that preparation in pedagogy can
contribute significantly to effective teaching. This opens the door to the consider-
ation of alternative preparation routes, which emphasize on-the-job training, and
have a limited pre-service component.
●To what extent does high-quality field-based experience prior to certification
contribute to a teacher's effectiveness? The research fails to provide the kind of
evidence necessary to answer the question. Most of the influence of this experience
is expressed as changes in beliefs and attitudes that have no proven correlation
with teacher effectiveness. This also invites consideration of including alternative
route programs in which pre-service field experience is minimal.
●Are there "Alternative route" programs that graduate high percentages of effective
new teachers with average or higher-than-average rates of teacher retention? There
is limited support for the conclusion that alternative programs produce teachers
that are ultimately as effective as traditionally trained teachers. Research suggests
that the following features are important to successful alternative route programs:
a) strong partnership between preparation programs and school districts,
b) good participant screening and selection process,
c) strong supervision and mentoring for participants during their teaching,
d) solid curriculum that includes coursework in classroom basics and teaching
methods, and
e) as much training and coursework as possible prior to the assignment of partic-
ipants to full-time teaching.
●Are there any teacher preparation strategies that are likely to increase the effective-
ness of new teachers in hard-to-staff or low-performing schools? Research sug-
gests that the efforts to train prospective teachers in these schools can be beneficial.
●Is setting more-stringent teacher preparation program entrance requirements, or
conducting more-selective screening of program candidates, likely to ensure that
teachers will be more effective? Two studies found correlation between the
strength of teacher's academic success and direct or indirect success in teaching.
There were no studies found that addressed the impact of more-selective screening
of candidates for teacher preparation programs.
●Does the accreditation of teacher preparation programs contribute significantly to
the likelihood that their graduates will be effective and will remain in the classroom?
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EFFECTIVENESS OF TEACHER PREPARATION PROGRAMS
246
The research studies on this issue are limited, and there is no implication for policy
can be drawn from the available research.
●Do institutional warranties for new teachers contribute to the likelihood that
recent graduates of those institutions will be effective? This issue was not a subject
of any appreciable research, thus, it is difficult to ascertain anything about it.
In Jordan, many studies were conducted to evaluate pre-service and in-service
teacher education programs. El-sheikh (1994), for instance, conducted a study to
evaluate teacher certification programs in the Jordanian universities. He used a
questionnaire to detect the views of student teachers, and faculty members about the
programs. He also attended some classes of both groups and found that the aims of
such programs are not stated clearly, the relative weights of the academic and peda-
gogical components differ from one university to another, and the teaching methods
used by faculty members are mainly theoretical. The graduates of the programs are
skilful in class management, and implementing audio-visual aids and textbooks. But
they are not skilled in evaluating their students.
Al-Smadi (1999) also conducted a study aimed at evaluating classroom teacher
preparation at the Jordanian University. Questionnaires were used to detect the views
of student teachers, school principals and faculty members about this program. He
found that the aims of this program are not stated clearly. The program's content is
not suitable for the school curricula, and the teaching methods used by the faculty
members are mainly theoretical. Finally, the graduates of the programs are not skilled
in evaluating their students.
A third study was conducted by Aghbar and Shboul (1996) to investigate the role
of teacher preparation programs in developing school performance from the point of
view of the graduate students and school principals. They found that studying Islamic
Education, Arabic Language, Social Studies, Mathematics, Science, Physical
Education, Art Education, and Music is beneficial for the students. The students also
benefited from courses such as: Methods of Teaching Islamic Education, Arabic and
Social Studies. Measurement and Evaluation, Class Management, Educational
Psychology, Curricula and Teaching Methods, Philosophy of Education and
Developmental Psychology are also beneficial. The graduates were skilful in plan-
ning for teaching, Class management, implementing audiovisual aids, pupils' evalu-
ation and using textbooks.
On the other hand, there are many studies that tried to evaluate programs of
in-service teacher training in Jordan. Al-Nahar et al. (1992), for example, conducted
an evaluation study for training programs launched by the Ministry of Education. The
most important outcomes of the training program as perceived by trainees are sharing
experience and concerns with other colleagues and the acquisition of new teaching
methods. Trainers were judged to be inefficient. Lecturing and discussion methods
were frequently used in training.
The results of other studies that evaluated the training programs (Wshah, 1991;
Al-Ahmad, 1993; Al-Olwan, 1994; Al-Kailani, 1995; Abo-Shhab, 1995; Hamadneh,
1996; Al-Hardan, 1997; Abo-Alsheikh, 1999) can be summarized as follows:
●Training for developing thinking and catering for individual differences was more
effective for Mathematics teachers than Arabic and English teachers.
MAHMOUD AL-WEHER AND MAJED ABU-JABER
●Mathematics teachers showed real progress in planning, implementing audio-
visual aids, class management, stimulating pupils' motivation, and pupils' evaluation
competencies. Teachers of Arabic, Social Studies and Physical Education showed
some progress in these competencies.
●Aims of the training programs were not obvious.
●Training methods were generally theoretical and the trainers need more training to
master the training methods.
●There is a weak relationship between the training materials and the trainees'needs.
●Training centers lack the necessary facilities and equipment needed for training.
●Timing of training is not appropriate for the trainees because the training sessions
are held in the end-of-week vacation.
NEW TRENDS IN TEACHER EDUCATION
Teacher as a Reflective Professional
Both Carnegie Commission and Holms Group reports proposed that teachers must
be competent and able to make judgments on behalf of their students. In order to do
that, the Holms Group (1986) recommended that they must possess deep under-
standing of children, the subjects they teach, the nature of learning and schooling,
and the world around them. The Carnegie commission (1986) added to these recom-
mendations that teachers must be able to learn all the time. Both groups seem to sug-
gest the model of teacher as a "Reflective" or "Thoughtful" professional who has the
following qualities:
1. Engaged continuously in the process of learning.
2. Decision maker.
3. His/her thoughts, knowledge, judgments and decisions have a profound effect on
his/her way of teaching and on his/her students'achievement.
Reflective teachers reflect on and analyze the effects of their teaching and apply
the results of these reflections to their future plans and actions (Clark and Peterson,
1986). They have professional knowledge in a wide variety of areas, including
pedagogy and content as well as skills in planning, evaluating and making decisions
interactively during teaching (Peterson and Comeaux, 1989).
Metacognitive skills, such as weighing consequences, predicting outcomes,
planning alternatives, and examining one's own beliefs, theories, and assumptions
characterize reflective teachers who become reflective gradually, beginning with
declarative knowledge (knowing what), then develop procedural knowledge (know-
ing how), and finally acquire the metacognitive knowledge (Anderson, 1983).
Shulman (1987), on the other hand, defined seven domains of teachers'knowledge
as follows:
●Content knowledge, or understanding of the subject matter.
●General pedagogical knowledge, with special reference to those broad principles and
strategies of classroom management and organization, that appears to transcend
subject matter.
●Curriculum knowledge, with particular grasp of the materials and programs that
serve as "tools of the trade" for teachers.
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EFFECTIVENESS OF TEACHER PREPARATION PROGRAMS
248
●Pedagogical content knowledge, that special amalgam of content and pedagogy
that is uniquely the province of teachers, their own special form of professional
understanding.
●Knowledge of learners and their characteristics.
●Knowledge of educational contexts, ranging from the working of the group or
classroom, the governance and financing of school districts, to the characters of
communities and cultures.
●Knowledge of educational ends, purposes, and values, and their philosophical and
historical grounds.
Each of Shulman's domains may be crossed with three kinds of knowledge
(declarative, procedural and metacognitive knowledge) ending with a 7 3 matrix
representing 21 categories of professional knowledge required for the reflective
teacher (Peterson and Comeaux, 1989).
The teacher as learner
One of the primary requirements for teachers is to have sufficient knowledge to pass
on to students. The knowledge that teachers acquire during their study at the univer-
sity is not enough to make them successful teachers. Procedural knowledge and
appropriate application of it is also necessary for teachers to be successful. These
kinds of knowledge were traditionally suitable enough for teachers in the past, but
now it is necessary for them to be life-long learners. There are many reasons for
adopting this slogan:
●The unlimited and fast changes happening all around teachers that make it necessary
for them to understand these changes and be able to reflect this understanding in
the teaching process.
●The changes in educational psychology that occur from time to time and give new
directions for the teaching process at schools which oblige teachers to up-to-date
knowledge regarding these changes.
●Technological changes like computers and the Internet, which began to be the
main media for teaching and learning, and the teacher needs to master these tools
to be effective.
●General changes in education like those happening in student evaluation and testing,
national standards, and policy changes.
●Changes in the subject matter that the teacher teaches at school.
Such changes were part of the reason that made the Carnegie commission (1986)
recommend that teachers must be able to learn all the time. Based on this recom-
mendation, many programs of in-service teacher development were conducted all
over the world. Zemelman et al. (1994) found that six key conditions and approaches
help teachers grow and change. The first three focus on the external structural
conditions in the school, and the second three on the internal consciousness of
individual teachers. These are:
●Teachers need regular time together to talk, compare ideas, and cooperate with
each other because they work alone in the classroom.
MAHMOUD AL-WEHER AND MAJED ABU-JABER
●Teachers must collaborate with each other on tasks that have concrete results in
the classrooms.
●School leaders must support changes that let teachers feel safe to experiment.
●There is a need to support and strengthen teacher's latent professionalism by viewing
teaching strategies as more than private preferences but strategies to be compared,
analyzed, and adapted to the teacher's own style, by regarding the school staff
more as a community and less as a hierarchy, and by seeking improvement
because there is always more to learn.
●Teacher development is more effective if in-service programs use concrete experi-
ential activities, rather than starting with educational philosophy or research data.
●After experiencing new classroom strategies, teachers need to reflect, to analyze,
and to compare in order to build knowledge and understanding.
The teacher as researcher
Action research is at the center of many innovations in teacher certification and pro-
fessional development (Shirly, 2002). Teachers as researchers observe and analyze
their plans and actions and their subsequent impact on the students they teach. By
understanding both their own and the students' classroom behaviors, teachers as
researchers make informed decisions about what to change and what not to change.
They solve their own problems, link prior knowledge to new information, and accept
failures as learning experiences. Teachers as researchers ask questions and systemat-
ically find answers. They observe and monitor themselves and their students while
participating in the teaching and learning process. They question instructional prac-
tices and student outcomes.
The major goal of this approach to teacher education is the preparation of teacher
researchers with increased understanding of the school, the knowledge base of teach-
ing, the students they teach, and themselves as practitioners in a profession.
There are several models for anchoring the teacher education curriculum with the
concept of teacher as researcher. One of the programs that introduced students to
teaching with an inquiry-oriented method of analyzing social inequities and injus-
tices in existing school settings was conducted through the techniques of ethno-
graphic research. Questionnaires, classroom maps, and sociograms were used for
collecting data. As the student teachers saw patterns emerge from the data collected,
they began to interpret their findings using the theory from assigned readings to
explore interpretations of these patterns.
Another teacher preparation program introduced student teachers to the "teacher as
researcher" approach in a first semester educational sociology course. The course pro-
vided students with a grounded approach for observing, analyzing, and decision-making.
Each example describes pre-service students conducting research projects as core
elements of their teacher preparation programs as they were learning to teach.
In each example, however, pre-service students viewed themselves, their students,
and the schools placed within the context of inquiry, knowledge-based decision-making,
and change. (Anonymous, 1997).
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EFFECTIVENESS OF TEACHER PREPARATION PROGRAMS
250
In some teacher preparation programs, courses already exist that include collect-
ing and manipulating data. Some of these courses focus on testing and measuring
an individual's performance; others emphasize data collection strategies as requisite
information-gathering tools upon which to base subsequent education decisions
before entering the schools. Data collection may take the form of counting the number
of times an hour a student engages in an inappropriate behavior or the ratio of teacher
talk to student talk in verbal interactions. Teachers may use these same recording
strategies to determine the percentage of students per day in an entire class engaging
in appropriate or inappropriate behavior. If teachers want to improve class behavior,
they could identify and implement a management strategy or a motivational system.
After a few weeks of observing daily behavior patterns, the teachers could evaluate
the strategy's success. Similar measurement strategies could be useful in a number of
classrooms within a school.
PEDAGOGICAL CONTENT KNOWLEDGE AND
TEACHER PREPARATION
In 1986 Shulman described Pedagogical Content Knowledge (PCK) as the way of
representing and formulating the subject that makes it comprehensible for others
(Shulman, 1986). In 1987 he listed it as one of seven knowledge bases for teaching.
These are: content Knowledge, general pedagogical knowledge, curricular knowl-
edge, Knowledge of learners, knowledge of educational context, and knowledge of
philosophical and historical aims of education (Gess-Newsome, 2001).
Since then, PCK became a commonly accepted construct in education literature,
and it has been used as a major organizing construct in the literature on teachers'
knowledge (Borko and Putman, 1995).
As the construct of PCK was developed, refined, and examined, it also acted as a
stimulus for the development and evaluation of teacher preparation programs. Gess-
Newsome and Lederman (2001) presented three-teacher preparation programs based
on PCK: The elementary science teacher preparation program conducted by Zembal-
Saul, Starr and Krajicik, the secondary science and mathematics teacher preparation
program conducted by Niess and Scolz, and the secondary science teacher prepara-
tion program conducted by Mason. The three programs did not reveal the importance
of integration of subject matter and pedagogy.
Gess-Newsome (2001) proposed a continuum of teacher knowledge. On one
extreme of this continuum there is no PCK, and teacher knowledge can be explained
by the intersection of three domains: Subject matter, Pedagogy and Context, and
teaching builds on it as the act of integrating knowledge across these three domains.
She called it the integrative model. At the other extreme PCK is the transformation of
the three aforementioned domains into a unique form. She called it the transforma-
tive model. The first model is similar to what is happening when we mix several
ingredients together to get a new substance, but with each ingredient still having its
initial properties and distinguishable from other ingredients, while the second model
MAHMOUD AL-WEHER AND MAJED ABU-JABER
is similar to what happens in a compound when the mixed ingredients disappear and
can't be recognized as a result of their reaction.
Each of these models has a different effect on teacher education. Preparing teachers
using the integrative model needs deep and flexibly organized understandings in subject
matter, pedagogy, and context in addition to the tools necessary to integrate them.
Research on the implementation of this model did not produce the desired results.
Support for the transformative model is based on the assumption that teaching
knowledge in a purposefully integrated manner will develop the skills and knowl-
edge necessary for student teachers to be effective.
INTERNATIONAL EXPERIENCES IN
TEACHER EDUCATION
There are different types of teacher preparation programs internationally. Table 17.1
shows various types of programs for the initial preparation of teachers in the United
States (Feistritzer, 1999).
Table 17.1 shows that 12% of the institutions of teacher preparation have a 2-year
community college program leading to a 4-year university program; 78% have 4-year
programs leading to certification to teach; 45% have 4–5 year programs leading to
certification to teach; 11% have 5-years programs leading to certification to teach;
47% have post-baccalaureate programs leading to certification to teach but not graduate
with a degree; and 43% have post-baccalaureate programs leading to certification to
teach and a graduate degree.
As for the applicability of the content of these programs, there is no consensus
among educators in this field. Some say it is not the duration but the courses under-
taken by the prospective teachers that have the greatest influence on their ability to
teach (Allen, 2003). On the other hand, there is a consensus between educators that
the number of hours taught by the student teachers is hardly sufficient to judge their
teaching capacity. In fact, they should continue learning as long as they work as
teachers, and not stop at what they studied at the university (National Science
Education Standards, 1996). Furthermore, the National Science Education Standards
in the US refers to the fact that professional progression for science teachers requires
integrated knowledge in science, learning, and teaching methods; and the application
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EFFECTIVENESS OF TEACHER PREPARATION PROGRAMS
TABLE 17.1 Types of teacher programs in the USA
2-year community 4-year 4–5 year Higher Higher studies Higher studies
college program university university university program leading program granting
a leading to a program program program to a diploma diploma and a
4-year university without an scientific degree
program academic degree
12.2% 77.7% 44.4% 11.4% 47.4% 43%
252
of this knowledge in real life situations. These are the proper components for the
preparation of science teachers, and one might say this applies even to teachers of
other disciplines as well.
The Center for Education Information in the US indicates that there are four pri-
mary components for programs of teacher preparation regardless of the level of
teacher preparation. These components are:
●General Courses.
●Academic Courses.
●Educational Courses.
●Teaching Practice.
Table 17.2 shows the required hours for each of the teacher preparation levels.
It can be seen from Table 17.2 that the postgraduate programs require 20 credit
hours less than undergraduate programs. In both types of program the greatest pro-
portion of credit hours go to general courses, then to academic courses, education
courses, and to clinical (teaching practice) courses.
The number of weeks students spend in clinical practice differs from one univer-
sity to another, with the highest number being around 14–16 weeks. Table 17.3 shows
the number of weeks spent by teaching students in teaching practice, and the per-
centages of candidates in each group (Feistritzer, 1999).
It can be seen from Table 17.3 that the number of weeks of clinical practice varies
from less than 6 weeks to more than 25 weeks, but the highest percentage of students
experience 15–16 weeks in schools.
In Scotland, the overall aim of courses of initial teacher education is to prepare stu-
dents to become competent and thoughtful practitioners who are committed to high
quality teaching for all pupils. This will be accomplished through the acquisition of
the competences that encompass knowledge, understanding, critical thinking and
practical skills. The initial teacher education in Scotland is provided by teacher edu-
cation institutes, in partnership with schools and education authorities. The duration
of teacher preparation there is (4) academic years of full time study or equivalent
part-time study. Courses prepared for this purpose contain independent studies, pro-
fessional studies, subject studies and school experience. They are delivered using a
variety of teaching and learning approaches, including independent study, information
technology and fieldwork. School experience provides students with the skills,
understanding and content being developed in the courses, especially, skills in class
MAHMOUD AL-WEHER AND MAJED ABU-JABER
TABLE 17.2 Distribution of credit hours for programs of teacher preparation in the USA
General Professional
studies Major studies Clinical Total
*P M S P M S P M S PMSP MS
Bachelor's 51 51 52 37 38 39 31 28 24 15 14 14 134 131 129
Post- 42 42 42 33 32 32 32 28 26 23 12 12 115 112 109
graduate
* P: Primary M: middle S: Secondary
management and curriculum matters, which are best developed in schools. At least
30 weeks must be devoted to school experience. More than half of it occurs in the
final two years of the program (Hopkins, 1989).
Ongoing teacher education in Scotland puts heavy emphasis on school-focused
activities and on school-focused development, providing opportunities for:
●The modeling and demonstration of new techniques.
●Concrete suggestions on how to apply new teaching techniques.
●Practice in non-evaluative environments.
●The provision of immediate classroom feedback.
In Germany, teaching preparation extends to 5 years, of which theoretical studies
take usually 3 years inclusive of academic and educational courses, and the last two
years are spent in field training. However, that training isn't continuous but is
distributed over the course, some during theoretical studies and some after their
completion. After the completion of this training, students sit for an exam, which
qualifies them to enter the teaching profession. The content of the theoretical program
at university includes:
●academic content;
●discipline teaching content;
●general education content; and
●educational psychology.
The student is required to specialize in two academic disciplines, one as a major
and the other as a minor, the two combined comprise of 40% of all the teaching hours
(ISB, 1993).
In Bavaria, one of the German states, there is an academy of in-service teacher
training that coordinates the in-service teacher training of all teachers in Bavaria. It
works in collaboration with the State Institute of School Education and
Educational Research and School Supervisory Service. The Academy carries out
the in-service training at the centralized level. This supplemented by activities at
regional and local lev els. Every two years an interdisciplinary program is developed
that considers current education and social questions and encourages their discus-
sion in the classroom.
In Taiwan, there are normal universities, which prepare secondary teachers, teachers'
colleges, which prepare elementary and pre-school teachers, and general universities,
which prepare both kinds of teachers. Teacher preparation courses include general
courses, education professional courses, and specialized courses. All graduates who
have completed the aforementioned courses are supposed to fulfill the internship
253
EFFECTIVENESS OF TEACHER PREPARATION PROGRAMS
TABLE 17.3 Weeks spent by teaching students in classrooms
Less
than More
Average 6% 7–8% 9–10% 11–12% 13–14% 15–16% 17–24% than 25
Bachelors 14.5 0 0.3 11 18.4 21.2 39.5 6.1 3.1
Post graduate 15.6 0 1.3 11.5 16.8 16.3 36.7 8.3 8.8
254
requirement in primary or secondary schools or kindergartens for one year. There are
many new trends in teacher preparation in Taiwan:
●Upgrading of teacher education to the graduate level
●Integration of the added practicum with teacher preparation courses
●Establishment of a teacher career ladder and differential staff system
●Establishment of a teacher certificate renewal system through further
studies
●Shifting emphasis from teaching how to teach to how to learn
●Establishing a new teacher education system for the computer age
(Wa et al., 2001)
In Jordan, there are two main streams of teacher preparation program: class teacher,
for those who will teach one of the first three grades all subjects, and field-teacher,
for those who will teach pupils in one discipline area for grades 4–10. The two
streams have the same contents (general courses, academic courses, educational
courses, and teaching practice), but a significant difference in the number of credit
hours for each of these components is found from one university to the other.
Table 17.4 shows the number of credit hours required for class teachers related to
each of these components in the public Jordanian universities (Hassan, 2001).
Table 17.4 shows that there are big differences between the four components of
class teacher programs in these universities. The average reveals that the education
component is predominant followed by the academic component. This is not the case
in the United States in which the general studies are predominant (see Table 17.2).
In the field-teacher program, graduates are educated to be teachers in the follow-
ing fields: Arabic Language, English Language, Mathematics, Science, Islamic
Education, Social Studies, Arts, and Vocational Education.
Parallel to these programs, the Ministry of Education and public universities have
established a program to promote the qualifications of all teachers holding a
MAHMOUD AL-WEHER AND MAJED ABU-JABER
TABLE 17.4 Distribution of credit hours of classroom teacher programs in
Jordanian public universities
General Academic Educational Teaching
University courses courses courses practice Total
Jordan 36 51 39 12 126
Hashemite 33 51 48 6 132
Yarmouk 21 72 39 6 132
Mu'tah 31 39 60 9 130
Al-Albait 36 15 75 3 126
Al-Husein 27 39 60 6 126
Average 30.7 44.5 53.5 7 128.7
Note: Teaching practice courses are included within the education courses and it has been separated here for purposes of
clarity.
community college diploma to enable them to obtain the BA degree. The teachers study
about (80) credit hours, with minimum general courses, less educational and academic
courses, and take no teaching practice, because they are teachers already. However, this
program has faced much criticism and it has been generally felt that it held no real merit
for increasing instructional performance instead only helping to increase the salaries of
the graduates. The ministry, in cooperation with the Human Resource Development
Center in Jordan, has conducted several evaluative studies of this program.
El-Sheikh's (1994) study "Impact Evaluation of the Higher Certification Program
at the Public Universities in Jordan" investigated the extent to which the in-service
higher certification program has been successful in building up teaching competence
of basic education teachers from the point of view of the teachers, the principals, and
the faculty members. Classroom sessions (lectures) were observed, and interviews
with school principals and faculty members were carried out. The findings showed an
improvement in graduates' capabilities to use examples, instructional aids, different
educational methods as well as accepting students' views. Graduates also displayed
mastery of the content of the program in Arabic language, Islamic Studies and Social
Studies. However, mastery of content was rated weak to medium in Mathematics,
Physical Education, Sciences, Arts, Vocational Education, and Music. In general, the
academic courses in the program were not tailored to teachers' academic needs in
schools, but were there fulfill the needs of the programs being undertaken at univer-
sity. In fact, some courses taken at university were unsuited to resolving school needs
and were therefore useless. Some of these programs suffered from the absence of a
common understanding among the stakeholders of the aims and objectives of the pro-
gram. The theoretical part of the program was predominant and it emphasized the
written test, which evaluates memorization of the matter rather than understanding it.
Hassan's (2001) study, "In-service Teacher preparation and certification, and train-
ing in Jordan" used similar methodology to Al-Sheikh. The findings were consistent
with the findings of most of the previous evaluation studies in this field (El-Sheikh,
1994; Aghbar and Shboul, 1996; Al-Khawaldeh, 1996; El-sheikh et al ., 1996; Al-
Smadi, 1999). Specifically, these programs indicated that:
The in-service training program contributed significantly to the achievement of
the education reform's goals in the areas of preparing teachers to handle new curric-
ula and textbooks.
The two programs of certification and training contributed to the improvement of
teaching practices of teachers. Although most of the interviewed officials felt that the
programs had little impact on teacher's work. School principals, on the other hand,
believed that the programs had significant impact on teacher's work.
Both programs suffered from the lack of clearly stated objectives, lack of balance
between factual and practical knowledge with dominance for factual knowledge, and
insufficient use of evaluation strategies.
Training materials were not related to the actual training needs of teachers. Teacher
preparation programs had a sufficient common core of educational courses both in
class teacher and field teacher programs. But they lack coherence and balance with
regard to the academic part in the field teacher program. There is much variance in
255
EFFECTIVENESS OF TEACHER PREPARATION PROGRAMS
256
courses at universities. Generally, this part is relevant and appropriate to Jordanian
school curricula and subject of study in most cases.
In light of these two studies, the Higher Education Council in Jordan ceased the
field-teacher program, and moved in the direction of using the Consecutive Model,
which relies on preparing teachers academically in a particular discipline first, then
qualifying them through another one-year program of (24–30) credit hours, which
qualifies them to teach.
Consequently, problems arose between educators and policy/decision makers;
including, that the two studies were conducted on in-service teachers who are
required to take about (80) credit hours in addition to their community college qual-
ification, while, pre-service students completed (132) credit hours. Furthermore, the
quality of in-service students tends to be inferior to those at the pre-service level,
based on their GPA in the "Tawjihi" exam (end of the secondary stage exam).
Moreover, the in-service program didn't include field practice and therefore have no
impact on already acquired poor teaching habits. In addition, the motivation for both
groups is quite different as the former focuses on increasing their salary while the lat-
ter is more concerned about attaining a quality teaching credential for the purpose of
pursuing a career in teaching.
In the light of the above arguments, it is necessary to investigate the effect of
the Council's decision by comparing the following groups for teacher perform-
ance: Holders of a BA academic degree, holders of a field-teacher BA degree, and
holders of a BA academic degree in addition to a diploma in education after the
BA. In this regard, the current study has been conducted to answer the following
questions:
●Are there statistically significant differences among the 3 groups of teachers from
their viewpoint of their teaching effectiveness?
●Are there statistically significant differences among the 3 groups of teachers
from the students' viewpoint of their teaching effectiveness?
●Are there statistically significant differences among the 3 groups of teachers from
the school principals' viewpoint of their teaching effectiveness?
IMPORTANCE OF THE CURRENT STUDY
The importance of this study lies in answering a set of questions related to the
process of preparing pre-service teachers and determining the best methods that can
be used within the Jordanian environment to fulfill this task. Also it can save the
large sums of money that the government will spend if the results reveal that the
integrative model of teacher preparation is better than the consecutive model.
These savings will come through shortening the period of study to 4 years rather
than 5. Furthermore, this will provide a model to be followed in decision making
methodology in the context of educational policy and can be employed in lieu of
generally misleading impressions to reach dependable, credible findings.
MAHMOUD AL-WEHER AND MAJED ABU-JABER
METHODOLOGY
Population and sample of the study
The study included all teachers in schools in the Zarka and Al-Badia Al-Shamalia
Directorates of Education in Jordan. There were 6456 male and female teachers that
were distributed as shown in Table 17.5
For the purpose of this study, 30 male and female schools were randomly selected
from these directorates. Opinions of all school principals, 3 teachers in each school
from each teacher group, as well as 10 students for each teacher were surveyed. The
sample group was: 30 school principals, 90 teachers and 900 students.
Instrumentation
Three primary instruments were constructed for this study:
Student teacher questionnaire: It consisted of 5 questions related to basic areas of
a teacher's tasks:
A The degree to which the students benefit from the teacher.
B The degree to which the teacher mastered the course content.
C The teacher's use of suitable teaching methods.
D The teacher's methods in dealing with students and classroom problems (aca-
demic and discipline).
E The teacher's evaluation of students.
Teacher questionnaire: It consisted of the last 4 issues on the student questionnaire,
together with one that changed from the degree to which the students benefit from
the teacher, to the teacher's ability to plan his/her teaching. It was considered that stu-
dents were able to judge the quantity of benefit obtained from the teacher but weren't
able to judge his/her ability to plan. On the other hand, teachers and school principals
were more able to judge the teacher's ability to plan his/her teaching, but weren't able
to judge the degree to which the students benefited from him.
School Principal questionnaire: Principals were asked to answer the same questions
which the teachers were given.
Respondents were asked to answer these questions on a 5 point Likert scale ranging
from excellent to very weak. Each level of response was given a certain number as
follows: excellent (5), very good (4), good (3), weak (2), very weak (1). The respon-
dents were asked to assign one of these numbers for each criterion.
257
EFFECTIVENESS OF TEACHER PREPARATION PROGRAMS
TABLE 17.5 Teacher distribution according to their qualifications
BA Diploma Field
BA in education teacher Other Total
Zarqa 2534 582 846 1044 5006
Al-Badia Al-Shamalia 817 32 258 343 1450
Total 3351 614 1104 1387 6456
258
Validity and reliability of the instruments
In order to achieve the validity criterion for these instruments, the education literature
was reviewed to determine teachers' effectiveness (El-Sheikh, 1994; Hassan, 2001;
National Middle School Association, 2001; Al-Musawi, 2003). Then five criteria
were selected to judge teacher's performance:
●Teacher's ability to plan for teaching.
●Teacher's mastery of the course content.
●Teacher's use of varied teaching methods.
●Teacher's methods in dealing with students and classroom problems (academic
and discipline).
●Teacher's evaluation methods.
These areas were presented to 6 experts in teacher education at Al-Isra Private
University and 3 faculty members at the Hashemite University. They all agreed on
using these criteria to judge teacher performance, but 4 of them suggested a change
in the first criterion about "planning to teach" by replacing it with the first criterion
for students, which is "the degree to which students benefit from their teachers". This
suggestion was taken up. These procedures were sufficient to consider these instru-
ments valid in measuring teachers' effectiveness.
As for the reliability of these instruments, they were first applied to pilot samples,
which consisted of 90 male and female students, 30 male and female teachers, and
10 male and female school principals. Two weeks later, the questionnaires were
applied again on the same sample and the reliability coefficient of the 3 question-
naires were computed and found to be: 82%, 87%, and 84% for students, teachers,
and school principals' questionnaires respectively. These values are considered ade-
quate for the purposes of the study.
FINDINGS OF THE STUDY
The means, and standard deviations were computed for teachers'self-assessments for
each question separately and for all questions together, and are shown in Table 17.6.
Table 17.6 shows that teachers' self-assessment was generally high. It exceeded 4
(very good) in 4 out of 5 questions, and it was lower than this only in the 4th ques-
tion, which is related to the teacher's methods in dealing with classroom problems. In
order to know the significant differences among the means of teachers' self-assess-
ments in the 5 areas in general, a Multivariate analysis of variance was conducted and
it was found that there were statistically significant differences at ( 0.05) among
the three groups of teachers in their self-assessments in the five areas. In order to
determine in which areas these differences are, Univariate F-tests were conducted
and it was found that there were statistically significant differences at ( 0.05)
among the teachers self-assessments in general and in the planning for teaching,
using varied appropriate teaching methods, and dealing with students and classroom
problems. Scheffe's test was used for post-hoc comparisons and it was found that
teachers from the second group (BA-academic) did not excel in any of the 5 areas on
MAHMOUD AL-WEHER AND MAJED ABU-JABER
the instrument. However, the first group (field teachers) excelled over the second
group in the areas of planning for teaching and dealing with students and classroom
problems, and over the third group (BA and Diploma in education) in the planning
for teaching. On the other hand, the third group excelled over the first group in the
area of dealing with students and classroom problems and over the second group in
the areas of using varied teaching methods, and dealing with students and classroom
problems (not in planning). As for the overall mean, the first and third group teach-
ers excelled over the second group teachers. However, there were no statistically sig-
nificant differences at ( 0.05) between the first and third groups of teachers in
their self-assessment.
The second question of the study related to students' assessment of teachers, and
means and standard deviations were computed for each question separately and for
the questions as a whole, as shown in Table 17.7
Table 17.7 shows that students' assessment of teachers was generally high, as it
exceeded 4 (very good) in all areas, which is higher than the teachers' assessment of
themselves. In order to know the significant differences among the means of the stu-
dents' assessments of their teachers in the 5 areas as a whole, Multivariate Analysis
of Variance (MANOVA) was conducted and it was found that there were statistically
significant differences at ( 0.05) in the students' assessment of teachers among
the 3 groups in the 5 areas included in the instrument as a whole. In order to deter-
mine in which areas these differences are, Univariate F-test was conducted and it was
found that there were statistically significant differences at ( 0.05) among the
means of the students' assessment of teachers in general, and in the areas of using
appropriate teaching methods, dealing with students and classroom problems, and
students' evaluation. Scheffe's test was used for post-hoc comparisons and it was
found that teachers from the second group did not excel in any of the five areas of the
instrument as seen by the students. Meanwhile the first group excelled over the sec-
ond group in 3 areas: The use of appropriate teaching methods, dealing with students
and classroom problems, and students'evaluation. On the other hand, the third group
didn't excel over the first group in any area, but excelled over the second group in the
area of dealing with students and classroom problems. As for the overall mean, the
first and third group teachers excelled over the second group teachers.
259
EFFECTIVENESS OF TEACHER PREPARATION PROGRAMS
TABLE 17.6 Means and standard deviations of the teachers' self assessment of their performance
1 2 3 Total
MSDMSFMSDMSD
Q1 4.74 0.046 4.56 0.01 4.25 0.11 4.559 0.27
Q2 4.68 0.014 4.55 0.15 4.58 0.01 4.600 0.25
Q3 4.17 0.068 3.95 0.27 4.28 0.06 4.134 0.39
Q4 3.81 0.230 3.52 0.27 4.11 0.03 3.813 0.48
Q5 4.17 0.084 4.14 0.26 4.21 0.15 4.179 0.40
Total 21.58 1.255 20.42 2.56 21.56 1.29 21.185 1.40
260
To answer the third question of the study that is related to the school principals'
assessment of teachers means and standard deviations were computed for each ques-
tion separately and for the question, as shown in Table 17.8
Table 17.8 shows that school principals' assessment of teachers was generally
high, as it exceeded 4 (Very good) in all areas, but was lower than 4 for BA holders
in question 3 which is related to the use of appropriate teaching methods. To deter-
mine the significant difference among the means of school principals' assessments of
teachers in the 5 areas as a whole, Multivariate analysis of variance (MANOVA) was
conducted and it was found that there were statistically significant differences at
( 0.05) in the school principals' assessment of teachers among the 3 groups of
teachers in the five areas included in the instrument as a whole. In order to determine
in which areas these differences are, Univariate F-test was conducted and it was
found that there were statistically significant differences at ( 0.05) among the
means of the school principals' assessment of teachers in general, and in the areas of
planning for teaching, the mastery of course content and using appropriate teaching
methods Scheffe's test was used for post-hoc comparisons and it was found that
teachers from the second group did not excel in any of the five areas of the instru-
ment as seen by the principals. The third group excelled over the second group in
2 areas: The use of appropriate teaching methods and students' evaluation and over
the first group in the area of dealing with students and classroom problems. On the
MAHMOUD AL-WEHER AND MAJED ABU-JABER
TABLE 17.7 Means and standard deviations of the students' assessment of teachers' performance
1 2 3 Total
MSDMSDMSFMSD
Q1 4.51 0.78 4.46 0.84 4.55 0.75 4.51 0.79
Q2 4.78 0.56 4.71 0.62 4.76 0.57 4.75 0.58
Q3 4.55 0.77 4.34 0.91 4.44 0.66 4.45 0.79
Q4 4.53 0.88 4.06 1.13 4.37 0.83 4.32 0.98
Q5 4.61 0.66 4.47 0.86 4.53 0.69 4.54 0.75
Total 23.99 2.54 22.04 2.57 22.67 2.66 22.57 2.62
TABLE 17.8 Means and standard deviations of the school principals' assessment of teachers performance
1 2 3 Total
MSDMSDMSDMSD
Q1 4.41 0.40 4.10 0.78 4.60 0.32 4.39 0.73
Q2 4.20 0.51 4.57 0.39 4.60 0.25 4.46 0.64
Q3 4.23 0.46 3.63 0.31 4.17 0.56 4.01 0.71
Q4 4.30 0.42 4.20 0.65 4.43 0.25 4.31 0.66
Q5 4.27 0.48 3.97 0.52 4.13 0.53 4.12 0.72
Total 21.47 6.40 20.48 5.15 21.93 3.10 21.29 2.27
other hand, the first group didn't excel over the third group in any area, but excelled
over the second group in the area of students'evaluation. As for the overall mean, the
first and third group teachers excelled over the second group teachers.
DISCUSSION OF THE FINDINGS
This study aimed at comparing three different methods of teacher preparation. It
compared teachers who hold BA degrees (field teachers) with teachers who hold BA
in their major and teachers who hold an education diploma certificate with their BA
degree. To achieve this end, the opinions of teachers, their students, and their school
principals were surveyed.
The findings showed agreement at times and disagreement at others when assess-
ing the 3 groups of teachers in different areas by teachers, students, and school prin-
cipals. Concerning the benefit gained by students from teachers, students didn't
distinguish between one group of teachers and another, as they didn't see there were
clear differences among the 3 groups of teachers in this area.
Concerning the planning for teaching, only the teachers and the school principals
were asked about this. The students weren't asked because they didn't have access to
the teachers' preparation booklets nor to the methods used by them. The field teach-
ers (first group) assessed themselves higher than the teachers in the other two groups.
The teachers from the third group (BA and educational diploma) assessed them-
selves higher than the teachers in the second group (BA-academic). The school prin-
cipals were in agreement with the third group teachers that they were more capable
of planning for teaching than the second group teachers, but didn't agree with the
first group teachers. This is in accordance with the previous findings that school
principals believe that third group teachers are the best. However, the teachers and
the students weren't in agreement with them about that.
Concerning the area of mastery of content, there were no statistically significant
differences among teachers in the three groups from the viewpoint of teachers and
students, but school principals indicated that the third group teachers (BA with edu-
cational diploma) excelled over the first group teachers (Field teacher) at the level of
( 0.05). This finding calls for further research about the reasons that made the
school principals the only group to have this opinion, while neither the teachers nor
their students saw it to be true?
In the area of using the appropriate teaching methods, the students and school
principals alike were in agreement that the first group teachers excelled over the sec-
ond group teachers. Teachers and school principals were in agreement that teachers
of the third group excelled over the second group teachers.
Concerning dealing with students and classroom problems, students and teachers
were in agreement that teachers in the first and third groups excelled over the second
group teachers. However, the students indicated that the first group teachers excelled
over the third group teachers. Meanwhile teachers indicated that the third group
teachers excelled over the first group teachers. School principals didn't assess any
group more highly than the other.
261
EFFECTIVENESS OF TEACHER PREPARATION PROGRAMS
262
Concerning the ability to evaluate students appropriately, students were the only
ones to indicate that first group teachers excelled over the second group teachers.
Meanwhile, there were no statistically significant differences in teachers' self-
assessments or the school principals' assessment of them.
If we were to take all these factors collectively for students, teachers, and school
principals, we would deduce that students and teachers see that teachers of the first
and third group teachers are in fact superior to the second group teachers. As for
school principals, they believe that the third group teachers are more competent than
teachers in the first and second groups. The findings didn't indicate that the first or
third group teachers are more capable than the others from the viewpoint of students,
teachers, or school principals.
One may conclude from these findings that there was similarity between the first
and third groups of teachers, but they excel over the second group teachers in gen-
eral. These results can be understood in light of the nature of preparation each group
undertook. Teachers of the second group were not familiar with the educational ideas
related to teaching methods, student evaluation, or dealing with students and class-
room problems since the only source of experience for them is on-the-job experi-
ences. It would seem this is insufficient to prepare teachers in various areas. Hence,
the superiority of the first and third groups is due to the fact that they were prepared
academically as well as professionally.
In spite of the fact that the third group teachers were assessed to have mastered the
academic content more than the first group teachers, this finding has not been veri-
fied because if true, teachers of the second group are supposed to have excelled over
the first group teachers also because they have the same academic level as the
third group. This superiority was not substantiated by teachers themselves or by stu-
dents. This may have been caused by the Halo effect which made school principals
assess the third group higher in this area because they hold a higher academic degree
than the other two groups. Thus, the issue of superiority of teachers who hold an edu-
cational diploma with their BA degree over those who hold field teacher BA degrees
stays unresolved, and needs to be studied further in order to be clarified.
RECOMMENDATIONS AND CONCLUSION
In the light of the above findings, the following recommendations can be suggested:
There is a need to continue the field teacher program, but with some modifications
of its components to include a greater percentage of academic courses (not less than
60% of the credit hours). The content to be included in the courses could be agreed
upon by the faculty members in the faculty of education and other specialized facul-
ties that offer such courses. A part of the program should be developed for studying
the course content that the student teacher will be teaching after graduation.
The findings of this study show clearly that the programs where educational and
academic courses are taught simultaneously excelled over the programs that include
academic courses alone followed by educational programs. But the findings did not
indicate which of the Integrative or the Consecutive models is more preferred.
MAHMOUD AL-WEHER AND MAJED ABU-JABER
The conclusion from this is that there is need for further research to determine
which model is preferred in order to help decision-makers to implement instructional
programs.
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ABSTRACT
This paper will argue for the importance of the mentoring process in pre-service
training and addresses specific questions as to the roles and expectations of the key
figures in the student teaching practicum in order to ensure successful outcomes. To
gain an understanding of the strengths and weaknesses of different programs, a
cross country analysis has been performed, which includes models from Canada, the
United States, and Hong Kong. Utilizing document analysis and the author's
narrative inquiry of her experience as a university facilitator, this paper demonstrates
that the essence of a successful teaching practicum is effective mentor-student
teacher relationships and the forging of a close association between schools and the
academic world. A conceptual model for an ideal student teaching program is
presented and discussed, centering on the key players: school coordinator, mentor
teacher, field experience associate and university facilitators working closely
together with common goals for the student teacher. The conclusions reached should
help promote a greater awareness for the significance of an effectively prepared and
supported mentoring program for the Bachelor of Education level.
Rationale for the Paper
In order for teachers to be sufficiently prepared for the challenges of the teaching
profession, it is vital that student teachers receive comprehensive pre-service training.
According to Vonk (1993) the teaching profession starts with pre-service training, induc-
tion, and continued in-service training. How to better prepare student teachers for the
world of the classroom is important, as it is this stage that determines induction success
and teacher retention. It is considered that "the performance in student teaching is the sin-
gle most important criterion for predicting success in inservice [sic] teachers" (Day and
Brightwell, 1978 as cited in Weller, 1983, p. 213). Student teaching is considered the piv-
otal component of a teacher education program. The practicum or student teaching is
"when theory meets practice and idealism meets reality" (Fallin and Royse, 2000,
para. 2). Field experience is perhaps the most vital element in the education of student
teachers. Through their practicum, student teachers learn and reflect upon the roles and
responsibilities of being a teacher (University of Alberta, 2004b).
A synthesis of literature and research regarding student teaching practicum
programs in varying subject areas is included in order to provide information on what
267
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18. MENTORING AS THE KEY TO A
SUCCESSFUL STUDENT TEACHING PRACTICUM:
A COMPARATIVE ANALYSIS
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 267–282.
© 2007 Springer. Printed in the Netherlands.
268
makes a successful teacher practicum. A comparative analysis of post-secondary
teacher education practica is made in three jurisdictions: Canada, the United States,
and the Hong Kong Special Administrative Region (HKSAR). The University of
Alberta's (Canada) student teacher program is used as a reference point. The purpose
is to identify the strengths and weaknesses of different approaches or models, and to
utilize research and current programs to strengthen both student teacher practica and
schools-university relationships. The mentoring process is evaluated using the
following guiding questions: (1) What strategies do successful mentor teachers use to
approach student teachers? (2) How can field experience become a success for
student teachers? (3) How do different models outline the roles and responsibilities
of key players? (4) Which qualities should be encouraged in student teachers? (5)
How can communication between the university and the teaching profession
improve?
A hybrid model for the student teaching program is outlined. This model deals
with major responsibilities for the mentor teacher who is considered to be an
exemplary teacher, with a university supervisor specializing in a curriculum area
and one with a general pedagogy background (or the combination of the two
criteria), as well as a school coordinator. Furthermore, an adequate time frame
should be allowed for the practicum in order to enable the student teacher to gain the
requisite skills.
THREE PRACTICUM PROGRAMS
The University of Alberta Field Experience Program
The University of Alberta's 2003–2004 student teaching program uses the
Collaborative Schools Model (CSM), with the principles of the "whole school
experience" and of "reflective practice" (University of Alberta, 2004a). The reasoning
behind this approach is:
The whole school experience for field experiences is seen as a means
through which we can better prepare Student Teachers to meet the chal-
lenges of the profession and is a movement away from the traditional
apprenticeship model of teacher education. Such a focus provides oppor-
tunities for Student Teachers to visit a number of classrooms within the
school and observe a variety of teaching styles and techniques. A whole
school experience, therefore, allows Student Teachers and school staff to
extend the field experience beyond the walls of the individual classroom.
(University of Alberta, 2004a,
"The Whole School Experience" section, para. 1)
The other guiding principle is reflective practice, characterized as "the ability to
stand apart from the self: where students (and faculty) are asked to critically examine
their actions and the context of those actions" (Berlak and Berlak, 1981 as cited in
University of Alberta, 2004a). To enable student teachers to reflect on their
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responsibilities and performance, they are required to keep a Professional Reflective
Notebook, issues from which are discussed with the mentor teacher and university
facilitator. In addition, student teachers are encouraged to develop both Professional
Growth Plans and Professional Teaching Portfolios.
Duties and responsibilities for field placement are provided to school personnel in
handbooks, and all information is available on the field experiences web site.
Arrangements for student teaching placements are made by the Undergraduate
Student Services office, specifically the field experience associate. The University of
Alberta field experience model incorporates four vital professional components in
the education of the student teacher. These are mentor teachers, school coordinators,
university facilitators, and field experience associates. Together, these four players
are the key to the CSM model (University of Alberta, 2004d).
The mentor teacher provides front line advice, support, and feedback to the student
teacher. Mentors assist student teachers in developing classroom management skills,
gaining familiarity with teaching resources, lesson planning, and reflective practice.
Mentors are tasked with providing guidance and modeling professional behaviours
through the development of supportive relationships, and are responsible for holding
the key evaluatory role.
The duties of the school coordinator include identifying qualified mentor teachers
amongst school professional staff and providing support to mentor and student
teachers. Acting as a bridge between the school and university, school coordinators
are charged with the practical and professional arrangements for student teachers
within the host school. Coordinators, acting at the school level, ensure that student
teachers are integrated into the school community and are involved with required
school projects and activities.
The university facilitator's role is that of liaison between the university and school.
Facilitators ensure that all components of the field experience model are functioning
as prescribed. University facilitators play important roles as mediators and enable
open communication between all parties. Frequent dialogue with mentor and student
teachers is crucial to providing a range of supportive activities. These buttress the
efforts of the mentor teacher in the areas of reflection, classroom skills, feedback,
and evaluation. Facilitators are required to observe student teachers and provide
feedback. As of 2004–2005, facilitators are obliged to visit with student and mentor
teachers on an individual basis each week. Weekly meetings with the entire student
teaching cohort are also vital elements in the field experience model where reflections
are shared and observations discussed. Further, facilitators meet the field experience
associate once every two weeks at one of the facilitator's assigned schools to discuss
concerns and questions. Facilitators undertake informal evaluations of student
teachers unless a formal evaluation is deemed necessary (University of Alberta,
2004e). Communication within the student teaching cohort is [A1]stressed as a
means of ensuring a supportive and collaborative atmosphere.
The field experience associate is the university's coordinator who provides
leadership for facilitators. The associate's task is to ensure that the different levels of
the field experience model are working in harmony with each other. Working closely
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MENTORING: A COMPARATIVE ANALYSIS
270
with the university facilitator, associates are available to address concerns of all
parties and maintain close communication with schools. Associates also play a vital
function in developing and implementing field experience policies. Field experience
associates, as of the 2004–2005 academic year, are advised to make regular visits to
each school in their zone.
At the University of Alberta there are four routes to the Bachelor of Education
degree, which include two professional terms. In Alberta, a Bachelor of Education
degree is usually required to teach in schools under provincial jurisdiction. The
following four routes are available: a 1 3 program, where students enter the Faculty
of Education in the second year; 2 2, where students transfer from affiliated
colleges; a 5-year joint degree program; and a 2-year after-degree program
(Undergraduate Academic Affairs Council, 2004). 1
The Bachelor of Education program offers various education core courses where
students can specialize in secondary or elementary education. The first student teach-
ing program is the Introductory Professional Term (IPT) lasting five weeks. Week one
of IPT is an orientation and participation week. Between weeks two and five, teaching
time is increased to 50% and students are required to teach three to four connected
lessons in a curriculum area. The focus for student teaching is "Planning instruction,
teaching lessons, managing the classroom, accommodating students with special
needs, and assessing student progress" in both the courses and the Field Experience
(University of Alberta, 2004c, para. 2). Reflective journals and self-evaluation are
crucial elements in both IPT and APT practicum placements.
The Advanced Professional Term (APT) lasts nine weeks. During this term the
student teachers gradually increase their teaching time up to 80%. They are required to
plan a lesson and teach units of study. Areas to master include classroom management,
planning, individualized teaching, different teaching methodologies, and assessment of
student learning. APT students enrolled in the special education minor are also asked
to plan and conduct a remedial assistance program with an individual special needs
student. This involves approximately eight to ten, one-on-one sessions.
The Professional Development School Model
The Professional Development School (PDS) Model for teaching is one that is found
in the United States. A definition used by the Fairleigh Dickinson University (n.d.) of
a PDS School is:
an educational institution exemplifying a learning community which pro-
vides a productive and rewarding professional environment for staff, an
effective learning environment for students, and a working partnership
with parents and community in support of learning for all members of
the school community. (p. 4)
The analogy of medical school teaching hospitals is often used with the PDS field
experience (Darling-Hammond, 1989, Goodlad, 1990; Holmes, 1990; Kennedy,
1990; Zimpher, 1990 as cited in Abdal-Haqq, 1991). The supporters of PDS make the
case for the field experience component of teacher education to be conducted in the
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second year of the graduate level program, with pre-service teachers placed within
schools as part of a professional requirement. Proponents argue for the inclusion of
exceptional leading teachers as part of the instructional staff at selected schools.
These core teachers act in the same manner as in Collaborative pre-service teacher
education, and are one of the keystones of the PDS Model (Huling, 1998). Goals of
PDS are to strengthen pre-service and in-service teacher education, to improve
theory, and to serve as structural archetypes for positive and effective cooperation
between the teaching profession and administration. Various models are found in the
United States, such as the Dispersion Model, and the Partner School Model. The PDS
Model creates the best synergy between schools and the university (Georgia College
and State University, 2004).
Sandholtz and Wasserman (2001) conducted a study comparing traditional methods
to the PDS Model. It was found that both ranked highly, however cooperating teachers
and student teachers had enhancement ideas for the traditional program that matched
the descriptors of the PDS program. One point suggested is that the practicum be
longer. Traditional teacher programs provided insufficient time and teaching experi-
ence. They "oversimplified the realities of teaching" and left beginning teachers
thinking they were inadequately qualified (Lanier and Little, 1986, Griffin, 1989;
Bullough, 1990; as cited in Sandholtz and Wasserman, 2001, p. 54). The PDS Model
requires graduate programs to have either a year-long rigorous student teaching or an
internship (Cobb, 1999). Students in both the PDS and the traditional program are in
their fifth-year programs that have a bachelor's degree and have passed exams
(Sandholtz and Wasserman, 2001). The PDS program includes six extra weeks in the
practicum. Notable differences exist in the two programs. According to the PDS
program, the student teachers arrive at schools at the start of the school year, observe
at the beginning of the year, and they are involved with end of year activities. Teachers
noted the benefit of starting when pupils do, so that student teachers witness how the
classroom climate is set at the start of the year in areas such as classroom manage-
ment and routines. They also partake in staff activities such as staff meetings, and
parent meetings. The Sandholtz and Wasserman study found that the length of the
PDS program provides pre-service teachers "time to experience and work through
common problems while they have a strong support system" (p. 59). Although the
traditional programs overlap with the PDS one, and students take the same required
courses as the traditional program, the traditional program offers courses before the
practicum lasting eight to 16 weeks, with little or no "staged entry into teaching
responsibilities" (p. 62).
The Professional Development School model is moving towards shared super-
vision by university supervisors and cooperating teachers, with the latter taking on
greater observation and assessment responsibilities and the former becoming more
of an integral part of the school structure and professional staff (Melser, 2004).
Furthermore, the PDS program, as compared to the traditional model, provides for
expanded university supervisor and cooperating teacher duties and support for the
pre-service teacher, with incremental increase of student teaching responsibilities
(Sandholtz and Wasserman, 2001). First, the university supervisor operates mainly
271
MENTORING: A COMPARATIVE ANALYSIS
272
out of the school, enabling more student teacher observation, communication with
mentor teachers, courses and seminars. The seminars focus on problem areas. In the
PDS Model, the student teachers are observed weekly by the university and teacher
supervisors with multiple types of assessment. The same study highlighted that even
mentor teachers gained from increased university facilitator presence. Second, the
cooperating teacher's role is expanded and the duties intensified under the PDS
Model. They participate in instruction, direct the practicum, and collaborate in team
conferences. Importantly, cooperative teachers confer with the trainees. Third, it is
the cooperating teachers who arrange for the student teachers to work and observe
other mentors, thereby providing extra support. Although the Sandholtz and
Wasserman study found problems with both models, the above points were considered
to be beneficial to the student teacher as it allowed them to be better equipped to deal
with their future role.
Hong Kong models
The Hong Kong Institute of Education (HKIED) and the Hong Kong University
(HKU) models are described in this study, with some elements from the Northcote
College of Education (NCE), and the Hong Kong Technical Teachers' College (TTC).
Student teachers at the HKIED begin their first field experience after half a year of
study at the institute (Tang, 2002). Initial school visits for observation and discussion
are followed by a period of school attachment for familiarization in classroom and
school activities and assisting mentor teachers. Student teachers are then assigned
periods of block practice, upon which their assessment is based, in which they
conduct classes, plan units and lessons, and become an integral part of the day-to-day
events and extra-curricular activities of the school (Hong Kong Institute of Education,
2002). The administration of the practicum at HKIED consists of different levels.
Overall guidance is the responsibility of the Center for Development of School
Partnership and Field Experience. Management is headed by the dean of the school,
then the program leader, followed by the program coordinator. Field experience is the
duty of the field experience coordinator while academic departments provide
the supervisory staff. A handbook is available for all participants in the field experi-
ence (teachers, student teachers, supervisors, and schools). Supervision is standard-
ized with a handbook and reporting form.
The role of the field experience coordinator is to put into practice the policies and
guidelines set out by the Center for Development of School Partnership and Field
Experience. Field experience coordinators organize working groups, which help set
out policies and procedures. Coordination of field experience amongst the parties
involved (schools, academic departments, student and mentor teachers) is primarily
the responsibility of the field experience coordinator. In essence, field experience
coordinators "… bridge theory with practice in field experience" (Fung, 2002, p. 6).
Field experience coordinators at the school level assign supervisors to the student
teachers. Supervisors usually assign student teachers according to their subject
speciality. At NCE and TTE, distinct supervisors are involved (Yeung and Watkins,
2000). The teaching practice supervisors (electives) are concerned with evaluating
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the abilities of student teachers in subject oriented teaching skills and knowledge
while teaching practice supervisors (methodology) are primarily concerned with
assessing the student teacher's general teaching abilities and aptitudes. HKIED also
utilized three supervisors, two subject supervisors and a general practicum
supervisor (Tang, 2002). Supervisors provide liaison with the school administration
and staff, support student teachers, monitor learning objectives, teaching strate-
gies, and learning outcomes, offer advice, engage in pre- and post-lesson
conferences, and, ultimately, assess and determine "the student teacher's readiness
and suitability to enter the profession" (HKIED, 2002, p. 9). Four supervisory visits,
two for each subject, are incorporated into the supervision schedule. Supervisors
complete a required Report Assessment form and grade the student. According to
Fung's survey (2000), the supervisor's role in supervision depends on context as
"… for final year students the supervisor is more important as gatekeeper while for
new students more for formative development, that means to give advice for devel-
opment and give assessment for gate-keeping" (p. 7). The two subject supervisors
and the practicum supervisor, who is in charge of general teaching supervision,
supervise the student. For supervisors, the most important factors in rating teaching
aptitude are: subject knowledge, enthusiasm, communications skills, teaching
methodologies, and classroom management. At NCE/TTC supervisors provide guid-
ance as well as assessment for student teachers (Yeung and Watkins, 2000).
Supervision, in general, is seen as an important part in providing direction for teacher
development as well as in assessment and offering feedback (Fung, 2000).
Form teachers in the NCE/TTC practicum are "… under no obligations to provide
supervision or guidance to their students" (Yeung and Watkins, 2000, p. 232). The
level of assistance from form teachers depends on the unique characteristics of each
school involved in the practicum. This is perhaps the greatest weakness of this model.
As Yeung and Watkins (2000) argue, the experience of expert teachers is invaluable
and can be of great benefit to students. At HKIED, link teachers are nominated at
each participating school. These teachers are the link between the institute and the
school. They ensure the smooth running of the field experience from the school end.
They also have the ability to request mentor training from the institute (HKIED,
2002, p. 10). Supporting teachers are the front line support and guidance for student
teachers. They observe student teachers at least once a week, offer pre- and post-les-
son discussion, and are involved in tripartite conferences with HKIED supervisors
and student teachers. Supporting teachers are not required to take part in formal
assessment. The HKIED School of Early Childhood Education's Institute Preschool
Professional Interface (IPPI) scheme involves the use of school principals as mentors
to student teachers but they are not in charge of assessment (Yip, 2003).
An alternate Hong Kong model is that provided by the Faculty of Education, Hong
Kong University (HKU). The overarching framework is that of School-University
Partnerships. Goals include: to create a "reciprocal, collaborative and developing
relationship with schools"; to encourage a "professional learning community"; to
foster school enhancement through the formation of school mentors; and to "provide
a holistic experience to student-teachers during their teaching practicum" with the
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MENTORING: A COMPARATIVE ANALYSIS
274
aide of teacher mentors and university tutors (University of Hong Kong, 2004a,
para. 1).
This partnership model's key players are the school principal or school practicum
coordinator, teacher mentors, and university tutors (University of Hong Kong,
2004b). The school administration provides preliminary groundwork by selecting
experienced teachers to become mentor teachers, and possibly by providing an
orientation session to student teachers. The principal or school coordinator provides
direction to the student teachers. Teacher mentors and university tutors are in charge
of providing mentoring and supervisory support, the former involving the attributes
of becoming a teacher, the latter dealing with specific classroom issues through
questioning teaching plans as they relate to learning outcomes (University of Hong
Kong, 2004b).
Teacher mentors have various mentor and manager roles. They provide student
teachers with opportunities for professional growth, they observe with comments,
they act as "role models, counsellors, critical friends, instructors, and managers"
(University of Hong Kong, 2004b, para. 4). Learning occasions are made possible
by the teacher mentors by allowing student teachers to observe their own teaching
through guided pre- and post-lesson discussions where the lesson plan focus,
objectives, learning activities, and outcomes are elaborated. This method follows
the Tyler rationale of curriculum planning (see Tyler, 1975). Mentor teachers also
make arrangements for student teachers to observe other teachers in a variety of
settings and get them involved in activities such as meetings. Both teacher mentors
and university tutors observe lessons and provide "tripartite conferences" or
individual verbal and or written feedback to the student teacher that they utilize in
their reflection (University of Hong Kong, 2004b, para. 4). Teacher mentors observe
student teacher lessons at least once a week, with the purposes of providing "form-
ative and constructive feedback" for further student teacher growth (University of
Hong Kong, 2004b, para. 15). Furthermore, lesson observations enable student
teachers to critically reflect based on the pre-lesson conference. When problems
arise, teacher mentors provide guidance and counselling.
University tutors are involved in the practicum process. Their main roles are: to
facilitate student teacher professional learning; to make supervisory visits to assist
the learning of teaching and to assess student teachers; to work with mentor teachers
in gaining a holistic understanding of the student teacher's progress; to conference; to
liaise with schools for forming a professional relationship; and to hold mentoring
workshops.
A PERSONAL NARRATIVE: BEING A
UNIVERSITY FACILITATOR AND
LEARNED EXPERIENCES
During the fall and winter semester, the author was a University Facilitator at the
University of Alberta. Her responsibilities revolved around seven schools and 25
student teachers enrolled in IPT or APT in different subject areas. The majority of
LYDIA PUNGUR
student teachers had good or excellent evaluations. The most successful ones
appeared to have some of the following attributes: strong planners and organizers,
hard-working, enthusiastic, open-minded (Willems et al ., 1986), and innovative.
One mentor teacher who had an APT student teacher (social studies major) with
tremendous growth as a professional and an excellent evaluation told the author that
they debriefed every day after school for over an hour, deliberating over future plans
and reflection on lessons. Both the teacher and student had innovative ideas that
seemed to enrich the lessons of the pre-service teacher. For example, during the first
observation, the teaching methodology was lecture. The student teacher asked for
ideas from the author. Because she also majored in social studies, she could provide
him with resources and strategies. The University of Alberta requires that students
employ various pedagogical methodologies in their teaching. That is why the student
tried structured group presentations, review games, and a teacher-led activity that
included paired work. This same student teacher reflected on classroom management
and was not afraid to shut down activities such as the game when the noise level rose.
He used a backup plan instead. His personal qualities and hard work and planning
helped him significantly.
Another APT student teacher (physical education major) also received a high
evaluation. Although the supervision was outside my subject area, the author
learned much about what makes an exemplary physical education teacher from this
pre-service teacher. First, she was positive in attitude and towards her students. In
her reflections and actions, she showed care towards each pupil. One school student
who was not physically inclined was encouraged privately by the student teacher.
Second, she reflected carefully, sharing her thoughts and reflective journal. At the
beginning, the student teacher was concerned with classroom management, but later
she was able to address these issues by using ideas from her observations and by
reflecting. For e xample, she used planned ignoring with a pupil who was formerly
suspended, and it was effective. Third, this student teacher was thorough in her
research and planning. The physical education teachers shared their resources,
which were utilized, as were outside manuals and the Internet. The plans led to a
well structured volleyball lesson with attendance, warm-up, skill demonstration,
paired activity, group activity, game, and closure (skill review). Lessons were var-
ied. Fourth, this student teacher volunteered for activities such as intramurals. Fifth,
she had good rapport with her supervisors, peers, and charges. A team approach
added to the student teacher's performance. In addition, her mentor teacher was a
strong role model and was supportive.
In the same department (physical education), one mentor teacher had three very
strong IPT students. Two worked together and were commended by the vice-principal.
The mentor teacher had much to do with their success, for the mentor-student teacher
relationship is symbiotic, promoting the development of both (Healy and Welchert,
1990 as cited in Vonk, 1993). The mentor teacher had high standards, he asked the
students to get involved during observation week with attendance, warm-up, and other
activities, as suggested by Willems et al. (1986). After structured teaching, the student
teachers were given continuous constructive feedback on how to improve. The mentor
275
MENTORING: A COMPARATIVE ANALYSIS
276
teacher ensured that lesson planning was complete. The mentor's enthusiasm and
knowledge of the subject were evident, as was his coherent teaching philosophy.
There was one school coordinator whose qualities put her in the model category.
She was a vice-principal who taught part-time, and was available to carry on her
school co-ordinator role beyond the norm. She recruited the mentor teachers. At the
beginning of the term, she met the student teachers and informed them that they
could seek her advice. She was always available for meetings with the university
facilitator, which opened up the lines of communication, and participated in schedul-
ing as well as observations of other teachers. In addition the school coordinator
monitored the student teachers' progress by observing all the pre-service teachers for
some part of a lesson.
A HYBRID MODEL
Elements of different programs are included in a hybrid model. As indicated by the
Sandholtz and Wasserman (2001) research, the Professional Development School
(PDS) Model for teaching has many advantages. Therefore, many features of this
teacher pre-service program should be included in the model. One element is extend-
ing existing teaching practicum time past the traditional time frame. The average
practicum time in the U.S. is 14.5 weeks (Roth and Swail, 2000). Hynes-Dusel's
(1999) interviews of cooperating teachers revealed that they believed that the three
month field placements were too brief, and should be extended to a year. Another
feature to add from the PDS Model would be problem-solving seminars (Sandholtz
and Wasserman, 2001). Elements from the PDS and CSM providing the whole
school experience are also helpful in building a model with increased experience and
support. The Field Experience Coordinator would have duties identical to the CSM.
It is beneficial for student teachers to have both a subject area and a general
university supervisor, much like at HKIED with two subject supervisors and the
practicum supervisor. This would especially be true for the secondary school level,
where subject specializations are required. Although two supervisors are more costly
and labour intensive, the overarching goal is preparing the best calibre of teacher
education program. The author, in her role of university supervisor, saw the limits of
supervision outside her specialization. After conferencing with a music student
teacher she realized that it was hard to provide suggestions. A music specialist would
have been more effective in offering specific ideas, though the mentor teacher that is
matched up with the student teacher's major or minor ideally provides such support.
LYDIA PUNGUR
University Facilitator University Facilitator Mentor Teacher School Coordinator
(General Pedagogy) (Subject Specific/
Curriculum)
Field Experience Associate
University Student teacher School
Figure 18.1. Successful pre-service teaching depends on school-university partnerships.
Ongoing interaction between faculty members and teachers in professional
development contexts provides a reciprocal benefit. This growth in knowledge can
be fostered with formal opportunities for teachers to collaborate with faculty on
shared research, presentations, and publications like at Fairleigh Dickinson
University (2000). Partnerships would be created to solve a lack of reciprocal com-
munication between university channels and innovative pre-service or in-service
teachers. This is important in order to nullify critiques that university personnel are
detached from innovations in the field or realities. One study (Cornell, 2003) found
that even though most liaisons were practitioners, the opinion existed that the
liaisons and the university were not versed in classroom methodologies, nor were
the university activities useful. In another study, cooperating teachers felt that
student teachers were ill-prepared for their practica and that the university taught the
"ideal," not "reality" (Hynes-Dusel, 1999).
Studies in Hong Kong have supported the following major forms of school-
university partnerships (Day et al ., 2004): (a) at Hong Kong University, the School
University Partnership Evaluation Research Project (SUPER) revealed the benefits
to student teachers and teacher development as a whole of collaboration between
secondary schools and the university; (b) the School-University Partnership Scheme
(SUPS), and (c) the Unified Professional Development Project (UPDP) and
"Partnership Schools", where teacher fellows were offered mentorship programs.
The major benefits of school-university partnerships, as Day et al. noted, include
developing both student teachers and mentor teachers, and the system as a whole by
facilitating collaboration among teachers and between teachers and administrators.
These examples give weight to increased school-university partnerships.
The Importance of the Mentor Teacher
In a hybrid model, the role of the mentor teachers is central to the success of the
practicum. Cooperating teachers are considered to have the most effect on student
teachers during their field experience (Yee, 1969; Seperson and Joyce, 1973; Karmos
and Jacko, 1977; Alper and Retish, 1980; Copeland, 1980; Dispoto, 1980; Koehler,
1984, as cited in Mitchell, 1993). Mentoring goes beyond the passing on of technical
skills and information (Brown and McIntyre, 1988 as cited in Vonk, 1993). Mentors
assist the beginning teacher to develop their "own flexible repertory of teaching and
classroom management skills, to develop a proper insight in their pupils' learning
processes and a perspective on him/herself as a teacher" (p. 8). It is also the cooperat-
ing teacher's responsibility to introduce the student teacher to the school's require-
ments and regulations. Weasmer and Woods (2003) report that most cooperative
teachers participating in their study perceived their role as that of "models, mentors,
and guides" (p. 175). The successful teaching practicum must have at its core a well-
developed and successful mentor-student teacher relationship as studies indicate, "the
availability of the mentor to sustain regular, ongoing, and continuous support was
essential" (Yip, 2003, p. 40). Guidelines for the mentor teacher include (Fallin and
Royse, 2000): awareness of the university's program; finding policies and suggestions;
providing formative evaluation; offering constructive criticism and encouragement.
277
MENTORING: A COMPARATIVE ANALYSIS
278
Additional guiding principles support the student teacher (Willems et al ., 1986):
informing pupils about the additional teacher; creating space and providing resources;
discussing philosophies of teaching practice (example teaching methodology);
building open lines of communication with all the key players; handing over responsi-
bility gradually and with support; co-planning and giving demonstrations of various
teaching strategies.
Mentor teachers take on major responsibilities in adding to the development of pre-
service teachers, and therefore should ideally be exemplary teachers and should be
competent in the following areas: a cooperative approach; planning, "interpersonal
relations and conference skills;" evaluation methods; pedagogical techniques; class-
room management; and "professional role modeling" (Weller, 1983, p. 213). Criteria
for mentors are based primarily on their reputation as capable teachers with a coherent
philosophy of teaching, with achievements inter alia: content mastery, curriculum
planning, and professional development (Feiman-Nemser, 1996; Tillman, 2000 as
cited in Mullinix, 2002).
University facilitators
The role of the university facilitator is that of liaison, communicator, evaluator, and
resource person for the student teacher. In some models, facilitators arrange for the
placements (Willems et al ., 1986). In most models, university facilitators are the "go
between" for the university and the school. They act as personnel that conference
before, during, and after the practicum, with all the key players and with the student
teachers. After observing lessons, and during student teacher meetings with the
mentor teachers, they offer advice based on research and teaching experience. If
the role of the university facilitator is to go beyond that of advisor, they should evalu-
ate jointly with the mentor teacher. In a hybrid model, the curriculum university
facilitators would not just engage in subject-specific support, but also content and
subject-specific critique. However, certain characteristics define a strong student
teacher, and that is why a general university facilitator has a role in pedagogical theory
assistance and observation. In sum, "the university supervisor's main task is to open
and maintain communication between parties" (Willems et al. (1986)). It is impor-
tant to provide handbooks to the school and to observe regularly. In addition, the
university facilitator should have an introductory conference with the student teacher
and the mentor teacher to set goals, (Willems et al., 1986) responsibilities (Fallin and
Royse, 2000), and communicate the university mandated incremental teaching load.
Specific expectations should also be included.
School coordinator
The hybrid model selects a vice-principal to recruit mentor teachers, and to oversee the
workings of the placements, as well as acting as an additional resource. Vice-principals
who teach part-time are perfect candidates for the position. If teachers want to be school
coordinators, they should be provided with some release time to fulfill their obligations.
School coordinator roles include (Willems et al ., 1986): meeting with the university
supervisor to review the student teacher's assignment; duties and responsibilities;
LYDIA PUNGUR
reviewing the student teacher's plan; meeting the mentor teacher to provide support; and
observing the student teacher at least once.
Field experience associate
Under the hybrid model, the field experience associate is the liaison between the
university, the school, and the relevant personnel within them. In effect, they would
communicate, conference, answer queries, or deal with situations before they arise.
However, beyond ensuring the continued growth of the student teachers, they would
also, thorough formal and informal means, foster research collaboration between
schools and universities as well as providing opportunities for professional
development.
ESSENTIALS TO INCLUDE IN THE PRACTICUM
Certain requirements, other than teaching, administrative or supervisory roles should
be included. One component is mandatory lesson planning for all classes (Yeung and
Watkins, 2000). As one mentor teacher elucidated, student teaching is the time when
teachers should learn how to write them. It is also a requirement in some jurisdictions.
Moreover, as one school coordinator explained, administrators can use them, in case
of absence, to track work completed. Lesson plan templates could be provided, but the
format of the plan left up to the student teacher. However, some elements of lesson
planning should be required, such as an instructional objective to tie to the curriculum,
which provides the rationale for the content of the lesson and sets the course of action.
A second requirement should be unit planning. This sets the groundwork for later unit
and yearly planning. It is advisable to put these in as guidelines for all the key players
to follow. Third, reflective journaling would inform observation and action. The
importance of reflection has gained much currency in recent years (Adler, 1991).
Schön (1987) maintained that positivism and a technical-scientific method of teacher
education have not provided the necessary skills needed by teachers. Rather, an
approach he likened to "professional artistry" is more productive and better able to
equip teachers to meet the demands of the profession. A core ingredient of such an
approach is reflection. Reflection can be both long term and analytical (reflection-
on-action) and immediate, resolving a challenge at the moment of teaching (reflection-
in-action) (McDuffie, 2001).
IMPLICATIONS AND CONCLUSION
The practicum is a key component of teacher education. There are future implications
for teacher success and retention. Head teachers report that newly qualified teachers
with field-based program backgrounds operate like teachers with two or three years of
experience (Huling, 1998). Moreover, a Texas study (Fleener, 1998 as cited in Huling,
1998) revealed that the attrition rate was lower for those with longer practica in their
teacher programs than traditional campus-centred program graduates. In a hybrid
model, the time frame would be over 15 weeks and includes important parts of the
279
MENTORING: A COMPARATIVE ANALYSIS
280
school year. The hybrid model combines aspects from different types of student
teacher programs with an emphasis on mentor-student teacher relationships, as well as
curriculum, general university facilitators, school coordinators, and field experience
associates. The reciprocity of communication should give university personnel insight
into the practical teaching requirements, and mentor teachers and school coordinators
knowledge of the new innovations they need to keep current. A close and continuous
relationship between the practicum's cast and the university will ensure that the
practicum experience stays fresh and relevant.
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Historically, university teacher education programs have been at the forefront in
preparation of teachers in the United States. However, traditionally-designed schools
and colleges of education have been under scrutiny in recent years for not adequately
preparing students to teach. A majority of graduates of schools of education believe
that traditional teacher preparation programs left them ill-prepared for the challenges
and rigors of the classroom. According to data from the National Center for
Educational Statistics (NCES), fewer than 36 percent of teachers feel "very well
prepared" to implement curriculum and performance standards (NCES, 1999). This
lack of preparation is, in part, due to lack of structured field experiences and lack of
such experiences in diverse settings. Twenty years ago, A Nation at Risk (National
Commission on Excellence in Education, 1983) articulated goals for improving edu-
cation in the United States. This report addressed goals for schools and students, but
did not address higher education or the quality of teachers. Only recently has the
national emphasis on teacher quality begun to address the need for diverse field
experiences.
The concern that teachers are not well-prepared is echoed by new teachers and
national studies: "The most talented prospective teachers are discouraged by the lack
of rigor of the courses offered in many schools of education" (NCES, 1999, p. 8).
One reason schools and colleges of education have not successfully prepared teach-
ers has been due to the traditional focus of the curriculum. This in part has led to the
development of alternative certification programs. Pre-service teachers have had few
opportunities to work with "real live" students in "real live" schools. Pre-service teach-
ers read about schools, study cases, view videos of students and hear lectures about
schools. They write multiple-page lesson plans whose application proves irrelevant
in the real world of a school. They spend only a small percentage of their university
career in schools learning from classroom teachers and working with students.
Traditionally, such contact time comes relatively late in training, in the form of a semes-
ter's experience in a practicum or "practice teaching" experience. And often that
experience takes place at a university laboratory school that is quite different from
the kind of public school in which the students will very likely work upon completion
of their training.
New teachers, having spent a limited amount of time in schools, arrive on the school
house steps with perspectives developed when they were students. In the early
283
TERI C. DAVIS AND BARBARA MOELY
19. PREPARING PRE-SERVICE TEACHERS AND
MEETING THE DIVERSITY CHALLENGE
THROUGH STRUCTURED SERVICE-LEARNING
AND FIELD EXPERIENCES IN URBAN SCHOOLS
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 283–300.
© 2007 Springer. Printed in the Netherlands.
284
months of the school year, it is not uncommon for the new teacher to experience
depression and self-doubt, or outbursts of crying. The stresses and strains many new
teachers experience are similar to the phenomenon known as "culture shock":
Culture shock is the "feeling of dislocation that people experience when they initially
encounter a foreign culture. Peace Corps volunteers, foreign students, tourists, and
newly arrived immigrants often report that when first thrust into a strange life patterns
of a foreign culture, they feel numbingly disoriented, forced to assimilate too much
too soon, and afraid they have made a drastic mistake by going to a strange country"
(Ryan and Cooper, 2001, p. 32). Unfortunately, too many new teachers feel they have
made a drastic mistake wasting energy, lives and numerous resources at many levels.
Such mistakes can be prevented. The way to overcome new teachers' culture shock is
to consistently immerse pre-service teachers in schools. Any quality teacher prepara-
tion program includes numerous and diverse field experiences, spread throughout the
period of training.
University graduates who major in education often lack knowledge in the
content field they will be teaching. In order to prepare teachers who are competent
in their discipline, Tulane University reestablished a teacher preparation program
in which students major in a content field in preparation for secondary school
certification (grades seven to twelve). The program was designed to accommodate
a major in any of the following areas: Cellular and Molecular Biology, Chemistry,
Ecology and Evolutionary Biology, Dance, Economics, English, French, History,
Italian, Latin, Mathematics, Political Science, Physics, Sociology, or Spanish. It
also included an innovative major in psychology leading to early childhood certifi-
cation. As students complete their majors, these candidates in the teacher prepara-
tion and certification program interact with colleagues from all disciplines. While
large colleges of education have to overcome the barrier of being a separate
college, this program is a part of arts and sciences and serves to enhance a student's
degree.
RESPONDING TO NATIONAL ACCREDITATION
AGENCIES AND STANDARDS
The NCATE (National Council for Accreditation of Teacher Education) is recognized
by the United States Department of Education as an accrediting body for colleges
and universities preparing teachers. It is a coalition of more than 30 national associ-
ations representing the education profession at large. Central to the mission of
this body is the improvement of teacher preparation programs. Two of NCATE's
six performance-based standards address field experiences and diversity. An educa-
tional unit of a university preparing teachers must "design, implement, and evaluate
field experiences and clinical practice so that teacher candidates and other school
personnel develop and demonstrate the knowledge, skills, and dispositions necessary
to help all students learn." An educational unit must also "design, implement, and
evaluate curriculum and experiences for candidates to acquire and apply the knowledge,
TERI C. DAVIS AND BARBARA MOELY
skills, and dispositions necessary to help all students learn. These experiences
include working with diverse higher education and school faculty, diverse candidates,
and diverse students in P-12 schools." (NCATE, 2000, p. 10).
Additionally, NCATE has partnered with "48 states to conduct joint reviews of col-
leges of education in order to integrate state and national professional teacher prepa-
ration standards and increase the rigor of reviews of teacher education institutions"
(National Council for Accreditation of Teacher Education, 2000). It is important to
note that the NCATE 2000 performance-based standards have been a strong impetus
for universities nationwide to redesign teacher education programs. Gone is the day
when a teacher candidate spends only one final semester in the classroom engaged in
student teaching.
RESPONDING TO FEDERAL LEGISLATION AND
COMMISSION RECOMMENDATIONS
Recognizing that every American family deserves public schools that work, the No
Child Left Behind Act of 2001, the reauthorization of the Elementary and Secondary
Education Act, pledges highly qualified teachers in every classroom by the 2005–06
school year. "All children should have the opportunity to learn – regardless of income,
background, or ethnic identity." (U.S. House of Representatives, 2001). The report of
the National Commission on Teaching and America's Future (Hunt, 2003, p. 7) def ines
"highly qualified beginning teachers" as teachers who:
●possess a deep understanding of the subjects they teach;
●evidence a firm understanding of how students learn;
●demonstrate the teaching skills necessary to help all students achieve high
standards;
●create a positive learning environment;
●use a variety of assessment strategies to diagnose and respond to individual learning
needs;
●demonstrate and integrate modern technology into the school curriculum to support
student learning;
●collaborate with colleagues, parents and community members, and other educators
to improve student learning;
●reflect on their practice to improve future teaching and student achievement;
●pursue professional growth in both content and pedagogy; and
●instill a passion for learning in their students.
Tulane University's Teacher Preparation and Certification Program was estab-
lished to prepare students to function as highly qualified teachers according to the
criteria of NCATE and the No Child Left Behind legislation. Through a rigorous
major in an academic subject and through a variety of service learning experiences,
students are well prepared for the challenges of the secondary school classroom.
Unfortunately, these innovative undergraduate programs were rejected by state
entities in Louisiana, since they did not include all of the traditionally required
285
PREPARING PRE-SERVICE TEACHERS
286
courses for teacher certification (such as courses in basic mathematics). In order to
maintain the creative aspects of the program, it was necessary to move the program
to the post-baccalaureate level. With this change, students must complete one to
two semesters' additional college work in order to become eligible for teaching
certification.
SERVICE LEARNING AS A PARTNER WITH TEACHER
PREPARATION PROGRAMS
As the Teacher Preparation and Certification Program developed at Tulane, a parallel
development was taking place at the University. Tulane's Office of Service Learning
was established in 1998, to implement goals specified in Tulane's strategic plan,
including the strengthening of undergraduate education and the elaboration of
university-community collaborations. Service Learning is defined as "a credit-bearing,
educational experience in which students participate in an organized service activity
that meets identified community needs and reflect on the service activity in such
a way as to gain further understanding of course content, a broader appreciation
of the discipline, and an enhanced sense of civic responsibility" (Bringle and
Hatcher, 1995).
Teaching at Risk: A Call to Action was released by The Teaching Commission in
2004 and, among significant recommendations, includes raising standards in prepa-
ration programs which encompass "drawing clear connections between what future
teachers are taught about pedagogy and what research shows to be effective, and
offering opportunities to learn and observe in a real world setting" (The Teaching
Commission, 2004a, p. 35–36). Service learning is particularly useful in teacher
preparation, emphasizing the application of course concepts in the service activity,
careful planning that assures relevance of the service activity to the course and the
value of the service to the community, and opportunities for oral and written reflection
on the service experiences. For their service activities, Tulane students mentor/tutor
students, work in classrooms to gain an understanding of students, teachers and
schools, and complete reflective journals in which they integrate service with course
concepts. Through these experiences, they begin to understand how students learn,
how effective teachers teach, how to structure lessons, and how to assess students.
They begin to overcome school "culture shock" through experiences in a variety of
diverse school settings.
Tulane's Teacher Preparation and Certification Program includes four courses that
require service learning field or clinical experiences in a school. Several of these also
require students to register for an add-on credit for service learning. For example, in
the course EDUC 200 – Introduction to Education, students concurrently take EDUC
389-Service Learning in Public Schools, for which they complete forty service learning
hours during the semester. Table 19.1 provides a list of the program's service learning
courses and a description of the school sites with which students work.
TERI C. DAVIS AND BARBARA MOELY
Description of field sites and performance activities
Pre-service teacher candidates are required to complete field and clinical experiences
in numerous diverse schools in New Orleans. The Teacher Preparation and Certification
Program and the Office of Service Learning form a strong partnership to enhance the
learning experiences of Tulane students while providing a service to the New Orleans
community. Schools have been selected to provide a range of experiences for
pre-service teacher candidates so as to prepare them to work in any setting as a future
teacher. Experiences such as these allow graduates to overcome the school/culture
shock experiences felt by many new teachers who were not given such field oppor-
tunities and requirements, thereby increasing teacher retention. Teaching experiences
become more rigorous throughout the program and are evaluated to determine the
impact on preparing strong teachers and the effect on PK-12 achievement. School
partners in the Program represent:
●urban, high poverty and low proficiency level populations,
●low poverty, mid to high socioeconomic and diverse minority populations,
●special needs and gifted populations,
●magnet school populations,
●charter schools,
●leadership academy school promoting full inclusion and
●schools designated as in need of improvement.
287
PREPARING PRE-SERVICE TEACHERS
TABLE 19.1 EDLA 389 – Lesson scoring rubric for on-site service learning
STUDENT NAME
SCHOOL TEACHER
SCHOOL ENVIRONMENT/CLIMATE
INTERACTIONS WITH STUDENTS
WAYS ESTABLISHED RAPPORT/CONNECTED WITH STUDENTS
WHAT PRE-SERVICE
TEACHER DID WHAT STUDENTS DID
— (10) Lesson planning evident — (10) Objective clear
— (10) Introduction/focus — (10) Eye contact/poise
— (10) Use of technology and/or handouts — (10) Organized
— (30) Activity — (10) Closure/review/assessment
ADDITIONAL COMMENTS:
288
Field placements
Pre-service teacher candidates are assigned to individual classrooms in schools by
the Teacher Preparation Program's Coordinator of Field Experiences, the Senior
Field Coordinator in the Office of Service Learning in association with School Site
Coordinators. Site coordinators are partner school teachers or administrators who, in
collaboration with the Program's Coordinator of Field Experiences and the Senior
Coordinator of Service Learning from the University, determine at the partner school
level the correct match for a teacher candidate with a cooperating teacher. Cooperating
teachers are screened according to their current teaching assignment, evidence of their
use of effective teaching practices in the classroom, level of certification, and the
expressed desire to assist a potential candidate. Along with the Teacher Candidate
Evaluation form to be completed by the cooperating teacher, an overview of the Program
and suggestions for appropriate activities are made available to the cooperating teachers
before candidates arrive in the classroom. Cooperating teachers and principals are
also invited to attend any Program seminars in the corresponding course and/or the
rap sessions supported by the Office of Service Learning.
Partner schools have been selected to complement the university program based on
the diverse philosophical and educational experiences that can be offered to the can-
didate over the timeframe of the program, the contractual agreement from the site to
support the Program and Service Learning, and the evidence of effective teaching
and leadership practices.
At the beginning of each semester, candidates and the site coordinators meet on
the work site campus. The teacher candidates report individually to their assigned
teacher in their partner school on the first contracted day. Site Coordinators meet
throughout the semester with the candidates on a predetermined schedule and reflect
on potential revisions to the candidates' behavior, attitude, or placement needs. Site
Coordinators are contacted monthly by the Senior Field Coordinator from Service
Learning who remains in weekly connection with the Program's Coordinator for
Field Experiences to sustain a multi-level support system for the candidates.
Preparatory meetings among the three coordinators occur at the beginning of the
school year, are sustained throughout the year, and end with a debriefing in May after
the University semester has ended. At that time, the Teacher Candidate Evaluation
form completed by Cooperating Teachers to support the preparation process for
teacher candidates is reviewed for potential revisions of the Program. The successful
collaboration and strong working relationship between programs was achieved
through open communication and including staff from each program in the operations
and monthly meetings of one another's offices.
Performance Activities and Assessments
The sequence of coursework is designed to provide crucial service learning experiences
in public schools from the point of entry. The first education course, EDLA 200 –
Introduction to Education in a Diverse Society and the accompanying co-requisite
EDLA 389 requires a total of 40 hours of service learning. In the final exam, students
TERI C. DAVIS AND BARBARA MOELY
are asked to articulate experiences gained in the public school site and juxtapose that
with theory discussed in the university classroom. This final exam question and the
field experience/service learning requirements count approximately 50% of the total
course grade. The "project" for service learning hours is teaching a lesson on site and is
assessed in the manner of a teacher being appraised utilized the rubric EDLA 389 –
Lesson Scoring Rubric for on-site Service Learning (See Table 19.1).
Courses with field components become exponentially more difficult in that they
carry and require increasing responsibility for pre-service teachers. Candidates
observe, serve as classroom assistants (working with the teacher), tutor one-on-one
and small groups, and conduct a 30-minute lesson in a class. Progression through the
program into methods courses require candidates to spend 50–120 clock hours each
semester administering assessments, collaborating with practicing teachers, some
who are Nationally Board Certified. Candidates observe/participate in grade
level/vertical team meetings, parent conferences, parent association meetings/events
and extra-curricular activities. Candidates spend one entire school day teaching (and
being assessed by practicing teachers) in a public school, which includes videotaping
and self-reflecting on their performances and dispositions. Candidates participate in
professional development experiences offered by the school site alongside practicing
teachers and can observe and participate in effective teaching practices that meet the
needs of all students regardless of ethnicity, special needs, or social economic status.
They submit timesheets and survey evaluations to the Office of Service Learning for
the course. Assessments for the service learning field experience are incorporated
into each course, with reflection evident in the course grading process. Detailed
performance activities and assessments are detailed in the Field Experiences Grid in
Table 19.2. As indicated there, pre-service teachers begin and end their course of
289
PREPARING PRE-SERVICE TEACHERS
TABLE 19.2 Field experiences grid
Listing of site-based Number of
Course performances hours req for
numbers field experiences/ Assessments for site-based
and titles activities field experiences Grade levels experiences
EDLA 200/600 Observations (2 hours ● Completes 7–12 6 hours
Introduction to each) in four schools; observation 6–8
education in a 3 public and 1 child checklists on
diverse care center. school climate, PK 2 hours
society teacher-student
interactions,
special needs
children.
●Writes
comprehensive
report.
Continued
290
Serve as classroom ● Develops initial 7–12 20 hours
assistants, work and final belief placement
with/tutor 1–3 statement/philos managed
students. ophy of education through the
in writing. Office of Service
●Uses Blackboard
Leaning for K-3 20 hours
developing placement
technology managed
expertise
●Participate in through the
debriefing (rap) Office of SL
sessions.
●Oral Exit
Interview
discussing
experiences,
juxtaposed with
theory.
●Feedback from
public school
site coordinators
and senior
coordinator from
the Office of
Service Learning
EDLA 389 ●Teaches 30–60 ●Lesson observed Sec:
Service minute lesson in (rubric 6–12
learning in public school completed) by
public school classroom program's field
commensurate experiences ECE: K-3
with certification coordinator
level seeking. ●Feedback from
●Journal of public school site
observation notes, coordinators
reflections, and ●Paper reflecting
brain based lesson on teaching
according to experience.
established class
guidelines.
PSYC Tutor groups or ● Objective and PK-5 20 hours
320/620 individual students essay questions K-5 through the
educational on midterm and 6–8 office of
psychology final exams. service
Continued
TABLE 19.2 Continued
Listing of site-based Number of
Course performances hours req for
numbers field Assessments for site-based
and titles experiences/activities f ield experiences Grade levels experiences
●Class writing learning
assignments on
service learning
experiences
●Class reports by
students
●Responses to
Reflective
Journal
PSYC Tutor groups or ● Objective and 6 wks–4 years 20 hours
321/621 individual students essay questions K-5 through the
child on exams office of
psychology ● Class discussion service
●Writing learning
assignments
●SL Journal
entries
EDUC School visitation to ●Complete PK-3 4/12 hours per
340/640 observe master observation student
classroom teachers in the field checklist 6–8
management with checklist (3 ●Questions on
blocks or 6 periods). exams
●Learning logs
EDUC Observe and teach in ●Portfolio K-3 Required co-
380/680 classroom for 30 ●Critique of unit requisite
methods of minute blocks. Plan, lessons plans EDUC 381 -
reading observe and ●Observation Journal 6–8 120 hours for
instruction participate in ●Supervised teaching ECE OR
preservice and teacher ●Individual EDUC 382 -
inservice professional assessment project 10 hours for
development, ● Standard assessment secondary
administer ● Feedback/evaluations Time sheets/
assessments (Dibels from site coordinator transportation
and Gates), monitor and cooperating managed
student progress in teachers through OSL place
individual and small ments managed by
group tutoring Eve Gitlin, Course
professor
EDUC Co-requisite EDUC 380 K-3 120 clock hours
381/681 for ECE certification Time sheets/
reading transportation
practicum managed
for early through OSL
childhood
291
Continued
TABLE 19.2 Continued
Listing of site-based Number of
Course performances hours req for
numbers field Assessments for site-based
and titles experiences/activities f ield experiences Grade levels experiences
292
EDUC 300/ ●20 hours of ● Complete 20 hours
630 observation and observation managed
emergent participation with checklists for through OSL
literacy & children age two literacy centers
language to eight ●Complete a
arts ● Select 12–20 running record
development books appropriate session with one
for preschool/ student
kindergarten/prim ● Complete trial
ary. Read to balloons
children at site Evaluation forms
with children
EDLA/ENLS Reading to/with ● Written 2 years–5 years, 20 hours
316/616 individual assignments K-3
children's students/classes ● Class discussion
literature ● Critiques/evalua
tions of Children's
books by children
●Exams
PSYC Observe, record ● Record behavior, 3–6 years 26 hours
323/623 behavior of one child complete skills &
observation & environmental
document- checklist
ation in PK ● Log grading
PSYC Observe & tutor. Service Learning 6 wks–4 years 20 hours
325/625 Students serve as journals 6 wks–4 years
psychology classroom assistants, K-3
of early individual reading
childhood tutors
PSYC Observe, participate in ● Design lesson 3–6 years 78 hours
335/635 activities plan for activity
methodology in each learning
and practicum area in classroom
in PK ●Work directly with
classroom teachers
in Newcomb Child
Care Center
EDUC 350/ ●3 microteaching ● Professor/Instruct K-3 40 hours
650 Methods lessons (5 min, or and peer
of Early 15 min, 25 min) feedback using a Time sheets
Childhood to peers. rubric and
Education/ transportation
Curriculum ● Unit/lesson ● Reflection paper managed by
Integration presented to critiquing video OSL.
K-3rd actual students at of lesson Placements
Continued
TABLE 19.2 Continued
Listing of site-based Number of
Course performances hours req for
numbers field Assessments for site-based
and titles experiences/activities f ield experiences Grade levels experiences
293
TABLE 19.2 Continued
Listing of site-based Number of
Course performances hours req for
numbers field Assessments for site-based
and titles experiences/activities f ield experiences Grade levels experiences
Continued
School presentation coordinated
with site
●Written paper ●Units/lessons coordinator
describing evaluated by
implications of practicing
diversity in teachers, and
professional course professor
practice and site
comparing/contra coordinator
sting field utilizing rubrics
experiences &
theory ● Review of edited
video and
reflections;
comments
provided
EDUC ● Work with math ● Develop/present K-3 80 hours
390/660 and science math/science
ECE Methods teachers and thematic unit, Times sheets
II: methods of students including creative and
math and ●Develop lesson, thinking transportation
science tutor and teach to processes, managed by
small groups inquiry, and the OSL
EDUC ● Develop two physical/natural Placements
391/661 (2 centers, one math world coordinated
hours) and one science ●Compile box/file with site
practicum & inquiry of age coordinator
assessment in ● Construct/present appropriate
math/science developmentally lessons,
appropriate activities, and
science/math games
lesson plans, ●Review four
reflecting articles from
national/state professional
standards literature,
●Unit/lesson reflecting
presentsed to developmentally
students at the appropriate practice,
school current trends,
processes, research,
technology and
best practices
observed in
science/math
294
TABLE 19.2 Continued
Listing of site-based Number of
Course performances hours req for
numbers field Assessments for site-based
and titles experiences/activities f ield experiences Grade levels experiences
●Units/lessons
evaluated by the
professors using
rubric
PSYC ● Tutor groups or ● Objective and 20 hours
339/639 individual essay questions through the
adolescent students on exams office of
psychology ● Class discussion service
●Wriing learning
assignments
●SL Journal
entries
PSYC 320/20 ● Tutor groups or ● SL Journal 20 hours
childhood individual entries through the
behavior students office of
disorders service
learning
EDUC 601 ● Three ● Labs videotaped 6–8 70 hours
methods of microteaching and written
secondary labs and reflections Times sheets
instruction I accompanying included in and
lesson plans journal. Journal transportation
●Unit/lesson entries reflect managed by
presented to readings labs and OSL
students at the class experiences Placements
school, evaluated coordinated by
by the professors school site
using a rubric coordinator
●Electronic
Porfolio
●Formal paper on
diversity and
learning
differences in
professional
practice
EDUC 609- ● Develop ● Planning 6–8 70 hours
613 series: understanding by teaching, and
methods of design unit and assessing lessons
teaching in teach one lesson in content area,
content field to students in the appropriate to
Continued
field either junior or 8–12 20 hours
●Shadow/work senior high
with Tulane students
professor ● Self critique
utilizing
videotapes and
rubric
●Self-reflection
journal and
written
observations with
ratings by
instructors
Courses carry two numbers to allow them to be taken at the undergraduate or graduate (post-baccalaureate) level.
295
TABLE 19.2 Continued
Listing of site-based Number of
Course performances hours req for
numbers field Assessments for site-based
and titles experiences/activities f ield experiences Grade levels experiences
study with education and psychology courses grounded in service learning experiences
with varying activities in diverse schools. Assessments are ongoing and candidates
are responsible for documenting their own knowledge, skills and dispositions for
teaching throughout the program coursework in an electronic portfolio. As candidates
progress through courses they become increasingly more comfortable, confident and
professional until their student teaching experience is a culmination and documentation
of teaching successes, rather than the traditional first experience in a classroom.
THE IMPACT OF SERVICE LEARNING EXPERIENCES ON
STUDENTS' ATTITUDES AND PLANS
The research team at Tulane's Office of Service Learning has carried out several
studies to measure the impact of college students' service learning experiences. The
Civic Attitudes and Skills Questionnaire (CASQ) was developed to measure
attitudes, skills, and behavioral intentions that might be affected by participation in
service learning (Moely et al ., 2002a). Students responded to questionnaire items by
indicating their agreement with statements on five-point scales. Factor analyses of
data from two samples of students at Tulane University (N 's 761, 725) allowed us
to define six scales:
Civic Action. Intentions to become involved in the future in some community service
or action are assessed. The scale is focused on plans for involvement in community
programs and providing assistance to others.
296
Interpersonal and Problem-Solving Skills. Respondents evaluate their ability to lis-
ten, work cooperatively, communicate, make friends, take the role of the other, think
logically and analytically, and solve problems.
Political Awareness. Respondents evaluate themselves on items concerning aware-
ness of local and national current events and political issues.
Leadership Skills. Respondents evaluate their ability to lead and their effectiveness as
leaders.
Social Justice Attitudes. Respondents report their agreement with items expressing
attitudes concerning causes of poverty and misfortune and how social problems can
be solved.
Diversity Attitudes. Respondents describe their attitudes toward diversity and interest
in relating to persons of other cultural backgrounds.
In a study by Moely et al . (2002b), college students completed the CASQ at the
beginning and end of a semester, reporting their views regarding civic and interper-
sonal skills and attitudes. Students who carried out service learning (N 217) showed
increases over the semester in their plans for future civic action, assessments of their
own interpersonal and problem-solving skills and their leadership skills, and agreement
with items emphasizing societal factors that affect individual outcomes (social justice).
Thus, the service learning experience appears to develop positive attitudes con-
cerning civic engagement, while also enhancing personal conceptualizations of self,
others, and societal issues. These findings are consistent with those of previous studies
(Eyler and Giles, 1999; Stukas, et al., 1999). How might the service-learning experi-
ence contribute to such increases? Service learning gives students many opportunities
to interact with people different in age, social class and race from those they see
every day, providing opportunities for development of social and problem-solving
skills including communication, role-taking, and conflict resolution.
Tulane student A, who is in the teacher certification program, commented about
her service learning experience as giving her the opportunity to interact with students
with whom she would not have worked otherwise:
The children at School XX want to learn and the teachers there are making
learning fun, while at the same time emphasizing the importance of each
lesson. These seventh graders are kids that I would never have had the
chance to interact with, relate to, or learn from, if it had not been for serv-
ice learning. Each Tuesday and Thursday I take back so many important
experiences and observations critical to my future as a potential teacher.
The service experience requires students to show initiative, creativity, and flexibility in
dealing with new or unexpected situations, gives them responsibility for determining the
most effective way to accomplish the goal of their service, and thus, helps develop their
leadership skills. Increase in a social justice perspective indicates an increased aware-
ness of social institutions, customs, and power distributions that contribute to poverty
and inequities in our society. Service learning has given these students many opportuni-
ties to see how communities are affected by the quality of major institutions such as the
public educational system, thus increasing their awareness of social justice issues.
TERI C. DAVIS AND BARBARA MOELY
Tulane student B expressed her feelings about working in diverse communities:
One of the students reads at a very low level, but he has made some
progress over the course of the semester. Working with him every week
has given me the chance to form a relationship with him as well as to see
him progress. Being at School XX has helped me to examine on an experi-
ential level issues of poverty and racism as we discuss them on a theoretical
level in class.
Student C believed the school where she worked "provided a unique environment to
study the impacts of neighborhoods on development by having extended school
hours used as a buffer against potential negative influences."
Our research consistently shows that service-learning students evaluate their
courses more positively than do comparable groups of students who are not partici-
pating in service learning. Moely et al . (2002b) found that students engaged in serv-
ice learning showed greater satisfaction with their courses, reporting higher levels of
learning about the academic field and the community than did students not participat-
ing in service learning. Gallini and Moely (2003) showed that while service-learning
and non-service-learning students did not differ in total study time for all of their
courses, service-learning students reported significantly more study time for the
service-learning class, and viewed their courses as more academically challenging.
Elyer and Giles (1999) report similar findings – students enjoy their service learning
courses, report substantial learning from them, and make efforts to seek out further
service experiences.
As a second semester service learner, Student D had the opportunity to work in
two very different schools, tutoring an 8th grader at one school and working with an
after-school program at another. She describes her experiences:
Tutoring at both places has been and continues to be a challenging and
educational experience, which has taught me about who I am and my
position in the world. My experiences have not been easy but it was being
forced out of my comfort zone which has enabled me to grow as an indi-
vidual. When I first heard that I was going to have to sacrifice even more
time out of my already tightly-packed schedule, I was not thrilled. I
became somewhat overwhelmed and even considered whether or not this
was for me. Yet … I knew that I needed to take a step out and find out if I
truly wanted or had the skills to become an educator. I remember listen-
ing to my professor telling us how she had many students who thanked
her for mandating service learning.
I was somewhat nervous because I had heard that this school had a
tough reputation, but I was also curious to see and experience this new
environment. I walked into a school where as far as I could see I was the
only white individual. I have to be honest that this was an intimidating
situation and one that I had never been in before. I grew up in a rather
racially diverse community, but had never experienced being the minority.
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PREPARING PRE-SERVICE TEACHERS
298
I still struggle with feeling uncomfortable every time that I go, but I believe
being confronted with this situation has given me a new perspective. I
realize how easy it is to become sheltered by college life, where the
population by far does not represent the city of New Orleans. Service
learning has enabled me to experience more than just the tourist areas,
but real people of New Orleans.
My student has taught me about a new level of patience, understanding,
and compassion where all three are necessary when trying to the best of
one's ability to comfort someone in difficult situations. Even though I
was able to be there for her in times when she was struggling, I honestly
doubted whether or not I was making even a small difference in my
student's life … . I did not realize how important my presence actually
was to her until I attended the going-away party for the mentors held by the
School XX staff before winter break. I remember walking in and seeing my
student's eager and excited face, as she introduced me to her mother and
sister. It was at that moment I realized that all the times that I went, even
when I was tired or had homework to do, were very much worth it.
Overall it comes down to this: How it is possible to make a difference in
a person's life even if you think what you are doing is not very significant.
I guess I always heard in theory about how it just takes a willingness to
make a difference. It always sounded good, but I really never understood
until I experienced it for myself.
The experience Student D described here is repeated throughout campus as students
work in schools. Service learning provides opportunities for them to apply concepts
that they learn in their courses to their service, reflect on the concepts they are learning
and develop a deeper understanding of course material and its application to real-world
issues and concerns. A well-planned service-learning course, in which the service
activity is coordinated with course concepts, will challenge students and develop
their interest and motivation in course content, produce positive attitude changes
concerning societal issues and civic engagement, and enhance student satisfaction
with the university experience.
Participation in service learning has a profound and lifelong impact on students.
Student E views her experience as a gift:
Tutoring is the gift of sharing what you know with someone, and watch-
ing as your knowledge and ideas merge with theirs. The eighth graders at
School XX give me so much wisdom and perspective. Though I hold the
title of tutor, I feel as though I walk away each week from School XX
learning more than teaching … . They give me a glimpse into their lives
and their world, which are so different from my own or anything that I
have experienced. … . Each student with whom I have worked has so
much energy and personality …
… my time at School XX has given me one of the biggest gifts I could ask
for: A potential career choice. Through working at this school and others,
TERI C. DAVIS AND BARBARA MOELY
I have really discovered a love of children and an appreciation of what
they have to offer. They have made me want to be a teacher, and with that,
I hope that I can give something back to some other kids one of these days.
The partnership of teacher preparation and service learning has proven to be of para-
mount importance in preparing pre-service teachers for overcoming culture shock
and successfully working in America's schools. In a study of service-learning in
teacher education, Root, Callahan, and Sepanski (2002) found that "Eighty percent
of subjects noted that their views of P 12 students had changed as a result of their
service-learning experience" (p. 232).
CONCLUSION
Teachers have great responsibility for shaping the minds of generations of students
and are the world's most valuable commodity. Teacher preparation that emphasizes
both strong content knowledge and extensive experiences working in schools in con-
junction with academic courses will produce the highly qualified teachers we need to
meet the challenges of today's society.
The quality of teachers in our schools affects every aspect of our society,
from jobs to national security," said Louis V. Gerstner, Jr. former chairman
of IBM and chairman of The Teaching Commission. The nation will not
continue to lead or to create jobs if we persist in viewing teaching-the
professional that makes all other professions possible-as a second-rate
occupation.
(The Teaching Commission, 2004b, p. 1)
Utilizing service-learning as a model of quality field experiences is crucial in meet-
ing the diversity challenge and "like the students they will someday teach, teacher
education students are more likely to act their way into new ways of thinking than to
think their way into new ways of acting" (Anderson, 2000, p. 12).
REFERENCES
Anderson, J. (2000) Service-Learning and Preservice Teacher Education. Education Commission of the
States Learning In Deed Issue Paper.
Bringle, R. G. and Hatcher, J. A. (1995) A Service-Learning Curriculum for Faculty. Michigan Journal of
Community Service Learning, vol. 2, pp. 112–122.
Eyler, J., and Giles, D. E., Jr (1999) Where's the Learning In Service-Learning? San Francisco: Jossey-
Bass.
Gallini, S., and Moely, B. E. (2003) Service Learning and Engagement, Academic Challenge, and
Retention. Michigan Journal of Community Service Learning , vol. 10, pp. 5–14.
Hunt, J. (2003) No Dream Denied, a Pledge to America's Children. National Commission on Teaching and
America's Future.
Moely, B. E., Mercer, S. H., Ilustre, V., Miron, D. and McFarland, M. (2002a) Psychometric Properties and
Correlates of the Civic Attitudes and Skills Questionnaire (CASQ): A Measure of Students'
Attitudes Related to service Learning. Michigan Journal of Community Service Learning , vol. 8,
pp. 15–26.
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PREPARING PRE-SERVICE TEACHERS
300
Moely, B. E., McFarland, M., Miron, D., Mercer, S. H. and Ilustre, V. (2002b) Changes in College
Students' Attitudes and Intentions for Civic Involvement as a Function of Service-Learning
Experiences. Michigan Journal of Community Service Learning , vol. 9, pp. 18–26.
National Center for Educational Statistics. (1999) Teacher Quality: A Report on the Preparation and
Qualifications of Public School Teachers.
National Commission on Excellence in Education. (1983) A Nation At Risk .
http://www.ed.gov/pubs/NatAtRisk/intro.html.
National Council for Accreditation of Teacher Education. (2000) http://ncate.org/2000/unit_stnds_2002.pdf.
Root, S., Callahan, J., and Sepanski, J. (2002) Service-Learning in Teacher Education in Service-Learning:
The Essence of the Pedagogy In Furco, A. and Billig, S. (eds) Greenwich, Connecticut:
Information Age Publishing.
Ryan, K. and Cooper, J. (2001) Those Who Can, Teach, (9th Edition). New York: Houghton Mifflin
Company.
Stukas, A. A., Jr., Clary, E. G., and Snyder, M. (1999) Service learning: Who benefits and why. Social
Policy Report, Society for Research in Child Development, 13, No. 4.
The Teaching Commission. (2004a) Teaching at Risk: A Call to Action. New York, The Teaching
Commission. http://www.theteachingcommission.org/press/FINAL_Report.pdf
The Teaching Commission. (2004b) Press Release, January 14, 2004. New Y ork, The Teaching
Commission. http://www.theteachingcommission.org/press/2004_01_14_01.html
U.S. House of Representatives. (2001) No Child Left Behind Act. Conference Report To Accompany
H.R.1, Washington, DC: Author.
United States Department of Education (2001) http://www.ed.gov/nclb/overview/intro/factsheet.html
TERI C. DAVIS AND BARBARA MOELY
Recent education reforms have meant that many universities are re-examining, refining
and implementing teacher education courses that are aligned with the curricular,
pedagogical and organizational reforms influenced by past educational research. At the
same time an increased emphasis has been on the development of university school
partnerships leading to improved relations between schools and universities through
the introduction of initiatives such as an internship program. Since the 1990's various
Australian professional and government groups have recognised the importance of
internships in the preparation of teachers (Australian Council of Deans, 1998;
Queensland Board of Teacher, 1999). However there is considerable confusion over the
meaning of an internship.
For the purpose of this chapter we define the internship as
… extended field based and context-responsive professional learning
experiences negotiated collaboratively by stakeholders in the culminating
phase of preservice teacher preparation … The intern is mentored and
immersed in a broad range of teachers' professional work activities.It
involves a shift in status for the preservice teacher with increased
opportunities for autonomy, responsibility and accountability but with a
safety net. The classroom teacher's relationship with the intern moves
from evaluative to collegial.
(Board of Teacher Registration, 2003, p. 7).
Internships have become a feature of a number of preservice teacher education
programs offered by Australian universities since the mid 1990's. For example both
the University of Western Sydney (Cameron, 2001) and Charles Sturt University
(Mitchell et al ., 1996) incorporate a ten week internship program into the final year
of a Bachelor of Education program. Hatton (1996) writes of an internship program
offered at the University of Sydney as part of a Master of Teaching program. More
recently, James Cook University has introduced an internship program as part of its
Bachelor of Education program (Matters, 2001). These internships share the
common features of engaging TE students in a practicum that is offered in the final
year of a preservice TE program over a prolonged period of time, shared or sole
responsibility for the class and where the relationship changes from student/supervisor
to intern/mentor.
A successful internship provides an opportunity for developing a three-way
partnership between the university, school and T E students through the incorpora-
tion of classroom learning, teaching theory with real-world experience. Cole et al .
301
LORELEI CARPENTER AND BETTE BLANCE
20. TEACHING INTERNSHIPS
AND THE LEARNING COMMUNITY
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 301–314.
© 2007 Springer. Printed in the Netherlands.
302
(1999) suggest that no partnership can exist where only one partner benefits.
Therefore a successful intern partnership requires a partnership that is collaborative,
mutually advantageous and shares governance and evaluation of the program. An
intern partnership such as this has the opportunity to provide a number of benefits for
the T E student, the supervisor/mentor, the practicum school, the university and
teacher employers. T E students gain real world experience through their immersion
in a sustained practical work experience within a school culture where they can
develop a range of personal and professional attributes. They are able to work in a
classroom setting in which they have the opportunity to put theory into practice.
Frequently the sustained period of teaching during the internship provides the
connection between university course work and classroom teaching that has not
often become evident in prior practicum experiences. As well they develop an aware-
ness of a workplace culture and can appreciate the fluidity of the rapidly changing
world of work. In short they learn how to be flexible. Finally they become aware of
opportunities to build a strong network of collegial support that can be drawn on in
the future.
Classroom teachers have the opportunity to develop professionally by giving back
to their profession through mentoring. They also benefit from an injection of new
ideas that enhances their own professional growth and development. In addition
teachers have time to initiate new projects that will be of benefit to the school
community. As well they become an extension of the university teacher education
program through their role as mentor to the T E student and they participate in the
management of the internship program thus entering into a three-way relationship
alongside the T E student and university. The reputation of a university's academic
program can be strengthened and the academic reputation of the university increases.
Academics have the opportunity to see their students develop and mature as they
put subject theory into practice. Finally, teacher employers benefit from having a
pool of talented graduate teachers eligible for employment. Here, the added benefit
of an internship to employers is that the extended period of practice in schools
can provide important information related to the teaching attributes of graduate
teachers that will contribute to employers making informed decisions regarding
staffing needs.
The need to develop a level of understanding and cooperation with the school, the
academic program and the T E student is required for a successful partnership to
develop during the internship. In the past universities have usually adopted a senior
role while working with schools. However this hierarchical structure can be broken
down with a more cooperative structure for a successful intern partnership. Working
this way has the potential to develop the type of learning community that Hough and
Paine (1997) state is required for schools to prepare students to take their place in a
new socio economic era marked by both rapid local and global change. Further,
schools need to develop as adaptive learning organizations that operate within a wide
ranging learning community whose boundaries transcend those of the immediate
school environment. Similarly universities must also prepare graduate teachers who
can take their place in a changing society.
LORELEI CARPENTER AND BETTE BLANCE
THE POLITICS OF A LEARNING COMMUNITY
Many education researchers endorse the notion of learning community. Achinstein
(2002) refers to a learning community as the common purpose and mutual activity
that unites a group towards similar interests and goals. The important components of
a learning community are the tools, technologies, rituals and conventions that
develop and maintain structures that foster interdependence and collaboration based
on common values, norms and orientations towards teaching, students and schooling.
Learning communities are related to a context of current reform efforts aimed at
educational change by restructuring schools and professionalising teachers through
developing cultures of learning and practice. The argument is that teachers feel more
positive about the outcomes of educational change for children and their profession
if they can access teacher networks, enriched professional roles and collegial work
(Darling-Hammond, 1996). Thus professional teachers become change agents and
reformers of education because they take on an active research role in their daily
practice thereby learning from inquiring into the nature of learning and the effects of
teaching. The theme of change is repeated by Cochran- Smith and Lytle (1999) who
argue that teachers in a learning community who engage in inquiry into their practice
become agents for change in the classroom and the school. Here the learning com-
munity takes on a social and political stance as it becomes involved in the ways
knowledge is constructed, evaluated and used. At the same time the roles of partici-
pants in the community inform the type of change that results from the learning.
The importance of learning communities to teaching is that they encourage life
long learning and facilitate the adaptation to change which is a critical component for
success. Harvey et al. (1998) point out that an added benefit of learning communities
is that while they sustain links with higher education facilities through the provision of
placement opportunities for students, they also ensure students are given support and
are provided with meaningful learning experiences. Likewise, Darling-Hammond
(1997) argues for schools that develop a learning community of support and profes-
sional development. A school community that participates in an internship program
contributes to the professional development of experienced teachers who serve as
mentors, teacher leaders and co-researchers to cohorts of T E students and beginning
teachers. A learning community such as this provides richer learning experiences for
teachers as well as children and T E students. King (2002) further argues for a pro-
fessional school community in which inquiry into practice takes place so that teach-
ers can work collectively toward shared understanding and commitment in order to
improve student learning. Inquiry of this type frequently takes place in an internship
when both the classroom teacher and T E student are challenged to reflect on the
effect their practices have on classroom learning.
LEARNING COMMUNITIES AND TEACHER ISOLATION
Dobbins (1997), Grundy (1999) and Liebermann (2000) have explored the theme of
isolation and the way in which the partnerships in learning communities can overcome
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TEACHING INTERNSHIPS AND LEARNING COMMUNITY
304
this. Dobbins describes traditional school cultures as individualistic. She claims that
teachers are isolated because few chances are provided for collaboration and profes-
sional interaction. Grundy argues that learning communities must accept and foster
the tension between individuality and collegiality. On the one hand teachers are
required to make autonomous professional decisions. On the other hand student
outcomes can be maximised through teachers working collaboratively. Liebermann
acknowledges teachers' isolation and recommends school development and change
that supports the concept of communities of learners that challenge isolation and
improve teacher practice. We argue that the internship program has the potential to
challenge the culture of isolation because it promotes the notion of a learning com-
munity. This occurs through increased collaboration in school university partnerships,
shared responsibility for the internship program, professional development for super-
vising teachers and a rich school experience for T E students. In addition, teachers
often become isolated because they are time poor and energy poor as a result of con-
stant educational reform. The internship frequently provides teachers with additional
time through the presence in their classroom of a T E student who takes on the role of
co-teacher. Moreover teachers often experience a renewal of energy through the devel-
opment of a quality relationship and the introduction of innovative ideas and current
practices introduced by the T E student. The energy and enthusiasm can be heard in
the following whimsical comments made by a mentor teacher who discovers she is not
alone.
My co-teacher has been brilliant. If there was a problem she would
recognise it and fix it. She just fitted right in. I didn't think there were
many others who taught like me but she is like my twin separated at birth –
except she's tall and blonde.
Mentor Teacher, 2001
THE AMBIVALENCE OF LEARNING COMMUNITIES
While learning communities contribute toward the growth and development of teach-
ers and T E students there are other aspects that can be challenging. Binnaford and
Hanson (1995) and King (2002) identify the ambivalent nature of a learning com-
munity as a site of both positive and negative social conditions. On the one hand the
community can represent consensus, harmony and mutual understanding. Here
dynamic growth and development occur in a supportive culture that encourages crit-
ical reflection and frequent questioning and inquiry of values, goals and practices.
On the other hand the community can enforce heterogeneity through imposing
strict boundaries with little allowance for negotiation or interpretation. Ambivalence
of this type can occur in teacher education programs. For example a taken-for-
granted assumption is that teacher education programs prepare students for entry into
a school community as participant members. T E students frequently learn that they
will hasten their acceptance into a school community by immediately assuming the
philosophy, style, methods and practices of the supervising teacher. Here the student
LORELEI CARPENTER AND BETTE BLANCE
learns that to survive and pass the practicum or internship means adopting an appren-
ticeship model of teacher education where knowledge passes from expert to novice.
In this case Binnaford and Hanson (1995) consider conflict and difference as a threat,
with the power to exclude or silence some community members. The result is a
decline in growth and development. Gallego (2001) refers to this model of enforced
heterogeneity as an "apprenticeship of oppression" (p. 314) because students con-
centrate on survival rather than on their own development.
Achinstein (2002) argues that rather than being problematic, conflict that arises
from the tensions, challenges and dilemmas of being part of a learning community are
a natural and vital part of growth and renewal of the community. Further, conflict
within a learning community has the potential to encourage teachers to engage in critical
reflection. Such reflection frequently serves to challenge the taken-for-granted political
and ideological assumptions that help shape teacher thinking and practice.
We argue that both the language and process of the internship can challenge the
oppression and heterogeneity of some teacher education programs. The language of
the intern program identifies the T E student as "co-teacher" rather than student.
Here the message is given to the TE student that they are ready to take their place
alongside the classroom teacher as a partner. The process also situates the teacher
education student as a teaching partner rather than a novice with the expectation that
there will be a sharing of the workload. The role of the classroom teacher shifts
perceptibly from that of supervising teacher to mentor. The expectation of this latter
role is that there will develop a teaching partnership underpinned by shared power
rather than an expert/novice relationship. This can be heard in the following words of
mentor teachers and co-teachers.
I have enjoyed working cooperatively with another professional.
Mentor Teacher, 2002
My co-teacher knows more about learning outcomes than most of our
staff and is really useful in our program.
Mentor Teacher, 2002
I get on with my mentor teacher really well. However she is probably the
most disorganised person I have ever met. I am actually helping her to
become more organised.
Co-Teacher, 2002
A terrific professional relationship has developed between us. We respect
each other's strengths and value the learning/insight we have gained
from each other's weaknesses.
Mentor Teacher, 2001
In summary the process of the internship has the potential to develop a learning
community that offers a school university partnership which supports teacher
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TEACHING INTERNSHIPS AND LEARNING COMMUNITY
306
professional learning. As well it challenges the power dynamics of teacher education
programs at both an institutional and an individual level.
The following section discusses the structure of the internship, the role of the mentor
teacher and co-teacher and the governance of the internship at Griffith University
Gold Coast campus. Both the Primary and Graduate Entry Bachelor of Education
programs have similar structures.
THE GOLD COAST INTERNSHIP HISTORY
In 1994, the Centre for Professional Development (CFPD) in the School of Education
and Professional Studies, Griffith University Gold Coast campus offered its first
internship as a voluntary program to a small cohort of Bachelor of Education (Primary)
students. Since then four different models of the internship have been designed and
now form a compulsory internship component of the Graduate Entry Bachelor of
Education (Primary), Bachelor of Education (Primary), Bachelor of Exercise
Science/Bachelor of Education and Master of Teaching. Throughout the development
of the internship, the Internship Management Committee, consisting of representatives
from Gold Coast Primary schools (government and non-government), Education
Queensland and Gold Coast campus academics, has maintained a significant role in
advising the Centre for Professional Development and the Internship Convenor on
internship matters. These matters include policies, procedures and issues related to
matching the co-teachers (teacher education student enrolled in the internship) with
mentors (an experienced classroom teacher) as well as the process of the internship. A
second committee, the Professional Studies Advisory group, also advises on matters
relating to the internship. This ensures collaboration between all stakeholders involved
in the partnership, so there is a sharing of common interests and goals.
Since the inception of the internship more than 700 graduate teachers have bene-
fited from the sustained classroom practice that is offered by the internship in the final
year of their teacher education program. The following comments are evaluations of
the internship by co-teachers that indicate the perceived value of the internship.
My internship has been a time of tremendous learning but incredibly
fulfilling as well. I feel in some ways like I have climbed Mt Everest: lots
of hard work, blood, sweat and tears, but what a thing to have achieved!
I could not have done it without Sue's support and encouragement, mod-
eling and guidance. It has been a real team effort and I am thankful that
Sue chose to share this journey with me.
Co-Teacher, 2002
I am able to see the "big picture" much better now. My focus has grown
from preparing one good lesson to planning a whole day to planing the
week and the unit. As I've grown I'm able to see and think further ahead
about the needs of the students and where I'd like to take them.
Co-Teacher, 2002
LORELEI CARPENTER AND BETTE BLANCE
I have grown professionally during this internship – very much so (am
actually amazed at how much) – really feel like a teacher now!
Co-Teacher, 2002
The following section describes the dynamics of the internship as a shift takes place
in not only the teaching responsibility of both co-teacher and mentor teacher but also
in the roles of supervisor and student to mentor and co-teacher respectively.
THE INTERNSHIP PROCESS
In the internship a co-teacher and a mentor share a class for one school term. Mentors
play a crucial role in helping the co-teacher take on the responsibility for all aspects
of classroom teaching. The mentor teacher needs to know how and when to let go of
their responsibility and transfer it to their co-teacher. For some mentors this can be
most challenging. The challenge in a small number of cases arises when there is evi-
dence that the co-teacher is not confident and is not coping well with the class. The
urge to take back the responsibility for some is difficult for some mentors to resist.
My only concern is it is a long time for children to have instruction from
a student teacher if they have difficulty teaching a particular concept.
Mentor Teacher, 2002
It is during the extended classroom based experience, that students shift from the role
of teacher education student to that of a co-teacher (see Figure 20.1). In a small number
of internships, co-teachers are ready almost immediately to take full responsibility
for all aspects of classroom teaching at the beginning of the internship. In most cases
at the beginning of the internship, the co-teacher and the mentor teacher generally
start collaborative planning, teaching and assessing with the mentor teacher taking the
lead (see Figure 20.1 – Phase 1). The ultimate aim is for the co-teacher to have
complete responsibility for the whole class program in the last few weeks of the term
307
TEACHING INTERNSHIPS AND LEARNING COMMUNITY
PHASES OF THE INTERNSHIP
Interim Report
Mentor Teacher
Does all the
planning,
teaching and Shift in responsibility
assessing in all
Key Learning Areas
Co-teacher
Does all the
planning,
teaching and
assessing in all
Ke y Learnin g Areas
Phase 1 Phase 2 Phase 3 Phase 4
Figure 20.1. Phases of the internship
308
(See Figure 20.1 – Phase 4). In the intervening period a collaborative teaching phase
occurs in the first weeks of the Internship (Phase2). In week 4 an interim report is
collaboratively written by the mentor teacher and the co-teacher to identify goals that
both recognises are important for the co-teacher's development. The interim report
evaluates the following areas: Preparation and Planning; Approaches to Teaching;
Relationships with Students; Working Collaboratively; and Professional Qualities.
Following this report the co-teacher takes on the role of a beginning teacher (Phase 3).
It is here that the shift in responsibility becomes apparent. This movement is depend-
ent upon the skills and confidence of the co-teacher and reflects their professional
maturity as a developing teacher. The following comment indicates the growth and
shift in responsibility that a co-teacher experiences during the different internship
phases.
Looking back, I can see how much I have developed in my skills as a
teacher since the start of term. The more you teach, the faster you
learn … For me, the first few days I was mostly focusing on settling into
the daily routine, and concentrating on preparing good lessons. By the
second week I was teaching half days and then full days soon afterwards,
but with Sue there to support the aspects I was unsure of, like the process
of going through the homework. By the end of 4 weeks I was ready to take
over the planning and majority of the teaching.
Term Two Co-Teacher, 2002
Before beginning an internship co-teachers receive a document titled Authorisation
to Teach from the Queensland Board of Teacher Registration. This document allows
them to assume full responsibility for the class following the completion of "safety
audit" by the school coordinator and the mentor teacher. The audit assesses the
co-teachers' competence in the areas of preparation and planning, approaches to
teaching, relationships with students, working collaboratively and professional qual-
ities. Hence co-teachers can be left alone in the classroom for significant time giving
them the opportunity to experience the full load of the internship. The school and the
university act collaboratively to publicly acknowledge the significant shift in role of
the co-teacher from T E student to co-teacher. Schools frequently present the
Authorisation to Teach document at a staff meeting to symbolise the co-teacher's
growth and development and their changing role. The Centre for Professional
Development provides a Griffith University 2002 Internship badge with the
co-teacher's name and school.
The mentor teacher
Since the first internship in 1994, the supply of mentor teachers has often outnum-
bered the number of co-teachers. Interns have been sought both by schools and by
individual teachers. The popularity of this program is in part because of the recogni-
tion of the benefits to the school, classroom and mentor teacher that result from tak-
ing on interns. These benefits are acknowledged in the following comments.
LORELEI CARPENTER AND BETTE BLANCE
As a mentor teacher I was able to grow and learn during the internship.
It was a rewarding experience.
Mentor Teacher 2002
Children benefited by having another person, personality and model in
the classroom.
Mentor Teacher 2002
I have enjoyed working cooperatively with another teaching profes-
sional. Great for both parties in my case as our philosophies are similar
and we had strengths in varying areas. So both of us were able to learn
from each other.
Mentor Teacher 2002
The co-teacher was excellent. I really enjoyed working with her and
learnt heaps. I hope one day to teach with her.
Mentor Teacher 2001
The matching process
The matching of the co-teacher and mentor teacher is one that is carefully and
thoughtfully done to ensure a quality working partnership between the two. At the
end of their third year, students complete a Co-teacher Application form for place-
ment. This form allows the students to nominate the year level, class type, school
type, and characteristics of the mentor teacher they hope to be matched with during
their internship. These applications are sent to the School Coordinator of
Professional Field Studies in the schools selected. The School Coordinator uses this
information to identify suitable mentors. The nominated teachers are then consulted
regarding their willingness to mentor an intern. The list of the mentor teachers,
matched with their co-teachers, is sent back to the Centre for Professional
Development (CFPD) for processing and final approval by the Internship
Management Committee.
Cluster workshops
Gaffey and Porter (1990) discuss the necessity of mutually desired outcomes and
shared understandings of the goal of the internship for ensuring quality mentoring.
The shared vision and goals are integral to the success of the internship. Structures
need to be set up to ensure shared dialogue and communication prior to and during
the internship. Most importantly the communication needs to be three way, between
academics, the mentor and the co-teacher for sharing the vision and goal setting
processes. By doing this all stakeholders are able to contribute to the success of the
program. For this to occur prior to the internship an academic facilitates several clus-
ter workshops for both co-teachers and mentor teachers. These cluster workshops
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TEACHING INTERNSHIPS AND LEARNING COMMUNITY
310
make use of the internship as a vehicle for promoting and sharing the common
interests, values and goals of the community of practice of both the school and the
university.
The main aims of the cluster workshops during the internship are for the Centre of
Professional Development to maintain contact with both co-teachers and mentors to
encourage active reflection. During reflection participants articulate what has been
learned through focussing on the objectives of their school community experience
and critically reviewing their own progress as mentor or intern. In this case reflection
becomes the method by which self-directed learning can occur. Participants critically
reflect on their practice, reach reasoned conclusions and modify their practice to
enable further opportunity for learning and development. The consequence of this
reflection is that individual and collective confidence is enhanced.
The cluster workshops also become a time for information giving, problem solv-
ing and goal setting. Thus the outcomes of the cluster workshops include increased
collegiality and collaboration. Many of the features of a learning community are out-
lined by Hough and Paine (1997) and can be identified in cluster workshops. For
example, they suggest that a learning community consists of a shared vision, shared
beliefs, personal mastery and team learning. These can be heard in the following
comments.
Great to hear other teachers'experiences problems/successes etc and go
back to launch into the next section of the internship
Mentor Teacher, 2001
It has been great to network with other mentor teachers and form
common agreements about the internship program
Mentor Teacher, 2001
During the internship period a three-day mentor workshop is provided to all mentor
teachers by the CFPD to further develop their skills of mentoring. The cost neutral
aspect of the workshop is a significant feature. This can occur because the co-teacher
takes responsibility for the class while the mentor teacher attends the workshop. A
recent further development of this concept is to offer four days of workshops
throughout the year to build on the reflective abilities of mentors. The outcome of the
workshops is for mentors to become active professionals through developing a
deeper understanding of themselves as reflective practitioners.
The internship launch
The launch of the internship has become an important event that symbolises the signif-
icance of the internship for the university, school and T E students. The launch involves
a large group meeting of academics, the internship management committee, school
coordinators, mentor teachers and co-teachers. This meeting is particularly relevant as it
serves as a time for discussing with all mentors philosophical change from teacher edu-
cation student to co-teacher. It also is one where mentor teachers, co-teachers and school
coordinators from past internships speak of the highs and lows of their experiences.
LORELEI CARPENTER AND BETTE BLANCE
The tension of the internship
Earlier in the chapter we referred to the tensions that can present in a learning com-
munity. In particular these tensions can be observed in the Gold Coast internship
when the shift occurs in the final stage of the internship when the role of mentor
teacher changes to that of evaluator. This role change takes place because the intern-
ship is used by employers as a process for ranking the teaching ability of prospective
employees. The role of the mentor is to assign a numerical to the co-teacher based
mainly on their teaching performance during the internship. The problem here is that
the role of the supportive mentor as critical evaluator is paradoxical in nature. Future
plans by employing authorities to utilise independent evaluators will overcome this
role conflict.
Predictors of internship success
In evaluating the success of internships in general, Beard and Morton (1999) indicate
the following criteria as essential: intern (co-teacher) academic preparedness, initia-
tive, positive attitude, quality of school supervision and employers practices and poli-
cies. The academic preparedness occurs through the university courses that have
close links to the six practicums prior to the internship occurring throughout the
degree program. Some of the assessment for the courses frequently depends on work
undertaken in the practicum. This acknowledges Gaffey and Porter's (1990) observa-
tion that the reason for the gap between university theory and teaching practice is the
lack of communication and collaboration between stakeholders. In particular the
internship overcomes this through its emphasis on effective communication between
schools and the university.
Frequently the co-teachers' initiative and positive attitude are enhanced through
spending their final practicum prior to the internship in their internship classroom.
This allows them to become familiar with the classroom and have a good knowledge
of the students and the mentor teachers teaching and mentoring style. This prior
experience allows the internship to begin relatively smoothly. The quality of the
school supervision is ensured when the mentor teachers are offered mentoring work-
shops to further develop their skills. In addition the cluster workshops provide oppor-
tunities for networking and sharing skills and expertise with other mentors.
Employers' practices and policies are communicated to co-teacher throughout the
duration of the degree program. A particular emphasis is provided prior to the intern-
ship when an information day is held for co-teachers. On this day representatives
from BTR and prospective employers such as Education Qld and Catholic Education
present students with relevant information regarding teacher registration require-
ments and the process of applying for teaching positions.
EVALUATION
The internship is evaluated through the use of an evaluation form that is completed
by co-teachers and mentor teachers in the last cluster workshop. The evaluation form
311
TEACHING INTERNSHIPS AND LEARNING COMMUNITY
312
provides teachers with the opportunity to comment on areas such as initiative in plan-
ning and teaching, ability to plan and teach independently, assessing student learning
outcomes, implementing classroom and student management plans as well as becom-
ing part of the school and overall rating for the internship. The information is collated
and presented as data graphs (Figures 20.2 and 20.3) within a written report. The
report goes to all schools, and is presented to Gold Coast campus school committee.
The findings of the report are presented at a meeting of the Internship Management
Committee who use these results to further refine the internship for the following
LORELEI CARPENTER AND BETTE BLANCE
0
0.5
1
1. 5
2
2.5
3
3.5
4
4.5
5
Co Teachers B Ed
Mentors Teachers B Ed
Co Teachers GE
Mentor Teachers GE
Prior to Internship End of Internship
0
0.5
1
1.5
2
2.5
3
3.5
4
4.5
5
Co Teachers GE Mentor Teachers GE Co Teacher B Ed Mentor Teachers GE
Overall
Figure 20.2. Becoming part of the school
Figure 20.3. Overall rating for the internship
year. This ensures that the governance of the internship remains as a partnership
between the university and the schools.
CONCLUSION
In this chapter we have argued that education reforms have led to many Australian
universities introducing internships as part of their teacher education programs. In
many cases the internship has encouraged the development of a learning community
between schools and the university. Since its inception in 1994, the internship offered
by Griffith University, Gold Coast campus has contributed to the development of a
learning community that involves a three way partnership between the university,
schools and TE students. Such a partnership provides professional growth and devel-
opment for all stakeholders by providing opportunities for teachers to become mentors,
for schools to be exposed to new ideas and innovative practice, for TE students to put
theory into practice in a supportive learning context and university academics to
witness the outcome of their teaching. As well the internship encourages shared gov-
ernance of the teacher education program by legitimising the voice of TE student,
mentor and academic. At the same time we acknowledge the impact that the tensions
that exist within the internship have on the learning community. It is this acknowl-
edgment that assists us to continuously reflect and improve the internship thus offering
an experience that will continue to develop a quality learning community.
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Beard, F. and Morton, L. (1999) Effects of Internship Predictors on Successful Field Experiences.
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Binnaford, G. and Hanson, D. (1995) Beginning with the group: Collaboration as the Cornerstone of
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Cochran-Smith, M. and Lytle, S. (1999) The Teacher Research Movement: A Decade Later. Educational
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Darling-Hammond, L. (1997) The Right to Learn: A Blueprint for Creating Schools that Work. San
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Harvey, L., Geall, V. and Moon, S. (1998) Work Experience: Expanding Opportunities for
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LORELEI CARPENTER AND BETTE BLANCE
SECTION FOUR
TEACHER INDUCTION: FROM NEOPHYTE TO
PROFESSIONAL IN THREE EASY STEPS
INTRODUCTION
There has been great focus on the qualifications and quality of P-12 teachers for the
last decade in the U.S. (Ingersoll, 2001) and according to Cochran-Smith (2004, p. 3),
"a new consensus has emerged that teacher quality is one of the most, if not the most
significant factor in students' achievement and educational improvement." A major
goal of the Unites States' No Child Left Behind Act signed in January 2002, is that all
students will have "highly qualified teachers". Highly qualified has typically been
defined as teachers who have subject matter knowledge and verbal ability (cited in
Paige, 2002). There seems to be an underlying message that anyone can be a teacher
if she has or he has the appropriate subject matter knowledge, with pedagogy
regarded as unnecessary or less important. Teacher educators and researchers have
not been able to make a convincing argument to the public as well as to politicians
that they do have effective programs to train and produce qualified teachers. Rice (as
cited by Cochran-Smith, 2004) cautions that many aspects of a teacher's background
are important to consider – teacher preparation and experience, as well as test scores.
Ingersoll (2002, p. 17) argues "the prevailing policy response to staff classrooms
with qualified teachers has been an attempt to increase the supply of teachers." One
way the federal government (U.S. Department of Education, 2002) has proposed to
increase teacher supply is to offer alternate routes to certification and eliminate all
requirements and policies that are not based on scientific evidence. Of course, this
last effort has brought a host of criticisms and justly so (Darling-Hammond and
Youngs, 2002).
At the same time the U.S. struggles with increasing the supply of "highly quali-
fied" teachers, there is a struggle to retain teachers – especially those progressing
through their first years in the profession. There is much debate about the teacher
shortage, but most would agree that there is not a simple solution (Rosenholtz and
Simpson, 1990; Curan et al ., 2000; Ingersoll, 2002, 2004). What is known with some
confidence is that American schools will need approximately 870,000 teachers in the
next ten years (Curan et al ., 2000). While in some geographical areas of the country,
there is a surplus of teachers, because of "distributional problems", it is often hard to
get this overabundance of teachers to move to areas where they are most needed
(Darling-Hammond, 1999). Hence, state licensure programs and policy makers have
attempted to create beginning teacher induction programs (Gold, 1996; Darling-
Hammond, 1999; Curan et al ., 2000) with the goal of minimizing new teacher attrition,
as well as improving teacher quality for teacher candidates entering the educational
317
IRIS RIGGS AND RUTH SANDLIN
21. WORKPLACE CONTEXTS OF NEW TEACHERS:
AN AMERICAN TRADITION OF
"PAYING ONE'S DUES"
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 317–330.
© 2007 Springer. Printed in the Netherlands.
318
field. One might surmise that funding for such induction programs signals a belief
that supported novices are more likely to be successful, quality teachers and thus
more likely to maintain their employment as teachers.
Even if recruitment efforts could increase the overall number of teachers coming
into America's educational system, if teachers are leaving at a greater rate, there is no
gain. The question then becomes, why do teachers leave? Is it a question of teachers
not having sufficient content knowledge? Is it because they haven't been well
prepared? Or is it that they are overwhelmed by the challenges they face? It is the
contention of the authors of this chapter that teachers, especially new teachers, can
face insurmountable work challenges that often frustrate, and ultimately encourage
even well prepared and supported new teachers to leave the field.
Induction programs have been proposed as a means for promoting new teacher
retention and professional growth (CCTC, 1992). Most induction programs utilize a
master or mentor teacher who provides direct support to the new teacher. In states
like California, attrition rates demonstrate that 94% of first year teachers are still
employed in public education compared to 89% nationally, and that 84% of the
1995–1996 teachers were still active in education after four years compared to 67%
nationally (California Commission on Teacher credentialing, 2002b). Other states,
such as Ohio and New York, and New Jersey, have also successfully implemented
induction programs (Looney, 1997; Darling-Hammond, 1999). Elements of these
programs include but are not limited to mentor teacher observations with construc-
tive feedback, teacher reflection, emotional support, and assessment support. Major
thrusts of these programs include helping the beginning teacher organize the class-
room environment, plan and implement sound instructional lessons, actively engage
students in the learning process, and facilitating communication among the teacher,
the students, and their families.
Thus, formalized induction programs have been designed with the overarching
goal of promoting new teacher development and retention. One might assume that
such programs work with teachers who have been carefully and thoughtfully placed
within contexts that will support their growth and retention, especially when the
shortage of teachers is at a critical stage. Ingersoll (1999) and Rosenholtz and
Simpson (1990) argue that organizational context is most probably a strong influence
on teacher attrition and that induction programs often have little or no influence in
such cases. Yet, these authors would propose that appropriate assignments for new
teachers are often not made – even within districts experiencing huge enrollment
growth and districts that have committed to induction for their new teachers. In fact,
this may be the seldom admitted, hidden issue of the teaching profession in America.
The purpose of this chapter, then, is to examine the placements of novice teachers
within an induction consortium of 56 school districts. The literature suggests that
giving new teachers protected assignments promotes teacher retention as well as long
term satisfaction and perceived success. Yet our work demonstrates that even within
an induction program that attends to teacher assignment with a goal of retention,
novices continue to be placed in settings that include challenges other veterans in the
same sites do not face. We attempt to delve into the how's and why's of new teacher
IRIS RIGGS AND RUTH SANDLIN
placement within these American schools, revealing potential justifications for
continuance of this poor practice.
Therefore, this chapter will:
●Identify the situational contexts beginning teachers experience in their first years
of teaching within an induction program;
●Investigate the relationship between the contextual challenges as compared to veteran
experiences at the same work site;
●Determine whether providing districts with informational research about the
contextual challenges of their beginning teachers influences future practices of the
school districts.
Additionally, we will discuss our informal observations and interactions with the
field to propose both realities and perceptions that result in continued inappropriate
expectation for novice teachers – even within an induction program that attends to
teacher assignments.
LITERATURE REVIEW
It is a well accepted fact that beginning teachers are often given the hardest classroom
assignments with more difficult students, often with few professional resources to
help them (Reinman and Parramore, 1994). This practice has received some attention
in the research (Clift et al ., 1995) but little consideration in the schools themselves.
This may be due to lack of knowledge but also could relate to how schools and school
districts are organized.
Ingersoll (1999) looked at the effects of school and organizational characteristics
on teacher turnover and teacher staffing problems. Using the National Center for
Education Statistics (NCES) Schools and Staffing Survey (SASS) and the Teacher
Follow-up Survey (TFS), he found that although teacher turnover could be accounted
for by some teachers' characteristics such as age, grade or field level; significant
effects were also due to school and organizational characteristics. In this case, he
defined school and organizational characteristics as support from the school admin-
istration, salaries, student discipline problems and faculty decision-making. The data
in his study suggest that recruitment alone will not resolve teacher staffing problems
but improvements in organizational contexts will contribute to lower rates of teacher
turnover, and will "ultimately aid the performance of the schools." (p. 24).
Rosenholtz and Simpson (1990) examined workplace conditions and their
relationship to teacher commitment. In a large scale study of 1,213 teachers from 78
elementary schools in Tennessee, the researchers found six organizational conditions
of schools affect job commitment. Both novice and experienced teachers were studied
using several instrumental indexes that looked at organizational supports. Results
showed that novice teachers were more influenced by organizational factors such as
managing students' behavior and principal buffering. Principal buffering explains
actions by the administration to "reduce extraneous forces that may upset the pursuit
of organizational goals." (p. 245). According to Rosenholtz and Simpson (1999),
"principal buffering includes: attending to material requirements of instructional
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WORKPLACE CONTEXTS OF NEW TEACHERS
320
programs, clerical assistance for routine paperwork, mobilizing outside resources,
and protecting classroom time from unnecessary interruption." (p. 245). On the other
hand, experienced teachers are affected by organizational qualities that relate to core
instructional tasks. In essence, Rosenholtz and Simpson's study demonstrates that
novice teachers are more vulnerable to the school's situational context whereas expe-
rienced teachers are more resilient. Experienced teachers tend to worry more about
issues and problems that impact their actual teaching of the curriculum in contrast to
new teachers who cannot focus on the core instructional issues until the teaching
context is under control.
Both of these studies give evidence that teacher attrition is probably more complex
than once thought. Previous research suggested that new teachers often leave the field
in their first five years of teaching (Huling-Austin, 1986) because of reality shock,
inability to adjust to schools' expectations, problems with student discipline problems,
and general disillusionment about the profession. The profession has promoted induc-
tion programs to help the beginning teacher deal with these contextual issues as an
accepted reality rather than working to systemically change the complex educational
environments in which novice teachers often find themselves (Huling-Austin, 1986).
Fischer and Shipley (1995) argue that site administrators at both the district and
site level need to be trained to understand that placements and assignments given to
beginning teachers often determine the success of the beginning teachers. Grade or
subject assignment, class composition, physical facilities, and extra duties assigned,
can all negatively impact a novice teacher's ability to cope in the classroom (Kurtz,
1983). It may be, though, that training administrators is not enough.
Informal discussion with personnel directors and site principals has revealed to
these researchers some of the real issues that administrators face when placing new
teachers. For example, the nine month calendar of most American schools prompts
assignments on a yearly basis. The transient nature of Americans often results in
changing and unpredictable school enrollments. In fact, enrollments can continually
change throughout the first months of the academic year as parents register new
students as much as two months late. Principals may find themselves two months
into the year with increased class size, in need of new teachers. This requires recon-
stituting class make-up and can result in combination classrooms, those including
more than one grade level. Parents and their children are distressed by change, often
resulting in pressure on the administrator to assign the newly hired teacher to the
combination class rather than veterans of the same site. Thus, the novice must handle
the anxiety of the uprooted students and their parents, establishment of a class schedule
and routine, and creation of a system for dealing with multiple curriculums while the
veterans stay within the cozy, already established setting with content students and
parents and one curriculum. Even administrators who resist parental pressure and
have veteran teachers who are willing to take on the challenges may find that con-
tracts developed by their district's teacher unions may actually prohibit reassignment
of veteran teachers after the start of the school year.
In fact, the problem of giving beginning teachers difficult challenges in their first
years of teaching may be a philosophical internal belief system that permeates
IRIS RIGGS AND RUTH SANDLIN
American culture in other careers or attitudes that goes far beyond the field of teaching.
People need to "pay their dues." Everyone has to suffer the hard times as those who
preceded them did. It makes us tough. It makes us better. It makes us appreciate the
difficult road we had to maneuver once we attain a more reasonable situation.
THE CALIFORNIA CONTEXT
An anecdotal mentor training experience from an induction program illustrates this
belief:
Approximately twenty-five mentor teachers were gathered as part of a training
seminar. The topic for that day was protected assignments for beginning teachers. The
trainers were sharing some of the literature on beginning teachers and the elements of
school context that were most helpful, when a thirty-five year veteran burst out that he
should have the best students and the best classes because he deserved it. According to
him, new teachers needed to serve their time. Of interest, is that he was a school union
leader in the district. Another support provider jumped up and shouted that the other
mentor was a sorry excuse for a support provider and should not be in this induction
program. He accused the mentor of being harmful to the beginning teachers assigned
to him. The trainers eventually diffused the situation without the two support providers
coming to blows, but the entire experience was difficult for all the participants.
This experience is not atypical within the trainings of our induction program. Each
year, there are mentor teachers who feel passionately on both sides of the issue. Some
would like to see more protected assignments for their mentees. They seem to recog-
nize that their job of providing support would be lessened if their novices were in a
more typical assignment. Others express concern that they had to go through similar
difficulties in their first years and they have now earned their right to be in the more
ideal settings. In fact, they suggest that challenging assignments for new teachers can
help to "weed out" the weak, leaving only the best within the profession. It appears
to be very similar to America's "boot camp" mentality within the military. If recruits
cannot make it through the physically grueling six week boot camp, they are not worthy
of pursuing the military route.
Clearly, teachers in America have a wide range of views on what are appropriate
assignments for entrants into their profession. There is a passion and commitment on
both sides. The controversy was never more evident than when the state of California
made a large scale effort to change policies involving school context for beginning
teachers. In 2001, the state attempted to pass the Standards of Quality and
Effectiveness for Professional Teacher Induction Programs. These standards were
developed to identify both induction program standards and teacher competency
standards for those within their first two years of teaching. Interestingly, two of the
program standards specifically addressed challenging assignments for new teachers.
Clearly, the state was acknowledging the importance of appropriate placements for
novice teachers.
The California Commission on Teacher Credentialing (CCTC) initially accepted the
first version of the induction standards in September, 2001. Immediately, controversy
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WORKPLACE CONTEXTS OF NEW TEACHERS
322
began with policy makers and collective bargaining units. There was substantial
resistance from state bargaining units on numerous proposed changes to the stan-
dards including changes related to challenging assignments for new teachers. The
primary concern voiced by the bargaining units was that the schools themselves need
to continue to be responsible for local employment issues and the state should not be
dictating any policy related to these issues. Administrative groups also had issue with
the standards' direct assignment of responsibility for appropriate placement of novice
teachers to school leaders.
The CCTC responded by "unadopting" the standards so that more discussion
could take place among all constituents. A compromised text was developed and the
new version of the standards was adopted in 2002a.
The following excerpts (California Commission on Teacher Credentialing, 2002)
demonstrate original text of the two standards and changes that were ultimately made
after the standards were received by the field. Italic type illustrates the standard and
text. Brackets and bold type reflect changes or deletions:
Standard 5: Articulation with Professional Teacher Preparation Programs
The local induction program articulates with local professional teacher
preparation programs and collaborates regularly with local human
resource professionals responsible for employing assigning teachers.
The program staff advises new hires on eligibility and program and pro-
gram credential requirements.
There were six program elements that detailed the component factors of
Standard 5. Three items were deleted. Item 5 (f) was completely deleted
from the proposal and it specifically addressed challenging assignments.
It is described as:
5(f) [The program leaders(s) communicates with school district lead-
ers and administrators regarding the nature and extent of challeng-
ing assignments that may jeopardize participating teachers' success
or create the need for additional support services.These assignments
may include combined classes, out of content field classes, multiple
preparations, lacked of assigned classroom, shared resources and
facilities, and highly challenging students.]
Clearly, specific definitions of challenging assignments and encouragement regard-
ing the issue were omitted from standard 5.
Standard 11: Roles and Responsibilities of K-12 School Organizations
The induction program informs school administrators and policy boards in
the design, and implementation, and ongoing evaluation of the induction
program. K-12 school leaders set policies and take action to promote the
success of participating teachers [through assignment practices] taking in
participants'novice status into consideration, [and by providing additional
time and resources to teachers assigned to more challenging settings]
IRIS RIGGS AND RUTH SANDLIN
There were four program elements with multiple components. Item 11
(b) had the most changes:
11(b) The K-12 school organization provides appropriate support serv-
ices, [appropriate to the working conditions experienced by begin-
ning teachers. Efforts are made to secure assignments for beginning
teachers that optimize the chances for success.]
Standard 11 was also greatly altered in relation to this issue as mention of responsi-
bility for assignment was deleted from the described role of K-12 school leaders.
Thus, these researchers concluded that not only were the individual mentor teach-
ers with whom they worked invested in this topic, the profession as a whole viewed
it as critical. It was these kinds of issues that made these researchers investigate the
placements of novice teachers within the induction program in which they worked.
Additionally, they wondered if their induction program could make a difference in
the kind of placements that beginning teachers experienced. The question became,
did a systematic, comprehensive, beginning teacher support program contribute to
beginning teachers having fewer challenging assignments than what might be
expected based on the literature?
BACKGROUND
The studied program investigated here is a part of a California-mandated effort to
support beginning teachers in their first two years of teaching. The program is
located in Southern California and serves a geographically diverse region with a
total number of square miles of 40,506 miles or 65,186 kilometers. Within its first
year, the program served 190 beginning teachers in 17 school districts through the
use of 55 mentors. This induction program has received state funding continu-
ously since 1993–1994. Within the 2001–2002 and 2002–2003 years, approxi-
mately 1200 beginning teachers and 575 mentors from 56 school districts were
served in each year, respectively.
The California Standards for the Teaching Profession (CSTP) published in 1997,
provided the theoretical underpinnings for the process of support and assessment in
induction. Since the inception of these standards, most districts have incorporated
connected inservices for all teachers. Teacher education programs in the state have
also adapted their programs and coursework to address the standards. The California
Formative Assessment System for Teachers (CFASST), designed by Educational
Testing Services in 1998, is utilized to guide support of new teachers within the pro-
gram. This assessment system information has also been disseminated to most school
districts and teacher education programs. For the purposes of this study, only the plan
for mentor development and outcomes will be examined.
As the consortium was established, districts were asked to sign a Memorandum of
Understanding (MOU) which outlined budgetary agreements, services rendered as
well as recommendations for selection criteria for mentors. The selection of mentors,
however, is specifically governed by collective bargaining units.
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WORKPLACE CONTEXTS OF NEW TEACHERS
324
Mentors initially completed a five-day summer training and four to five follow up
trainings during the year to prepare and support them to implement a formative
assessment system with new teachers. Specific objectives of the training included the
following:
●Develop mentor skills in formative assessment strategies including classroom
observation, lesson plan analysis, guided reflection, and goal setting.
●Prepare mentors to interact with beginning teachers through peer and cognitive
coaching methods.
●Develop mentor knowledge and understanding of the California Standards for the
Teaching Profession (CSTP), the foundation of the induction program.
●Provide continual support and encouragement for mentors throughout the year of
induction.
Mentors documented all work with their mentees over the course of the year.
Written work included documentation of the following:
●the context of the new teacher's class, school, district, and community,
●standards-based connections noted during classroom observations,
●summaries and suggestions based upon gathered evidence,
●reflections of the new teacher
●standards-based assessments completed by the mentee with guidance of the
mentor, and
●goals and action plans for completion by the beginning teacher.
An induction Governance Team was created at the inception of the program and
included a director, teacher representatives (these Project Teachers are classroom
teachers on assignment who serve assigned geographical areas) and six full time
professors from a nearby university. A Governance Team was responsible for devel-
opment and implementation of trainings to supplement state developed curriculum
materials.
The authors of this chapter, worked continuously since 1993 in the training and
began to be very interested in the stories that mentor teachers told about the work-
place issues and challenges that their new teachers faced and what, if any, were ways
that they could help them in those challenges. After, becoming more literate about
workplace contexts, a research agenda emerged.
METHODS AND PROCEDURES
In order to investigate the placements of the induction program's novice teachers, a
decision was made to survey their assigned mentors. The novices themselves might
well have biased opinions. Mentors were seen as having more understanding of a
"typical" placement within their school or district.
Mentors were surveyed at approximately the midpoint of the year in order to
provide them with ample time to have developed knowledge of their new teachers'
settings. During training sessions, mentors were asked to identify the contexts of
each of their mentees' classrooms. (Mentors could be serving from one to four
novices.) Survey instruments asked mentor teachers to rate whether or not any of
IRIS RIGGS AND RUTH SANDLIN
eleven challenging aspects were present in the teaching assignment of their supervisees
to a greater degree than that of experienced teachers at the same site.
The following challenges were included on a survey using a likert scale.
●Teaching out of content area preparation
●Teaching out of grade level preparation
●Larger number of different types of preparations than experienced teachers at
same site
●Combination grade levels
●Overflow classroom (taking students from over-filled classrooms)
●No real classroom (on stage, in hallway …)
●Roving teacher (moves classroom periodically)
●Classroom doesn't include basic materials &/or resources (no lab or no texts while
similar teachers have them.)
●Higher percentage of challenging students than most experienced teachers at the
same site
●Larger number of students than most experienced teachers at same site
●Assignment has been changed more than that of most experienced teachers
●Other
If the mentor teacher strongly agreed the challenge was present, a value of five was
assigned. If they strongly disagreed that the challenge was present, a value of one was
marked. Three additional options were provided, and raters were asked to identify
and rate any challenges not specifically described in the survey. A total "challenge"
score was computed by calculating an average of the one-to-five responses given to
the eleven challenge items.
RESULTS
Surveys were received for 475 new teachers in 2001–2002 and 1025 surveys were
received for 2002–2003. The number of surveys turned in the second year increased
substantially because district liaisons (persons responsible for coordinating individual
district programs) encouraged mentor participation.
Using Figures 21.1 and 21.2, the most frequently identified challenge was having
a higher percentage of challenging students than more experienced teachers at the
same site (25% for 01–02 and 23% for 02–03). The next highest challenge in 01–02
was beginning teachers lacking materials at 21.8 percent, but this was reduced to 13
percent by the 02–03 year. Following in third were teachers who had combination
classrooms, 21.2 percent in 01–02 and 16.4 percent in 02–03.
Except for the out of content area, all other ten categories dropped in overall
percentages in the positive direction. The greatest change from 01–02 to 02–03 was
in the category lacking materials (total change 8.8 percent) and the second greatest
change was in combination classrooms (total change 4.8 percent). The researchers
could not explain these overall changes from 01–02 to 02–03 as a result of any external
factors within the individual school districts involved in the consortium except for
the fact that the districts had been given aggregate data for the consortium and their
325
WORKPLACE CONTEXTS OF NEW TEACHERS
326
7.7 5.9
10.9
16.4
9.8
0
5
10
15
20
25
30
Cummulative percent
Out of Content Area
Out of Grade Level
Many Different Preps
Combination Class
Overflow Classrom
No Real Classroom
Roving Teacher
Lacking Materials
Many Challenging Students
Larger Number of Students
Assignment Changed
Answer cate
or
3.4
7.0
13.0
23.0
4.8
7.3
Figure 21.1. Teachers'challenging assignments, 2001–2002 (N 475)
7.2 7.5
21.2
10.6
6.2
11.0
21.8
25.0
6.0
0.0
5.0
10.0
15.0
20.0
25.0
Cummulative percent
Out of Content Area
Out of Grade Level
Many Different Preps
Combination Class
Overflow Classrom
No Real Classroom
Roving Teacher
Lacking Materials
Many Challenging Students
Larger Number of Students
Assignment Changed
Answer category
13.4
8.5
Figure 21.2. Teachers'challenging assignments, 2002–2003 (N 1025)
own individual district information in the first year. Discussion took place throughout
the consortium about the importance of giving more appropriate assignments to new
teachers. In the second academic year, the aggregated information for the entire
consortium and individual districts was again presented. This in fact has become a
continued endeavor.
It is still true, however, even through there has been positive change between two
years of working with school districts, beginning teachers are still experiencing more
workplace challenges than experienced teachers who may be better equipped to deal
with such challenges.
CONCLUSIONS AND IMPLICATIONS
It becomes clear that even within a comprehensive, well-articulated induction
program, beginning teachers still experience more teaching challenges compared to
veteran teachers. Forty-five to fifty-nine percent of these new teachers were reported
as having at least one challenge that other veteran teachers at the same site were not
facing. It is difficult to fathom how a profession can take extreme challenges such as
lack of student and teacher texts or lack of actual classrooms and assign those con-
texts to those newest to the profession. One might wonder how a teacher might not
have a classroom, but due to increasing enrollments and low budgets, some teachers
find themselves teaching in hallways or even on a stage.
When compared to other professions like the medical profession, America's defi-
nition of the easing recruits into responsibilities does not appear to measure up.
While medical interns are certainly given grueling schedules, they do not yet have
sole responsibility for the decisions and actions they take. And patients with the most
difficult to diagnose and treat conditions are typically assigned to specialists rather
than new recruits. In America, the newest teacher can be assigned to serve the same
number and level of challenging clients as a veteran of thirty years, and in fact, as this
study demonstrates, often does to a greater extent. It appears that America's teaching
profession is indeed a "flat" profession. One enters with the exact same responsibilities
that one has when one retires.
And yet, we in America know that we face a severe teacher shortage. We in
America are concerned that we prepare and keep quality teachers. We in America
want to do our best to meet the learning needs of our children. It appears that our best
effort is to simply acknowledge that we inappropriately assign many challenges to
new teachers and attempt to provide additional support to these teachers through
induction services.
Yet, there may be some reason for optimism. Our results suggest that there may a
means for decreasing such assignments. Our induction program is a consortium serv-
ing over fifty school districts. As such, it does not have direct responsibility for
teacher placement practices. Still, as an induction program, it is attempting to address
the issue of challenging assignments by providing information to the school districts.
At the beginning of the year of this study, districts were provided with their own data
and program aggregate data regarding the kind and quantity of challenging assignments
327
WORKPLACE CONTEXTS OF NEW TEACHERS
328
that new teachers are experiencing in the consortium. Discussion on current literature
on protected assignments also followed for beginning teachers. The results of this
study suggest that such information may be helpful in reducing challenging assign-
ments for new teachers. It is hoped that consistent feedback to districts about how
their teachers are faring in their teaching contexts will promote more thoughtful
attention to their assignments. This information can serve to initiate dialogue about
related policies and actions. Both district administrators and teachers must not turn a
blind eye to the context of novice teachers.
What are some of the measures or efforts, then, that might improve the situational
contexts for new teachers? Weasmer and Woods (1998) suggest that getting the site
administrator involved as early as the hiring stage can help facilitate novice teacher
success. As the site administrator really gets to know the new teacher, then he/she can
balance workload, limit extracurricular assignments, and help new teachers understand
the expectations of the school organization.
Darling-Hammond (1999) charges school boards and superintendents to "end the
practice of assigning the most inexperienced teachers to teach the most disadvantaged
students with the heaviest loads and fewest supports. They should place beginning
teachers in professional practice schools with reduced teaching loads." (pp. 15–22) It
is interesting to note that she does not direct this charge to teachers'unions, although
she does say that school district officials should develop induction programs for
beginning teachers incorporating internships in professional practice schools and
mentoring through peer review and assistance programs.
Chuubuck et al . (2001) maintain that for new teachers to "feel safe" and success-
ful in their first years of teaching, support needs to come from the outside (partner-
ships among educational institutions such as universities) and inside (on-site support
and contextually relevant information). Thus, new teachers can benefit from support
from multiple agencies.
As researchers, we plan to continue our effort to increase the dialogue regarding
placement practices of new teachers. As induction trainers engaging with mentors, we
thankfully are finding less open resistance to protected assignments for new teachers
as the annual discussion occurs. In fact, some mentors have encouraged us to revisit
our survey to enable them to identify challenges that novices face at a higher rate than
veterans at other school sites. They accurately point out that most districts have certain
schools, often disadvantaged in location, resources and by their high percentage of
challenging students and that these schools tend to have a higher percentage of new
teachers than other schools in the same districts. We are pursuing this agenda and are
thankful for teachers who have insight and concern for their new colleagues.
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WORKPLACE CONTEXTS OF NEW TEACHERS
Teacher education in the United States is in a quandary. Colleges and Schools of
Education cannot – or will not – prepare a sufficient number of teachers to meet the
enormous demands of large, primarily urban school districts. In the next decade, the
nation's schools will need to hire 2.5 million teachers – about the same as the num-
ber now working (Murrell, 2001, p. 11). The National Commission on Teaching and
America's Future (NCTAF) has urged lawmakers, politicians, and bureaucrats to
examine the issue of teacher shortages. Vartan Gregorian, President of the Carnegie
Corporation in New York, recently asked:
How is it possible that the United States, which claims to have three-
fourths of the world's finest universities – and boasts 1,300 schools of
education – has, in recent years, not only lacked qualified teachers but
also had to venture beyond its own borders to find them?
(Education Week, 2004, p. 36)
Of the students who graduate from 4-year teacher education programs, only 60%-70%
enter teaching the year after graduation, and only about 70% of them are still teaching
3 to 5 years later (NCTAF, 1996). Too few teachers are coming in to the profession,
and too many are leaving the profession, claims NCTAF Chairman, Jim Hunt (2002).
HIGHLY-QUALIFIED TEACHERS – HIGH QUALITY TEACHING
In light of teacher shortages, the U.S. federal government has intervened to increase
the supply of public school teachers. The federal Elementary and Secondary
Education Act, known as "No Child Left Behind" (NCLB), has challenged school
districts to place a "highly qualified teacher" in every classroom by the year 2006.
Defining what that means and how to accomplish that feat remains the purview of
state legislatures, which are scrambling to meet federal demands while supporting
higher and higher standards for student achievement in local districts. "Highly-qualified"
is an adjective used to describe teachers'preparation that can be quantified, regulated
by authorities, and enacted in state statutes. It is a kind of standardized thought that
stands as a marker of the bureaucratic inroads made by NCLB. More and more, the
job of "highly qualified" teachers is to prepare students for centralized testing, which
is another form of standardized thought. Students spend countless hours, not in
discussion about ideas or concepts, but rather on mechanical, timed practice testing,
to pass a single test that determines not only their future but the future of their teachers
and principals.
331
H. JAMES MCLAUGHLIN AND GAIL E. BURNAFORD
22. RE-THINKING THE BASIS FOR "HIGH QUALITY"
TEACHING: TEACHER PREPARATION IN COMMUNITIES
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 331–342.
© 2007 Springer. Printed in the Netherlands.
332
It makes intuitive sense for us to prepare teachers for what is. Pre-service teachers
should know how to help their students practice for standardized tests, and they should
understand the curriculum mandates of the state. We do have an obligation as teacher
educators to present these aspects of school practice to our prospective teachers.
However, novice teachers need to understand how the natural desire to say, "Just tell
me what to do" will not serve them optimally for the challenges they will face
(Bransford Derry, Berliner, and Hammerness, with Beckett, 2005, p. 77). Educators
complain that they are hemmed in by state regulations and thus have no room to
maneuver toward a more integrative curriculum or a greater use of student-led activi-
ties. However, what we assume about the reality of what is depends on how we
observe and analyze classroom and community life. One observer could see a well-
organized and productive classroom; another, a rigid environment where students only
answer and do not ask. Always, the what is can be contested and cannot be assumed.
HIGH-QUALITY TEACHING
The notion of a "high-quality" teacher is vital as a counterweight to the idea of being
"highly-qualified." In an attempt to address the quality of beginning teachers, U.S.
schools have focused on the idea of induction. The term, imported from the military
world, refers to the process by which teachers and administrators acclimate and
support new hires. Quality, from this perspective, frequently has been implicitly
measured by the degree to which a candidate has learned to assimilate, adapt, and
successfully become inducted into the often-isolated world of schooling.
For us, a definition of "quality" is open to interpretation and is negotiated among
colleagues; it cannot sensibly be legislated and should not be linked to simple
assimilation. The meaning of "high-quality" depends on the quality of teachers'prior
experiences, the nature of their classroom actions, and their reflective capabilities. In
this chapter we will look beyond traditional teacher preparation to see what is possible
when teacher educators create high-quality experiences that locate teacher preparation
in communities.
Zeichner et al . (1996) noted: "Community experiences in teacher education have
received only sporadic attention in the literature and in practice" (p. 176). While we
agree that much needs to be done in this regard, over the last decade more teacher edu-
cators have written about community experiences. Murrell (2001) categorized a "variety
of experiences" offered by teacher educators that take place in communities: brief,
course-related visits; student teaching in distant communities; and cultural immersion
experiences related to education. Many teacher education programs do incorporate
tutoring in community sites or some sort of community component in early field expe-
riences. The Harvard Family Research Project recommended that a family focus be
introduced to teacher training through community-based field experiences (Bradley,
1997). The University of Houston (Tellez and Cohen, 1996), Knox College (Beyer,
1991), the Teachers for Alaska program (Noordhoff and Kleinfeld, 1993), and the
University of Florida (Ross & Bondy, 1996) have incorporated major elements of com-
munity learning in their teacher education designs, as have numerous other programs.
H. JAMES MCLAUGHLIN AND GAIL E. BURNAFORD
Such programs should challenge prospective teachers to consider what could be ,
even in this time of stunted hopes and constricted intentions. Teacher educators must
expand the circle of who can teach teachers and where the lessons that inform, support,
and sustain teachers are learned. This chapter will describe through storied examples
what expanding the circle looks like in two cultural contexts: Chicago and rural
Veracruz. Our intention is to promote site-specific experimentation with a community
approach to teacher education.
WHO DO FUTURE TEACHERS LEARN FROM? CREATING
TRIANGLE PARTNERSHIPS IN CHICAGO
In teacher education, we are often encumbered by traditional systems for preparing
future teachers that are enormously difficult to dismantle. It is a reflection of what
Ball and Cohen call the conservatism of practice (1999), meaning that we teach
teachers in the way that we may have been taught, engaging them in an apprentice-
ship in a single classroom, modeling lessons after a single teacher, and encouraging
them to learn as quickly as possible how things are done in order to replicate and
repeat that practice when they have their own classrooms of students.
Our examination of teacher education in Chicago began with the acceptance of the
connection between schools and communities, which is not commonly considered in
schools of education. We also began with a guiding belief and considerable
experience in partnerships and a means to develop, implement, and critique teacher
education. And we asked ourselves a series of "what if" questions:
●What if prospective teachers worked in pairs throughout their internship experi-
ences?
●What if they established a long-term relationship with a team of teachers?
●What if teacher education students spent a month working with a school counselor
and made home visits as a part of that experience?
●What if we re-conceptualized the idea of mentoring, to include a partnership with
parents or community leaders as an integral part of a teacher education program?
●What if one of the mentors were an artist, a teen mom, a community organizer, a
school board member, a parent volunteer, or someone else outside the academic
courtyard?
These questions challenge us to move beyond the apprenticeship of observation
(Darling-Hammond, 2000) that frequently precedes the student teaching assignment.
This largely unstructured apprenticeship is essentially the model for recent alterna-
tive certification programs in the United States. In some cases, novice teachers with
temporary certification spend no time in college classrooms and learn all they need
to know, presumably, teaching on their own with minimal mentoring. This trend will
not result in the desired outcome in these times of teacher shortages – to retain high
quality teachers in diverse school settings. Easier routes to certification may attract
more new teachers, but will have less impact on the quality of those teachers because
there is no focus on the breadth, depth, and scope of new teachers' experiences.
Breadth refers to the variety of activities and settings for learning, depth is related to
333
RE-THINKING BASIS FOR "HIGH QUALITY" TEACHING
334
the length of time or intensity of activity in a setting, and scope connotes the range of
ideas and inquiries that frames the curriculum.
Breadth, depth, and scope are influenced greatly by who participates in and helps
to plan a field experience. Recently, the Arts Education Partnership (AEP) released a
report of a National Forum on Partnerships for Improving Teaching of the Arts
(2002). While their focus was on arts education, the findings are more widely
relevant. They wrote: "Universities have the primary responsibility for pre-service
training. While universities work closely with K-12 districts to prepare pre-service
teachers, collaboration with other partners is sparse" (p. 14). Jane Remer (1996)
continues this theme by describing a form of partnership that involves all constituencies
in a teacher education program design. If we were to take that notion seriously,
partnerships to teach teachers would become a joint venture, with multiple mentors
for teacher candidates.
In our investigation of a community teacher design in Chicago, we assigned
teacher candidates to community centers, after school programs, and city youth
organizations as a first step in a course we called Schooling in Communities. These
college sophomores and juniors developed skills in interviewing, observing, and
taking field notes in a research format long before they set foot in a classroom
to observe traditional teaching and learning. After completing an interview in a
non-school field site, one student commented: "I've never been asked to actually talk
to someone before since I've been in college. We're usually just asked to read and
research online or in the library."
In the course, Introduction to Schooling in Communities, we offered the initial
framework for joint ventures in which community partners helped to define teaching
for our students. These mentors surfaced in guided internships in which our students
spent required internship hours working directly with students, teachers, community
organizers, parents, and activists outside traditional classrooms. In the course, invited
speakers and challenging readings helped to bridge gaps between what the students
were seeing in the community, and what they thought they knew about schools,
students, and themselves. They explored these connections in on-line site group con-
versations and "presented" their site to the class at the end of the course. They linked
topics of asset-based community development, school reform, partnerships, and
views on teaching in communities with their own experiences in their sites. (See the
summary in Figure 22.1.)
A visit to Prologue Alternative School in Chicago introduced our university can-
didates to the notion that high school "push-outs" (the more correct term for many
drop-outs, in our city) have strong advice for prospective teachers, tempered by their
own experience and by their renewed conviction that education is important, despite
what their teachers and their former school lives have indicated. Some of the young
people had clear and concise advice for the prospective teachers: "Take your time
with students." "It's just like basketball … if you don't make it fun, kids won't play."
"Treat each other like family." "Slow down." These teen-age parents, former gang-
bangers, and occasional ex-cons became our students'teachers and mentors – if only
for a short time.
H. JAMES MCLAUGHLIN AND GAIL E. BURNAFORD
335
What is a guided internship?
The internship is a field experience in which students enrolled in the course observe in a
community organization or school setting, provide needed services to that organization,
and actively participate with staff and students as the sites propose. Students are required
to log a minimum of 40 hours at the site, which averages to 4 hours per week for the 10-
week quarter. Often, interns return to the site and continue to volunteer there after the
quarter is over.
The term "guided" is used to describe the internship because, although the university
students are intelligent, motivated, and enthusiastic, we know that they need some
coordination and leadership at the site in order to be successful and helpful to the
organization. Unlike more traditional tutoring or student volunteer programs, the
Schooling in Communities Guided Internship is intended to be a service project and an
outreach program that is linked directly to a Northwestern course in which partnerships,
community organizations, and school reform are discussed.
What is the Introduction to Schooling in Communities course about?
The goal of this course (open to sophomores and juniors) is to prepare prospective
teachers and others interested in community-based education initiatives to interact
meaningfully with community organizations that work with young people. Teaching and
learning occur throughout adolescents' lives; often we can learn about effective teaching
by looking outside of schools before we investigate pedagogy within classrooms. Guided
internship in a site, readings, and guest speakers enrich this course as participants explore
community organizations, structures for working with schools and teachers, and teaching
in nontraditional settings. The course is consistent with the Illinois Professional Teaching
Standards and Northwestern's Conceptual Framework.
What can interns do during a guided internship?
Each internship and each site is different. But we have found that the following four areas
best reflect the typical experiences that students have had or could have with a
school/organization:
I. Observation/Building Relationships
Setting a schedule/meeting the people at the site
Exchanging contact information
Taking field notes and observing activities
Asking questions/conducting an interview with a person on site
II. Planning/Researching
Attending planning meetings
Doing curriculum research/lesson planning as requested by site
leaders/teachers
Learning the specific tasks at that site for interns
III. Participating/Implementing
Working with students – small group, large group, individual
Co-teaching
Videotaping
Supervising youth activities
Mentoring
Working on projects with young people
Playing supervised sports or other activities with young people
Assisting with limited clerical or technology tasks for the organization
Assisting with limited tutoring
IV. Documenting/Assessing
For interns' own professional portfolios
For school's or organization's future use – curriculum design/
project documentation
Figure 22.1. Northwestern University's School of Education and Social Policy guided internships for
Introduction to Schooling in Communities
336
Latina mothers from a neighborhood association also became mentors for our
candidates. These mothers, speaking through an interpreter, explained how parents
are teachers, a concept that seems clichéd but that offered insight to many students.
The moms, working through a neighborhood association, have become a force in the
schools that our teacher candidates were visiting and that would some day employ
them. These mothers also took on the role of teacher educators as our university
interns worked beside them at Logan Square Neighborhood Association. Emily, a
student intern, reflected on the importance of these experiences:
Community organizations can offer the services of some of the nation's
greatest teachers. Museums, cultural centers, local businesses, and religious
institutions are all treasure troves of educational possibilities and skilled
individuals who have plenty to share with young people. Community organ-
izations have a human resources advantage over local schools. Rather than
utilizing only teachers who have been trained and certified as such, commu-
nity organizations can tap the resources that it finds within the neighborhood
itself and discover the individual talents of community members.
WHERE DO FUTURE TEACHERS LEARN? REDEFINING
THE "FIELD" OF EXPERIENCE
Where we place people to learn affects greatly what they learn about teaching, stu-
dents, families, community life, and socio-political influences on education. What
sorts of experiences can we create that allow us to venture outside the school doors?
Which places where we live and which other communities might be most fruitful for
learning? Wherever we ask students to go, the goal is always to offer meaningful
experiences that challenge them to confront uncertainties without pushing them so
far that they may resist learning. We think of these as "experiences near" and "expe-
riences far," both in terms of the distance from one's home and campus and in terms
of the distance from one's cultural and pedagogical expectations. In an example of a
curriculum that stressed "experience near," Gordon (2002) wrote:
Lack of knowledge of the larger context of our students' lives as well as
minimal and superficial communication between teachers and students
from low-income communities have been two of the major stumbling
blocks for effective teaching and learning and, hence, the retention of
both marginalized students and middle-class teachers … [I]f future
teachers do not connect with students and their families on a personal
level prior to becoming professionals and commit to the education of
these youth, they never will.
(Gordon, 2002, p. xvii)
Gordon called for pre-service teachers to engage in a critical dialogue that is enriched by
ethnographic investigations of the context in which they have lived and worked. In
H. JAMES MCLAUGHLIN AND GAIL E. BURNAFORD
Gordon's work with college students of color or those from working-class backgrounds,
there was often a disconnect between their "schooled identity" (Levinson et al ., 1996)
and their lives in the home community. During a course on Minorities in the
Schooling Process, students developed collaborative projects to learn about
educational questions that concerned them, and then spoke with people in the
community where they grew up. For example, a group of Asian-American students
interviewed adults in their home community about the adults' career aspirations in
order to learn more about why Asian-Americans may shy away from becoming teach-
ers. As a result of the project, the students made a stronger commitment to teaching
and to learning more about the historic trajectory of different Asian-American
groups in the U.S. There are many other possibilities for an investigation of educa-
tional issues in a community we think we know well, but which may surprise us when
we ask more challenging questions.
In addition to engaging pre-service teachers in unusual experiences where they
live or go to school, teacher educators can also create experiences in communities far
away. For example, students at Moorehead State University student teach in a south
Texas community (Cooper, Beare and Thorman, 1990); Clark and Flores (1997) take
bilingual preservice teachers to a retreat in Monterrey, Mexico; Suarez (2002) has
TESOL students participate in a summer immersion experience in Mérida,
Venezuela; Friesen; Kang and McDougall (1995) take Canadian teacher education
students for a semester of field experiences in Yaoúnde, Cameroon; and Stachowski
and Mahon (1998) have created Cultural Immersion Projects that place student
teachers on the Navaho Nation and in eight countries around the world.
In a more detailed example, professors at the University of Georgia have led a pro-
fessional development course that is taught in Xalapa, the capital of Veracruz state in
Mexico, since 1999 (McLaughlin et al ., 2002). There are two sessions, one in May
that is primarily for pre-service teachers and one in June that enrolls practicing educators.
In Xalapa, participants live with Mexican families, immerse themselves in the life of
the city, and learn about education in Mexico first-hand.
A typical day during the stay begins with morning-long observations in schools
and communities, after which the participants talk with Mexican teachers about their
practice. In the afternoons the educators learn conversational Spanish and study
Mexican culture in classes at the School for Foreign Students. One of the defining
events of the experience comes when the group visits one of two ranchitos (small
towns) in rural areas south of Xalapa. There, they spend a day in a one-room school
that has 1 teacher and more than 30 students in 6 grade levels. The visitors observe
and converse with students, eat with local families afterward, and exchange gifts of
appreciation. These communities are extremely poor; in one of them, a coffee-picking
area, the campesinos (rural laborers) earn about $4 daily to support an entire family.
During one of the days we visit, the U.S. educators participate in a faena, which is a
work session led by the teacher and parents to upgrade the facilities at the school.
This form of community service reflects a fundamental difference with the U.S. in
terms of how parents define involvement. Where there is frequent illiteracy, as in
these ranchitos, parents rarely help their children with academic homework, but
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RE-THINKING BASIS FOR "HIGH QUALITY" TEACHING
338
instead offer their help to build or repair school structures, clean the school and its
grounds, and make decisions about how to spend the small amounts of funding
generated by the teachers. Parents also emphasize the value of hard work and ganas,
which is the desire one has to survive and to complete a task.
The pre-service teachers in the May group keep a dialogue journal that is
exchanged with other students and with the group leader. In the journal entries, they
write about experiences such as the ones just described in the one-room schools.
They focus on their own questions about culture, language, and education.
At the end of the experience the pre-service teachers use their journals to write a
paper titled "Looking Back and Looking Ahead." In it, they describe in detail what
they have learned by living for a time in Mexico, how the experience will influence
their thinking about teaching and being a teacher, and how they might share with
others what they have learned about working with students from different cultural
backgrounds. The writers express a range of emotions and understandings, such as
this excerpt from Kristin (a pseudonym):
Looking Back
I loved learning through the visit to [a one-room school] that rural school
education is such a collective process, a process focused on the whole,
rather than the individual, as in the U.S. … I was intrigued to learn how
the setting of a one-room rural school presents a context for democratic
relationships between students, but moreover the vertical democratic rela-
tionships between [the teacher] and the parents, whose input she obviously
valued so greatly … If I had to come up with two words to describe what
I learned about education, I would use "responsibility" and "collectivity."
Looking Ahead
I know now that I won't just wonder about a student's educational
background, but I will ask specific questions so that I can better
understand where they are coming from (both literally and figuratively)
and know better how to serve them in my classroom … I will talk to those
"beginners" with whom I couldn't really communicate before, so I can
understand their literacy in Spanish and learn if they speak an indigenous
language. I will be more forgiving of restlessness in the classroom because
I know that in Mexico there are windows to see outside and more freedom
to move around and interact with peers in groups … I know that this expe-
rience has inspired me to create democratic relationships with all my stu-
dents and to seek democratic relationships in my work environments.
Kristin's reflections on responsibility and collectivity, which are two necessary com-
ponents of democratic relationships, exemplify a depth and creativity of thought that
we find uncommon in traditional settings at U.S. universities. She considered the
images and ideas that she could take from an intense set of experiences, and
expanded her thinking about democracy to include relationships in the work envi-
ronment. On a more personal level, Lynn (another pseudonym) wrote about family
H. JAMES MCLAUGHLIN AND GAIL E. BURNAFORD
life, social bonds, and her vision of being a teacher:
Looking Back
I've noticed that it doesn't matter in the least where you are as much as
who you're with. The bond that exists between immediate family mem-
bers, as well as the extended family, is remarkable … [F]amily members
remain in close proximity to one another … despite the extreme poverty.
Looking Ahead
In [U.S.] schools, it's not about how many computers there are in your
classroom or how many supplies you have. It's about whether you have a
teacher who loves and cares for all the students … and whether you can
come to know the parents.
Lynn was struck by the chasm between poverty and richness, and believed that
regardless of the circumstances we should focus on strengthening our bonds with
family and students. These life lessons – or, more dramatically, educational epiphanies –
are incredibly difficult to learn in an accustomed place. We learn them by living
through the dissonance and discovery of what we believe during an "experience far."
WHAT DID WE LEARN?
We learned three powerful lessons from our work in these two diverse contexts:
1. In the Chicago study, we learned that pre-service educators can utilize the tech-
niques of action research to work on mutual, specific problems with community
partners. Developing researchable, field-based inquiry questions, and conducting
ethnographic interviews are essential skills for learning about teaching.
2. Coursework at the university must be tailored to incorporate community resources and
experiences that have not been acknowledged by the academy. In the city, university
students explored community connections in online site group conversations and "pre-
sented" their urban school site to the class at the end of the course. They linked topics
of asset-based community development, school reform, partnerships, and views on
teaching in communities with their own experiences in their sites. In Mexico, excerpts
from participants' "Looking Back" and "Looking Ahead" papers portrayed a range
and depth of emotions and understandings expressed by the participants. This sort of
experiential thinking brings to bear a community resource – albeit from far away – that
enables pre-service teachers to construct a more expansive view of teaching.
3. Mentoring can be more innovative and influential if it includes parents, students,
and teachers outside of traditional classrooms, our own communities, and even
our country. For example, after a visit to an alternative school in Chicago our priv-
ileged university students changed their conceptions of teaching and learning –
because they were in a room discussing learning with students who had always
been the "other," but who had something important to teach.
Likewise, going to Mexico to observe a rural school classroom and then talk with the
teacher and students led to a serious examination of what we value and believe. In a
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RE-THINKING BASIS FOR "HIGH QUALITY" TEACHING
340
fundamental sense, the Mexican teacher and children acted as mentors to our
participants.
This sort of learning requires a willingness to step outside, to disregard what is
comfortable. The process is not a dis-engagement, a removal from one's work in U.S.
schools; it is an essential aspect of learning who we are as teachers.
THE COMMUNITY TEACHER: RETHINKING "QUALITY"
McLaughlin and Blank (2004) wrote about a community-as-text approach to learning .
The emphasis on experiential, community-based learning echoes the persistent
demand for authentic teacher education that connects prospective teachers with the
school context and redefines the notion of teacher "quality." As teacher educators,
our goal should be to "help practitioners understand how to study core concepts in
real-world settings and link standards-based competencies to existing community
issues and resources" (McLaughlin and Blank, 2004, p. 34). In terms of teacher
preparation, Peter Murrell (2001) challenges us to examine what we do, where we
work, and whom we work with. Murrell asks: "Given what we know about the com-
munity, how do we define "quality'?" Quality, in this context, refers to teachers who
are "culturally connected with the lives, heritages, and cultural forms of the children
and families in the community" (p. 58). Building an awareness and a sense of com-
mitment to diverse settings in education suggests that prospective teachers need a
map to learn about the communities in which they will take teaching positions – not
just a map of the building in which they will teach. Murrell suggests that community
teacher candidates should have experience working with youth in communities; they
should see themselves as change agents and community teachers. Ideally, a community
teacher has a background similar to those of the students they will teach (p. 59), and
they value local knowledge and community connectedness. For a community teacher,
the community is a primary text in their curriculum.
WORKING WITH "UNLIKELY TEACHERS" IN COMMUNITY SETTINGS
The work that teacher preparation students do in their required courses often does not
reflect what is happening in communities. We would like to explore more ways to
bring schools and teachers into the triangle of partnerships involving higher educa-
tion, communities, and schools. Partnerships with community members suggest new
roles for them, not just as mentors, but also as teacher educators in their own right.
Their involvement in teacher education alters the traditional university structures for
program delivery. Control shifts from the university professor to the multiple men-
tors in schools, community centers, and parent groups. Courses may no longer be
defined in terms of "seat time" or "clock hours," but rather as time spent with young
people, parents, and adult mentors. Such a new view of community as integral to
teacher preparation suggests the blurring of identities and a shared responsibility for
preparing teachers who are interested in beginning their careers in diverse settings
and staying there beyond the first year.
H. JAMES MCLAUGHLIN AND GAIL E. BURNAFORD
There is much debate in teacher education today about the value of traditional
methods courses and student teaching/practicum experiences. The increase in alternative
certification programs that have truncated or even eliminated these experiences for
candidates forces us to examine the nature of fieldwork and its value for our prospec-
tive teachers. We need to redesign internships, field experiences, and study abroad
programs to truly integrate off-campus and in-class experiences. In this process, it is
vital to focus on the breadth, depth, and scope of the experiences we create.
In the future, we would like to develop better ways to assess what teacher candi-
dates do in classrooms that reflect what they have learned or are learning in commu-
nity experiences. We want to explore how the pedagogy and experiences that we offer
outside school doors can later influence how prospective teachers participate in men-
toring relationships, become acclimated to a new school community as first-year
teachers, and access the resources they need to assist their students in learning.
Emily, a student intern and future community teacher, commented:
Though much of a student's most valuable learning may take place when
led by a figure other than a typical classroom teacher, teachers still
remain the foundation of a child's education. While out-of-school experi-
ences can never replace the traditional schooling methods, they are valu-
able to a student's education in that they expose the students to new ideas
from unlikely teachers.
Emily's image of "unlikely teachers" is quite powerful. By examining and validating
the expertise offered by these unlikely teachers in non-school settings, we will
expand rather than narrow our definition of "high-quality teaching." Learning to
teach is not merely a matter of induction and assimilation, but rather accepting the
challenge to meet students and families where they live. Together with our colleagues
in communities, we can create experiences that help to shape the social and peda-
gogical perspectives of teachers who will remain in the profession as leaders and
innovators.
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H. JAMES MCLAUGHLIN AND GAIL E. BURNAFORD
Becoming a teacher involves a transition from pre-service training into the profession
of teaching. This transition brings about a shift in role orientation and an epistemo-
logical move from knowing about teaching through formal study to knowing how to
teach by confronting the daily challenges of the school and classroom (Feiman-
Nemser, 2000). According to Feiman-Neimser, becoming a teacher requires the
development of a professional identity and the construction of professional practice.
However, for the majority of beginning teachers, also referred to as newly-qualified
teachers (NQTs), this shift is seldom smooth. They experience difficulties beyond
their control that affect their professional performance at the workplace, especially
during their first year of service. Consequently, beginning teachers often have a hard
time determining their success, especially during their first year of teaching. Wolfe
and Smith (1996, citing Feiman-Nemser,1983) and Michael et al. (2002) pointed out
that the first year is critical in determining whether newly-qualified teachers will stay
in the teaching profession and what type of teachers they will become and in shaping
their attitudes, beliefs, and practices.
The first year of teaching, especially places many demands on NQTs and has been
variously described as:
●critical in beginning teachers' decision to make a commitment to teaching and to
remain in the profession (Gold, 1996; Hope, 1999);
●critical in developing novice teachers' confidence in themselves as maturing pro-
fessionals (Weasmer and Woods, 1998);
●a period during which NQTs shape their attitudes, beliefs, and practices (Michael
et al., 2002);
●a ritual bridge that NQTs have to cross to enter the teachers' world (Britzman,
1986; Roy et al ., 1998);
●most challenging, exhilarating, and often most traumatic to beginning teachers
(Cole et al ., 1995; Kottler et al ., 1998);
●trickiest on the NQTs' job (Bartell, 2005); and
●a period during which NQTs face unique problems (Huling-Austin et al ., 1989).
It is during the early years that teachers are most likely to become disillusioned and
leave their initial teaching positions or even the profession (Bartell, 2005). The tran-
sition from pre-service training into the classroom has been described as a period of
chance, a ritual bridge that beginning teachers have to cross to enter the world of
teaching, and the most dramatic transition in beginning teachers' learning to teach
(Britzman, 1986; Morine-Dershimer, 1992; Roy et al., 1998). As Martinez (1994)
noted, stakeholders such as researchers, policy makers, teachers, teacher educators,
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ZACHARIAH O. WANZARE
23. THE TRANSITION PROCESS: THE
EARLY YEARS OF BEING A TEACHER
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 343–364.
© 2007 Springer. Printed in the Netherlands.
344
and beginning teachers themselves, generally agree that entry into teachers' work is
difficult and, as a result, beginning teachers need special support.
To address the unique challenges beginning teachers experience at the workplace,
to improve their practice, to facilitate a sense of collective responsibility for student
success, and to reduce the loss of promising teachers, we need to rethink beginning
teachers' success during the transition from pre-service education to practice. As
Dixon (1989) concluded, "we see assisting beginners as one of the most productive
ways to ensure that new members of the [teaching] profession will succeed" (p. vii).
This chapter discusses the challenges experienced by beginning teachers during
their transition into the teaching profession and the strategies to facilitate their
success. It is organized into the following seven major parts. Part one examines the
initial experiences of beginning teachers. Part two discusses the challenges of begin-
ning teachers. Part three looks at the pitfalls in the pre-service training programs of
intending teachers. In part four the responses of beginning teachers to frustrations in
the workplace are explored. Part five addresses the needs of beginning teachers. Part
six explores the strategies to facilitate beginning teacher success. It also highlights
the major considerations in the provision of assistance to beginning teachers. The
final part concludes that the key to successful transition of beginning teachers into
the teaching profession lies in the effectiveness of school-university partnerships and
the administrative support at the workplace.
Throughout the chapter, the terms beginning teachers and newly-qualified teachers
(NQTs) will be used interchangeably to refer to those individuals who have not
taught before; novices, usually ones who have just completed training to become
teachers (Huling-Austin et al., 1989; Moran et al., 1999).
INITIAL EXPERIENCES OF BEGINNING TEACHERS
In considering how to facilitate smooth transition of beginning teachers from pre-
service training into the teaching profession, it is important to recognize some impor-
tant aspects of beginning teachers' initial experiences in entering the profession.
Initial experiences include perceptions and behaviors regarding teaching, students,
the school environment, and their roles as teachers (Gold, 1996). It is generally
expected that beginning teachers should enter their first year of teaching already
equipped with the following experiences (Reynolds, 1992; Danielson, 1999;
Darling-Hammond et al., 1999):
●some understanding about pedagogy appropriate for the content they are expected
to teach which they acquired during their pre-service education;
●knowledge of the subject matter they are expected to teach;
●knowledge of strategies, techniques, and tools for creating and sustaining a learn-
ing community, and the skills and abilities to employ these strategies;
●the disposition to find out about their students and school, and the ethnographical
skills to do so;
●the disposition to reflect on their own actions and students' responses in order to
improve their teaching and strategies and tools for doing so; and
ZACHARIAH O. WANZARE
●knowledge about learners and learning, human growth and development, motivation
and behavior, learning theory, learning differences, and cognitive psychology.
Studies have also shown that beginning teachers enter the teaching profession with
numerous experiences. For example, Roy et al., (1998), in a study that explored
principals' conceptions of beginning-teacher competence in Central and South-East
Queensland schools, reported the following conceptions of beginning teacher
competence:
●having a particular type of personality (i.e., self-esteem, 'natural' gifts and talents
they bring to the classroom);
●being subject experts;
●being skilled managers;
●having professional approaches to teaching; and
●having the ability to control the class.
According to Mager (1992), in-service preparation programs are expected to help the
prospective teachers form a positive image of self-as-teachers, to acquire knowledge,
skills, and values appropriate to the work of teaching, and to provide them with expe-
riences in particular contexts through field experiences.
In sum, beginning teachers bring varying backgrounds, motivations, experiences,
expectations for themselves and for students, commitments, and preparation levels to
their initial teaching. Their view of the teaching profession and overall involvement
in it are shaped by their background experiences, motivations, and the school contexts
in which they work.
However, assertions have been made by several researchers and writers who
believe that pre-service training does not prepare intending teachers adequately for
teaching in their classrooms. For example, Huling-Austin (1989) and Klug and
Salzman (1991) have argued that, although pre-service training institutions usually
act as a starting point for the development of teaching skills and abilities for intending
teachers, due to the complexity of the teaching process and the context in which it
occurs, beginning teachers may not initially be fully equipped to contend with the
various, often difficult challenges which arise. The following section examines the
challenges faced by beginning teachers in the workplace.
CHALLENGES OF BEGINNING TEACHERS
The literature points out numerous challenges frustrating beginning teachers' transition
into the teaching profession. This part presents the challenges faced by newly-qualified
teachers in the following ten major themes:
●workload;
●professional support;
●reality shock;
●student discipline;
●personal vs. professional demands;
●classroom management;
●isolation;
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TRANSITION PROCESS: EARLY YEARS OF BEING A TEACHER
346
●students' and parents'demands;
●role expectations; and
●resources.
Workload
Newly-qualified teachers often start with more difficult and heavy workloads than
their veteran colleagues and are expected to perform their duties with the same expert-
ise and commitment as experienced professionals (Zepeda and Ponticell, 1996; Davis
and Bloom, 1998; Danielson, 1999; Moran et al., 1999; Bartell, 2005). Some schools
treat beginning teachers like their experienced colleagues, assigning them the same
number of classes, duty periods, extra-curricular responsibilities, and, most often, the
most challenging or least favored students or subjects for which they have little or no
preparation. According to Cole et al. (1995), the diverse assignments – which require
multiple lesson preparation – and responsibility to teach many particularly challenging
students are a few of the realities with which new teachers are expected to cope. In
addition, they argued, newly-qualified teachers are expected to absorb the details of
curriculum guides and school procedures, volunteer for extra-curricular duties, and
establish themselves in a school community environment that is likely to be totally
unfamiliar to them. Sometimes, NQTs are appointed in settings inherently loaded with
difficulties which place additional demands on the beginners, such as coordinating
extracurricular activities and teaching in more than one subject area (Martinez, 1994).
Overcoming stress that NQTs experience because of heavy workloads and unsym-
pathetic community attitude toward teachers are the usual strains that beginning
teachers have to put up with (Holdaway et al ., 1994).
Professional support
Oftentimes beginning teachers do not get meaningful and adequate professional
support in the workplace from either their veteran colleagues or their principals. As
Napper-Owen and Phillips (1995) noted, beginning teachers, especially those in their
first year of teaching, are often not provided with appropriate help in assuming their
teaching responsibilities. According to Danielson (1999), the lack of support for new
teachers may be attributed to the following major reasons:
●the erroneous beliefs that beginning teachers have learned all they need to know dur-
ing their pre-service education to be successful in their professional assignments in the
workplace and that any failure to deliver in the classroom is due to their own fault and
●the failure of some beginning teachers to seek for the necessary assistance they
may need from veteran teachers or principals because they are afraid such endeavors
might be interpreted as weakness or, worse, incompetence.
According to Feiman-Nemser et al. (1999), the isolation of teachers in their classrooms
and the prevailing norms of autonomy and non-interference make it difficult for
beginning teachers to ask for or receive help.
"Reality shock" ("cultural shock")
Drawing from the literature on beginning teachers, researchers and writers have
learned that as NQTs move from being students of teachers to teachers of students,
ZACHARIAH O. WANZARE
they often experience "reality shock'or "cultural shock", the state of mind they enter
when they first deal with the demands and challenges of teaching (Gordon and
Maxey, 2000; Moran et al ., citing Koetsier and Wubbels, 1995; Veenman, 1984).
Their newness to the teaching situation and the complexity of their teaching roles
often confront them with daily dilemmas and uncertainties (Cole et al ., 1995; San,
1999). Veenman (1984) described new teacher transition into the classroom as
involving a "reality shock" and anticipated "loneliness of the workplace" (p. 144).
Reality shock may be caused by the NQTs'realizations about the world of teaching,
the lack of preparation for the teaching demands, and the contradictions between
their education perspectives and on-the-job school practices. As Huling-Austin et al .
(1989) noted, teaching is a highly complex series of acts that cannot be learned eas-
ily and cannot be done by formula or recipe. Lawson's (1989) study revealed that
NQTs experienced "reality shock" as they realized that what they learned in their
pre-service teacher education program was different to the reality of the job. One
consequence of reality shock is the "wash-out effect," in which what teachers learned
in their pre-service preparation programs is progressively eroded by school practice
(Smyth, 1995, citing Zeichner and Tabachnick, 1981).
Student discipline
Student discipline has been a frequent challenge for novice teachers. Many beginning
teachers do not know how to handle student discipline problems which may arise
from a variety of sources, such as student absenteeism, lack of motivation, students
responding with off-task behaviors, talking back to the teacher, student anger, or gen-
eral negativity toward learning (Wolf and Smith, 1996; Zepeda and Ponticell, 1996).
Some students are in the habit of challenging NQTs, thus frustrating classroom inter-
actions and creating difficult teaching-learning environments for the novice teachers.
As Kogan (1992) noted, "the reality of the classroom rarely conforms to novices'
expectations or images; instead, most novice teachers confront pupils who have little
academic motivation and interest and a tendency to misbehave" (p. 145). Such
behaviors and attitudes may be totally foreign to the beginners and may convey
mixed messages and a great deal of confusion.
Becoming disciplinarians, especially in a hostile teaching-leaning situation and in
a school culture that does not encourage NQTs to ask for help may be difficult for
newly-qualified teachers and, consequently, they are often frustrated by disruptive
student behaviors that throw their carefully-prepared lessons off course (Cole et al .,
1995). Disillusioned and possessing inadequate classroom procedural knowledge,
NQTs may become increasingly authoritarian and custodial and, consequently, they
may plan instructions designed not to promote learning but to discourage indiscipline
in the classroom.
Personal versus professional demands
Beginning teachers are often challenged to balance their home life and school and
teaching demands, including daily schedules, lesson planning, and assessment of student
work (Wolf and Smith, 1996). This is a big challenge to the beginners, especially
when both types of demands require a substantial time commitment.
347
TRANSITION PROCESS: EARLY YEARS OF BEING A TEACHER
348
Classroom management
Managing the classroom, including making classroom routines, making decisions
regarding curriculum and instruction, handling students, and balancing academic and
social aspects of the classroom, is a great challenge to beginning teachers (Veenman,
1984; Solomon et al ., 1993; Wolf and Smith, 1996; Zepeda and Ponticell, 1996).
Isolation
Newly-qualified teachers usually suffer from emotional, social, and professional iso-
lation (Gordon and Mexey, 2000; Moran et al ., 1999, citing Dennehy, 1996; Solomon
et al., 1993). They typically work in isolation, with minimal opportunities for pro-
fessional dialogues or collaboration with other teachers in their schools. Bromfield,
Diane, and Burnett (2003) and Tickle (1994), in crediting Hargreaves' (1994) work,
observed that beginning teaching is often marked by feelings of personal and professional
isolation and that many newly-qualified teachers are often left to struggle with the
complex and challenging demands of their first job, completely by themselves. A
study by Stroot et al., (1993) revealed that NQTs studied experienced the problem of
professional isolation as many veteran colleagues did not share their teaching concerns
effectively with them.
Beginning teachers also lack frequent opportunities to observe other teachers
teach, to share professional practices, and to problem-solve and plan with colleagues.
Sometimes they serve in schools characterized by a culture of closed classroom
doors and distant and uninvolved teachers (Davis and Bloom, 1998; Wolf and Smith,
1996). Such a culture creates fear in beginning teachers and frustrates their enthusiasm
for teaching and their vision of success for students.
Students' and parents'demands
Beginning teachers are often overwhelmed and dismayed by the increasing demands
from students, including dealing with students whose learning needs demand special,
individual attention, and parents. As Gary (1998) noted, beginning teaching is the
first time that novice teachers are expected to face the ever-changing demands of
youth and their parents. Whereas many parents are usually supportive and welcom-
ing, some might be concerned about the abilities and competence of newly-qualified
teachers and, as a result, they may treat beginners with disrespect, challenge their
actions and decisions, and make difficult demands.
Role expectations
Newly-qualified teachers are often faced with the challenges associated with confus-
ing role expectations, routines and customs in their new schools. They are usually
unclear about what is expected of them, especially in terms of their involvement in
staff and curricular duties and responsibilities and their evaluation process; they are
left to "figure things out" for themselves (Davis and Bloom, 1998; Gordon and
Maxey, 2000). Further to this, NQTs are often overwhelmed by the job and feel inad-
equately prepared (Solomon et al ., 1993).
ZACHARIAH O. WANZARE
Resources
Beginning teachers are often forced to put up with ill-equipped classrooms with
inadequate instructional resources and materials. Sometimes they get the worst
resources in their schools and have to struggle to locate and to collect quality materials
on their own initiative (Cole et al ., 1995).
Research findings (e.g., Wolfe and Smith, 1996; Zepeda and Ponticell, 1996;
Moran et al ., 1999; Ganser, 2001) also report consistently that beginning teachers
face the following major challenges:
●time management;
●student assessment;
●negative relationships with teachers, principals, community;
●lack of time (to plan, prepare, carry out administrative duties, and mark);
●establishing positive relationships with students;
●confusion about their relationships with students and the need to establish authority;
●difficulties with students' reactions to both the subject content selected and
instructional strategy;
●discovering and developing teaching personalities and styles;
●difficulties in aligning instructional techniques to the subject content and students'
learning styles;
●perceptions of self; and
●earning the respect of colleague teachers.
Also, Solomon et al . (1993) biographical case studies of first-year teachers to deter-
mine how individual perceptions of the teaching role impacted their professional
development during the first year of teaching, reported three major administrative
problems of the novices: class schedules, class size, and equipment.
It seems that, for many newly-qualified teachers, beginning teaching is a sink-or-swim
experience (Huling-Austin, 1989). An understanding of the challenges of beginning
teachers gives schools and school managers the opportunity to address the difficulties
experienced by the beginners during their transition into the teaching profession.
Many of the challenges faced by beginning teachers are due to shortcomings in the
pre-service training programs. These are explored in the following section.
THOUGHTS ABOUT SHORTCOMINGS IN
PRE-SERVICE TRAINING
Pre-service training institutions, such as colleges and universities, are expected to
equip prospective teachers with the teaching strategies, the methods, the knowledge,
and the skills they need to become effective and productive teachers in their class-
rooms. However, in-service training experiences, including practicum teaching, are
often limited and, as a result, beginning teachers often have varying strengths and
vulnerabilities and their idealistic expectations usually become unrealistic as they are
overwhelmed by difficult and pressing challenges in the workplace. Danielson
(1999) observed that professional knowledge cannot be acquired during university
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TRANSITION PROCESS: EARLY YEARS OF BEING A TEACHER
350
course work regardless of the quality of that course and that, even after the completion
of pre-service training, beginning teachers do not have adequate experience to manage
a full classroom assignment. Similarly, Davis and Bloom (1998) noted that even the
best teacher training programs do not fully prepare new teachers for the daunting
responsibilities associated with the teaching profession.
Recent writings in teacher education have argued about the apparent shortcomings
in teacher preparation programs. The following are among the weaknesses of teacher
in-service programs (Goodlad, 1984, 1990; San, 1999):
●brief preparation programs;
●unchallenging curricular and general work;
●shortage of time for preparation and for supervisors to provide sufficient professional
help; and
●lack of adequate experienced supervisors.
In many Sub-Saharan countries, the deficiencies in pre-service preparation programs
are even more apparent. For example, Wanzare (2002), in synthesizing the works of
Makau (1995), Sitima (1995), Republic of Kenya (1999), and Menya (1995), cited
the following eight major deficiencies in the pre-service teacher education in Kenya:
●inadequate training period which does not enable the trainees to master the essential
academics and pedagogies;
●overloaded curriculum which is too wide for meaningful mastery of the necessary
academic knowledge and pedagogical skills;
●adoption of the "unit system" in major teaching subjects in university pre-service
education curriculum;
●general low entry requirements for pre-service training, especially at primary
teacher education, as a result of regional disparities;
●a majority of students admitted to pre-service teacher training programs do not
choose education at all, but take teaching as the last and only available option and,
consequently, they have no interest in teaching;
●over-enrolment of students in teacher training institutions, resulting in over-
stretching of physical facilities, near zero individual attention and poor supervision
of teaching;
●the involvement of untrained teacher trainers in teacher education programs, espe-
cially at universities; and
●inadequate teaching/learning facilities.
Because of numerous shortcomings in pre-service training programs, many beginning
teachers may not have benefited a great deal from the pre-service training education.
How do NQTs navigate the storms of beginning teaching? These are explored in the
following section.
RESPONSES OF BEGINNING TEACHERS
TO FRUSTRATIONS IN THE WORKPLACE
Because of the complexity of the teaching process and the setting in which it occurs,
and because NQTs may not initially be fully equipped to contend with the various,
ZACHARIAH O. WANZARE
often difficult challenges and frustrations in the workplace, the confidence of many
beginning teachers dissipates fairly quickly, especially as they are thrown into the
proverbial deep end and challenged to sink or swim (Danielson, 1999).
Consequently, many beginning teachers may react to their frustrations in numerous
ways, for example by:
●adopting teaching styles which they had formerly disapproved of, leaving them
feeling guilty and more frustrated (Ballantyne et al ., 1995);
●developing negative, emotional, physical, attitudinal, and behavioral problems,
such as I-don't-care attitudes and laziness (Wilson and Cameron, 1994; Dussault
et al., 1997; Schmid and Knowles, 1994);
●quitting the teaching profession, leading to the loss of potentially-good teachers
(Feiman-Nemser et al ., 1999, citing Darling-Hammond, 1997; Gordon and
Maxley, 2000; Huling-Austin, 1989, citing Sclechty and Vance, 1983);
●developing survival mentality, a set of restricted teaching methods, and a resistance
to curricular and instructional change that may last throughout their teaching
careers and which, in the long run, may prevent effective instruction from occurring
(Huling-Austin, 1986, 1989; Romatowski et al ., 1989);
●diminishing their commitment to continued teaching (Ryan, 1992);
●developing feelings of disappointment, disillusion, and failure – failing their
students, school administrators, colleague teachers, students' parents, and, often
most painful, themselves (Ryan, 1992; Zepeda and Ponticell, 1996); and
●developing feelings of being overwhelmed and uncertain (Feiman-Nemser et al.,
1999).
For many NQTs, the reality of teaching, compounded by the many problems they
experience, often become too demanding and, consequently they choose an alternative
career exit, especially if they do not receive adequate mentoring and supervision
early in the profession and if their professional growth endeavors are not recognized
and rewarded. Figure 23.1 summarizes the challenges faced by beginning teachers,
their responses to the challenges, and the overall results.
351
TRANSITION PROCESS: EARLY YEARS OF BEING A TEACHER
RESPONSES
OF NQTs
OVERALL
EFFECTS
CHALLENGES
Heavy
workloads
Poor support
Reality shock
Students'
discipline
problems
Managing the
classroom
Isolation
Students' and
parents'
demands
Undefined
role
expectations
Beginning
teachers
Personal vs.
professional
demands
Lack of
resources
• Confused
teaching
styles
• I-don't-care
attitude
• Quitting the
profession
• Survival
mentality
• Reduced
commitment
to teaching
• Reduced
student
participation
in learning
• Reduced
student
Figure 23.1. Challenges faced by beginning teachers, their responses to the challenges,
and the overall results
352
NEEDS OF BEGINNING TEACHERS
To help beginning teachers transfer the benefits of pre-service education into the
classroom for the benefit of students and to know what kind of support beginning
teachers need, it is necessary to identify the needs of beginning teachers. As a review
of the literature will show, NQTs have the following major needs:
●developing classroom management skills (Brock and Grady, 1998);
●learning school routines and procedures (Ganser et al., 1999; Heidkamp and
Shapiro, 1999);
●assessing student performance (Gordon, 1991; Kestner, 1994);
●setting up a classroom for the first time (Brewster and Railsback, 2001);
●connecting theories and teaching methods learned in pre-service training to class-
room practice (Brock and Grady, 1998);
●designing and pacing lessons that are developmentally sound (Gordon, 1991;
Stuart, 2002);
●identifying opportunities for professional development (DePaul, 2000);
●responding effectively to behavior and discipline problems in the classroom
(Brewster and Railsback, 2001);
●motivating students and engaging them in class activities (Gordon, 1991; Kestner,
1994);
●developing organizational and time management skills (Brock and Grady, 1998;
Kestner, 1994); and
●opportunities for orientation to the school system, school curriculum, and school
communities (Reiman and Thies-Sprinthall, 1998).
Furthermore, Rob and Brian (1995), in an exploratory research into the beginning
teacher/mentor pairs in Queensland primary schools, reported the following four
major mentoring functions are required by beginning teachers:
●personal and emotional support – opportunity to have someone to talk to and need
to feel comfortable in asking for advice and assistance;
●task-related assistance and advice – advice, ideas, resources, information and
practical help regarding school routines, covering the required content, assessing
and reporting student progress and managing multiple demands;
●problem-related assistance and advice – having someone with whom to discuss
problems and explore possible solutions, e.g., classroom behavior problems,
learner needs; and
●critical reflection and feedback on practice – guided reflection and formal feed-
back regarding their professional practice.
What kind of strategies are needed to facilitate beginning teachers'transition into the
teaching profession? These are explored in the following section.
STRATEGIES FOR SUCCESS: A CASE FOR INDUCTION
In view of the beginning teachers'different professional needs and the characteristics
of their early professional development and, as an effective response to the problems
ZACHARIAH O. WANZARE
of beginning teachers, induction programs should be made available to meet beginning
teachers' needs during the initial years of teaching. As Michael et al. (2002) noted,
newly-qualified teachers need to be well-prepared before taking on the responsibilities
of the classroom and induction should present a bridging experience into full profes-
sional teacher status and practitioner capacity. Huling-Austin et al. (1989) observed
that NQTs need to be nurtured, helped, and assisted so that the goal of improved
teaching performance might be attained. A review of the literature regarding teacher
education indicates that the kind of support most meaningful and beneficial to begin-
ning teachers takes place within the school setting where immediacy and relevance
are taken into account and where, through day-to-day experience, new teachers have
most opportunities to learn about what it means to teach and to be a teacher; and that
individual schools are expected to assume primary responsibility for induction and
renewal of their new teachers (Cole et al ., 1995). Support for newly-qualified teach-
ers within schools is likely to come from a variety of people for a variety of needs. In
the context of teacher education, the term induction, as explained by Huling-Austin
et al. (1989), means "a transition period in teacher education between pre-service
preparation and continuing professional development, during which assistance may
be provided and/assessment be applied to beginning teachers" (p. 3). According to
Zewelanji and Leslie (1999), Talbert et al., (1992, citing Camp, 1988), induction is:
●a way of introducing beginning teachers to the teaching profession;
●a helping mechanism for beginning teachers;
●a formal program of systematic and sustained assistance provided to beginning
teachers by professionals specifically assigned that responsibility; and
●a broad process by which novice teachers become professionals.
Moran et al . (1999, citing Dennehy, 1996) indicated that induction is a crucial, form-
ative phase in teacher education development during which practices and attitudes
are formed and consolidated and that no period is more important for the develop-
ment of teachers than the initial induction into the teaching profession.
Furthermore, Varah et al ., (1986) explained that the major purposes of induction
are to help beginning teachers develop security and confidence that will improve
their teaching, to encourage them to remain in the profession, and to eliminate the
isolation they might experience and that, on a broader scale, the induction experience
may be viewed as an effort to improve the teaching profession by retaining the most
effective teachers and, ultimately, to improve the quality of education in the schools.
Therefore, induction includes offering professional assistance to newly-qualified
teachers during their transition from pre-service training into the teaching profession
and includes helping them to form positive attitudes and practices toward the profes-
sion, to develop security and confidence in teaching, to understand their duties and
responsibilities, and to encourage them to remain in the profession. Above all, the
process of induction improves the quality of teaching in schools specifically, by
ensuring that they receive the benefits of well-trained and highly-motivated teachers,
and the quality of education in general.
Indeed, a number of scholars have recognized the complexity of the induction
process as a way of introducing NQTs to the teaching profession. For example,
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TRANSITION PROCESS: EARLY YEARS OF BEING A TEACHER
354
Covert et al . (1991), Talbert et al . (1992), and Huling-Austin (1989) asserted that
induction is a complex activity with many different possible programs that might be
applied; that the programs are as diverse as the agencies that initiate and provide
them; that the purposes vary across programs; and that the most prevalent kind of
induction program is some form of mentoring in which a more experienced teacher
provides support for the beginning teacher in a variety of ways. Talbert et al. (1992)
and Schaffer et al . (1992) explained that the process of induction begins when the
teacher signs the work contract and ends sometime in the future when the teacher
becomes established in the profession; that the time of induction is a transitional
period when the beginning teacher moves from being a student to being a teacher;
and that there does not seem to be general agreement on a specific model or models
that the majority of school systems should implement. According to Talbert et al., in
crediting Huling-Austin's (1990) work, teacher education is often described as a con-
tinuum extending from pre-service through induction to on-going in-service.
The following strategies may be employed to facilitate the success of beginning
teachers in the workplace as part of their induction programs:
●providing adequate information about school policies, procedures, and expecta-
tions (Wilkinson, 1997);
●limiting teaching responsibilities of beginning teachers by providing them with
less difficult assignments, assigning them fewer duties than their more experi-
enced colleagues, and assigning them teaching responsibilities preferably in areas
in which they have student teaching experience (Davis and Bloom, 1998; Rebore,
1995, citing James et al ., 1994; Weasmer and Woods, 1998);
●providing them with curriculum guidance and support, including: (a) instructional
materials and equipment; (b) data about academic achievement; (c) information about
expected teaching standards, participation in staff and extra-curricular activities, and
in every other aspect of the job; (d) information about what kind of support to expect
and not to expect; and (e) information about evaluation processes and where they
stand in that process (Davis and Bloom, 1998; Weasmer and Woods, 1998);
●providing them with systematic orientation (a) through organized and appropriate
orientation programs that cover school curricular, policies, procedures, relevant
Ministry of Education or school district matters; (b) through specialized instruc-
tion with respect to their integration into the school professional learning com-
munity; and (c) by creating opportunities for them to be part of the collegial
relationship in the school (Davis and Bloom, 1998);
●assigning them mentors from among their more experienced colleagues to take
charge of their welfare, to keep track of their progress, and to provide assistance
and ideas (Hargreaves, 1994, cited in Tickle, 1994; Rebore, 1995, citing James,
et al., 1994; Weasmer and Woods, 1998; Wilkinson, 1997; Wolf and Smith, 1996);
●helping them to make difficult decisions (Wilkinson, 1997);
●supporting their ongoing professional growth by: (a) helping them to identify the
most appropriate and productive staff development opportunities that are responsive
to their classroom teaching needs and (b) including them when designing profes-
sional development plans (Wilkinson, 1997; Davis and Bloom, 1998);
ZACHARIAH O. WANZARE
●providing them with an opportunity to observe other teachers teach and to discuss
with them and to communicate with other newly-qualified colleagues to enlarge
their professional network (Wolf and Smith, 1996; Zepeda and Ponticell, 1996);
●creating an inviting culture within the school for welcoming and supporting
beginning teachers (Wolf and Smith, 1996; Zepeda and Ponticell, 1996);
●suggesting that new teachers record daily experiences in personal journals (Wolf
and Smith, 1996; Zepeda and Ponticell, 1996; and
●introducing beginning teachers to the external community to acquaint them with
the background concerning the socio-economic situations of the community and
other non-school factors contributing to learning (Wolf and Smith, 1996; Zepeda
and Ponticell, 1996; Davis and Bloom, 1998).
Overall, as suggested by Gold (1996) and Wilkinson (1997), beginning teachers
should be provided with the following two major types of support:
●instructional-related support, which includes assisting them with the knowledge,
skills, and teaching-learning strategies for their success in the classroom and
●psychological support or some form of therapeutic guidance aimed at building
their sense of self and ability to handle stress.
To sum up, schools must provide NQTs with continuing on-site professional devel-
opment and must ensure that the beginning teachers have access to help on short
notice as and when needed (Moore and Kardos, 2002). The induction experiences
offered to newly-qualified teachers should provide them with the following major
benefits and, thus, facilitate their smooth transition from pre-service education into
the classrooms (Odell, 1986; Loucks,1993; Ballantyne et al ., 1995; Danielson, 1999;
Feiman-Nemser et al ., 1999; Hope, 1999; Zewelanji and Leslie, 1999; Brewster and
Railsback, 2001; Scott, 2001):
●enable them to have fewer discipline problems;
●enable them to develop a clear sense of expectations for school;
●facilitate their smooth assimilation into the school learning community;
●enable them to become less apprehensive about seeking help from peers;
●facilitate their feeling of acceptance;
●enable them to develop a sense of success;
●enable them to become effective teachers as well as reduce the stress and anxiety
associated with multiple new professional demands;
●help them to develop "best" practices, to move quickly from concerns about man-
agement and control to concerns about instruction, and to become learners
throughout their teaching careers;
●promote their retention in the teaching profession;
●facilitate their quality of teaching; and
●promote their professional skills and confidence.
Furthermore, in a study aimed at providing induction assistance to beginning physical
education teachers and investigating the impact of the assistance on teachers in the
U. S., Napper-Owen and Phillips (1995) reported that continued induction assistance:
●had a positive impact on first-year teachers;
●offered the opportunity to receive regular feedback and support;
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TRANSITION PROCESS: EARLY YEARS OF BEING A TEACHER
356
●encouraged accountability to the knowledge attained in the teacher preparation
program; and
●made teachers more reflective and analytical about their teaching.
Above all, successful support programs for beginning teachers also "produce happier
and more effective teachers, which benefits students and influences the overall work-
place and the community it serves" (Gary, 1998, p. 12).
MAJOR CONSIDERATIONS IN THE
PROVISION OF ASSISTANCE TO BEGINNING TEACHERS
To provide effective assistance to beginning teachers, several factors must be consid-
ered. These are explored in this section in five major themes:
●Context in which teachers work;
●needs of NQTs;
●learning to teach is a continuous process;
●program goal and support personnel; and;
●role of NQTs in their induction.
Context in which teachers work
According to Ishler and Edelfelt (1989), the term context, as relates to teacher edu-
cation, includes all the factors that compose the environment and the circumstances
in which teachers work, such as:
●type and number of students;
●teaching assignments;
●size and nature of the teaching staff;
●physical space;
●socio-psychological climate;
●support staff available; and
●quality of school leadership.
Research findings regarding first-year teachers'perceptions of their workplace have
indicated the following factors affecting novices' teaching:
●the presence or absence of teaching colleagues;
●the scheduling of classes;
●the community environment; and
●the students.
(Smyth, 1995)
These findings indicate that teachers' workplace contexts are critical in shaping
NQTs' beliefs about assigned duties and responsibilities as well as overall teaching
performance.
Needs of NQTs
Teacher induction would be much easier if the needs of beginning teachers are iden-
tified and defined. Feiman-Nemser et al. (1999), Odell (1989), and Blake and Hill
ZACHARIAH O. WANZARE
(1995) asserted that a case must be made for beginning teacher assistance program in
terms of the needs of new teachers and that induction is largely dependent on begin-
ning teachers themselves identifying their own needs. Danin and Bacon (1999) and
Gordon (1991) suggested that program planners for beginning teacher support ask
new teachers to identify areas to cover in orientation and induction program meetings
to increase their "buy-in" for the programs and to ensure that program offerings are
relevant to the participating teachers. According to Feiman-Nemser et al. (1999),
beginning teachers need professional development connected to the daily work of
students, related to the teaching and learning of subject matter, organized around real
problems of practice, and sustained over time by conversation and coaching.
Learning to teach is a continuous process
Learning to teach is a lifelong process that involves new learning as one comes in
contact with each new student and shares ideas, problems, and solutions with colleagues
(Bartell, 2005). Consequently, beginning teachers, even those with good pre-service
preparation, are still learning to teach. Therefore, for beginning teachers to improve
the quality of teaching and learning, induction programs must move beyond a general
recognition that new teachers need support to more powerful conceptions of induc-
tion as part of a broader system of professional development and accountability
(Feiman-Nemser et al ., 1999).
Program goal and support personnel
It is important to consider establishing the program goal, evaluating the program, and
selecting, training, and assigning responsibilities to program support personnel
(Odell, 1989).
ROLE OF NQTS IN THEIR INDUCTION
It is important to consider the role played by the beginning teachers themselves in
facilitating their smooth transition into the classrooms. The following should be
among the major undertakings by beginning teachers toward this end (Kottler et al.,
1998; Bromfield et al ., 2003; Bartell, 2005):
●learn their ways around (i.e., orient themselves as quickly as possible and as com-
prehensively as they can);
●make friends with the school secretaries, the people who control access to admin-
istration, who are the best connected to all facets of the schools' operations, and
who know the most efficient ways to get things done and the most important gossips;
●learn about school policies, rules and regulations – from Teachers' Handbooks (if
there are any) to find out what is really expected of them;
●get involved in school activities (including extra-curricular activities);
●network with professionals, including counselors, special education experts,
nurses, librarians, consultants, and others who keep the schools running;
●invite their principals (or other internal evaluators) to their classrooms at times
when they have something special manned that would be of interest;
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TRANSITION PROCESS: EARLY YEARS OF BEING A TEACHER
358
●form positive relationships with and seek professional help from colleagues,
including those from other schools and school systems;
●reflect on their own practice by evaluating its effectiveness and carefully consid-
ering what they might do differently, by asking others (e.g., teachers, parents,
supervisors, children) to give them feedback, and by being involved in
action/teacher research; and
●take time to nurture and to develop their knowledge, skills, and abilities to become
expert at what they do.
CONCLUDING THOUGHTS: THE WAY FORWARD?
To summarize, the central theme presented in this chapter is that, whereas most
teachers in pre-service training begin their education programs with confidence,
optimism, and a strong calling to the teaching profession and expect to succeed in the
workplace, and whereas many beginning teachers enter the teaching profession with
" their students' success and high enthusiasm to become part of the teaching force,
newly-qualified teachers' dreams, hopes, aspirations, and optimism often turn to
disappointments, discouragement, disillusionment, and frustration as they go
through their transition from pre-service into the teaching profession. What they
often face are bureaucratic impediments associated with poor relationships with and
lack of support from their veteran colleagues and administrators, disrespectful and
undisciplined students, and unsympathetic community attitudes toward teachers.
They soon discover that the workplace is often not what they had anticipated during
their pre-service education.
Chances are that beginning teachers will start to isolate themselves further from
their veteran colleagues, to avoid staffroom contacts, to limit their visits to school
administrators, and to develop unproductive survival tactics. Some newly-qualified
teachers may even abandon the teaching profession in search of calmer, more sheltered,
and welcoming professional opportunities elsewhere. It appears prudent to view
beginning teaching as a most challenging, exhilarating, and often most traumatic
experience for newly-qualified teachers. Consequently, assistance and support during
this initial phase of the teaching profession is crucial in bridging the gap between
being a student in a professional training institution and being a functional practitioner
in the real world of teaching. Effective induction programs can:
●enhance beginning teachers' skills and knowledge;
●provide them with positive professional experiences;
●contribute to their improved standards of teaching; and
●improve their retention rates.
Induction programs for beginning teachers are critically important both in the initial
and in long-term teacher effectiveness and professional growth.
The key to smooth transition of newly-qualified teachers from pre-service training
into the teaching profession lies in the effectiveness of school-university/college
partnerships in which problems of school life form the basis for in-service training.
The administrative support, especially from school principals can also help beginning
ZACHARIAH O. WANZARE
teachers survive and thrive through this difficult and often lonely period. Above all,
newly-qualified teachers themselves must endeavor to meet the challenges of beginning
teaching with perseverance, courage, and hard work.
In considering the smooth transition of newly-qualified teachers into the teaching
profession, the following two questions need to be addressed. Should induction pro-
grams for newly-qualified teachers be mandatory and what kind of school culture
would facilitate smooth transition of beginning teachers into the teaching profession
and encourage them to seek professional help?
IMPLICATIONS
The proposed strategies for assisting NQTs during their transition into the classroom
have several implications for practice and for future research.
Practice
Administrative support. Strong and supportive school leadership and vision must be
provided to meet the challenges of newly-qualified teachers. School principals, espe-
cially must recognize the need to facilitate school-based beginning teacher support
programs. Toward this end, school principals need to be alerted to their own biases
and to become aware of alternative ways of conceiving beginning-teacher compe-
tence and ways of approaching the assessment of the competence of beginning teachers.
As Napper-Owen and Phillips (1995) recommended, school administrators need to
take an active role in the induction of NQTs because the administrators will most
likely be involved in writing formal appraisal reports on the novices. Furthermore,
they argued, frequent classroom visitations may help alleviate feelings of isolation
and frustration in the beginners and facilitate effective teacher behavior. According to
Napper-Owen and Phillips, NQTs should be provided with continued professional
support even after their induction period has ended to reinforce and to perpetuate
skills and behaviors learned during the induction years.
Pre-service-induction-in-service connections. There is a need for beginning teacher
support programs to be integrated with pre-service education and in-service staff
development to form a continuum of training experiences for teachers. As Huling-
Austin (1990) noted, teacher education is often described as a continuum extending
from pre-service through induction into teaching to ongoing in-service and career-
long development. According to Tickle (2000), "a continuum, or bridge, is necessary
in the professional development of teachers, linking initial training, entry into full-time
teaching, and subsequent long-term learning" (p. 1).
Research
The research agenda regarding beginning teacher assistance should include the
following major areas:
Institutional conditions and culture. An investigation is needed into school condi-
tions and culture that would facilitate effective school-based induction programs for
beginning teachers and encourage beginning teachers to seek for professional help.
359
TRANSITION PROCESS: EARLY YEARS OF BEING A TEACHER
360
Data could be gleaned from teachers, principals, and senior government education
officers.
Induction practices. Observational studies regarding beginning teacher induction
practices across schools are also needed. The questions that should be addressed are:
What are the characteristics of effective induction practices and are there identifiable
induction practices that are suitable for facilitating beginning teacher transfer into the
classroom? Such studies may provide a more critical perspective regarding the
impact induction has in shaping the novices'teaching performance.
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TRANSITION PROCESS: EARLY YEARS OF BEING A TEACHER
BACKGROUND
The preparation of teachers and current teacher education programs according to
Tripp (1994) has not stood up well to public scrutiny. He says that many people,
particularly teachers, administrators, and governments, believe that teacher education
practices are an inadequate preparation for teaching. Teacher education in many tertiary
institutions throughout the world is under pressure (Korthagen and Kessels, 1999)
and it has evolved to the point where "the professional school's prevailing conception
of professional knowledge may not match well with the actual competencies required
of practitioners in the field" (Schön, 1987, p. 10).
This mismatch discussed by Schön (1987) may in reality reflect the ambiguous
and complex nature of teaching as it involves the acquisition of a wide range of skills.
Teaching requires judgment, appropriate action and the capacity to reflect and revise
decisions on the basis of observations and insight. Learning to teach means gaining
theoretical and practical knowledge along with the development of interpersonal
skills (Furlong and Maynard, 1995). The associated problems of conventional teacher
education programs have been identified by Louden (1993) as collisions between
university-based theory and school-based practice. He lists hit-and-run supervision
by university staff who have no connection with the student's development as a
teacher, and sink-or-swim supervision by cooperating teachers who are unwilling (or
unable) to help students bridge the gaps in their knowledge between theory and practice.
The development of teaching skills is complicated by the fact that often the knowl-
edge that may be most critical for an individual beginning teacher is identified during
preservice teaching experiences, but is seldom fully developed in subsequent preser-
vice practicums (Barnes, 1989). Fullan (1993) says that there is a widely held
misconception that teaching is not all that difficult. As a result of this misconception,
it is a common belief that education faculties attract only the students on the lower
end of the academic scale (Sarason, 1993).
The challenge, therefore, for teacher educators, is to create programs that will
prepare the beginning teacher for the intricacies of life in the classroom. The trans-
formation of students to teachers is a combination of complex events, which needs to
take place in both universities and schools. Hannan (1995) argues that the teaching
profession requires highly trained teachers at degree standard who have had such a
balanced training.
Like most providers of pre-service teacher education in Australia, the Faculty of
Education at the University of Wollongong, has been under constant pressure to
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JULIE KIGGINS AND BRIAN CAMBOURNE
24. THE KNOWLEDGE BUILDING COMMUNITY
PROGRAM: A PARTNERSHIP FOR PROGRESS IN
TEACHER EDUCATION
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 365–380.
© 2007 Springer. Printed in the Netherlands.
366
ensure that its courses meet the needs of both its students and the teaching profession.
Despite this pressure there is both anecdotal and empirical evidence, which, indicates
that some Wollongong graduates have not been satisfied with their preparation for
teaching (Grant 1994). Other evidence suggests that a significant proportion of them
arrive at schools after graduation very much unaware of how school and classroom
cultures operate, are unable to see the relationships between what they have studied
in the courses they've completed, and how it should be translated into effective class-
room practice. (Armour and Booth, 1999).
These trends are not unique to the University of Wollongong. The major employ-
ing authority of teachers in NSW the Department of Education and Training (DET),
has had a long-standing concern at the number of teacher education graduates in gen-
eral (not just Wollongong's) who do not know how to solve the kinds of problems
which they confront on appointment to schools, and that as the main employing
authority, it was looking for ways to reduce the systemic cost, in terms of financial
cost of DET sponsored "induction" programs, as well as costs in time and personal
stress, of the 'induction period' that many newly graduated teachers seemed to need
(NSW, Department of Education & Training, Training and Development Directorate,
2000).
An increasing number of overseas researchers have found that teacher education
courses are at best problematic, at worst counter productive. Fullan (1991) for example
claims that many teacher education courses in North America tend to lack an "overall
coherence" (Fullan, 1991, p. 291); while others argue that the purposes of many of
the courses and subjects that pre-service teachers undertake are complex and hazy
(Lanier and Little, 1986; Floden et al ., 1989; Kennedy, 1990).
The teaching profession continues to grapple with a codified body of knowledge
to base preservice teacher education programs upon (Waghorn and Stevens, 1996).
There are problems with the traditional models of teacher education, fragmentation
in content, the practicum and the ongoing failure to address the needs of newly grad-
uated beginning teachers. School-based teachers are being constantly faced with
broader and more diverse responsibilities; as such their accountability increases
(Williams, 1995; McFadden and Hastings, 1997). Smith and Weaver (1998) identi-
fied the following factors as being responsible for pressure on the education sector
and therefore adding further challenges to conventional teacher education models:
… changes in the structure and governance of schools, changing expec-
tations of education and schooling by various elements of the middle
class, the impact of communication technologies and an ageing teacher
and teacher education staff facing monumental cultural shifts.
(Smith and Weaver, 1998, p. 32)
The common factor defined is that: preservice teacher education would improve if
there were more school-based experiences offered to student teachers. However, the
trend at present in Australia in all spheres of the public sector sees policies and
practices being driven by economic messages to be more "efficient, effective and
economic" (Sachs and Groundwater-Smith, 1999). What this means is that any
JULIE KIGGINS AND BRIAN CAMBOURNE
reform to teacher education will derive from the teacher education providers and the
profession itself, not necessarily the federal government. Despite the rhetoric and
concerns about teacher education there appears to be a reluctance to invest more in
the education of preservice teachers. This hesitation could stem from the belief that
teaching is not difficult (Fullan, 1993).
Paradoxically, teacher education is under the glare of government attention and 1998
saw the release of several final reports looking at teacher education practice. The report
of the National Standards and Guidelines for Initial Teacher Education Project entitled:
"Preparing a Profession", was published. This report stated that a way to work towards
common goals, outcomes and standards for initial teacher education was necessary.
The second report released in 1998 was The Report of the Review into Higher
Education Financing and Policy (the West Report). This second report titled "Learning
for Life" looked into the financing of universities. While not specifically referring to
teacher education, Sachs and Groundwater-Smith (1999) believe that the tenor of the
report stated the need for universities to be more cost efficient and competitive.
The challenge is now to learn to do things differently. Universities will need to
review continuously the way in which they go about their business. They will need to
be attending more closely than ever before the needs of their various clients, and be
more willing and able to respond quickly and flexibly to their diverse and changing
needs. (West, 1998, p. 67)
The third report of 1998 was the Senate Inquiry into the Status of the Teaching
Profession, entitled "A Class Act". This report was supportive of the teaching profes-
sion and recognised the need to raise its status. However, particular attention and
criticism was levied at initial teacher education programs. The report commented that
there were many programs that were of poor quality, which were inappropriate and
inadequate in preparing preservice teachers for the profession. In particular it was
stated that, "the most trenchant criticism to teacher training related to its practical
component" (A Class Act , p. 183).
The three reports mentioned above all point to the need for change in teacher edu-
cation. These reports were then superseded by further reports in 1999 and 2000 thus
raising to twenty the total of reports and reviews into teacher education since 1980.
In the 1999 report of the Ministerial Advisory Council on the Quality of Teaching
(MACQT), "Identifying the Challenges: Initial and Continuing Teacher Education
for the 21st Century", many of these reports along with their accompanying recom-
mendations appeared. However, another review, "Quality Matters", prepared by
Gregor Ramsey (2000) states that the impact of these reports and the 400 recom-
mendations that accompanied them over the last 20 years was minimal.
Ramsey was appointed to address the following four issues:
●the quality of teachers and teaching;
●the implications of technology for pedagogy;
●behaviour management in schools and classrooms; and
●the practicum and the professional experience of teachers.
These issues were selected because they succinctly covered the main areas of concern
in teaching and teacher education in NSW in 1999–2000. The first point deals with
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368
the desire by teachers to have their work better understood and more highly valued by
the community. The second issue relates to all the new technologies that are being
introduced into the classroom and whether they are being effectively integrated into
the curriculum. The third issue addresses parents who want to know that teachers are
well prepared to manage the distractions and various behaviours that from time-to-time
prevent learning from taking place. However, it is point four that has particular
relevance for this review of literature. It would appear that once again the dominant
issue of concern in teacher education is the practical component currently offered to
preservice teachers.
I am convinced that the quality of professional practice in classrooms,
government and non-government schools and other educational settings,
will be improved by reconnecting universities and schools in initial and
continuing teacher education and by strengthening teacher professional-
ism. Unless new approaches are developed in a number of important
areas, my belief is that like the twenty previous reviews of teacher edu-
cation over the same number of years, little will happen as a result of this
Review and good ideas will languish.
(Ramsey, 2000, p. 3)
Ramsey (2000) stated that if change to teacher education was going to be effective
then it must involve a partnership or reconnection between universities and schools.
He stated that these reforms could not be achieved in isolation and that cooperation
was needed from the entire school community. This community would include
Universities, the Department of Education and Training (DET), government and non-
government schools.
At present in NSW there are several Faculties of Education at different universities
trialing or implementing alternative models for the delivery of teacher education.
These models include internships, on-line delivery, and establishing partnerships
between universities and schools. Some of these universities include Charles Sturt
University, Australian Catholic University, University of Technology Sydney and the
University of Wollongong.
THE EVOLUTION OF THE KBC PROGRAM
Inevitably reviews such as those listed above precipitate pressure for programmatic
and structural change. Like other pre-service teacher education providers in
Australia, over the last decade or so, Wollongong seems to have been engaged in a
continual round of such change. For example over the last decade, Wollongong has
either experimented with and/or implemented changes to:
●the number of courses in the program,
●the content, timing, and placement of these courses in the program;
●the deployment and mix of academic and non-academic staff across these courses;
●the placement and nature of practicum experiences within the program;
●the size and distribution of the credit point values of different courses; and
JULIE KIGGINS AND BRIAN CAMBOURNE
●changes in the nature of assessment tasks, (including a number of versions of
portfolio assessment).
In the last decade, Wollongong has also experimented with and/or implemented:
●team teaching;
●redesigning the nature and content of tutorials and mass lectures;
●costly investment in I.T. and on-line teaching;
●the establishment of a university-wide department for the improve-
ment of university teaching;
●substantial financial prizes for "excellence in teaching";
●competitive seeding funds for "innovative teaching initiatives";
●formal annual assessment of academic teaching (which is linked to
promotion);
●peer-mentoring of academics; and
●preparation of hortatory "mission-statements" at "planning days"
and "staff retreats".
(Cambourne et al ., 2002b, p. 2)
These attempts at change have at best been only moderately successful in terms of
bringing about any significant positive changes in Wollongong's graduates' overall
perceptions of their pre-service preparation. Nor has the major employing authority
indicated that the need for its expensive induction programs has been reduced.
Given this state of affairs, Wollongong's Faculty of Education decided to explore,
design, trial, and evaluate alternate models of pre-service teacher education. In late
1997, a small group initiated an informal, but searching series of discussions within
the Education Faculty at the University of Wollongong. The outcomes of these dis-
cussions are summarised thus:
The rapidity, at which socio-political change was impacting on all levels of the
education system, meant that as teacher educators, we faced a "double whammy".
Not only was it becoming obvious that schools, more than ever, would need increasing
numbers of teachers who were both knowledgeable "thinkers" and highly flexible
"doers", but it would be our responsibility to lay the foundations for their life-long
professional growth and development.
Like most pre-service teacher education providers we had both anecdotal and
empirical evidence which indicated that many of our graduates arrived at schools
after graduation very much unaware of how school and classroom cultures operated,
were unable to see the relationships between what they had studied in the courses
they'd completed, and how it should be translated into effective classroom practice
(Grant, 1994).
We were also aware that the system which employed most of our (& other
providers') graduates (The NSW DET), had a long-standing concern that teacher
education graduates in general did not know how to solve the kinds of problems
which would confront them on appointment to schools, and that as the main employing
authority, they were looking for ways to reduce the cost, both in terms of time and
personal stress, of the 'induction period' that many newly graduated teachers seemed
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370
to need. (Armour and Booth, 1999). That our program, after several long, drawn-out
"restructurings", was at best an eclectic mix of key features of what Reid and
O'Donoghue refer to as the "traditional dominant models". (Reid and O'Donoghue,
2001) This means it was based on a strong underpinning of basic, "non-negotiable skills
and knowledge", to which we'd added layers of a "teacher-as-skilled artisan" ethos, and
wrapped it all in the mantle of (so-called) "standards of professional competency".
Despite this our graduates didn't seem to change in ways that were commensurate
with the constantly changing needs of the profession and/or the systems that
employed them. We therefore needed to explore, design, trial, and evaluate alternate
models of pre-service teacher education.
Given this rationale, the faculty supported a proposal to design a research project,
which would investigate, as a pilot, an alternative approach to initial teacher educa-
tion through:
●implementation and evaluation of an inquiry and problem-solving
approach such as that used in medicine and the health sciences; and
●greater integration of the practical field-based component of the
teacher education program with the theoretical.
(Ref to ESDF/Challenge Grant proposals submitted 1997)
This project was informed by a wide-ranging review of relevant literature (Kiggins,
1998). As a consequence of this review we concluded that we needed to begin a
process of challenging, and subsequently changing, the traditional paradigm of pre-
service teacher education to which we'd been wedded for as long as we cared to
remember. We decided that given the complexity of effecting such change, given our
particular University/Faculty socio-political context, our best chance for starting and
maintaining such a shift would be to design a project which would produce at least
the following changes:
●a shift in the mode of program delivery from the traditional 'campus-based-lec-
ture-tutorial' mode to a 'problem based-learning-within-a-school-site' mode;
●a shift from the traditional clinical supervision model of practice teaching to a
problem-based- action-research-mentoring model that brought the relationship
between the specialised knowledge in education courses and the nature and cul-
ture of schools and how they "do business", closer together; and
●a shift in the traditional roles and responsibilities of the major stake holding
groups in teacher development, namely, the professional employing authorities,
(e.g. the NSW DET, local non-government school systems), the university, local
schools, and the Teacher's Unions (NSWTF), so that a new form of 'School-based
Learning" might be developed.
It was argued that if we set these three processes in motion, an important by-product
would be the opportunity to identify and explore the logistical, cultural, and political
barriers to effecting change in:
the teaching/learning culture of undergraduate teacher education (in our
context); and the traditional mindset and culture associated with
practice-teaching/the practicum, (in our context).
JULIE KIGGINS AND BRIAN CAMBOURNE
With the above parameters agreed upon a further 2 years of formal and informal
meetings with the major stake-holding groups were held. These groups included
senior management within the NSW DET Directorates, local superintendents,
principals, whole-school staffs, individual teachers, faculty committees and diverse
university power brokers, and teacher unions. In these two years different formal
committees, working parties, reference groups, met, negotiated, and discussed, it has
been estimated that these meetings totaled between 1200 and 1500 hours.
By the beginning of the 1999 academic year a pilot program had been designed.
There were two caveats to this design:
1. It was agreed that we would begin with a small sub-group comprising approxi-
mately 10% of the new intake, to a maximum of 24 students.
2. The KBC model would operate only in those sessions when practice teaching was
scheduled, (Session 1 in first and second year, Session 2 in third year). This meant
that the 10% of students who were admitted to participate in the KBC version of
the program would be engaged in this form of pre-service professional training for
approximately half their total program. For the other half they would join their
mainstream peers and engage in the traditional "lecturetutorial formal exami-
nation" form of program delivery.
THE KBC DESIGN
The agreed upon model would investigate, as a pilot, an alternative approach to ini-
tial teacher education through:
… implementation and evaluation of an inquiry and problem-solving
approach such as that used in medicine and the health sciences; and a
greater integration of the practical field-based component of the teacher
education program with the theoretical.
(Cambourne et al ., 2002a, p. 2)
Based on this premise the Faculty of Education at the UOW, in partnership with the
NSW Department of Education and Training and the New South Wales Teachers'
Federation developed the KBC Project. Its design was to explore a number of issues
that are of critical importance to models of teacher education in NSW (Ramsey,
2000. p. 57). The KBC is significant because its design offers students the chance to
work and learn in a context-specific environment. Cambourne (2000) states that:
… it is possible to reorganise the knowledge bases of undergraduate
teacher education subjects so that they are more integrated with school and
classroom culture, and therefore more relevant, more meaningful, better
appreciated by student teachers, with less duplication across subject areas.
(Cambourne, in Ramsey, 2000, p. 57)
This approach as identified by Cambourne is consistent with the directions identified
throughout the Ramsey Report (2000) as necessary to improve the quality of initial
teacher education. The KBC may produce beginning teachers who are confident and
have the ability to tackle problem solving and collaboration. The KBC process relies
371
THE KNOWLEDGE BUILDING COMMUNITY PROGRAM
372
on group and teamwork skills, qualities that will not go unnoticed in the school
environment. With the multiplicity of demands that are being placed on teachers
today the ability to be an effective member of a team must surely be seen as an added
bonus by an employer.
Although a KBC model had been explored for students in schools it had not yet
been explored in teacher education. For the purpose of this project the definition of a
KBC proposed by Hewitt et al . (1995) was adopted. They proposed:
A Knowledge Building Community is a group of individuals dedicated to
sharing and advancing the knowledge of the collective. What is defining
about a Knowledge Building Community is a commitment among its
members to invest its resources in the collective pursuit of understanding.
(Hewitt et al ., 1995, p. 1)
The Knowledge Building Community is a teaching model specifically designed to
deal with the issue of contextualising the delivery of instruction. One of its important
tenets is that instruction should be linked as closely as possible to the contexts and
settings to which it applies in the real world. Furthermore KBC's are based on the
creation of learning environments that:
Support the continuous social construction of knowledge,
THROUGH
ii) The constant construction, de-construction, and reconstruction and sharing of meanings,
SO THAT
iii) The community's knowledge needs are advanced and maintained
In the University of Wollongong's KBC these principles were applied through the
creation of a setting that provided opportunities to engage in three modes of learning:
These three underlying learning principles of the KBC are Community Learning,
School-Based Learning and the vehicle which drives these two sources of learning is
the facilitation of Problem-Based Learning.
●Community Learning (CL): This is achieved through the sharing of ideas and
experiences with other community members, these being the preservice students
themselves, the facilitators (university lecturers), and school-based teachers;
●School-based learning (SBL): is achieved through participating in the school con-
text over a regular period of time. An important principle in the pilot has been to
shift the approach in the practicum component from supervision to mentoring and;
●Problem-based learning (PBL): this is the notion of a curriculum created around a
version of problem-based learning designed for use at the University of
Wollongong. The use of PBL will enable students to engage in group discussions
and data collection to address real life problem scenarios found in school settings.
The use of PBL in teacher education places professional practice at the center of
the student's learning, which encompasses the learning of the student teacher and
the mentor.
Figure 24.1 is a diagrammatic representation of the relationship between these three
principles of learning.
JULIE KIGGINS AND BRIAN CAMBOURNE
The KBC program at the UOW has been evolving for almost 4 years now.
Although we've had to abandon some of the original organisational and procedural
ideals we started with in 1999, the underlying constructivist rationale and philosophy
has remained firmly in place. (Those who are interested in the details of some of
these organizational and procedural changes should refer to Kiggins, 2001).
The 2003 KBC model is best described as "negotiated-evaluation-of-a-non-
negotiable-curriculum-based-on-a-constructivist-model-of-learning-and-
knowledge-building".
This over-nominalised phrase captures the essence of UOW's KBC program in
2003. While the program is still delivered along the original 1999 guidelines of the
KBC ideals (i.e. CL, SBL, and PBL), a significant addition has been the inclusion of
what we call, "the four pillars'of professional wisdom" which now frame and guide
the KBC learning process.
373
THE KNOWLEDGE BUILDING COMMUNITY PROGRAM
KBC
PROBLEM-BASED
LEARNING
COMMUNITY
LEARNING
• Caring for the
community
• Sharing collective
knowledge (WWW)
SCHOOL-BASED
LEARNING
• Being an associate
teacher
• Mentoring
relationships
• Supporting school
organisation
• Appropriate problem
• Optimal group dynamics
• Infomation gathering skills
• Becoming a classroom
anthropologist
Figure 24.1. The relationship of the three principles of learning in the KBC
374
Since 2001 the KBC model has given students the responsibility of negotiating
their assessment tasks. These assessment tasks must be based on a collaborative
analysis of the non-negotiable curriculum i.e. the subject outcomes that mainstream
students are expected to acquire. The students then undertake negotiations with the
teaching staff of the schools where they are Teacher-Associates to ensure that the
tasks they have devised are appropriate and achievable in their particular SBL setting.
These four 'pillars' of UOW's KBC are:
●Taking responsibility for own learning
●Learning through professional collaboration
●Identifying and resolving professional problems
●Becoming a reflective practitioner
When the expectation that all members of the KBC have to acquire skill in using, and
demonstrating conceptual understanding of these four 'pillars' is made explicit, it
sets in train a range of complex interactions within any particular knowledge-building
community. These interactions in turn serve to drive and guide the community. One
important thing these pillars provide is a set of structures, processes, and a form of
discourse, for constructing and completing the assessment tasks. For the four pillars
to operate effectively the triadic partnership of the KBC is essential.
THE TRIADIC PARTNERSHIP
The partnership arrangement entered into by the organising bodies i.e. the Faculty of
Education at the UOW, the NSW DET and the NSW Teachers' Federation, once
implemented, saw the establishment of a triadic partnership between preservice
teachers, school-based mentor teachers and university facilitators. This partnership
became known as the 'community triad". It is timely to examine the nature of this
triadic partnership and the role each stakeholder played. The KBC Project sees the
emergence of relationships between the students themselves, and the students with
their school-based teacher mentors and KBC facilitators. This "community triad"
results in an emergent collaborative relationship between the schools and the university.
The importance of the contribution of all stakeholders can be described by using the
metaphor of a tripod. Unless all three relationships are well established the process
can become unbalanced and, like a tripod with uneven legs, it is unstable. Unstable
relationships in the KBC process makes knowledge building difficult. Knowledge
building requires students to trust that their colleagues are working towards shared
goals. Therefore, trust becomes a required element in the knowledge building
process, and if friendship and trust are not present among the student cohort, this
process is unlikely to occur.
When students are given the opportunity to create friendship and trust in their
school teams they can develop responsibility for their learning and with the support
of the community triad (the KBC facilitators, school-based teachers and each other)
they can develop ownership of their learning. Importantly, having the KBC facilitators
work with the students at university and in the schools helps to keep the triad
functioning.
JULIE KIGGINS AND BRIAN CAMBOURNE
The KBC Project was intended to provide students with quality learning experiences,
and what has also emerged, is that the social interaction and support of each other
and/or the facilitators and/or the school-based teacher mentors as provided by the
KBC structure serves as an important influence on any or all of the students' experiences.
In schools the KBC students felt supported by their mentors and were encouraged to
take risks. Likewise on campus the unrestricted access to the facilitators allows for
the process of co-learning between the students and the facilitators to develop. The
homeroom atmosphere and developing friendships ensured that trust among the
students was becoming a stable platform for them to build knowledge.
The development and formation of the community triad is an important compo-
nent of this alternative model of teacher education. This is especially the case in view
of the complexity of the knowledge building process. Because knowledge building
takes place in two contexts i.e. the school and the university, the community triad has
the common factors that support the students in either setting. Knowledge building in
these two contexts is difficult and therefore a social structure is vital to underpin the
design of the KBC model.
Figure 24.2 is a diagrammatic representation demonstrating the social structure
necessary to replicate a community triad for any future KBC cohort. It includes the
role of the students, university and school staff. This figure not only shows the com-
ponent of a social structure but also highlights the importance of them linking
together and the presence of a homeroom to promote a sense of belonging. The plan-
ning for this needs to be done prior to students entering the KBC project or any of the
participating schools. The creation of the community between KBC facilitators and
school-based staff needs to be viewed as a partnership. When the partnership is oper-
ating efficiently it will keep all members informed or 'in the loop' as to the progress
of the students in either setting.
Figure 24.2 also illustrates the social structures that underpin the KBC at the UOW.
This figure depicts the partnership that has evolved throughout 1999–2002. The figure
outlines the components and relationships that lead to the formation of a KBC.
The learning in a KBC model requires a coherent partnership between learning in
school and at university. The roles of members of the triad are crucial to the success
of the program. The role of each of these stakeholders as illustrated in Figure 24.2 is
discussed below.
University facilitators
The university facilitators are responsible for the coordination of the program, the
school liaison and the recruitment of students. In terms of the coordination it is the
facilitators' duties to ensure that students meet the outcomes of the subjects in which
they are enrolled. This aspect requires meetings with mainstream subject coordina-
tors and lecturers, as well as regular KBC facilitator meetings that discuss and
debrief the students' progress. It is important in a project such as this that unity and
teamwork is not regarded as only a student expectation. The role of KBC facilitator
is a more personal approach and teaching/facilitation takes place not just in the KBC
homeroom but also in the school.
375
THE KNOWLEDGE BUILDING COMMUNITY PROGRAM
376
The KBC homeroom
An important component of the KBC Project is that the KBC facilitation team must
arrange a designated homeroom and it must be obtained prior to the students' arrival
on campus. The homeroom must not be a common teaching area; it needs to be for
the sole purpose of KBC teaching and learning activities. This physical space plays a
vital role in the establishment of the KBC. The homeroom provides stability, a sense
JULIE KIGGINS AND BRIAN CAMBOURNE
obtain Aims/Purpose
achieved through
University facilitators
KBC homeroom
• Stability
•Sense of belonging
• Point of difference
KBC cohort selected Through
application
and interview
Community socialisation
Team building
activities
To develop an
understanding of
group dynamics
Friendship Trust
Taking responsibility
for their own
learning
Working with
school based teacher
MENTORS
Collaborative school
teams
Figure 24.2. Social structures required to underpin a KBC
of belonging, and a place to display work products and emphasises a point of difference
from the traditional mainstream. It is the location where all workshops are held.
KBC cohort selection process
Another role that the KBC facilitator plays is that of recruitment of KBC students.
This step must be included into any 'formula' that attempts to outline the steps
required forming a KBC Project.
Community socialisation
When the students have been recruited through an application and interview process
the KBC facilitators then undertake the process of community socialisation.
Workshops and team building activities that allow students to meet and work with
each other and learn about group dynamics can foster a sense of community. As the
students spend time together friendships emerge. As the students begin to grasp the
principles of group work and get to know one another and how one another works
then trust will also begin to play a role.
When students develop friendships and trust they have the basis of a foundation
that should enable them to work collaboratively in school teams with their school-
based mentors.
Collaborative school teams
To maintain the KBC partnership it is important for all members to be aware of the
roles and responsibilities of each other. This includes the KBC students. KBC students
are the common link between the university facilitator and the school-based teacher
mentor. KBC students need to understand how they fit into the community triad and
the role that they are expected to play. This understanding will benefit the students
when they move between the two learning settings, i.e. the school and the university.
The KBC student needs to be proactive and want to take responsibility for his or
her own learning. They should like open and interactive debate and enjoy the
prospect of questioning and investigating in the school setting. The KBC Project is
best suited to students who like working in groups and collaborating with each other.
In the KBC Project students need to accept that they need to collaborate with each
other and not compete against one another.
The social structure that underpins the KBC Project relies on the roles that the
school-based teacher mentor and university facilitator plays and these members need
to accept that informed students will be questioning and investigating their practice and
viewing themselves as co-learners. Therefore collaborative school teams are needed
for the triadic partnership to form. These collaborative school teams share the roles
of educational anthropologists, problem solvers and mentees.
As educational anthropologists, the students develop structures and processes that
help them to understand their mentors' classroom. They also need to be able to
identify teacher 'informants', teachers who may wish to offer other insights and
information about teaching, learning, children and schools. When the school teams
are working collaboratively they will begin to share responsibility for their learning,
377
THE KNOWLEDGE BUILDING COMMUNITY PROGRAM
378
ensuring that they work as an efficient team of learners who collectively find and
share knowledge.
Ideally these teams will be able to work outside of their school team, sharing
insights with all members of the KBC. The process of knowledge building often
takes place when the teams return to the homeroom, is a process that needs facilitation
and doesn't happen immediately. Success is reliant on the facilitating team carrying
out their role in regards to school liaison and ensuring that all participating schools
and mentors know their roles and responsibilities in the KBC Project.
THE SCHOOL-BASED TEACHER MENTORS
The third aspect in the community triad is the role that the teacher mentor plays. This
is a subtle but significant change of the culture of the practicum experience for the
schools involved. This shift is essentially from a "clinical-supervision-one-class-
room-teacher-to-one-student" model to a "mentoring-whole-school-participates"
model. This role cannot be underestimated. When the students commence in the
schools after approximately five weeks of session one, it will be their teacher mentor
that they turn to for advice and support. The partnership that is created between
mentor and mentee will be pivotal for the SBL phase. The students have rated their
time in schools as beneficial because it was here that they were able to experience the
day-to-day operations and come to grips with the multi-faceted role of teachers. Just
as the students reported that they were learning from their mentors, the mentor teachers
reported that they too were learning from the Teacher Associates.
One unexpected spin-off of this change is the perception of teachers at the KBC
schools of their own professional growth as they responded to the many probing
questions about the rationale for the many school and classroom practices which
KBC students continually asked as they sought data for their research tasks. Marks
(2001), reported on this aspect of his school's involvement in UOW's KBC program.
He stated that:
Research strongly supports the conclusion that reflection does enhance teaching
and learning. In our school experience since 1999, reflective practices amongst the
staff have developed:
●as a result of taking on mentoring roles for the KBC program, and
●as a result of collegial management and supervisory styles becoming
the philosophical base of our school.
●In essence the KBC program operated as the vehicle for the imple-
mentation of reflection through the mentoring role.
(Marks, 2001, p. 9)
CONCLUSION
As the learning in a KBC model requires a relationship between learning in school
and at university the role of members of the triad is crucial to the success of the program.
JULIE KIGGINS AND BRIAN CAMBOURNE
The type of learning proposed by a KBC model necessitates that the students make
their own connections between what they see in schools, read about and discuss at
university. In particular, they need regular contact between members of the triad.
The general consensus from all of the stakeholders who have been involved from
the very beginning, (students, lecturing staff and schools) is that the program has
both tangible and intangible benefits that make it a preferable to the traditional main-
stream mode of delivery. The tangible benefits include:
●Students who develop the skills, knowledge, and understandings of effective
teaching to a much higher degree, in a much shorter time;
●Students who are perceived by experienced teachers to be more committed, enthu-
siastic, confident professionals, than mainstream students in the same cohort;
●Students who are perceived by other mainstream lecturers to be more skilled at
identifying and resolving professional problems, who are more effective and
productive team members, who are more autonomous learners and more reflective
than most mainstream peers; and
●A much stronger partnership between the university, the local schools, the major
employing authority, and the teachers' union.
In order to maintain the working relationship/partnership between the university and
the schools the university facilitator must maintain a presence in the schools. When
the facilitator, the school-based teacher and the KBC students are all in schools at the
same time it cements the triadic partnership that underpins the KBC Project.
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JULIE KIGGINS AND BRIAN CAMBOURNE
INTRODUCTION AND LITERATURE
In recent years much attention has been paid to the start up period in teaching influ-
enced at least in part by two main concerns. Firstly, global and local influences such as
educational reforms, demographic changes, concern about standards and the profes-
sional ladder, teacher supply and retention and pressures for school effectiveness and
improvement position 'new' teachers in the van of implementing or bearing the brunt
of new educational policies. Secondly there is evidence of a growing understanding
that professional formation and professional development are elements of a single
continuous process and that this implies the significance of continuity between initial
teacher education and subsequent experience in teaching work. Such continuity may
be both contractual and professionally developmental: that is, it may relate to both the
speed and ease of finding work and the perceived opportunities for development. The
evidence suggests that the transition into working as a teacher has important implica-
tions for establishing professional standards, and justifying subsequent professional
development along the professional ladder (Huberman, 1993, Gold 1996).
An understanding of the importance of the early period in post in any work has
been informed by occupational research which highlights both the significance of
early success in a post for subsequent commitment and the importance of focussing
on staff as a key resource in an organisation (Schein, 1968). Studies of induction into
new posts (Nicholson and West, 1988) have shown that good induction is enabling,
while inadequate or inaccurate induction is disabling. Their model of induction sug-
gests four stages: preparation, encounter, adjustment and stabilisation. An important
emphasis in their model and a period often overlooked in practice is the preparation
stage prior to taking up a post, when there is the opportunity to familiarise new
recruits with key information they will need to ready themselves for the work to be
done and orient themselves to the new work setting. Applying the lessons learned
from occupational research to teaching we can posit that good induction will include
the provision of useful information to staff both before and when they arrive in post,
the provision of support for survival in the early stages and feedback on their teaching.
Schein's emphasis on early success has particular implications for the timetable and
classes which new teachers are given and for the extent to which teachers are clear
about what is expected of them and whether and how well they achieve it. Echoing
Ball (1994) and Kuzmic (1994), Kelchtermans and Ballet (2002) reinforce the
importance of the induction period in acquainting new teachers with the micropolitics
of the school as an aid to their survival and progress.
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VICTOR FORRESTER AND JANET DRAPER
25. NEWLY QUALIFIED TEACHERS IN HONG KONG:
PROFESSIONAL DEVELOPMENT OR
MEETING ONE'S FATE?
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 381–390.
© 2007 Springer. Printed in the Netherlands.
382
Educational research suggests that starting work as a teacher is a potentially over-
whelming experience for new teachers report becoming more aware of the heavy
responsibility they carry for learner's education and future opportunities than had
been apparent to them as students on placement in other teachers' classes (in the U.K.
see Draper et al ., 1991: in H.K see Griffin, 1982, 1983 and Griffins and 1984). Their
evidence suggests that professional placement experiences – such as school experi-
ence/teaching practice – while offering opportunities to practise the technical skills
of teaching are unable to fully familiarise the student teacher with all the demands of
the teacher's role. Such 'praxis shock'has been noted by many researchers in spite of
considerable efforts to develop appropriate support systems (Rust, 1994, Gold, 1996,
Wideen et al ., 1998). Bullough et al ., (1989) describe new teachers facing the need
to build a professional identity and self esteem as they move into work. The notion of
a smooth transition into work seems optimistic in the face of all these findings but
also suggests that induction is important to ease the passage where possible. Where
new teachers are additionally faced with job-insecurity such as is posed by fixed-term
contracts, there is additional evidence (Draper et al., 1998) that teachers invest their
time in seeking future work rather than on their professional development. In addition,
Kelchtermans and Ballet (2002) found that those who did not find work in teaching
quickly experienced increased doubt about their professional competence and their
self esteem was threatened.
Drawing on evidence of the complexity and difficulty of starting to teach, some
systems have developed elaborate mechanisms to support induction – for example in
Scotland and England – often with some element of working time free of teaching
commitments and an entitlement to support. In such systems the induction period
leads to an assessment hurdle which represents a test for full entry to the teaching
profession. A controversial dimension of these developments is their assumption that
stakeholders are in agreement about teaching-fundamentals (Britzman, 2000).
Currently the debate about what constitutes teaching-fundamentals has raised con-
cerns over the reduction of teacher training to a set of technical skills and mechanistic
activities. Attempts to relegate teaching to a set of easily measurable behaviours and
outcomes, while typically characteristic of the new managerialist approach to public
sector management, are thought to diminish the true nature of both the impact and
content of teaching. The extensive literature on teaching as a profession (including
that by Eraut, 1994, Kirk et al., 2000, Day, 1999) highlights a number of features
which are understood to be characteristic of professional work including autonomy,
a commitment to service and a commitment to improvement which go well beyond a
technicist conception of teachers'work. The advent of the Lifelong learning approach
reinforces the importance of developing positive attitudes to continuing professional
development (Day, 1999), through professional commitment.
Other systems not characterised by an extended certification stage assume new
teachers are full members of the profession from the point of qualifying. These
systems prompt their own particular debate. Characterised by perceptions of being
required to train too-much within too little time, teacher-trainers' debate prioritise
their focus on either extending trainees existing beliefs (Calderhead and Robson,
VICTOR FORRESTER AND JANET DRAPER
1991), encourage trainees to go beyond best current practice (Bramald et al ., 1995,
Wideen et al ., 1998) or recognise the need to change trainees' perspectives
(Lieberman, 2000). Choosing between such priorities has been argued to be solely
the responsibility of teacher educators (Hargreaves, 1994; Dill, 1998; Wilson, 2000)
while others see in such a demarcation a breeding-ground for conformity and
compliance (Elby, 1997; Britzman, 2000). Such debate again points to continuing
uncertainty about teaching-fundamentals although one dimension of teachers' work
which has been generally agreed as key to the success of new teachers is successful
class management and control (Veenman, 1984).
In Hong Kong those entering teaching experience a system that equates salary to
qualifications. Three different routes are possible and equate to different salary
expectations, the highest being a full-time pre-service teacher education, followed by
part-time in-service teacher education while teaching as an unqualified teacher and
the lowest, teaching without a professional qualification. New teachers seek posts in
competition with other teachers and once in post have full teaching commitments.
The challenge for teacher-trainers of full-time pre-service teachers under this Hong
Kong system is to help these new teachers to cope as full members of the profession
from the point of qualifying.
Common to both approaches to the professional formation of teachers has been
concern with providing scope for reflection on early professional experience (Schon,
1991; Elby, 1997). Continuing to reflect upon practice is recognised both as an
important dimension for professional development and very difficult for those who
carry a full timetable from day one. Opportunities to reflect upon what is working
and what isn't are limited when work demands are perceived to be very high. The
availability of colleagues as mentors to facilitate that reflection is similarly important.
If this perception of high workload is shared by both new-teachers and by experienced
teachers, it may threaten the provision of effective school-based mentoring (Pang,
2001; Cheng et al., 2002).
Using these ideas of professionalism and induction into post as a framework for
the evaluation of teachers work, this chapter will explore the experiences of newly
qualified teachers in Hong Kong. It will also seek to evaluate to what extent and in
what ways new teachers in Hong Kong have a good professional start to their careers
and what predictions might be made about their continuing professional development
in teaching.
RESEARCH METHOD
To investigate beginning teachers' experiences of their first year of teaching a mixed
quantitative and qualitative approach was adopted. Graduates (n 72:12% of Hong
Kong's annual supply of new graduate teachers) from one full-time Post Graduate in
Education Programme (PGDE) (offered by the Department of Education Studies,
Hong Kong Baptist University PGDE in AY 2001–02) were monitored during one
Secondary school year (September to June 2002–03). Two parallel questionnaires
were issued to these graduates – the first in September 2002, the second in June
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NEWLY QUALIFIED TEACHERS IN HONG KONG
384
2003. To add qualitative insights to this quantitative data, randomly selected volunteers
(n 12:17%) were interviewed at four times throughout the teaching year
(September, December, April and June).
The two parallel questionnaires were derived from an established study of teachers
conducted in Scotland and adapted to the Hong Kong context. Comprising twenty-three
open-ended questions, the two parallel questionnaires explored respondents' teach-
ing duties, experience of applying for a teaching post; formal induction into teaching;
informal induction into teaching; self-perceptions of themselves as teachers; current
experiences of being a teacher, reflections on their PGDE programme and personal
details (excluding personal identifiers).
The timing of the two parallel questionnaires sought to capture pre and post expe-
riential views of respondents' first year as a full time Secondary school teacher. The
first questionnaire was completed within the first month of full-time teaching
(September 2002); the second questionnaire was administered within the last month
of full-time teaching (June 2003). The return rates for each questionnaire were low
(respectively 43% and 28%) and attributed to an overlap with other questionnaires at
the beginning of the year and at the end of the year and a combination of unforeseen
factors including employment-uncertainty and the pressures of Severe Acute
Respiratory Syndrome (SARS). As the questionnaires were anonymous, cross
comparison of individual responses was not possible. Although the results of each
questionnaire cannot be claimed to be representative they do reveal a number of
issues which must be of concern.
Four sets of standardised interviews were made by one interviewer employing a
standardised interview protocol comprising prompts and probes that sought to explore
respondents' teaching context; views on what is 'good' about teaching; views about
what is 'challenging' about teaching; what support they have received, what support
they would like to receive and their reflections on the PGDE training programme.
The interview schedule comprised four interviews – the first as the school started
(September) followed by interviews that trisected the teaching year (December;
April; June). The closure of schools due to Severe Acute Respiratory Syndrome
(SARS) in March & April enforced two methodological adjustments. First, the April
interviews were completed by telephone: second, the April interview questioned
respondents'views prior to SARS then duplicated the same questions but with reference
to respondents' views during SARS.
All interviewees (n 12:17%) comprised randomly selected volunteers. Where
interviews were conducted in Cantonese, verified translations made these responses
available in English. Coding and tabulation of recorded responses was verified
through standard protocols involving independent parallel analysis. To protect
respondents' identities, all quotations are cited free of personal identifiers.
In summation, both the questionnaire and interview data provides evidence of
respondents' teaching context, support received, experiences of being a teacher and
reflections on the PGDE programme. Drawing on this evidence now provides
insights to these newly qualified teachers' experiences and their responses to their
first teaching year.
VICTOR FORRESTER AND JANET DRAPER
FINDINGS
Two clusters are reported: first, their experiences of finding work, induction and
preparation and their responses to teaching, establishing competence and their future
professional development.
Finding work
For our sample, finding work had not been easy. They reported making numerous
applications (minimum 40, maximum 250, with a mean of 70), resulting in a small
number of subsequent interviews. Over half had been offered only one post but 40%
had had a choice. For those who were able to choose a post, the nature of the contract
(permanent or renewable) had been the most important criterion, followed by location.
A third of the respondents held full time permanent contracts. In summary, respondents
reported a highly competitive job-market where the majority (66%) of those who
found teaching posts were on fixed-term contracts.
The posts which the new teachers held were distributed across the ability bands of
Hong Kong pupils. Half taught at least two forms and three quarters taught up to
three different forms, and half taught one or two remedial forms. While 12 taught one
subject, 9 taught 2 subjects and 7 taught three. The new teachers mostly taught a
range of forms at different stages with a spread of ages of at least 3 years. The range
of students and subjects was thus substantial. Three quarters (22) reported their
teaching load as average, while 5 teachers said their load was heavy. By the second
data collection point under a third (6) said their load was average and over half (11)
perceived it as heavy. The teachers do not report significant changes in the number of
forms or hours they teach and thus it is assumed that this difference of perception has
come about because they are now more familiar with their colleagues'workload than
they were at the earlier stage. In summary, these new teachers were required to teach
across ability bands, across school forms and across subjects – in effect new teachers
were not 'eased' into the teaching profession.
Induction and preparation
In our sample of Hong Kong teachers nearly all (93%) knew they had a job at least
2–3 weeks before it began. Information on their teaching timetable took a little
longer however with 80% knowing their timetable a week in advance, 10% finding
out their timetable the week they began teaching and 10% still unsure at the time of
the questionnaire. School policies took a little longer again with three quarters (73%)
knowing about them a week before they began work and 20% finding out in week
one. Learning about school practices was a mystery to nearly half of the sample until
the week they actually began teaching, and 17% remained unsure at the time of the
first questionnaire. Finally knowing who to ask for reliable help was unclear to one
third during the first week of teaching and this had significant consequences:
Because I didn't know (who to ask) I was crying at home when facing
some problems.
385
NEWLY QUALIFIED TEACHERS IN HONG KONG
386
In the initial stages of teaching only one third had been allocated a formal mentor and
even when there was an identified supporter, support was not guaranteed. While
some saw their mentor regularly, for example, every 2 days, about twice a month etc.
and some frequently, others had no set pattern of meetings and some had no meetings
at all. Some had no fixed time but the mentor was approachable when there was a
problem which while offering support placed the beginning teacher into deficit rather
than more positive mode. Asked about advice offered by the mentor there were only
a few mentions of advice for professional practice, for example on dealing with
classroom discipline or preparation of work and no mentions of help in understanding
what Ball (1994) terms 'the micropolitics of the school'. For a fortunate minority
advice was available elsewhere:
It is good that there are three new teachers (including me) … we get
great support from each other. I also have friends who entered the pro-
fession this year … we often talk on the phone. I'm also extremely lucky
that I also get support from my family … both my parents are teachers.
Taken together the above findings suggest that a significant proportion of new teachers
lacked the basic guidance and information they needed in order to perform effectively
in the teaching role.
Given these experiences, how did these new recruits respond? The following now
reports their initial responses to teaching, establishing competence and their future
professional development.
INITIAL RESPONSES TO TEACHING
Levels of commitment – see Table 25.1 – are similar at the two stages and suggest
that experience had not blunted their enthusiasm for teaching. These findings are
encouraging as positive indicators of their professional commitment and perhaps of
their effective pre-employment training.
Most (70%) saw themselves as still developing their teaching style. Informed by
feedback mainly from pupils only a few felt they were performing poorly as teachers
though only a quarter said they were doing well.
There was more satisfaction with salary in the earlier but not the later stage perhaps
linked to a growing perception of a heavy work-load which, as in many other studies, was
a major and continuing issue of concern – Table 25.2. Friendliness of colleagues was val-
ued "Someone to talk to … to cope with the stress" but more so than their professional
VICTOR FORRESTER AND JANET DRAPER
TABLE 25.1 Commitment to the job
Early Later
1 Very little 0 0
2 16.7 10.5
3 70 73.7
4 Complete 13.3 15.8
views. Moral support from society and teaching resources were increasingly perceived as
unsatisfactory. These cumulative pressures on new teachers are perhaps reflected in con-
cerns over the balance between work and personal life, especially in the earlier stage.
Overall Table 25.2 demonstrates that satisfaction decreased slightly over the
period – a summation ironically summarised by one interviewee as: To survive you
have to be 'superwoman'.
Establishing competence
When do new teachers find out what is important to do well? At the outset 11%
remained in the dark and nearly half (48%) reported they did not know if their per-
formance was 'ok'. Of those who claimed they did know over half (53%) reported
they had found out for themselves. Only a third reported they had been told either by
their Panel Chairs, or by administrative staff. Notably, the main source of information
on school policies and practices was the administrative staff.
The dissemination of professional knowledge by non-professional sources is also
apparent when new teachers reported how they knew that their performance was
'ok'. Minor sources of this knowledge comprised experienced teachers (10%) or
Panel Chairs (3%); major sources were self discovery (21%), pupils (10%) or admin-
istrative staff (7%). Such dependency on professional knowledge from non-profes-
sional sources does not bode well for this profession.
Their future professional development
Most were intending to stay in teaching (84%) with nearly 70% considering further
training, mostly at masters' level. For the minority in stable employment, future con-
cerns focused on their perceived heavy workload. Asked what professional develop-
ment would assist them, the majority raised pragmatic issues related to alleviating
workload stress:
Less work! … smaller class size … someone to talk to …
For the majority – those on fixed-term contracts – their key challenge was that of
securing a new post or contract renewal.
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NEWLY QUALIFIED TEACHERS IN HONG KONG
TABLE 25.2 Mean satisfaction with aspects of teaching (4 point scale,
1 very satisfied, 4 very dissatisfied)
Early Later
Increased satisfaction
Balance between work and personal life 2.73 2.63
Friendliness of colleagues 1.83 1.78
Decreased satisfaction
Salary 1.77 2.11
Workload 2.53 2.57
Colleagues' views of teaching 1.97 2.37
Society's view of teaching 2.03 2.47
Availability of resources 2.47 2.57
388
DISCUSSION
Several factors have been identified as contributing to the effective induction,
professional development and commitment of new teachers – good preparation, sup-
port, feedback on teaching, early success – and it seems that against this standard the
experiences of at least some new teachers in Hong Kong are less supportive than they
might be. While some new entrants are fortunate, and find themselves in supportive
school environments others lack basic information about the context in which they
are working, what is expected of them and feedback on how well they are doing. In
the absence of key information and feedback many fall back on their own self evalu-
ations, uninformed by other professional advice. It is interesting, though not unusual,
that a professional group committed to the learning of others does not consistently
and consciously apply that understanding of learning to its own members. Yet it is not
only the new teachers themselves but the schools in which they work and most
importantly their pupils who pay the price of inadequate support. In these circum-
stances it is difficult to see how their professional development can be progressed as
well as it might be. The aim in seeking continuity with initial training is not only to
ease the passage into teaching but also simultaneously to locate new teachers on a
path of continuing professional development.
The achievement of early success has been identified as particularly important for
the consolidation and development of teacher commitment. The evidence offered
here suggests that several factors reduce the chance of early success for these new
teachers. Fostering commitment to teaching is not only important for those con-
cerned about supply and retention. It has significance for attitudes and motivation to
professional development. While some new teachers are clearly offered experiences
which support the development of commitment, others' experiences fall far short of
this. A key dimension of professional behaviour is commitment to continuing
improvement. In the absence of support and feedback one danger is that staff will set-
tle for 'good enough' teaching: getting by rather than getting on, and that in time their
approach to their work will be characterised by a restricted professional strategy.
A further dimension highlighted in these findings is the impact of fixed-term con-
tracts. That a considerable proportion are concerned about the possibility of finding
a secure post does not bode well for commitment nor professional development. It is
expensive to train teachers and, in a fast changing environment characterised in Hong
Kong by rapid changes in educational priorities, it is important that they further
develop their competence once in post. Both initial training and subsequent professional
development are investments in education. Establishing formal support structures or
at least ensuring that the experiences of new teachers are monitored for their induction
and developmental value would be steps toward protecting these investments and
enhancing the education of the pupils these new teachers teach.
Since many of the teachers had little or no choice about the school in which they
taught and schools offered very different opportunities to new teachers, it appears
that becoming a new teacher in Hong Kong is less a matter of professional development
and more a case of meeting one's fate.
VICTOR FORRESTER AND JANET DRAPER
CONCLUSION
The evidence indicates that Hong Kong Secondary schools fail to provide adequate –
or indeed any – mentoring support to these new teachers. However within the current
Hong Kong professional teacher training system there is as yet little support provided
to compensate schools that wish to devote valuable staff-time to mentoring.
If, as the evidence suggests, new teachers are left largely unsupported at the begin-
ning of their teaching careers, the question arises about what support can established
teachers expect? Where new teachers and experienced teachers are both being tasked
by new education reforms and changing educational priorities, adequate provision
for school-based staff-support systems may seem an essential investment.
Where schools cannot offer support, the possibility arises of enhancing the role of
teacher-training providers. The current teacher-training learning-scaffold may be further
developed to address the issues and concerns raised by these findings. Where new
teachers' perceptions of their initial year career can more closely conform to its realities,
then their transition into professional teaching may be less a matter of meeting one's
Fate and more closely conform to a professional development.
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VICTOR FORRESTER AND JANET DRAPER
THE SCOTTISH CONTINUING PROFESSIONAL
DEVELOPMENT FRAMEWORK
Recent interest in providing teachers in Scotland with a coherent career development
path has led to a framework for Continuing Professional Development (CPD) being
established. Following Initial Teacher Education (ITE), beginning teachers work
towards demonstrating that they have reached the Standard for Full Registration
(SFR) (SEED, 2002). This Standard builds on the required outcomes of ITE, but has
a greater emphasis on consistency and consolidation/extension of professional
practice coupled with some new areas of development. Teachers are expected to
reach this level by the end of their first year of teaching, but they do so in extremely
supportive circumstances. Later in their careers, teachers can work towards the
Chartered Teacher Standard (Kirk et al., 2003; O'Brien and Draper, 2003) and the
Standard for Headship (O'Brien et al ., 2003).
PREVIOUS WORK ON BEGINNING TEACHERS
There has been much interest in the professional development of teachers in their
first year and in characteristics of induction and mentoring (e.g. Bullough, 1989;
Gold, 1996; Lang, 2002). In Scotland, work from the late 1980s and early 1990s
suggested that the two year probation period for entrants to the profession was expe-
rienced more as a time of trial than a time of development (Draper et al ., 1991). For
many, the emphasis was on proving that they were capable of doing the job but for
some it was also an opportunity to build on ITE and to develop their own style and
build expectations of professional development as a career long process.
This study also identified good practice, particularly in the area of observation.
This included probationers having prior notice of when observation was going to take
place, there being a specific focus for observation, and opportunities being created to
share feedback after the observation period. Recently the need for a clear and nego-
tiated focus has been highlighted (Bleach, 1999), as has the need for observers to be
trained in high-order inter-personal skills (Smith, 1997).
While much was already understood about what might be helpful in probation, it was
clear that this did not translate into experience for all beginning teachers. Failings
included a high proportion of unanticipated observations and lack of feedback (Draper
et al., 1991, 1993). More recent surveys found that the Scottish two-year probationary
period was being served in a range of ways. About half of those who began teaching in
391
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26. MEETING THE STANDARD? THE NEW TEACHER
EDUCATION INDUCTION SCHEME IN SCOTLAND
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 391–406.
© 2007 Springer. Printed in the Netherlands.
392
Scotland in 1995 worked full time in one school while others worked part time or in
several schools. Some had to complete their probation by taking a series of supply jobs,
sometimes in many, many schools, with great uncertainty of employment and little, if
any, support for their development. The average length of time to complete the two year
probationary period was three and a half years, if indeed they persevered in the profes-
sion (Draper et al., 1997a; SEED, 2001). The experience of probation 'on supply' in
particular led to an emphasis on coping and on securing further employment which
detracted from the process of development. (Draper et al ., 1997b).
THE NEW TEACHER INDUCTION SCHEME: CHANGING
THE EXPERIENCE OF PROBATION
The fragmentary nature of some probationers' employment and the lack of systematic
support was described in 2000 by the 'McCrone' Committee of Enquiry into profes-
sional conditions of service for teachers as 'little short of scandalous' (SEED, 2000,
p. 7). It recommended that probationers be offered more continuous employment and
not be used for supply teaching.
The Agreement which followed the 'McCrone' Report, A Teaching Profession for
the 21st century, made provision for changes to be made to the probationary period
and in August 2002 new teachers joined a Teacher Induction Scheme which involved
a number of significant differences from the earlier model. Probation was reduced
from two years to one. Instead of the range of early experiences, every teacher com-
pleting their ITE in Scotland was entitled to a one year training post. Student teachers
were asked to rank five Authorities (out of 32) as their first five choices for place-
ment. Places were then allocated through a process designed to match choices to
predicted vacancies. In the event there were more probationers than vacancies then
some supernumerary posts were created. The uncertainty about finding work in
teaching that had dogged those entering teaching was replaced by a guarantee of initial
work and supported development.
Instead of teaching full time, new teachers were guaranteed a 70% teaching load,
with 30% of the time designated for professional development. Support became an
entitlement, with an experienced member of staff designated as a mentor or supporter
and freed for 10% of the week. Starting pay for new teachers would be on a new point
below teacher scale. In the past, summative assessment determined whether proba-
tioners would be permitted to become fully registered with the General Teaching
Council Scotland (GTCS) as members of the profession. With the new scheme, pro-
bationers have to produce a portfolio of evidence to show that they have met the
newly introduced SFR, against a background of structured observation and develop-
ment opportunities.
THE STANDARD FOR FULL REGISTRATION
The Standard for Full Registration has two purposes. First of all, it serves as a scaf-
fold for the professional development expected of teachers during the course of their
JANET DRAPER, FIONA CHRISTIE AND JIM O'BRIEN
induction and secondly, it provides a benchmark against which beginning teachers
can be assessed.
The standard consists of 23 quite general statements augmented by 96 more
specific illustrations of professional practice. The statements are presented under the
headings Professional Knowledge and Understanding, Professional Skills and
Abilities and Professional Values and Personal Commitments, a model which
permeates the CPD framework The subheadings for Professional Knowledge and
Understanding are curriculum, educational systems and professional responsibilities
and principles and perspectives. Professional Skills and Abilities include teaching
and learning, classroom organisation and management, the assessment of pupils and
professional reflection and communication.
THE REALITY OF THE FIRST YEAR
This chapter focuses on observation and the Standard for Full Registration, elements
of a study of the experiences of secondary probationers and their supporters in the
first year of the Scheme. The Project report (Christie et al ., 2003) and related
publications (Draper et al., 2004; O'Brien and Christie, 2005) provide additional
information and commentary on other aspects of the study.
Of course, the reality of the Scheme in its first year may well be different from that
of following years as it beds down and all concerned become better acquainted with
its requirements. Because it was introduced precipitately, there were muddled
arrangements in the early stages. There were for example failures of communication
regarding the placement of probationers (one probationer we interviewed had to
inform the school himself that he had been appointed there), late arrival in schools of
the documentation accompanying the Scheme, and placements that made no
allowance for difficult personal circumstances. The perception of the probationers
and supporters was that there was a certain arbitrariness in the way concessions were
made to people unhappy with their placement. These administrative glitches may
well be unique to the first year of the Scheme's operation. Nevertheless, a good
understanding of what has and has not worked will, we hope, provide a good resource
for all concerned with the Scheme in the future and allow both comparison with
studies of the introduction of similar innovations elsewhere (for example in England,
Kyriacou and O'Connor (2003), and for Hong Kong in 2003 (ACTEQ)) and the iden-
tification of implications for policy implementation.
RESEARCHING THE INDUCTION SCHEME
Data on the Scheme was collected in a number of ways. Case Studies were carried
out in 12 Secondary Schools in 12 different Local Authorities. The probationers and
those supporting them both departmentally and at a whole school level were inter-
viewed and documents relating to the Scheme were gathered. In addition, a twenty-six
item questionnaire, including open and closed questions, was sent to all 32 Education
Authorities in Scotland for completion by the person with overall responsibility for
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THE NEW TEACHER INDUCTION SCHEME IN SCOTLAND
394
probationers. Twenty-five Authorities responded, representing a 78% response rate.
Finally, data were collected from probationers by means of an online questionnaire as
the first year of the Scheme was ending. There were 44 responses with just under half
from probationers who had taken part in the case studies while the others were from
individuals involved in an informal on-line support network for probationers set up
by a Higher Education Institution.
In this chapter we are, of course, only able to report on a small proportion of the
data gathered. The main focus will be the Scheme as experienced by the probationers
themselves and we shall seek to address the issue of the balance experienced in the
new scheme between proving competence and development.
EXPERIENCES OF PROBATIONERS
The probationers' experiences were extensive. The Scheme's documentation expects
that the probationers will take part in a considerable amount of observation and this
happened in most cases. All the respondents to the on-line questionnaire had
observed somebody else teaching and all had been formally observed, although not
everyone had been observed the expected number of times. Other CPD activities
reported including shadowing classes or pupils, being a member of a school com-
mittee, attending CPD courses either offered by the Local Authority specifically for
probationers or general curriculum related courses, visits to other schools or depart-
ments within the school and in a handful of cases, relating research to practice.
In addition, the Scheme suggests support in the form of a weekly meeting and tries
to ensure progression and ownership by requiring that targets be negotiated. In the
Case Study interviews, probationers were invited to give examples of their current
targets. These could be divided broadly into teaching and learning issues, such as dif-
ferentiation and learning support, behaviour and classroom management, curriculum
issues, such as investigating a stage not on their timetable, and ICT, both improving
personal skills and using ICT in the classroom. Understanding of other parts of the
school's life, such as Guidance and Social Education was also mentioned, as were the
New Community School and a visit to a Primary School.
Together these represent major developmental opportunities for these new teachers
and significant progress when compared to the varied set of experiences available
prior to the new system. They also reflect a wide conception of professional devel-
opment, with different types of learning opportunity being offered.
OBSERVATION AND THE STANDARD FOR FULL REGISTRATION (SFR)
Our main focus within the confines of this chapter is observation, as this was a
significant lack for many in the old dispensation. The expectation is that there will be
regular observation sessions. First, we report on the frequency of observation, who
the observers were, the perceived usefulness of observation and variations in practice,
mainly based on the data from the online questionnaire. Then we examine the comments
made during the Case Study interviews on experiences of observation and assessment.
JANET DRAPER, FIONA CHRISTIE AND JIM O'BRIEN
We also look at the new Standard for Full Registration and the way that it, and the
accompanying paperwork, was used during the first year of the Scheme.
Number of observations
A third of the probationers who responded to the online questionnaire received fewer
than nine formal observations, the number recommended in the documentation that
accompanied the Scheme (see Figure 26.1). Nearly forty per cent had nine observa-
tions and just under 30% had more than nine.
Previous research had shown that the number of observation sessions dropped sig-
nificantly over the two year period, notably after the first term (Draper et al ., 1991).
These current data show that there was only a slight drop in the number of observations
after Christmas (see Figure 26.2). The full range of number of observations reported
was four to fifteen observations. The mean number of observations was 8.95, sug-
gesting that schools had, in general, been conscientious about fulfilling at least the
letter of the requirements.
Observers
There was a range of observers. This was partly because of the requirements of the
Scheme itself, which recommended that two of the observations be carried out by an
independent observer and partly due to the way schools adapted the Scheme to suit
their own circumstances. The documentation produced by the General Teaching
Council Scotland (GTCS) envisaged that there be a probationer supporter appointed,
395
THE NEW TEACHER INDUCTION SCHEME IN SCOTLAND
Total Number of Observations
% of probationers
(n = 42)
0
10
20
30
40
Fewer than
nine
Nine More than
nine
Figure 26.1. Number of times students were observed teaching
0
10
20
30
40
50
Less than
four
Four Five More
than five
Before Christmas
After Christmas
Formal observations before and after Christmas
% of probationers
(n = 42)
Figure 26.2. When students were observed
396
with additional management of the Scheme provided by the Head Teacher. In fact, we
found in the Case Study Schools that most Head Teachers had devolved responsibility
for managing the Scheme to a member of the Senior Management Team and that much
of the day-to-day support was being provided by someone in the department. Some
schools had another layer of support in the person of a Senior Teacher, each with dif-
ferent levels of involvement. All but one of the teachers had been formally observed by
their departmental supporter. Most probationers in our survey had been observed by
their whole school co-ordinator, about half of them by their head teacher and by others.
These included other probationers (although these are not likely to have been formal
observations in terms of the Scheme) and a few by staff from the local authority.
Perceived usefulness of observation
Respondents were asked how many observations they would consider useful looking
back on their experience of the year (see Figure 26.3). One third thought that fewer
observations would have been useful, but two-thirds felt that the number of observa-
tions they had had was useful. Those who would have preferred fewer observations
had between six and twelve observations. No probationers believed that more obser-
vations would have been useful.
In addition, respondents were asked to comment on the usefulness of the observations
for their development (see Figure 26.4). Most, nearly ninety per cent, rated observation
as having been useful. Thirty nine per cent said it had been quite useful and 50% had
found it very useful. Only 9% suggested it had not been useful, and 2% not useful at all.
Those who questioned the usefulness of observation all had nine observations or more.
JANET DRAPER, FIONA CHRISTIE AND JIM O'BRIEN
Perceived useful number of observations
0
20
40
60
80
Fewer than I had The same as I had
% of probationers
(n = 44)
Figure 26.3. Number of observations perceived to be useful by students
Perceived usefulness of observation for
development
0
20
40
60
Not useful
at all
Not very
useful
Quite
useful
Very
useful
% of probationers
(n = 44)
Figure 26.4. Usefulness of observations as perceived by students
Variations
There were variations in the numbers of observations. For example, older probation-
ers had more observations: a mean of 9.5 observations for teachers aged 29 and over
as opposed to a mean of 8.5 for teachers under 29. There was no difference by gen-
der. The Case Studies provided evidence of differences in observation practices
across subjects. Subjects with open plan teaching areas, such as Art, PE and Business
Studies, seemed to lend themselves more easily to informal observation, particularly
in team teaching situations. Sometimes these more informal arrangements were sub-
sequently designated as a formal observation to satisfy the bureaucratic requirements
of the Scheme.
I think in PE because you teach sometimes in half a games hall, we are
seen a lot anyway so the observation weren't that big a deal …
Probationer
I'm lucky in that I can say, 'I've been watching you for the last half hour,
that was fine and I'm just going to record that'.
Principal Teacher /Supporter [in an open plan Art department]
A similarly casual approach was found in small departments where the probationer was
supernumerary and thus freed up the supporter from their timetable. Because much if
not all of the planning and teaching was done co-operatively anyway, the Scheme's
demands of planning observations and debriefing thereafter seemed irrelevant.
I have to say … that a couple of times me and the PT, we just sort of take
the classes and we've actually a day later said, oh, will that have been
the observed lesson, after I have actually done it … . The two of us work-
ing so much together, there's no point sitting planning … we'll just have
that day last week as your observed lesson then, quite casual.
Probationer
Comparison with ITE observation
Evidence about the nature of the observation experienced emerged from the com-
ments made by probationers and supporters in the Case Study Schools. Some
favourably compared their experience of observation during the induction year with
their observed lessons, still informally known as 'crits', during their Initial Teacher
Education.
… it's far less intimidating than a crit. It's actually very easy to forget
that the supporter is in the classroom. Sometimes you actually forget that
you are being observed and you just really get on with it so what they get
is a picture of what you are really like ….
Probationer
… I've found it's more like … team teaching. Like, you do, obviously, the
teaching, but when you are walking round and helping a class, they walk
397
THE NEW TEACHER INDUCTION SCHEME IN SCOTLAND
398
round as well and look at the kids'jotters and … talk to the kids … So it's
not as unnerving as maybe a crit lesson is …
Probationer
Some still found the experience stressful:
Q: How did you find the process of observation?
A: Really good, stressful but very …
A: Stressful but not as stressful as a crit.
A:Just as stressful as a crit .
Probationers
The stress of the observed lesson and the consequent artificiality caused some pro-
bationers to suggest a more informal approach, in contrast with the probationers of
Draper et al 's 1991 survey who were more concerned with knowing if, when and by
whom they would be observed. This difference suggests that the idea of being
observed by colleagues as a teacher has come to be regarded more as normal practice
than before. As something required by the Scheme, it is less questioned and may perhaps
represent something traded for the entitlement to support?
I think it would help if the observed lessons were slightly more
informal … because I know that I teach totally differently … when some-
body's watching me than when I'm in a class on my own and most of the
time it's a lot worse because I am much more tense.
Probationer
I would be quite happy for very informal, perhaps if the PT just wanted
to pick a lesson and come in and have a look, in a lot of ways I think they
would get a better view of how you're performing rather than this false
arranged observed lesson …
Probationer
Link to support and assessment
Comments made by staff supporting probationers and the probationers themselves
indicate the close link between, on the one hand, observation and support, and on the
other, observation and assessment. For many, observation was a completely positive
and developmental experience.
… you don't feel that you are trying to hide anything or prove anything.
You are wanting feedback rather than a grade at the end of it all and it's
made a huge difference.
Probationer
I have found the feedback very useful, both the positive feedback at the
start to let me know that I am on the right track … it's just a little boost
JANET DRAPER, FIONA CHRISTIE AND JIM O'BRIEN
and also the constructive criticism which just lets me know what I can be
doing better and how I can improve on it. That's been excellent.
Probationer
However, for some it was clear that observations were to be seen as opportunities to
prove competence, with the accompanying risk of failure. Here, observation was
very close to assessment, rather than being a developmental opportunity.
Q: what was that [the interim report] based on?
A: The observations, I think.
Probationer
Q: Can I ask about assessment … who was involved, and how did you
find it as an assessment procedure?
A: I don't think it really was a procedure, I think it was just taking into
account your observed sessions …
Probationer
Comments from the staff involved with the probationers also reflect the close
relationship between observation and assessment.
Q: Tell me the process that led up to the interim report.
A: I kept my own records of the weekly meetings, I kept a record of
each lesson that I observed, and built up an idea of where the
probationer's strengths and weaknesses lay.
Principal Teacher
We have adopted the system that I do one initially of the crits, the sup-
porter will do three and the external observer will do one, so that it's five
now. Clearly our aim [is] that having reached a consensus through those
five crits we will move on to the second phase which will concentrate
very much on those who are deemed to be failing.
Member of Senior Management Team (SMT)
… between October and Christmas they were worried about this interim
report, about the observed lessons which they saw as crits. It's difficult to
get round that and in some ways that's just what it amounts to.
Member of SMT
What's helpful and unhelpful?
The probationers generally positively evaluated having multiple observers, honest
but constructive criticism and an open-door policy.
It's good having lots of different people as well because, you know, you get
different perspectives, some people think some things are really good some
think they don't, it makes you realise that just because somebody doesn't
399
THE NEW TEACHER INDUCTION SCHEME IN SCOTLAND
400
agree with something you do it's not necessarily wrong and because some-
body agrees with something you do it's not necessarily right either …
Probationer
It helps especially when you are being observed in the feedback if some-
body can be direct and honest because there would be no point having
feedback or observations if somebody was just going to say everything
was great, there was no problems, because it actually can't be the case in
your first year and you really need to have somebody who isn't con-
cerned or isn't going to be bothered about saying, you've got to work on
this, or that wasn't very good.
Probationer
It's a very open atmosphere is this school, I've found. … if I am walking
by another member of my department's class and they happen to be
teaching something that I feel I could benefit from seeing, I can just
knock the door and walk straight in …
Probationer
Poor management of observation included doing too many in too short a space of
time, lack of training leading to unrealistic expectations or inconsistency and obser-
vation by the head teacher being announced for a three week period which didn't sub-
sequently take place leaving the sense of having been nervous for nothing.
… the observed lessons weren't spread out, so you basically would have
maybe had one a week or some people had more than that … two a week,
so how do you benefit, how do you benefit and how do you reflect and
self-evaluate and do better the next time when they are coming so quickly
and it was more like a paper exercise …
Probationer
Training for supporters is important. Because you are a teacher, doesn't
necessarily mean that you are a trainer … These teachers do this off the
top of their heads, they're expected to do all these things.
Probationer
You get some feedback, but you have got the head teacher saying you are
absolutely wonderful, and another person saying you need to change
this. They need to be trained for consistency.
Probationer
As with the online survey, some of the probationers interviewed in the Case Studies
felt that nine observations were too many and that there should be a more flexible
arrangement.
I think maybe up to January, once every three weeks, ok, fair enough, but
then after January I think we should get a bit more lee-way … there
should be … not a get-out clause … but effectively maybe once every one
JANET DRAPER, FIONA CHRISTIE AND JIM O'BRIEN
and a half months, just because it is a bit of pressure, no matter
what anybody says, when you've got an observed lesson the pressure
is on.
Probationer
THE SFR AND THE PROFILES
From the comments made by school staff in our interviews it seems that the SFR
had four main uses. First it provided a framework for the observed lessons, as
suggested in the documentation. However, there was widespread unhappiness
with the observation form provided by the GTCS, which was not much more than a
list of the statements. Many authorities and schools had adapted the form to suit
their own purposes. Second, the Standard formed an integral part of the
Interim Profile and was used as a reference for comments written about the proba-
tioners. Some of those who used it to write the interim report conceded that they
had not gained any familiarity with its contents. Third, in a minority of cases it
served to provide guidance as to what should be provided in the way of CPD
opportunities.
I used the Standard as development stuff – pupil support, learning
support …
Whole School Co-ordinator
This was felt to be limiting by one probationer at least:
It's almost like going through the motions for the sake of it, just to satisfy
the Standard for Full Registration Criteria … sometimes it's not relevant
to what you are doing and you feel obliged to attend these things.
Probationer
Finally, some managers of induction used the SFR for quality control, to check that
the Scheme was being properly administered in their schools and that probationers
were getting the opportunities they were entitled to. However, those who used it
expressed reservations about it, both about the whole concept of competence-based
assessment, and the wording of the document itself.
It makes you feel that you'd have to be an absolute paragon to get all of
it and the idea that you have to meet all of this is just ludicrous.
Whole School Co-ordinator
I think getting through the jargon is the thing that is quite time consum-
ing … There is a place for it, I think, if we can get to the point where it's
common English so we can understand it.
Assistant Principal Teacher/
Departmental Supporter
401
THE NEW TEACHER INDUCTION SCHEME IN SCOTLAND
402
It's a fairly comprehensive list … some of which are, as always, difficult
to pin down.
Departmental Supporter
Some felt that they would have used the Standard more if they had doubts about a
probationer's competence:
… if we had probationers who were really struggling and we were not
confident that they were meeting the competences required then I think
we would have needed much closer references to these.
Whole School Co-ordinator
Finally, some members of staff and probationers admitted that they did not use the
Standard at all.
To be perfectly honest I do not have time to sit and go through that
blooming document, time and time again, because it has taken us so long
to get used to where everything is and what it all means and I don't have
time, I really don't.
Probationer
The Standard forms part of the Interim and Final Profiles, which are completed by
the probationers in conjunction with their supporter and head teacher. The profiles
are eight pages long. The first page provides the probationer's personal details. There
are two pages to record meetings with the supporters and observed teaching, fol-
lowed by two pages to record professional development, consisting of four boxes
covering planning and preparation, core professional development activities, individ-
ual professional development activities and gaining experience within the school.
The Standard is then reproduced with a page opposite it with spaces for comments to
be made about the probationer in terms of the Standard. The final page is the
Professional Development Action Plan. There was widespread confusion and frus-
tration about completing the profile.
… the filling in of the interim one was very confusing for them because
there's box after box, what do you put in it?
Departmental Supporter
It's futile, the boxes to fill in are just ludicrous … it was time-
consuming …
Probationer
A hoop to jump through that wasn't much fun … there was fire in the
hoop. It was a lot of paperwork and it was a matter of getting boxes filled
out …
Probationer
JANET DRAPER, FIONA CHRISTIE AND JIM O'BRIEN
the GTC said that this [completing the Interim report] can't be a paper-
work exercise but that's what it turned out being because everything was
written down in the correct lingo, in the correct jargon …
Probationer
This need to provide written evidence for everything was obviously of great concern
to many:
… when you have your little meeting with him [the Whole School
Co-ordinator] on your own and he's asking you what you've done, I've
found that I've said things and he says 'is that in your book?' …
'no' … 'that should be in your book, get it in the book'.
Probationer
However, in small departments with constant interaction, this was seen to be unhelpfully
onerous:
… we are always being told … if you talk about something, note it down,
note it down. I said, well if we did that, we'd be here all day, noting things
down …
Departmental Supporter
One probationer found the format of the Interim Profile limiting and couldn't see the
purpose of keeping careful records if they were not going to feature in the official
assessment:
I had written up notes on all the meetings that we had had and I've got a
folder with pages and then we get this form and it's like, 'so why have I
been keeping this folder, what's the point? It seems a bit strange.
Probationer
Finally, one probationer questioned whether paperwork actually provided any evidence
of learning:
I think at the start you are really worried and you want to … 'I'd better
note this down, I'd better note this down', but now it is like, as long as
you're learning things … there's not much you can show on a bit of paper
what you are actually taking in.
Probationer
ISSUES
There are several issues that we suggest emerge from these findings. The first con-
cerns the considerable variability that still exists in the experiences of new teachers.
A range of 4–15 observations from our small sample of probationers indicates that
there is no consensus yet about the optimum number of observations. Even allowing
403
THE NEW TEACHER INDUCTION SCHEME IN SCOTLAND
404
for individual differences, this is a wide range. It is also disquieting that even small
numbers of probationers feel that observation was not useful for their development.
Training for supporters in observation and feedback is an identified need. Good prac-
tice in observation, as identified in this study, could inform the training for mentors
and supporters provided by Authorities.
There are differences too in the focus of support as shown by the comments on
observation and assessment. The 'crit' mentality of proving competence in artifi-
cially perfect lessons is still in evidence. Many probationers report constructive, sup-
portive and completely developmental relationships but some still report high levels
of anxiety as they prepare to be assessed in an observed lesson. It may be that such
nervousness is inevitable, but it also carries implications for the way in which obser-
vation operates and this potentially links back to training issues.
The second has to do with the role of the Standard and the accompanying bureau-
cracy in creating a healthy climate for professional development. There is no doubt
that for some the Standard is proving a useful framework for observation, assessment
and the planning of CPD. However, there is also evidence that some staff and proba-
tioners have not internalised the statements of the Standard nor do they see them as a
useful summary of professional competence. The late arrival of documentation and
the somewhat elevated tone of the document may have been contributory factors to
this state of affairs. The complexity of the documentation and the need for written
evidence has led to two potentially unhelpful responses to this approach to teacher
development. The first is to make filling in the forms the focus of the activity, lead-
ing to real dangers of losing sight of their intended role in supporting effective reflec-
tion. In this response, efficiency becomes the successful production of documentation,
rather than real engagement with the issues of teaching and learning. The second is
to dismiss the requirement to be rigorous in recording one's CPD since writing
something down does not prove you have learnt it. Teachers who begin their career
with this view may come to regard CPD as little more than a ' box ticking' exercise,
rather than as a vital element of their professional experience. Furthermore, the range
of developmental experiences recommended, which go well beyond observation, is
likely to generate a mix of development. However, within the current scheme, pro-
fessional development which goes outside or beyond the Standard (and its associated
'boxes') may be in danger of being overlooked. There is thus a danger that acknowl-
edged professional development follows a script rather than an individual trajectory.
In a pronounced climate of accountability, a bureaucratised developmental map may
be no surprise but it is nonetheless a matter of concern for two reasons. First, it may
result in a narrowed conception of what counts as development and second, it offers
little scope for individual patterns of development, although it is clear that new teach-
ers are not all at the same stage when they qualify, nor do they progress with equal
speed once in post.
Finally we should record that the later part of probation was overshadowed for
many by uncertainty about finding work in teaching after the end of the induction
year. This may have contributed to the pressure to be seen to be competent in order to
increase the chances of future employment and may have distracted attention from
JANET DRAPER, FIONA CHRISTIE AND JIM O'BRIEN
development in a similar way to that which was found earlier for those completing
probation through supply work.
FINAL COMMENT
Somewhat similar induction arrangements were introduced in England and Kyriacou
and O'Connor (2003) have reported on the experiences of newly qualified primary
teachers in their new induction system. They identified five key issues: the timing of
the arrangements, the reduced timetable, funding, the support system and the new
career entry profiles. They found schools had too little time to prepare for the new
induction system, the provision of a reduced timetable was not consistent and some
new teachers benefited from this and some did not, funding arrangements were
unclear, the support system suffered from lack of training and clarity about the role of
mentors and assessors and the career entry profile intended to be central to the transi-
tion to teaching was little used in practice. The issues of speed of implementation and
lack of time for full preparation for the new arrangements, of variability in the release
from classroom responsibilities and of training for supporters and lack of clarity about
roles all arose in the Scottish study as a whole and should give food for thought to
those who set implementation timetables. There is a danger that inadequate prepara-
tion may damage the reception and reputation of worthy and welcome innovations!
CONCLUDING THOUGHTS
While many probationers reported that opportunities for development had been pro-
vided during their probationary year, for at least some their capacity to make the most
of these opportunities had been undermined by the complex administrative require-
ments of the Scheme. Many probationers felt that there was a considerable emphasis
on proving that they were meeting the requirements of the Scheme even though the
tenor of the majority of the probationers' responses is positive in terms of develop-
mental outcomes from their year of induction. One of the concerns which does, how-
ever, arise from the findings we have reported relates to the models and expectations
that teachers are developing about their own professional development. The question
is whether or not professional development is seen to be merely fitting in with exter-
nally set criteria or whether the development of an individual style is feasible. While
the Standard may provide a useful scaffold for professional development, it could
potentially become a strait jacket, restricting the professional development opportu-
nities open to teachers. While the Scheme may ensure a base line of support, there is
a danger that the framework, with its associated paperwork, becomes a script for
development and ultimately restrictive, rather than constructive.
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JANET DRAPER, FIONA CHRISTIE AND JIM O'BRIEN
SECTION FIVE
CONTINUOUS DEVELOPMENT OF TEACHERS: THE
CHALLENGE TO CHANGE
What is the impact of teacher professional development on student learning outcomes?
This is a critical question asked increasingly often by policy makers, school leadership
teams, teacher professional associations, and many others with a stake in providing
high quality teaching for all students.
Recent work in the Teaching and Learning Research Group at the Australian
Council for Educational Research has explored this critical question in a number of
evaluation studies of teacher professional development (Ingvarson et al., 2005).
There is a logic behind the question, captured very clearly by Supovitz:
The implicit logic of focusing on professional development as a means
for improving student achievement is that high quality professional
development will produce superior teaching in classrooms, which will, in
turn, translate into higher levels of student achievement.
(Supovitz, 2001, p. 81)
This logic underpins many professional development programs, both large scale system
initiatives, and ongoing school level programs.
The critical impact of teaching on student achievement is highlighted when we look
at what research tells us about the major sources of variance in students'achievement.
Hattie, for example, reports that it is teachers who account for about 30% of the
variance. "It is what teachers know, do, and care about which is very powerful in this
learning equation" (Hattie, 2003, p. 2). This provides a powerful argument for focusing
on ways of strengthening teachers' expertise throughout their careers. The quality of
teaching is intrinsically linked to teachers'content knowledge, their knowledge of how
students learn that content, and the effectiveness of classroom teaching practices.
However, despite the logical connection, there is agreement that:
… despite the size of the body of literature, however, relatively little
systematic research has been conducted on the effects of professional
development on improvements in teaching or on student outcomes.
(Garet et al ., 2001, p. 917)
Not only has there been little systematic research, but direct evidence of a link
between professional development and improved learning outcomes remains elusive:
It has been relatively unusual for researchers to investigate the relation-
ships between teachers' and students' learning, and when they did so it
409
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27. TEACHER PROFESSIONAL LEARNING,
TEACHING PRACTICE AND STUDENT LEARNING
OUTCOMES: IMPORTANT ISSUES
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 409–414.
© 2007 Springer. Printed in the Netherlands.
410
has been even more unusual to find evidence that teachers' learning
influenced students' learning.
(Cohen and Hill, 2000, p. 329)
There are a number of reasons for the difficulty in finding evidence of the impact of
professional development on student outcomes:
First, there are often incompatibilities between standards-based reform
practices and the assessment instruments used to measure their impact.
Second, there is often poor alignment between the content of what is
taught and what is tested. Third, our impatience for results leads us to
look for impacts too soon, rather than allowing effects to accumulate.
Fourth, our models relating teaching practice to student achievement
may not include crucial environmental specifications. Finally, reformers'
specifications of professional development may not be precise enough to
powerfully impact student achievement
(Supovitz, 2001, p. 95).
Supovitz has highlighted a set of key practical difficulties. One difficulty lies in the
assessment instruments used to collect evidence of improvements in students'learning.
Common valid measures often focus on a particular set of knowledge and skills,
whereas many professional development initiatives are concerned with broad changes
in curriculum and in teaching practices. Teachers are able to make judgments about
changes in their students' learning outcomes, and to report these judgments, but it is
not easy to measure the improvements they report. A second, related difficulty concerns
the alignment between what is taught and what is tested. It may be that a broader range
of assessment evidence, ranging from the results of standardised tests to observations
and teacher judgments, is required.
Change in teaching practices, and the expansion of teachers'repertoires of practice,
takes place over time, and, as Supovitz points out, it is cumulative, and often connected
to a range of influences on teachers. This has implications for the timing of occasions
when evidence of improved learning is collected, and for what improvements may be
attributed to a particular professional development initiative. The wide range of contex-
tual variations between classrooms add other complicating factors, as does the design of
professional development programs.
Thompson (2003) drew attention to the paucity of research studies in this field:
… remarkably little [writing about professional development] based on
real evidence about the actual impact of professional development on
classroom practice and student performance … a handful of recent
research studies … provide some persuasive evidence … converge on
several major points …
(Thompson, 2003, p. 1)
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Thompson identified some convergence in the research on the characteristics of
effective professional development:
●Focus on subject matter learning
●Link PD to curricular materials and assessment
●Promote 'coherence' and 'active learning'
●…more active learning …, and collective participation
(Thompson, 2003, pp. 1–2)
The convergence in the research evidence about the features of professional develop-
ment that are linked to changes in classroom practice, and to improved student learn-
ing, clearly has implications for the evaluation of professional development.
EVALUATING THE IMPACT OF
PROFESSIONAL DEVELOPMENT
In evaluation studies that investigate the impact of professional development on
teachers' knowledge and practice, and on student achievement, it is necessary to
address the difficulties identified by the research described above. Gusky reminded
us of the different levels at which professional development can be evaluated, ranging
from immediate satisfaction to the impact on student outcomes:
Using five critical levels of evaluation, you can improve your school's
professional development program. But be sure to start with the desired
result – improved student outcomes.
(Guskey, 2002, p. 45)
Opportunities to survey teachers who have participated in professional development
activities some time after the completion of the professional development open up
possibilities for gathering evidence about the impact of the professional development
initiative on changes in teachers' professional knowledge, changes in teaching prac-
tices and improvements in student achievement. Data can be gathered from partici-
pants in professional development at the conclusion of the activity about a number of
aspects: ratings of the program, the facilitators, the venue, and the content of the pro-
gram. At this stage they can also be asked about the extent of new knowledge they
have gained, and the extent to which they anticipate they will review and modify their
current teaching practices. But the actual implementation of changes in classroom
practice takes considerable time, and will develop from reflection on what has been
learnt from the professional development program. So delaying the gathering of
responses for some months makes it possible to tap into information about the
longer-term impact of professional development.
Written questionnaires, in print or electronic form, provide useful tools for surveys
of the long-term effects of the professional development. A range of questions can
be asked about the impact of teachers' involvement in a professional development
411
IMPORTANT ISSUES IN TEACHING
412
program. Responses to such questions, gathered from a large proportion of the
participants, can be collated to help to build a picture of the effectiveness of the
professional development in improving the quality of teaching and opportunities for
student learning.
Following the chain of logic linking changes in professional knowledge to changes
in practices and finally to changes in student learning outcomes, it is appropriate to
ask questions about professional knowledge. These may be framed as general questions
about knowledge of content or teaching strategies, asking respondents to indicate the
extent to which, as a result of their participation in the professional development
activities, they now have:
●increased knowledge of the content that they teach
●increased knowledge of teaching and learning strategies appropriate to the content
that they teach.
Questions about new professional knowledge can be more specific, reflecting the
particular subject context and purposes of the professional development program. If the
purpose of the professional development program was to enable teachers to integrate
knowledge and skills about information communication technology into their teaching
practice, a relevant question would be about the extent to which respondents knew
more about:
●integrating information communication technology knowledge and skills into
teaching practice
If the focus of the program was on new ways of identifying the mathematical strategies
that students use, the questions would be about the extent to which the respondent
knew more about:
●identifying the mathematical strategies that students use.
In relation to a professional development program about more explicit teaching of
literacy in all subject areas in Years 7–10, teachers could be asked about the extent to
which the program provided them with new knowledge about literacy learning in
their subject area, and how to take account of the literacy demands of the subject area
in planning teaching and learning activities.
Such questions prompt reflection on the professional learning opportunities expe-
rienced in the workshops and activities during the program, and further reflection,
after a reasonable period of time, about the respondents' own professional learning.
The second link in the logic chain concerns the impact of the professional devel-
opment program on teaching practice. Sometimes this impact involves new ways of
doing things, but often the intended impact is related to expanding teachers' reper-
toires of practice so that they are better able to meet the needs of the diverse range of
students they teach.
These questions can be framed in generic terms, asking about the extent of change
in how respondents:
●use teaching and learning strategies that are more challenging and engaging
●make clearer links between teaching goals and classroom activities.
They can also be specifically linked to the intended purpose of the professional
development program, and ask respondents to reflect on the extent to which, as a
MARION MEIERS
result of their participation in that professional development program, they
●use more hands on activities in teaching numeracy; or
●access the internet for research purposes; or
●use more effective methods to assess students'literacy development
Guskey's emphatic reminder that evaluations should look at the impact of profes-
sional development programs on student outcomes requires attention to ways in
which evidence of such change can be collected. Testing can provide some evidence,
but as already discussed, the alignment, scope and timing of testing are complex
issues. Teachers' own judgments about their students' learning constitute another
valid source of evidence. If sufficient time has elapsed between the completion of the
professional development program to allow participants to reflect on and implement
the content and strategies promoted by the program, it is then reasonable to ask them
to make judgments about the impact on their students' learning of aspects of their
teaching that have been strengthened or changed.
Questions about these judgments can be generic, asking about the extent to which
respondents judge that their students:
●are more actively engaged in learning activities; or
●make better use of the feedback/assessment that they are given; or
●have fewer difficulties in understanding the content that they are learning.
Where possible, more precise evidence can be collected by asking teachers about
their observations of improved learning of knowledge and skills that were the focus
of the professional development program. Specific questions can be asked about the
extent to which they have observed that their students:
●access email to communicate with other students; or
●are more confident in independently accessing and processing information; or
●are more engaged in mathematical investigations; or
●use more effective mental computation strategies.
Anecdotal evidence of teachers' perceptions of improved student learning can be
gathered from interviews with teachers who have participated in professional devel-
opment programs. Such interviews provide opportunities for teachers to reflect on
what they have observed, and to respond in more detail than is possible through a
written questionnaire.
Interviews can yield insights about changes in students' approaches to mathematics.
One teacher described how she and her colleagues had introduced much more dis-
cussion and explanation into their mathematics classrooms. She commented about
how the students "get a deeper understanding from all the talking and explaining we
do. They don't just say the answer any more".
A teacher who had participated in a professional development program that provided
teachers with many strategies to expand students'reading skills, especially in key learn-
ing areas other than English reported that she could confidently say that her class had …
… progressed from being basically very good technical readers to very
capable text users and integrate their reading skills into other learning
areas by being text users. This is evident by the progress noticeable in
413
IMPORTANT ISSUES IN TEACHING
414
their workbooks and their ability to use their reading skills to prepare
presentations on given topics, writing reports …
CONCLUSIONS
More is now understood about what constitutes effective professional development,
and about the links between such professional development, changes in teachers'
knowledge and practice, and improved learning outcomes. This has implications for
evaluations of teacher professional development programs. It also has implications for
the timing of evaluation questionnaires, and for the nature of information collected in
those evaluations.
Testing can sometimes provide information about changes in student learning out-
comes attributable to a professional development program. Other sources of information
also provide significant insights. Evaluation questionnaires can be designed to elicit
teachers' reflections on their own practice over a period of time following their
participation in a professional development program, and their judgments about
improved student learning. Interviews with teachers can also prompt reflection on
practice and student outcomes.
When teachers are asked questions about the impact of a professional development
program on their own professional knowledge and practice, and about their students'
learning, over time, important evaluative data is generated. The impact of professional
development could be enhanced by encouraging teachers to document their practice,
and their observations and judgments about student learning over time. The reflection
involved in a process of documentation can contribute to career-long professional
learning.
REFERENCES
Cohen, D. K. and Hill, H. C. (2000) Instructional Policy and Classroom Performance: The Mathematics
Reform in California, Teachers College Record, vol. 102, 2, pp. 294–343.
Garet, M. S. Porter, A. Desimone, L. Birman, B. F. and Yoon, K. S. (2001) What Makes Professional
Development Effective? Results From a National Sample of Teachers. American Educational
Research Journal, vol. 38, pp. 915–945.
Guskey, T. R. (2002) Does It Make a Difference? Evaluating Professional Development. Educational
Leadership, vol. 59, 6, pp. 45–51.
Hattie, J. (2003) What are the Attributes of Excellent Teachers? Paper presented at Research Conference
2003: Building Teacher Quality. Melbourne: ACER Available on the web at http://www.acer.edu.
au/workshops/documents/Teachers_Make_a_Difference_Hattoe.pdf.
Ingvarson, L., Meiers, M. and Beavis, A. (2005, January 29). Factors affecting the impact of professional
development programs on teachers' knowledge, practice, student outcomes and efficacy.
Education Policy Analysis Archives, 13(10). http://epaa.asu.edu/epaa/v13n10/.
Supovitz, J. (2001). Translating teaching practice into improved student achievement. In Fuhrman, S. (ed).
From the Capitol to the Classroom. Standards-Based Reforms in the States. The one hundredth
yearbook of the National Society for the Study of Education, Part Two Chicago: University of
Chicago Press, pp. 81–98.
Thompson, Charles L. (2003) Improving Student Performance through Professional Development for
Teachers. Executive Summary, First in America Special Report, NC Education Research Council.
Available on the web at http://erc.northcarolina.edu.docs/publications/Professional%20
Development520Exec%20Sum.pdf.
MARION MEIERS
INTRODUCTION
Teaching is a complex and demanding professional task. The success of teachers in
their work has direct implications for the quality of learning of their students.
Nevertheless, given this complexity, achieving success in teaching cannot be guaranteed
in all cases. Consequently, it is important to identify the factors which either facilitate
or hinder teacher success with a view to organizing supporting contexts which would
be conducive to teacher success, as well as to developing appropriate policies.
Based on their research interest and their backgrounds in the professional develop-
ment of teachers, the authors of this study have sought to investigate teacher success
in Hong Kong. Specifically, the study aims to achieve the following objectives:
●to acquire an initial understanding of how Hong Kong teachers conceptualize
teacher success;
●to identify the factors hindering teacher success;
●to study the relationship between professional development and teacher success.
DEFINING TEACHER SUCCESS
When compared with other outcomes such as job adjustment and job satisfaction, the
concept of "Teacher Success" has been relatively less studied and reported on in the
literature. Teacher success can be described as the sense of achievement which teachers
obtain from their work and few studies directly studying this concept can be identified.
Some research (e.g. Peterson, 1979; Burden, 1990) has reported on "changes" that
occur during a teacher's career. These can include job events such as promotion, or
being assigned additional professional responsibilities. In the course of their career,
teachers will also acquire skills, knowledge and new patterns of behaviour, for example
concerning teaching methods and relationships with students. In addition, their atti-
tudes, expectations and concerns (such as commitment to teaching, job satisfaction
and teacher concerns), if channelled in a positive direction, can be used as possible
indicators of teacher success. In Hong Kong, Cheung's (2001) local study of the "best
year of teaching" in various teachers' careers also revealed that a good relationship
with the students, the students' academic success and good learning attitudes, the
teachers' own performances and the recognition they received are key elements
related to teacher success. In 1998, Dr. K.C. Pang, chaired a group of experienced
principals in a Quality Education Fund (QEF) Task Group. This Task Group was set
up to develop criteria for the selection of teachers for the QEF's Outstanding Teachers
415
CHENG MAY HUNG, AU KIT OI,
PANG KING CHEE AND CHEUNG LAI MAN
28. DEFINING THE MEANING OF TEACHER SUCCESS
IN HONG KONG
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 415–432.
© 2007 Springer. Printed in the Netherlands.
416
Award (Quality Education Fund Steering Committee, 1998). It developed a frame-
work of criteria for the selection of outstanding teachers, after extensive consultation
with the profession in Hong Kong, and these could also provide some indication of
the aspects which should be taken into account when addressing teacher success.
Five criteria are included in this framework, namely:
●professionalism,
●teaching,
●student development,
●school development, and
●contribution to the education sector/community.
A total of 19 criteria were identified for the selection of outstanding teachers in
Hong Kong.
Another focus of the study is to identify those factors which either facilitate or hinder
the development of teacher success. Some researchers have attempted to identify the
factors that influence a teacher's feeling of success. The findings of many other studies
concerning the professional development and leadership of teachers may also be
relevant for this study. Earlier work investigating the experience of new teachers in Hong
Kong (Pang, 1990) has identified some factors which influenced their perception of
success. These included personal factors (such as their training, personality and teacher
competence), environmental factors (such as the nature of the classes taught, the pupils'
discipline, pupils' quality and motivation, and the school administration and support), as
well as interaction factors (such as the pupils' results in assignments and examinations,
and the relationship with pupils) (Pang, 1990). Nias (1989) also signalled the impor-
tance of the out-of-school groups (family, friends and ex-tutors) for reinforcing the
individual's self-image as a teacher or a competent professional. Though literature deal-
ing specifically with the factors affecting teacher success is scarce, studies on factors
affecting related aspects are plentiful and can provide useful reference material. For
example, studies on the degree of satisfaction felt by teachers revealed that the key
factors were related to the students (quality, relationship and recognition), to promotion,
to relationships with colleagues, to recognition from peers and from the Principal, and to
a sense of being effective and competent (Cheung, 2001). Earlier, Churchill et al. (1995)
had also identified gender and changing educational management as factors which
affected teacher satisfaction. Based on a three-stage case study of teacher leadership
(Zinn, 1997), internal factors (including intellectual and psycho-social factors) and
external factors (including significant sources of support such as a network of
colleagues, administrative support, and support from family and friends) are identified.
These factors are found to influence in turn the time and commitment that teachers will
dedicate to their professional development. In an attempt to identify the support that
teachers need in order to play their roles successfully, O'Connor and Boles (1992) sug-
gested that teachers needed to have a more complete understanding of the politics of
schools. They also needed to acquire increased power and authority, develop better
interpersonal relationships, and develop good communication skills in group dynamics,
as well as presentation skills and organizational skills.
CHENG MAY HUNG ET AL.
Though their influence is indirect, the factors which affect a teacher's profes-
sional development and the development of professionalism can also provide some
insight into other possible factors which affect teacher success and can serve as
useful background reference for this part of the study. Ashburn's (1987) study estab-
lished that the professional development of teachers is dependent on a number of
circumstances: the length of time they have spent in teaching, their conception of
the teacher's role, and the context within which they are teaching, including the
characteristics of each individual school. Calderhead and Shorrock (1997), in their
study on the professional development of beginning teachers, also pointed out the
importance of "teachers' experience from the past" on which they draw when
making judgments and drawing inferences about the nature of teaching and teach-
ing practices. Cheung (2001), in a local study on teachers' careers, identified a
number of influences that contribute to the evolution of a teacher's career. These
include: family background, pre-professional life experiences, the perceived work-
load, the students, colleagues and principal in each school, changes in job responsi-
bilities, professional development, recognition received, as well as educational
changes and policies in the macro-environment. In addition, in studying the attrib-
utes for teaching professionalism, Goodson and Hargreaves (1996) have identified
the importance of the following:
●Increased opportunity and responsibility for exercising discretionary judgment
over issues of teaching, the curriculum and the care that affects one's students;
●Opportunities and expectations to engage with the moral and social purposes and
value of what teachers teach, along with major curriculum and assessment matters
in which these purposes are embedded;
●Commitment to working with colleagues in a collaborative environment which
provides help and support as a way of sharing expertise to solve ongoing problems
of professional practice, rather than having to engage in joint work as a motivational
device to implement external mandates imposed by others;
●A self-directed search and struggle for continuous learning corresponding to one's
own expertise and standards of practice, rather than having to comply with the
enervating obligations of endless change demanded by others.
Apart from describing how the teacher's attitude may influence that teacher's profes-
sionalism, these findings also reflect the significance of the provision of adequate
professional development opportunities for enhancing teacher professionalism. The
third point draws attention to the particular importance of providing opportunities for
teachers to be involved in collaborative work.
In sum, these studies on teacher satisfaction, professional development and
leadership have identified a variety of factors related to the teachers themselves.
These arise from their personal background, their school, their colleagues, their
students and their work, as well as the professional development opportunities avail-
able to them which could have an influence on their success. Altogether they consti-
tute a useful source of reference for this study in identifying factors affecting teacher
success.
417
MEANING OF TEACHER SUCCESS IN HONGKONG
418
METHOD
The study was undertaken in two phases, in which the question was approached from
the qualitative and the quantitative point of view. Phase one involved a qualitative
study according to the objectives of the research by means of interviews with nine
primary and nine secondary teachers in Hong Kong in order to acquire some in-depth
understanding of the topic under study. These were all teachers who had received the
Outstanding Teachers' Award in the years 1998 to 2002. The teachers chosen had
different backgrounds, with respect to their type of school, age, and category of
experience. The data were analysed using qualitative analysis methods such as the
constant comparative. This phase provided an initial picture of the concept of success
as perceived by the teachers, and the factors facilitating or hindering them, as well as
the effects of professional development on teacher success. The following questions
were used during the interviews in the first phase of the study.
●What is a successful teacher?
●How successful are you? (The teachers were invited to provide their own rating of
their performance in different aspects of their work which they considered important,
e.g. professional knowledge, skills, attitudes, commitment, relationship with stu-
dents, administrative competence, contributions to the school and the profession etc.)
●What has facilitated your success as a teacher?
●What has hindered your success as a teacher?
●Has your previous professional development experience influenced your degree
of success? If so, how?
In phase two, a quantitative approach was adopted with the aim of providing a clearer
picture of the concept of success, the factors influencing success, and the relationship
between success and professional development, on the basis of a wider group of
participants. In this phase, the findings from the previous phase were tested on a
wider sample, consisting of about 500 primary and secondary teachers drawn from
50 schools, to further explore the concepts and factors which are commonly perceived
by teachers, as well as the relationship of success to professional development. For
this purpose, a questionnaire was constructed based on the findings from phase one.
To facilitate the analysis, data was collected concerning the relevant background
variables, including the teacher's gender, teaching experience (years in teaching and out
of teaching), qualifications, subjects taught, position in school, other work experience,
and pre-service and in-service education.
Data collected by means of the questionnaire were analysed using the SPSS
software, involving the use of frequency counts, sorting, means, and correlation
analyses as appropriate.
RESULTS AND DISCUSSION
This chapter reports mainly on the findings from the second phase of the study. From
the original sample of 50 schools, 334 teachers from 40 schools completed the ques-
tionnaire, a response rate of 67.8%. Of these responses, 190 were from primary
CHENG MAY HUNG ET AL.
school teachers and 144 from secondary school teachers, and 60 of them were teach-
ing in government schools, 211 in aided schools, 16 in direct subsidy scheme schools
and 50 in private schools (Table 28.1). Most of them (330) had received teacher
education and 172 of them held a Bachelor's degree. Sixty-six teachers were in their
first five years of teaching, 106 teachers were in their fifth to tenth years of teaching
and 67 teachers had between 11 and 15 years of teaching experience. This distribu-
tion of respondents is a fair reflection of the Hong Kong context in which the teacher
population is largely female, there are more primary than secondary schools, the
majority of schools belong to the aided category in terms of funding support, and a
high percentage of teachers have received teacher education or hold a Bachelor's
degree. However, the distribution by the number of years of teaching experience
shows a relatively larger number of respondents who have between 5 and 10 years of
teaching experience.
This paper describes the analysis of the data relating to the first three research objec-
tives, namely to describe how the teachers conceptualize teacher success, and to identify
the factors facilitating teacher success and the factors hindering teacher success.
419
MEANING OF TEACHER SUCCESS IN HONGKONG
TABLE 28.1 Demographic information on the respondents
Number of
respondents
Gender
Male 111
Female 229
School taught
Primary school 190
Secondary school 144
Type of schools teaching
Government 60
Aided 211
Direct subsidy scheme 16
Private 50
Respondents who had received teacher training
Yes 330
No 6
Teaching experience (as at August 2003)
Less than 5 years 66
5–10 years 106
11–15 years 67
16–20 years 35
21 years or above 63
Academic qualifications
Certificate of Education 52
Bachelor degree 172
Master degree 43
Doctoral degree 1
Other 1
420
THE CONCEPTUALIZATION OF TEACHER SUCCESS
The questionnaire covered three types of factors that constitute teachers'perceptions
of teacher success, namely personal factors, professional factors and environmental
factors. The items in the questionnaire were developed on the basis of the interview
findings in phase one of the study as well as from the literature review. Respondents
were invited to rate the importance of the items listed using a scale of 1 to 5, in which
5 represented, the most important and 1 represented the least important.
In general, the teachers agreed that all the nine items included under personal factors
in the questionnaire were important for their perception of teacher success (Table 28.2).
The mean values of the items were quite high, ranging from 4.5 to 4.79. Taking all the
responses together, responsible (4.79), caring for students (4.73) and self-reflection
(4.63), were the three items that received the highest mean value. If the responses
from the primary and the secondary teachers are compared using a one-way ANOVA
test, the results suggest that the primary teachers rated three items significantly
higher than did the secondary teachers. These items were: mission-minded, attach
importance to moral education, and not giving up easily when facing adversities.
The 17 items included under professional factors were also perceived to be impor-
tant by the teachers (Table 28.3). The overall mean value of the items ranged from
4.12 to 4.69. The three items that received the highest mean value were: thoroughly
understand the teaching subject (4.69), being a role model for students (4.68) and
enthusiasm for teaching (4.62). If the responses from the primary and the secondary
teachers are compared, the pattern for the three items that received the highest mean
value differs. In the responses from the primary teachers, being a role model for stu-
dents (4.74), enthusiasm for teaching (4.71), and thoroughly understand the teaching
subject (4.68) received the highest mean values. In the responses from the secondary
CHENG MAY HUNG ET AL.
TABLE 28.2 Personal factors
Primary teachers Secondary teachers
N 190 N 144
Overall
Mean Std. Std.
Personal factors N 343 Mean deviation Mean deviation T-value
Responsible 4.79 4.81 0.55 4.77 0.59 0.55
Caring for students 4.73 4.76 0.58 4.68 0.64 1.15
Self-reflection 4.63 4.68 0.61 4.56 0.71 1.67
Mission-minded 4.58 4.65 0.65 4.49 0.69 2.19*
Respectfulness 4.58 4.59 0.62 4.55 0.63 0.64
Attach importance to 4.57 4.65 0.61 4.46 0.64 2.73**
moral education
Patience 4.55 4.58 0.62 4.50 0.67 1.12
Being fair 4.54 4.59 0.64 4.47 0.69 1.53
Not giving up easily when 4.50 4.61 0.63 4.34 0.70 3.65***
facing adversities
*p 0.05 **p 0.01 ***p 0.001.
421
TABLE 28.3 Professional factors
Primary teachers Secondary teachers
Overall N190 N 144
Mean Mean Std. Mean Std.
Professional factors N 343 deviation deviation T-value
Thoroughly understanding 4.69 4.68 0.58 4.70 0.56 0.27
the teaching subject
Being a role model for 4.68 4.74 0.57 4.58 0.70 2.21*
students
Enthusiasm for teaching 4.62 4.71 0.62 4.51 0.69 2.75**
Teaching students both 4.55 4.64 0.63 4.40 0.66 3.34***
subject knowledge and
interpersonal attitudes
Clear and in-depth delivery 4.55 4.56 0.68 4.53 0.63 0.50
of lessons
Effectively managing the 4.49 4.56 0.63 4.39 0.69 2.29*
classroom
Never ceasing to improve 4.48 4.52 0.66 4.42 0.65 1.40
ways of teaching and
classroom management
Making use of various 4.44 4.48 0.69 4.37 0.68 1.47
teaching skills to arouse
students' learning interest
Teaching in a lively and 4.43 4.49 0.71 4.35 0.66 1.94
interesting way to enhance
students' understanding
Basing teaching on students' 4.43 4.45 0.69 4.40 0.66 0.69
abilities
Holding individual teaching 4.40 4.45 0.69 4.33 0.67 1.60
belief
Lifelong learning, never 4.36 4.46 0.70 4.23 0.67 3.09***
ceasing to improve
Thinking critically 4.31 4.38 0.73 4.20 0.66 2.29*
Understanding and fitting in 4.29 4.39 0.68 4.15 0.60 3.39***
the needs of colleagues
Willing to face new 4.22 4.28 0.74 4.11 0.69 2.15*
challenges
Grasping opportunities and 4.18 4.23 0.71 4.09 0.71 1.82
making good use of
resources
Having close contact with 4.12 4.27 0.66 3.91 0.72 4.75***
parents
*p 0.05 **p 0.01 ***p 0.001.
422
teachers, thoroughly understand the teaching subject (4.70), being a role model
(4.58), and clear in-depth delivery of the lesson (4.53) received the highest mean
values. This difference suggests that the secondary teachers put more emphasis on
teaching the subject matter while the primary teachers regarded being a role model
and having enthusiasm in teaching to be more important than teaching the subject
matter. If the responses from the primary and the secondary teachers are compared
using a one-way ANOVA test, the results suggest that the primary teachers rated nine
items to be significantly more important than did the secondary teachers. These
items were: understanding and fitting in the needs of colleagues, making close
contact with parents, being a role model for students, teaching students both subject
knowledge and interpersonal attitudes, lifelong learning, never ceasing to improve,
thinking critically, willing to face new challenges, and effectively managing the
classroom.
Five of the 6 items under environmental factors were also perceived to be impor-
tant by the teachers (Table 28.4). These 5 items had a mean value ranging from 4.23
to 4.52. The item "Influence of former teachers" received a lower rating at 3.43 mean-
ing that teachers perceived this as being comparatively less important in influencing
teacher success. The three items that received the highest mean values were principal's
support (4.52), colleagues' collaboration and encouragement (4.44), and students'
positive feedback about teaching methods (4.38). If the responses from the primary
and the secondary teachers are compared using a one-way ANOVA test, the results
suggest that the primary teachers rated four items to be significantly more important
CHENG MAY HUNG ET AL.
TABLE 28.4 Environmental factors
Primary teachers Secondary teachers
N 188 N 144
Mean Std. Std.
Environmental factors N 341 Mean deviation Mean deviation T-value
Principal's support 4.52 4.61 0.68 4.40 0.72 2.79**
(including the provision of
resources and
opportunities)
Colleagues' collaboration 4.44 4.51 0.70 4.33 0.68 2.32*
and encouragement (e.g.
sharing teaching
experience)
Students' positive feedback 4.38 4.46 0.68 4.27 0.70 2.51**
about teaching methods
Parents' support 4.24 4.46 0.72 3.94 0.80 6.30***
Good working 4.23 4.28 0.74 4.16 0.65 1.52
environment
Influence of former 3.43 3.45 1.00 3.38 0.84 0.78
teachers
*p 0.05 **p 0.01 ***p 0.001.
than did the secondary teachers. These items were: principal's support (including the
provision of resources and opportunities), colleagues'collaboration and encouragement
(e.g. sharing teaching experience), parents' support and students' positive feedback
about teaching methods.
The first phase of the study identified three groups of factors (personal, professional
and environmental) to describe teacher success in the Hong Kong context. The items
included in the questionnaire received high ratings from the respondents, thus indi-
cating the teachers' recognition and support of the list of factors for describing
teacher success. Figure 28.1 summarizes the three groups of factors, namely, personal,
professional and environmental. The findings from the questionnaire have shown the
three most important factors in each category. In the group of personal factors, the
findings suggest that being responsible, having a caring attitude and self-reflection
are the three most important factors. The description of successful teachers as respon-
sible teachers is in line with findings in the literature. Stroot et al. (1998) suggested that
effective and successful teachers need to demonstrate commitment to teaching by
accepting responsibility for pupil learning and behaviour. Moreover, Ilmer Snyder,
Erbaugh, and et al. (1997), and LeBlanc and Skelton (1997) identified positive moti-
vation as an intrinsic characteristic for successful teachers and teacher leadership.
Positive motivation (Ilmer et al ., 1997) was defined as being open-minded, concerned
about their attitudes and being in a position to impart positive and constructive
423
MEANING OF TEACHER SUCCESS IN HONGKONG
Professional
– Thoroughly understand
teaching subject
– Role model for students
– Enthusiasm for teaching
Factors contributing to teacher success
Environment
– Principal's support
– Colleagues' collaboration
and encouragement
– Students' positive feedback
about teaching methods
Personal
– Responsible
– Caring for students
– Self-reflection
Figure 28.1. The conceptualization of teacher success
424
attitudes to the students. The argument that having a caring attitude is important as a
personal attribute for successful teachers is consistent with other research findings.
Tamblyn (2000) found that teachers who displayed qualities such as caring, warmth
and enthusiasm to all staff and students were likely to be successful teachers. The
importance of self-reflection was also supported by the findings in other literature on
teacher education (Stroot et al., 1998; Loving & Graham, 1997). These studies
showed that effective and successful teachers need to be able to evaluate their own
instructional effectiveness, with the aim of further improving their teaching over time.
In the group of professional factors, having a thorough understanding of the
subject matter, being a role model for students and having an enthusiasm for teaching
were found to be the three most important factors. The importance of having a thorough
understanding of the subject matter is echoed by other studies on teacher education
(Ilmer et al ., 1997; Stroot et al., 1998). Ilmer et.al. (1997) further suggest that the
teachers' competence in the subject matter enables them to focus on other aspects
influencing student learning, such as culture, the students' needs, and classroom
dynamics. Stroot et al. (1998) extended the definition of subject matter preparation
for successful teachers to include a vast repertoire of instructional strategies and
techniques related to the teaching of the subject. Functioning as a role model as a
factor for teacher success is specific to the Hong Kong context and it is not identified
as such in studies in other countries.
The three most important factors in the environmental domain include the prin-
cipal's support, collaboration with colleagues and positive feedback from students
about teaching methods. The California Commission on Teacher Credentialing and
California Department of Education (1992) highlighted the importance of support
from Principals and experienced teachers. This may take the form of emotional
support and the provision of professional advice and assistance to facilitate teacher
success. In Hong Kong in recent years there has arisen an increasing need for
teachers to collaborate in schools. Since the Hong Kong education reform was
launched in 2001, it has become more necessary for teachers to collaborate so as to
strengthen the efforts to launch innovations in teaching. The responses reported
here reflect the expectations as well as the common understanding among the
teachers about the importance of collaboration for achieving teacher success. The
third factor, positive feedback from students about the teaching methods adopted,
is consistent with the literature on teacher concerns. Parsons and Fuller (1974)
found that teachers are concerned about self as a teacher, teaching methods and
their impact on students. Murray (1985) revealed a shift in concerns in the course
of the teacher education programme. The result of the survey shows that the
concerns of the teachers shifted from being self-focused to being task-oriented and
then to considering the impact they had on the students, and that this evolution
reflected the growth in the professional maturity of teachers. Consistent with this
trend, the findings in this study suggest that teachers consider that the standard of
their teaching and its impact on the students can be used as indicators of teacher
success.
CHENG MAY HUNG ET AL.
FACTORS THAT MAY HINDER TEACHER SUCCESS
The second part of the questionnaire invited the teachers to rate the importance of
12 factors that may hinder teacher success. The three factors that received the highest
mean value ratings were: heavy workload (4.63), ineffective school management
policy and system (4.19), and insufficient school resources (4.02) (Table 28.5). The
ranking of these three items was the same among both the primary and the secondary
school teachers. Of the 12 factors, 3 received a rating of higher than 4, namely: heavy
425
MEANING OF TEACHER SUCCESS IN HONGKONG
TABLE 28.5 Factors hindering teacher success
Primary teachers Secondary teachers
Overall N189 N 144
mean Std. Std.
Factors N 342 Mean deviation Mean deviation T-value
Heavy workload (having 4.63 4.69 0.66 4.56 0.75 1.75
to handle non-teaching
duties such as organizing
extra-curricular activities
and counselling besides
teaching)
Ineffective school 4.19 4.24 0.78 4.13 0.74 1.27
management policy and
system
Insufficient school 4.02 4.08 0.81 3.95 0.74 1.54
resources (funding and
facilities)
Insufficient channels for 3.96 4.04 0.78 3.84 0.73 2.35*
discussing problems faced
among colleagues
Not being open to 3.96 4.03 0.69 3.87 0.72 2.10*
colleagues' ideas
Conservative school 3.93 3.97 0.76 3.88 0.84 1.03
culture
Declining social status of 3.91 4.01 0.93 3.81 0.87 1.98*
teachers
Not being open to 3.90 3.97 0.67 3.82 0.73 1.92
something new
Insufficient teaching 3.82 3.93 0.89 3.68 0.84 2.61**
experience
Lacking in-service 3.76 3.86 0.88 3.63 0.89 2.43*
professional training
Lacking pre-service 3.74 3.93 0.90 3.50 0.92
4.28***
professional training
Incompetence in 3.33 3.39 0.83 3.26 0.82 1.39
information technology skills
*p 0.05 **p 0.01 ***p 0.001.
426
workload, an ineffective school management policy and system, and insufficient
school resources (Table 28.5). If the responses from the primary and the secondary
teachers are compared using a one-way ANOVA test, the results suggest that the pri-
mary teachers rated six items as being significantly more important than did the
secondary teachers. These items were: insufficient channels for discussing with
colleagues the problems faced, not being open to colleagues' ideas, the declining
social status of teachers, insufficient teaching experience and the lack of pre-service
professional training, and the lack of in-service professional training.
Of the factors that may hinder teacher success, the teachers placed the heavy work-
load at the top of the list. Glatthorn and Fox (1996) suggested some reasons why a
heavy workload may hinder teacher success. In identifying factors that are likely to
result in a higher level of motivation to teach, Glatthorn and Fox (1996) suggested
that quality time should be provided for teachers to plan, produce materials, carry out
active research and interact with each other. Moreover, both in this study and in the
review conducted by Glatthorn and Fox (1996) the need for the provision of quality
resources is essential. Having reviewed the literature on teacher leadership, Harris and
Muijs (2002) compiled a list of factors contributing to successful teacher leadership,
which included support given by the Principal. Support given by the Principal can be
seen as being closely related to the factor of effective school management policy and
system. Therefore, both the support given by the Principal and an effective school
management policy are important factors influencing teacher leadership or success.
THE IMPORTANCE OF DIFFERENT TYPES OF
TEACHER DEVELOPMENT PROGRAMMES
In part three of the questionnaire, the teachers were asked to rate the importance of
different types of teacher development programmes for facilitating teacher success.
The three items that received the highest mean value were: subject knowledge (4.46),
educational psychology (4.10), and increasing self-confidence (4.09) (Table 28.6).
The primary teachers rated increasing self-confidence (4.22) higher than educational
psychology (4.17), which is different from the order of ranking given by the second-
ary teachers. Taking all the responses together, among the ten suggested types of pro-
grammes, three received a rating higher than 4. These were: subject knowledge,
educational psychology and increasing self-confidence (Table 28.6). If the responses
from the primary and the secondary teachers are compared using a one-way ANOVA
test, the results suggest that the primary teachers rated seven items to be significantly
more important than did the secondary teachers. These items were: widening the
range of personal experience and stimulating thinking, educational administration,
educational psychology, mentoring, increasing self-confidence, school-based
curriculum development, and action research.
The need for continuous professional development and effective teacher education
that provides access to new skills and knowledge are also confirmed by Harris and
Muijs (2002) and Glatthorn and Fox (1996). The findings in this part reflected teachers'
specific needs in different areas of professional development which were specific to
the local context and the current situation in education.
CHENG MAY HUNG ET AL.
COMPARING THE RESPONSES FROM THE PRIMARY
AND SECONDARY TEACHERS
Taking the three parts of the questionnaire together, the results of the one-way
ANOVA t-tests suggest that there were significant differences in the mean values
between the primary and the secondary teachers. The ratings from the primary teach-
ers were higher for all the items when significant differences were identified. These
factors are summarised in Figure 28.2. To illustrate this difference, some of the fac-
tors have been grouped into two cate gories, one group arising from the local primary
school context is represented in bold and the other related to the professional status of
the primary teachers in Hong Kong is represented in italics.
The first group of factors include: attaching importance to moral education, making
close contact with parents, teaching students both subject knowledge and interpersonal
attitudes, effectively managing the classroom and parent support. These reflect the
emphasis at the local primary level. The other group of factors include (represented in
italics in Figure 28.2): not giving up easily when facing adversities, the declining
social status of teachers, the lack of pre-service professional training, and the lack of
427
MEANING OF TEACHER SUCCESS IN HONGKONG
TABLE 28.6 The importance of different types of teacher professional development programmes
Primary teachers Secondary teachers
N 190 N 144
Teacher professional Mean Std. Std.
development programmes N 343 Mean deviation Mean deviation T-value
Subject knowledge 4.46 4.46 0.70 4.47 0.68 0.19
Educational psychology 4.10 4.17 0.74 3.99 0.75 2.19*
Increasing self-confidence 4.09 4.22 0.82 3.92 0.74 3.40***
(e.g. EQ training)
Widening the range of 3.99 4.13 0.75 3.80 0.83 3.83***
personal experience and
stimulating thinking (e.g.
general management
course and courses of
teaching thinking)
Knowledge of teaching 3.96 4.01 0.78 3.86 0.83 1.68
theory, pedagogy and
classroom management
Mentoring 3.87 3.99 0.74 3.72 0.76 3.29***
School-based curriculum 3.73 3.88 0.89 3.53 0.78 3.69***
development
Educational administration 3.44 3.55 0.84 3.29 0.74 2.96***
Action research 3.38 3.48 0.92 3.24 0.80 2.56**
Information technology in 3.33 3.39 0.86 3.24 0.83 1.62
education
*p 0.05 **p 0.01 ***p 0.001.
428
in-service professional training. Two factors in this group reflect the teachers'preference
for specific areas of professional development, namely: widening the range of personal
experience and increasing self-confidence. These factors indicate that primary teachers
are more heavily influenced than secondary teachers by the declining social status of
teachers, and the lack of pre-service and in-service training. They recognized the abil-
ity to face adversities positively as a characteristic of teacher success more than did the
secondary teachers. Their perceived need for professional development in the shape of
CHENG MAY HUNG ET AL.
Figure 28.2. Factors contributing to enhancing, and hindering teacher success
Personal factor:
Mission-minded, attach importance to moral education ,
facing adversities with courage and not giving up easily
Professional factor:
Understanding and fitting in the needs of colleagues, making
close contact with parents, being a role model for students,
teaching students both subject knowledge and interpersonal
attitudes, lifelong learning, never ceasing to improve,
thinking critically, willing to face new challenges, and
effectively managing the classroom .
Environment factor:
Principal's support (including the provision of resources and
opportunities), colleagues' collaboration and encouragement
(e.g. sharing teaching experience), parents' support and
students' positive feedback about teaching methods.
Teacher development:
Widening the range of personal experience and
stimulating thinking, educational
administration, education psychology,
mentoring, increasing self-confidence, school-
based curriculum development, and action
research.
Hindering factors:
Insufficient channels for discussing problems faced
among colleagues, not being open to colleagues'
ideas, declining social status of teachers ,
insufficient teaching experience and lacking pre-
service professional training, and lacking in-service
professional training.
Factors affecting
teacher success
Enhancing
Hindering
widening personal experience and increasing self-confidence is also stronger. These
results may be interpreted to mean that there is a lack of self-confidence among the
primary teachers and that they are facing greater difficulty in their work.
CONCLUSION
This study set out to investigate three main aspects concerning teacher success as
follows:
●to acquire an initial understanding of how Hong Kong teachers conceptualize
teacher success;
●to identify the factors hindering teacher success;
●to study the relationship between professional development and teacher success.
Based on this framework, the results in the quantitative part of the study identify the
relative importance of the items within the three groups of factors (personal, profes-
sional and environmental) that contribute to teacher success. The second part of the
study provides information about how teachers ranked the importance of factors
hindering teacher success. The third part of the study identifies the areas of professional
development which would be preferred by teachers. Further study needs to be under-
taken in order to draw conclusions concerning the relationship between professional
development and teacher success.
A number of the factors identified as contributing to teacher success are in line
with the discussion in the literature on teacher leadership and successful teachers.
These factors are: being responsible, caring for students, self-reflection, thorough
understanding of the teaching subject, enthusiasm for teaching, the Principal's support,
collaboration with and encouragement from colleagues, and positive feedback from
students on the teaching methods. The factor stating that teachers need to be role
models for students seems to be peculiar to the local context. Among the factors that
may hinder teacher success, the survey results show that a heavy workload, an inef-
fective school management policy and system and insufficient school resources are
the most detrimental to teacher success. In the literature, a heavy workload is shown
to be directly related to the fact that teachers lack quality time for preparation, while
the school management policy and system is linked to the factor of support from the
school principal. The study identified the needs of the local teachers for professional
development, and that programmes on subject knowledge, educational psychology
and increasing self-confidence came top of the list of such needs. A comparison
between the findings from the primary and the secondary teachers reflects a stronger
feeling among the primary teachers on the importance of those factors where significant
differences are found. The primary teachers seem to be under greater pressure in
their work and declared a stronger need for pre-service and in-service professional
development.
It is obvious from the literature that the qualities or criteria used to define what is
the standard for accomplished or good teachers are usually established by policy-
makers and are used mainly for certification or assessment purposes. The present
research, on the other hand, seeks the views of the practitioners themselves, and provides
429
MEANING OF TEACHER SUCCESS IN HONGKONG
430
useful findings from the professional perspective, thus making a contribution to
knowledge in this area. This study should help policy makers to gain a better under-
standing of the teachers' subjective world. Having this information available con-
cerning the factors that hinder teacher success in Hong Kong, administrators or
policy makers, and teacher educators need to take steps to eliminate these factors or
reduce their effects. Moreover, the provision of adequate preparation time, teacher
education opportunities and programmes that address the needs of the teachers may
favour teacher development. Further study may be needed to identify any discrepancies
between the perceptions of teacher success on the part of teachers and policy makers.
The findings of such a study may provide insights for policy makers, which in turn
should help them to make appropriate decisions when formulating relevant educational
policies for the assessment of teachers' performance.
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431
MEANING OF TEACHER SUCCESS IN HONGKONG
NETWORK LEARNING COMMUNITIES (NLCS)
Network Learning Communities, which had their origin in America, are collaborative
networks of at least six schools and one or more of the following partners: Local
Education Authorities, Higher or Further Education Institutions and community
groups. The English NLC programme started in September 2002 with Networks
receiving up to £50,000 in matched funding (in cash or in kind) a year for 3 years. In
the fourth year and beyond they are expected to be self-supporting.
The National College for School Leadership (NCSL) co-ordinates the NLC
programme and also acts as its principal advocate. It makes a number of grand but as
yet empirically unsubstantiated claims for the effectiveness of NLCs which, it is
argued, are:
●changing the way we think about learning at every level of the education system
(NCSL, 2002, p. 1);
●transforming schools into dynamic learning communities where the latent potential
within pupils, teacher and leaders is unlocked (NCSL, 2002a, p. 2);
●ensuring schools and teachers create and exchange knowledge collaboratively,
continuously and systematically (NCSL, 2002a, p. 7);
●ensuring that adults learn, that schools learn, and that schools learn from one
another, helping all children to become powerful learners (NCSL, 2002a, p. 7).
Such claims form part of a discourse which the NCSL is developing and disseminating.
It contains its own terms, neologisms and concepts such as networked learning, learn-
ing links, learning exchange, network consultancy and inside out change processes.
At the root of the concept of NLCs is the belief that the two types of knowledge, what
we know and what is known (see figure 29.1) through collaborative work or discourse
produce new knowledge that is valuable to teachers, their pupils and schools. The
NCSL literature (Richert et al., 2001; NCSL, 2002) refers to constructivist learning
theory (O'Laughlin, 1992; Prawat, 1992; Airasian and Walsh, 1997). It is of interest
that all these quoted sources are American and that NLCs are a cultural import. There
can, of course, be no doubt that knowledge is socially constructed and defined. What is
open to speculation is whether the setting up of groups of schools/teachers under a
NLC umbrella does, in itself, produce learning and/or knowledge of professional
utility. The NCSL strap line for NLC publicity is 'learning from each other/learning
with each other/ learning on behalf of each other'.
433
IVAN REID, KEVIN BRAIN
AND LOUISE COMERFORD BOYES
29. NETWORKED LEARNING COMMUNITIES:
JOINED UP WORKING?
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 433–444.
© 2007 Springer. Printed in the Netherlands.
434
There are three non-negotiable principles of Networked Learning Communities:
●Moral purpose commitment to success for all children (social justice
– 'raising the bar' and 'closing the gap')
●Models of shared leadership for example co-leadership
●Enquiry evidence and data based learning
(NCSL, 2003b, p. 9)
The NLC concept is perhaps encapsulated in the words of Sophie, a year 8 Bradford
school child:
Schools should work together because it's hard working on your own, but if
you work in a team then you get a lot more done and more ideas are put in.
(NCSL, 2002b, p. 4)
The NCSL discourse is based on a number of interconnected themes:
●collaboration: this is argued to be inherently more positive and motivating than
competition. Consequently, collaborative networks are the best vehicle for
encouraging the professional development of teachers and disseminating best
practice. Moreover, collaboration is not simply utilitarian, it is moral, in that NLC
participation is held to be dependent on moral commitment to developing learning
communities;
●networks: seen as a new organisational form which exploit the benefits of
collaboration. They avoid the problems of generating school reform from either a
top down or bottom up approach or individualistic approaches to professional
development;
●six levels of knowledge: are produced through collaboration (see Table 29.1);
IVAN REID ET AL .
Figure 29.1. A model for networked learning
WHAT WE KNOW
The knowledge of those
involved
What practitioners know
WHAT IS KNOWN
The knowledge from
theory, research and best
practice
NEW KNOWLEDGE
The new knowledge that
we can create together
through collaborative
work
(Derived from NCSL 2003b)
●enquiry based practice: NLCs are enquiry and data informed learning environ-
ments. They provide a space in which the knowledge that professionals have, the
publicly available knowledge of theory and research and the knowledge constructed
in the process of collaboration can all be fused to create a continuous process
of reflection, problem solving and knowledge creation; (Derived from NCSL,
2003, p. 10)
●teachers as leaders: NLCs open up spaces in which teachers can lead the develop-
ment of educational knowledge and practice and thus steer the process of educational
restructuring rather than have this process dictated by central government.
NLCs, teaching and the network market
Whatever the novelty of the discourse, NLCs are only one of a range of partnership
based initiatives introduced by the UK New Labour Government. These initiatives
are designed to restructure education, teaching and learning to meet the needs of the
UK's post-industrial knowledge economies. As we have argued in more detail
elsewhere (see Chapter 6 of this volume and Reid et al ., 2004, Reid and Brain 2003)
in pursuing this restructuring the Government has created a network market in edu-
cation. This rests on the retention of the competitive market reforms of previous
Conservative governments and strong central direction over the form and content of
education with new policies aimed at:
●encouraging collaboration between clusters of schools, in order to promote the
development and dissemination of best practice, encourage the sharing of resources
and develop common solutions to educational problems;
●creating new forms of partnerships between schools and other stakeholders in
the private, public and voluntary sectors that will open up schools to sources of
435
NETWORKED LEARNING COMMUNITIES
TABLE 29.1 The six levels of learning
Level Process
Pupil learning Raising pupil achievement through developing
specific classroom learning focus
Staff learning and professional NLCs provide spaces for experimentation,
development innovation and developing practice and policy.
Unlike traditional CPD activities NLCs value
practitioner enquiry and collaboration
Leadership for learning Tapping into leadership potential of teachers and
and leadership development providing leadership opportunities e.g. leadership of
NLCs
School-wide learning Schools in NLCs will become learning organizations
which set their own agenda for change and develop
capacity for constant innovation
School to school learning Through the process of collaboratively creating and
sharing knowledge
Network- to-network learning NCSL will spread learning between networks
(Derived from 06, NCSL, 2002)
436
innovation and result in the creation of dense networks of support, on which schools
can draw to provide support structures for disadvantaged or disaffected pupils and
their families;
●situating the school as a community resource that is at the centre of a learning
community providing the social capital – networks, support structures, contacts
and relationships – that parents, teachers and pupils can draw on in the pursuit of
educational excellence for all.
The developing discourse around NLCs focuses on the network and collaborative
dimensions of the network market with little acknowledgement of how the market
dimensions impact on the nature, form and effectiveness of NLCs or how the aims of
government policy, in creating the network market, impact on NLCs. Rather, NLCs
are seen as opening up a space for the reassertion of teachers' professional autonomy
and for school rather than state control over the educational reform process.
However, in schools, teaching and learning are being restructured in the network
market in contradictory directions. One of the more obvious examples of this being
the tension between different models of teacher professionalism built into educational
reforms. (Reid et al ., 2004). The Department for Education and Skills (DfES) argues
that government policy has moved from an era of prescription for teachers to earned
autonomy; but the form, content and objectives of teaching are still heavily prescribed
by the government. Consequently,
Teachers are urged to innovate, share best practice and develop a sound
evidence base to inform practice by taking responsibility for their own
learning so that they can 'lead the way in removing barriers to learning
and finding solutions to learning challenges'(DfES, 2003c). At the same
time, however, the objectives, goals and purposes of education are set for
the profession by central government, together with the definition of
good teaching.
(Reid et al ., 2004, p. 263)
It is this context in which NLCs have to operate and this context that will condition
the forms of NLCs schools set up, the kinds of work they engage in and their impact
on pupils, teachers and schools.
A NETWORKED LEARNING COMMUNITY IN ACTION
The NLC that is the subject of this paper was part of the initial cohort and was set up in
2002, since when the authors have been involved both in its activities and its evaluation.
This NLC is situated in Bradford, a sizable city in the North of England that played a
most significant part in the Industrial Revolution and the establishment of the British
Labour Party. Its school standards are below the national average and following
inspection in 2001 the delivery of schooling was taken out of the control of the Local
Education Authority and placed in the hands of a private international company
SERCO, trading under the name Education Bradford. The North East Bradford
Networked Learning Community (NEBNLC) can be viewed as an exemplar in that it
IVAN REID ET AL .
is one of a few NLCs that has a very active partnership with Higher Education (the
University of Bradford). Apart from the evaluation – that included attending a number
of the regular day-long core meeting and events – the University has provided a number
of inputs to this NLC, including:
●a Master's level module specifically designed to enable staff to conduct small-scale
research on a problem or issue identified by and in their own school (from the
Unit for Educational Research and Evaluation);
●information technology demonstration and facilitation of the Blackboard
programme (from the School of Lifelong Learning and Development);
●conflict resolution (from the Department of Peace Studies).
The NEBNLC consists of 12 schools:
●three large comprehensive (pupils 11–19 years old) secondary schools, one of
which is a Church of England establishment;
●a Muslim [girls only] secondary (pupils 11–18 years old) school;
●a special needs (pupils 2–11 years old) school;
●seven primary (pupils 5–11 years old) schools.
The NEBNLC has been very successful in:
●forming a core group with an established identity;
●setting up working groups;
●generating a range of training opportunities for group members and curriculum
enrichment activities for pupils.
Table 29.2 illustrates these achievements in some more detail.
437
NETWORKED LEARNING COMMUNITIES
TABLE 29.2 Network learning group activities
Working Core group (exists for life of NLC)
groups ICT group (two terms)
established Expressive Arts Group (two terms)
Core group Established Associate Teaching Fellowships in conjunction with University of
Bradford, 5 research projects on parental involvement and 1 on boys
achievement completed
Links developed with Gifted and Talented Initiatives,additional funding
(£4,000) secured and a Puzzle Day run for selected pupils
Student Voice Conference organised and run successfully for 2 years Conflict
Resolution Training Day run for NLC schools by University
Virtual Learning Environment set up for network by University
Accelerated Learning and group development sessions run for core group
Special Needs Provision training
Science Day organised and run
ICT group Produced a CD rom detailing a day in the life of pupils for citizenship
curriculum
Identified a weakness in year 6 curriculum in teaching control technology and
arranged for lesson plans to be shared amongst group
Organised a Technology Day
Expressive arts Several arts project running in schools. Projects will form the
centrepiece of an Expressive Arts Day
438 IVAN REID ET AL .
Table 29.3 identifies the main activities the NEBNLC have engaged in and their
impact on the six levels of learning, as reported by core group members. Interviews
and evaluation forms completed by core group members and sub group participants
demonstrated that the NEBNLC has been particularly important in:
●creating space for teachers to develop and broaden curriculum activities;
●developing collaborative working practices and overcoming the isolation many
teachers feel;
●providing a forum in which teachers can discuss and share ideas on teaching and
learning and develop new teaching and learning strategies;
●providing a space in which teachers can mutually support each other.
Typical comments were:
I learnt plenty of new ways to encourage children to work as a
team … and to recognise different forms of intelligence and to address
this by varying my teaching style.
I have shared details of the (conflict resolution) day with colleagues and
the ideas have been adapted and used in Personal, Social, Health
Citizenship Education (PSHCE) lessons.
As a newcomer to the group I was struck by the range of
projects … research, student conferences, the production of CD roms
and subject activity days … perhaps most useful however, are the con-
tacts, links and partnerships across schools … colleagues now have a
forum in which to share ideas, information and expertise.
The sub groups are a real benefit because you can get other staff
involved rather than just us going to meetings and reporting back.
It is clear that the NEBNLC has provided a space in which teachers can engage in
developing a range of activities that would not have existed without the group's exis-
tence. However, the group has also experienced a range of difficulties in the follow-
ing areas:
●securing commitment and equal levels of engagement from all participating
schools. Some schools may need to drop out of the NEBNLC in the coming year
because of lack of commitment from Heads or the need to meet other school pri-
orities;
●cascading NEBNLC activities into schools. Core group members perceive a real
lack of awareness of NEBNLC activities in partner schools other than among
those teachers who have participated in the groups or events;
●demonstrating impact on schools and pupils. The NEBNLC has generated a con-
siderable amount of activity, but the core group is concerned about how they can
demonstrate links to pupil attainment or widespread change in teaching and learn-
ing methods within partner schools. This is becoming an urgent problem because
schools' participation and future NEBNLC funding may depend on demonstrating
impact.
439
NETWORKED LEARNING COMMUNITIES
TABLE 29.3 Network learning group key activities and impact
Level Process
Pupil learning Enriched curriculum opportunities through the activities
organised by the NLC and development of additional
teaching and learning resources;
Pupil visits to other schools;
Teachers report various impacts depending on project e.g.increased self
esteem (Expressive Arts and Student Voice): enhanced learning skills -
puzzle day, accelerated learning and development of team working, raised
expectations – school visits, better behaviour through conflict resolution day.
Staff learning and Participation in groups: sharing of best practice, development of new
professional development teaching and learning strategies, creation of new teaching resources;
Specific training events to develop new skills: conflict resolution, special needs
provision, whiteboards, accelerated learning;
HEI links: Associate Teaching Research Fellowships, e-learning environment
and training to support teacher use, collaboration in NLC meetings to
discuss and share ideas on teaching and learning.
Leadership for learning Each core member acts as leader for NLC in schools and takes a lead in
and leadership organising events;
development One member took on a role as a regional co-ordinator; Members have led
staff meetings in school;
NLC raises the school profile of participating teachers and
provides opportunities for other members of school staff to
take the lead participation in NLC events.
School-wide learning Resources banks: puzzle day, student voice, CD-rom, conflict
day materials, science packs, literacy and numeracy resources.
Dissemination of NLC activities and research of Associate
Fellows at staff meetings, pupil assemblies, newsletter; Changes
in practice and policy: one school changed year 2 curriculum
through introduction of group development strategies, one school
changed behaviour policy through introduction of conflict
resolution techniques, three schools introduced learning cycle
model, one school developed
research tool for identifying learning styles and five core
group members reported the development of co-operative
working amongst teachers.
School-to-school learning Participation in groups led to: inter school visits, common
arts and ICT projects, dissemination of ideas around
teaching and learning, sharing of resources and spin offs,
such as: ICT group sharing, information on best ICT
systems to buy leading to financial savings;
NLC resource banks developed e.g. ICT CD-rom on pupil
transitions, puzzle day activities;
Links developed between schools on Gifted and Talented provision;
NLC newsletter promoting activities and fostering development of
common identity.
Network-to-network Attendance at National Conferences;
learning NLC co-ordinator taken on role as regional co-ordinator
and can disseminate best practice.
440
These difficulties are illustrated by the following teachers' comments:
The National College have underestimated what a slow process it is
developing major attitudinal change and overcoming Heads with their
own school priorities … there is no fast track. Primary schools especially,
being small and teachers having multiple roles, have difficulty finding
time for collaboration.
Lack of commitment from certain schools has been the biggest disap-
pointment; some people have used it as a day out of school.
We have not been able to sustain the ICT group despite enthusiasm
because only 7 of the original 13 actually did anything.
Primaries who got most out of our network are where Heads and Deputy
Heads have been involved … in a school like mine this doesn't happen so
nobody else in the school gets involved.
It has impacted on my practice but there was no way it could impact on
the rest of the whole school without senior backing … it was bound to be
small steps. Our biggest problem is that individual teachers may know
about group work but there is no real profile.
I don't think we will be in the group next year because it is not a priority
for our Head.
Autonomous, reflective or prescribed practitioners?
At its outset the NEBNLC appeared to be very much about setting its own agenda. It was
established on a bid that rested on two major factors: the development of a seamless
5 to 16 Citizenship curriculum (then a new element in the British National Curriculum)
and teacher research. However, at an early meeting of the core group where the specially
written research module was presented by a professor it became clear that the group was
keen to protect what it viewed as its agenda. This initial apparent resentment to the
possibility of 'dancing to someone else's tune' was overcome by the Unit acting posi-
tively to support the group's aims. However, during the second year a series of reviews
by the NCSL clearly indicated a growth in the central control of activities, which calls
into question the degree of autonomy that NLCs are allowed to have.
The space in which the NLC can develop its own educational agenda is being
increasingly narrowed. The most recent meeting of the core group (May 2004) was
given over entirely to reviewing the extent to which the work of the group could be
justified in terms of impact on pupil attainment and school teaching and learning
methods. Under direction from the NCSL, the group has to complete an audit of
activities, produce a portfolio of evidence demonstrating impact and attend a national
conference to disseminate their activities in June 2004. Failure to comply could result
in loss of funding, as could failure to demonstrate impact. This would lead to the
termination of the group. As a Regional Group Co-ordinator argued:
The NCSL and DfES are worried about the operational activity
gap … they have given out millions of pounds and they want to see that
IVAN REID ET AL .
it has worked … it is not enough to say that NLCs are about learning but
why didn't they let us know what outcomes they wanted from the beginning?
In effect, the NCSL is acting as a disciplinary mechanism to ensure that NLCs follow
the objectives of government policy and promote the government's model of teaching
and learning. The danger here is that NLCs themselves become an arm of this disci-
plinary mechanism through which government steers the restructuring of education
and teaching. If so, rather than producing a space for the reassertion of teacher
professional autonomy and reflective practice, NLCs will further promote the trend
towards reducing teachers to technicians who deliver predetermined educational
products to meet predetermined objectives. In the Foucauldian sense, teachers in
NLCs might be reduced to docile bodies.
Of course, teachers can and do resist this process as the activities generated by the
NEBNLC show. Real benefits can and do develop from the process of collaboration
although not necessarily ones that can be directly measured or that directly produce
rises in pupil attainment. However, the space is not just being narrowed from above,
via NCSL and DfES, but also from below, via the individual schools comprising the
network. Again the pressure is one to justify impact. School heads in particular are
likely to be more interested in NLCs in so far as they help the school meet school
objectives, rather than the extent to which they provide spaces for teachers to be inno-
vative, share ideas or develop activities which, while interesting, cannot be directly
related to pupil outcomes in performance.
NLCs have provided space during the working week for some teachers'professional
development. In its first year NEBNLC provided for a day a week release for a
teacher from each of the community's schools. Such opportunities have been rare in
Britain since the 1980s when some teachers gained full or part-time secondment to
undertake higher education delivered courses. These were effectively ended as the
funding for such purposes was moved from Local Education Authority to individual
school budgets.
While CPD as delivered by higher education institutions always operated in a market
it was a more closed one than that created by the transfer of funding and the growth of
private commercial providers. For a range of reasons teachers shunned many HE pro-
vided courses – frequently seen as academic (often inaccurately) in favour of shorter
non-award bearing courses of direct classroom relevance. NLCs can be viewed as a
further step in enabling teacher autonomy in respect to CPD, since they are provided
with the space and resources to 'purchase' what they see as necessary. This step is neatly
illustrated in the following statement by a member of the NEBNLC's core group.
I feel now empowered to choose what professional learning I will do. For
example accelerated learning and then this leads into my work with the
pupils. I also have the confidence to reject professional learning that I do
not need.
However, the pressures that the NEBNLC faces from above and below threaten to
close this space. Already one school has left the group, two others are considering
441
NETWORKED LEARNING COMMUNITIES
442
leaving and the remainder are locked in a debate about how they can 'cascade'
NEBNLC activities into partner schools, demonstrate impact and persuade Head
Teachers in member schools to actively support the group. Further, when the additional
funding the NEBNLC receives comes to an end in July 2005 there are serious doubts
as to whether or not the group will be able to sustain itself.
For both government and individual schools there is a premium in establishing and
participating in initiatives which can demonstrate impact on attainment. If the NEBNLC
cannot demonstrate that it has impacted on teaching and learning in the prescribed
ways set by central government, then its member schools are unlikely to support it, as
is the government. The end product of this may well be to close it off as a space for
the enhancement of reflective practice or professional autonomy.
Where next?
The difficulties faced by teachers in the NEBNLC of maintaining a space where they
have control of the educational agenda and the development of their own professional
practice while at the same time meet prescribed pupil attainment goals reflect the
contradictions and tensions of the network market where:
●increasingly differentiated autonomous schools compete against each other in
national league tables;
●the nature, form, content and goals of education are determined by central
government;
●conflicting models of teaching operate: one in which the teacher is positioned as
a deliverer of preset curricula to meet preset objectives, the other in which teachers
are positioned as leaders of learning who innovate, develop new ideas and develop
their own enquiry based teaching approaches;
●conflicting models of learning operate: the dominant model being one in which
learning is reduced to a set of measurable attainments in a limited curriculum, the
other model being an emphasis on the development of creativity, social skills and
a broad curriculum.
The space created for teachers to engage in collaboration, innovation, sharing of
ideas and development of best practice is perhaps inevitably squeezed by the:
●increasing diversification of schools which can undermine the development of
common interest or approaches;
●individual autonomy of schools which means that without senior management
commitment initiatives like NLCs quickly become marginalised;
●competitive pressures schools face to secure high league table positions;
●centrally determined priority for schools to raise educational standards as measured
on a narrow band of attainment criteria.
At the time of writing and despite the fact that the first NLCs face the end of their
government funding, it is still too early to draw an evaluative conclusion as to their
success and achievements. Doubtless as is illustrated in our case study NLCs have
provided a number of teachers with the time, space and opportunity to regain or
develop their professionalism. Some schools and their pupils may well have benefited
in the process. Doubtless some of these teachers will attempt to sustain this professional
IVAN REID ET AL .
gain and level of autonomy in the face of what appears to be increasing prescription
from governmental bodies. Whether or not NLCs can become self-financing and
sustaining is likely to depend on local factors, a significant one being the value of the
NLC as perceived by the schools within it. However, a mould has been broken, not
only for some teachers, but also for some schools. The closer relationships and joint
activities between some geographically proximate schools and between primary and
secondary schools may well be sustained at the local level, irrespective of the future
of NLCs and despite the constraints of the network market, the DfES and the NCSL.
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pp 444–449.
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NCSL (2002) Why Networked Learning Communities? Cranfield: National College for School
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O'Laughlin, M. (1992) Rethinking Science Education: Beyond Piagetian Constructivism Toward a
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443
NETWORKED LEARNING COMMUNITIES
Student achievement in the United States continues to be a source of concern as
evidenced by the number of politicians, members of the press, and the public who
regularly discuss "failing schools." Recent international comparisons in the areas of
mathematics and science, for example, suggest little to no growth. Children in the
United States continue to fall behind most industrialized nations (Stigler and Hiebert,
1997, 1999). In response to the situation, the federal government focused on the
creation of a high stakes accountability program, the No Child Left Behind Act. As a
result, every state that agrees to accept federal funds must hold schools accountable
for making "adequate yearly progress." Instead of creating initiatives that focus on
improving the practice of teaching and learning, these reform efforts focus on design-
ing classrooms with teacher proof curriculum (e.g., Nelson, 1998). Districts and
schools across the country are currently devoting significant numbers of planning
hours on strategies for aligning grade level curriculum to yearly high stakes tests.
While these meetings may provide an opportunity for better curriculum alignment,
they do not get at the core of student failure, ineffective instructional practices.
Instructional practices can only be changed through examination of teaching practice
and its impact on student learning. In order for this to occur, schools need to create a
process for teachers to systematically study teaching strategies and lessons that will
increase student achievement (e.g., Fisher et al ., 2005). Unfortunately, most teachers
do not have a systematic way to collaborate and validate or update their instructional
practices. Change is left to individual teachers or school sites. Teachers and adminis-
trators are left to stumble upon "effective" teaching strategies and lessons, or worse
yet rely upon the pendulum swing of latest educational reform efforts. All too often
experienced teachers "wait out" these new reform movements. Teachers continue to
implement methods they have utilized since the start of their teaching career. The
teaching status quo continues not because teachers are lazy or desire to utilize inef-
fective teaching strategies, but rather that no alternative is provided. Professional
development programs for teachers have remained the focus of educational change
since the 1990's. This interest, however, has continued to produce inadequate gains in
student achievement. Professional development programs need to "provide teachers
with an opportunity to learn about teaching" (Stigler and Heibert, 1999, pp. 12–13).
Many excellent new teaching practices are never fully implemented in the teaching
profession because the culture of teaching prohibits a critical mass from ever forming.
Research suggests that teachers rely on their first 2 years in the profession as a
guidepost for teaching techniques (e.g., Burk and Fry, 1997; Bondy and McKenzie,
1999). These teaching practices often remain in place their entire teaching careers.
445
CHARLES PODHORSKY AND DOUGLAS FISHER
30. LESSON STUDY: AN OPPORTUNITY FOR
TEACHER LED PROFESSIONAL DEVELOPMENT
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 445–456.
© 2007 Springer. Printed in the Netherlands.
446
Teaching strategies they stumbled upon in these first 2 years set the foundation for
the classroom learning for generations of students. Additionally, teachers often rely
on the ineffective strategies modeled to them as children in their K-12 classrooms.
Lesson study provides one way in which teachers can systematically improve
instruction and decrease teacher isolation, if it can be sustained over time. Lesson
study provides a process for teachers to collaborate and design lessons while examining
successful teaching strategies to increase student learning. In the process of lesson
study, teachers work together to plan, teach and observe a cooperatively developed
lesson. While one teacher implements the lesson in the classroom, others observe and
take notes on student questions and understanding. The development of an "ideal
lesson" is not the critical component in the lesson study process (Lewis, 2000). Focus
on student learning and professional collaboration is what drives the group process.
This chapter provides attempts to answer three questions related to the use of
lesson study as a professional development model, including:
●What is lesson study and what does it look like?
●What are the theories behind the use of lesson study as a professional development
model?
●Is there evidence that this model of professional development impacts student
achievement?
WHAT IS LESSON STUDY AND WHAT DOES IT LOOK LIKE?
Catherine Lewis describes the process of lesson study as the cycle in which
teachers collaborate to formulate goals for student learning and develop-
ment, plan instruction designed to formulate goals for student learning
and development, plan instruction designed to foster these goals, and
observe and discuss selected research lessons.
(Lewis, 2002, p. 5).
Lesson study or "jugyokenkyu " is imbedded in the core activities of teachers in
Japan. Yoshida describes lesson study as a process where, "teachers form several
Lesson Study Groups (usually divided by grade level). Each of these groups develops
a lesson and implements it in a regular classroom, after which the teachers observe
and discuss the lesson. The cycle of meetings and lessons is usually conducted several
times a year under the school's main Jugyokenkyu study theme" (1999, p. 110).
Lesson study consists of a number of steps that are commonly used as teachers
engage in this process. First, lesson study team members use multiple data sources to
identify learning goals for students. Then, the team members collaboratively design
a "Research Lesson." This lesson provides the team members with a common focus
and agreed upon achievement benchmarks for achievement. This research lesson can
occur at the beginning of the teaching unit, be used as a springboard for subsequent
lessons, or be implemented at later point in the lesson series sequence. Regardless,
the research lesson provides guiding conversations for the team as they work toward
increasing achievement for all students. The goal of the collaboratively designed
CHARLES PODHORSKY AND DOUGLAS FISHER
research lesson is not to create a "perfect" lesson but rather to provide an opportunity
for time and professional development on the use of student data to plan instructional
experiences for students.
The third step in the lesson study cycle is the research lesson presentation. One of
the team members presents the collaboratively designed lesson to his or her students,
while the other members take the role of researchers. As the teacher presents the lesson,
fellow group members are both observing the level of student engagement and
actively questioning students to understand their thinking throughout the lesson.
Student questions are established by the lesson study group in previous planning
sessions. Each team member is also responsible for a group of students. The use of
this focused questioning strategy ensures a more complete picture of the learning
needs of all students.
After the lesson has been presented, the group convenes for a formal debrief session.
At this meeting, teachers analyze the data collected and examine students' progress
toward the learning goals. Teachers use these meetings to identify areas of improvement
for future lessons, consider instructional strategies that may be used by the group to
help increase student understanding and ascertain what the next steps will be in their
continued collaborative work together.
WHAT ARE THE THEORIES BEHIND THE USE OF
LESSON STUDY AS A PROFESSIONAL DEVELOPMENT MODEL?
Theory 1: Teachers can not be isolated
Isolation is inherent in the culture of teaching. In order to make substantive gains in
student achievement, classrooms must become open for professional collaboration.
Teachers have historically existed in a "one room schoolhouse" world. Wilms and
Zell argue (2002) that, "Most schools still operate like old mass production facilities.
Bells ring, students move through a fragmented curriculum, and hours fly by. Quality
of student learning is measured by narrow tests, and increasingly, teachers' salaries
and school resources are being tied to test scores" (p. 6). While some school districts
across the country are moving toward opening classroom doors and making classroom
instruction public and accessible to all teachers and administrators, most still operate
under this dated industrial model.
Extreme levels of professional isolation are inherent in the culture of teaching and
needs to be examined in order to make substantive gains in student achievement.
While beginning teacher support programs are aimed at ensuring that novice teachers
are provided with support systems to help alleviate this sense of isolation, experienced
teachers are left to recede into the industrial model of educational isolation that began
in the early 1900s (Olebe et al., 1999; Wilms, 2002). It is because of this disconnect to
meaningful learning experiences for both students and teachers that our educational
reform efforts continue to be at risk.
Teachers must be provided with opportunities, with the help of colleagues and
coaches, sustained over the course of their careers if they are to continually improve
student achievement. Many teachers in the United States today are provided with
447
LESSON STUDY: TEACHER LED PROFESSIONAL DEVELOPMENT
448
extremely limited opportunities and focused time to collaborate and dialogue about
instructional delivery. A teacher's capacity in his or her subject area has the most
significant impact on student success in the area of mathematics. We must continue to
examine new ways to help break down this isolation and create collegial opportunities
for teachers.
There are currently no programs that exist to systematically bring together experi-
enced teachers to study effective teaching practices and examine student achievement.
As a profession, we do systematically provide this high level of examination for pre-
service teachers. Prospective teachers take a sequence of coursework at a university,
which examines current teaching pedagogy and educational theory. As these teachers
in training progress through the university preparation program, they put into practice
these new skills in guided instructional settings with practicum classroom students
(e.g., Farnan et al ., 2003).
Upon completing their teaching credential, teachers in 38 states including California
are required to participate in a 2-year induction program. These beginning teacher sup-
port programs are aimed at decreasing teacher attrition due to the demanding life of
a classroom teacher. The mentorship and limited collegiality provided during this
induction program helps enable teachers to survive the daily challenges and instructional
demands. While these programs have continued to show dramatic increases in
teacher retention and decreased levels of perceived isolation (Olebe et al ., 1999),
state funding is discontinued for these new teachers after their first 2 years. Teachers
are then relegated to a state of isolation, which continues to capture many of their
experienced colleagues.
How can we create a process that provides the same level of professional learning
and engagement for our experienced teachers? Why is it acceptable for our teaching
professionals to disengage after their college years? As teachers begin to face the
difficulties of the daily rigors of teaching, they often retreat into the confines of their
classroom. This creates a sense of isolation from their academic community and col-
leagues, which causes frustration levels to rise. Wilms (2002) argues that, "Teachers
have little time or incentive to work together as professionals in the service of children's
learning. Most teachers cope by simply walling themselves off inside their own class-
rooms and teaching the best they know how" (p. 608). It is crucial to provide oppor-
tunities for these teachers to engage in professional discourse with fellow teachers and
to create an environment where they are supported in areas of difficulty.
Theory 2: All teachers require professional
development
Professional development programs remain the backbone of U.S educational reform
efforts. In order for our students to have high quality educational experiences, we
need to support teacher training which increases the knowledge level for teachers. In
1983, A Nation at Risk noted that, "nearly half of the newly employed mathematics,
science, and English teachers are not qualified to teach these subjects" (p. 3). Today,
over two decades later, these statistics are virtually unchanged. Far too many stu-
dents, especially students in urban schools, are trapped in under performing learning
CHARLES PODHORSKY AND DOUGLAS FISHER
environments, are held to low expectations, and are taught by untrained or under-
prepared teachers.
Joyce and Showers (2002) point our attention to four conditions that must be present
if staff development is to significantly affect student learning. In their words, quality
professional development is:
●A community of professionals comes together who study together, put
into practice what they are learning, and share the results.
●The content of staff development around curricular and instructional
strategies selected because they have a high probability of affecting
student learning-and, as important, student ability to learn.
●The magnitude of change generated is sufficient that the students'
gain in knowledge and skills is palpable. What is taught, how it is
taught, and the social climate of the school have top change to the
degree that the increase in student ability to learn is manifest.
●The process of staff development enables educators to develop the
skill to implement what they are learning.
(Joyce and Showers, 2002, p. 4)
This set of criteria provides a backbone for staff development programs. By creating
staff development programs that help create a process for focused inquiry around stu-
dent learning, we provide teachers and opportunity to collaborate and to develop
ideas that increase student achievement. Teachers need to be in the process of con-
tinuously examining student work and data form daily informal assessments to mon-
itor the progress and understanding. Joyce and Showers (2002) suggest, "… student
learning must be studied continuously and diagnostically. For example, teachers who
study weekly samples of their students' writing with an eye to modulating instruction
based on student ability create more energy in the teaching/learning environment" (p. 6).
Theory 3: Professional development should be
based on student performance data
Decisions regarding the focus for staff development should come as a result of an
assessment of both the data and needs of the students. Administrators and teacher
leadership teams need to examine which are the most critical needs of its student and
how the shift in student instruction can result in long term gains in student under-
standing. Joyce and Showers (2002) examine this relationship, "content selection is
dedicated by the need for change that a faculty perceives … faculties use a combina-
tion of perceptions ('what do we feel are our most pressing needs?') and data ('What
do our test scores tell us?') to select targets for improvement. If the process results in
a list of needs in which all items have equal weight, the list may grow to 15 or 20
item …" (p. 61).
While there are certainly a great number of activities that should be examined in
the school improvement process, a focused course of curriculum development will
result in greater student achievement. They further contend, "A faculty is much better
449
LESSON STUDY: TEACHER LED PROFESSIONAL DEVELOPMENT
450
positioned to change something if it can focus on a top priority in a way that
simultaneously acknowledges both the presence and importance of everything on the
list …" (Joyce and Showers, 2002, p. 61).
The ability of teachers to work together to examine curriculum and student data can't
be understated. Banks and Mayes (2001, p. 320) discuss the literature surrounding
teacher-teacher staff development:
… teachers learn much from each other. They cite fellow teachers as the
most valuable source of professional development. In recent years,
teacher development approaches which built on collegial and collaborative
work among teachers have become prominent in the discourse on school
improvement and educational change. Peer coaching, advising teachers,
cooperative professional development and mentoring are all examples of
this mode of teacher development
By creating professional development programs that create collaborative environments
for teachers to engage in a focused examination of curriculum and student learning
development, lesson study can help facilitate increased student achievement and
decrease the culture of teacher isolation. Creating collaborative professional devel-
opment programs will also assist in facilitating an environment where new teachers
no longer struggle in a state of isolation.
IS THERE EVIDENCE THAT THIS MODEL OF
PROFESSIONAL DEVELOPMENT IMPACTS STUDENT
ACHIEVEMENT?
An obvious question to ask is, does this work? Evidence from Linn et al. (2000),
Fernandez, (2002), Fernandez and Chokshi (2002), Fernandez et al. (2003), Kelly
(2002), and Lewis and Tsuchida (1998) all suggest that lesson study will improve
student achievement. In an effort to extend the research database on lesson study,
specifically in the area of urban education, we conducted a lesson study research
project in San Diego, CA. We will discuss the research project and the outcomes and
then summarize our thinking on the usefulness of lesson study as a professional
development model.
Context
The school chosen for this study, Rosa Parks Elementary, is located in the City
Heights community of San Diego and is part of an Educational Collaborative with
San Diego Unified School District and San Diego State University. Three schools
comprise the City Heights Educational Collaborative: Rosa Parks Elementary,
Monroe Clark Middle School and Hoover High School. They are also Professional
Development Schools (PDS) for San Diego State University. It is one of the most
economically challenged communities in San Diego County and is often referred to
CHARLES PODHORSKY AND DOUGLAS FISHER
as the "Ellis Island of San Diego". With a total of 5% of the city's population, City
Heights suffers a disproportionately high incidence of serious crimes. In 2003,
violent crimes, including murder, rape, robbery, and assault, occurred at more than
twice the citywide average. Juvenile crime is also a serious problem. Fifteen youth
gangs are documented in this area. Their membership runs in the thousands.
As part of this study, teachers were observed, interviewed and surveyed as they
engaged in a process of Lesson Study. Teachers were also observed in both lesson
study groups and classroom instruction. These observations were video taped and
reviewed as participants continue to engage in conversations about improving instruc-
tional practices. Lesson study participants and the researcher used the data gathered
from these observations to guide focused conversations about better meeting the stu-
dents' instructional needs. Teacher and researcher utilized the Plan-Do-Check-Act
model as a way to continually monitor and refine the Lesson Study process.
Focus groups were also conducted as lesson study groups continue to develop to
help monitor progress and guide future changes. All interviews and focus group data
was be recorded, transcribed and analyzed. These focus groups created another for-
mat for study participants' to collect and analyze data to help guide and refine the
process.
Teachers and school site administrators were surveyed using Likert-scale ques-
tionnaires, used to assess staff perceptions regarding this model of teacher led
professional development. Administrators at the case study school also participated
in structured interviews to examine the impact of leadership style as related to the
findings. Survey data from the participating teachers and site administrators will
continue to be analyzed using the Statistical Package for Social Science (SPSS),
to make programmatic changes data and provide teachers with a continual feed-
back loop.
Findings
This project introduced lesson study to a group of 30 teachers. Teachers involved in
this study group learned through the lesson study process, facilitated by the
researchers, to refine and reflect their teaching strategies and develop lessons that
increased student understanding. Teachers participating in this study group engaged
in weekly lesson study forums to help them design and implement math lessons.
These lessons were created as a group and delivered by one group member. Lessons
were then analyzed and refined by the group to increase both students' understand-
ing and engagement. This process continued with a series of subsequent group
designed lessons throughout the year-long lesson study process, following a Plan-
Do-Check-Act cycle. Kelly, a first grade teacher, reflected:
To have time to create a unit that we actually got to use, implement, see the
whole process through, I thought was fabulous. To actually be able to watch
someone else teach it and then just be able to focus on the kids, I thought was
really incredible. I mean, the whole thing, I thought was just amazing to do.
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LESSON STUDY: TEACHER LED PROFESSIONAL DEVELOPMENT
452
PERCEIVED STRENGTHS OF LESSON STUDY
First, participants identified a number of strengths of lesson study as a process. Some
of the benefits of Lesson Study that they identified are its:
●emphasis on planning meaningful lessons that meet student needs,
●inquiries about student assessment, and
●impetus for formulating short and long term curriculum goals.
Monica contrasted traditional professional development with lesson study:
Most professional development is a waste of time. To take a group of teach-
ers at the end of the day, stick them in a room, make them sit for an hour
after they've been teaching all day, it's just – it's not effective. We don't do
that with the children because we know that they won't be able to pay
attention. I think lesson study is a much more effective way of doing pro-
fessional development because you're getting people that are interested in
particular topics, everyone's involved, everyone has a part. Even if you're
just observing, you're taking notes, you're doing something, you have a
part and you're not stuck there until God knows how long, until the State
says you have to be there until 4:30 in the afternoon or whatever it is.
She reflected further:
One thing that lesson study allowed me to do was to see what was going
on in other classes where in teaching there's so little time to go and really
talk with your colleagues about what they're doing and – unless you're
specifically planning with them. It's given me an opportunity to see what
other people did and just also to hone my own teaching. For example, I
did one of the lessons that we all came up with and it was just a real pos-
itive environment and I was a little nervous doing a lesson in front of my
colleagues because who wants to be criticized.
Second, the participants at Rosa Parks identified strengths of Lesson Study as a
process for teacher led professional development. They were:
●increased levels of reflection on teaching practices,
●the Lesson Study learning community as the basis of the professional development
program,
●the relationship of the Lesson Study teams,
●the structure of Lesson Study as a model for teacher led professional development,
●its emphasis on lesson planning, and
●its excellent preparation for the National Board for Professional Teaching
Standards (NBPTS).
Jasmine articulated the usefulness of lesson study as an effective form of professional
development:
And I think we as teachers have so much to offer one another that com-
ing in together and collaborating and sharing ideas, and watching each
other is just so important. I think we have more to offer one another than
CHARLES PODHORSKY AND DOUGLAS FISHER
an administrator has to offer us. I think they're a little disconnected.
Their responsibilities aren't the same as ours currently. They were in the
past, but they're not any more. So, and we are so busy in our six- to eight-
hour day with the children that we never really have that opportunity. I think
it would be great to have more opportunities like this.
Eighty-three percent (83%) of informants named reflection as the most significant
influence of the Lesson Study model. Lesson Study participants reported that reflection
occurred through group planning sessions and observational debrief conversations. It
occurred as a solitary activity as well a collaborative one between Lesson Study
group participants. Denise characterizes her opportunity to reflect on the learning
process with students and colleagues:
It gave me more time to be able to interview a child, to watch the lesson
and watch what went well and what didn't go so well. It came with our
planning and to see it come from a kid's perspective because I don't see
lessons really anymore from a kid's perspective. I could actually ask them
'Hey, so what did you think?'And we're both looking at this together from
an outside perspective, what do you think about it, why did you do this,
why did you do it this way. Kids are pretty articulate even at 5 years old.
So it really neat to kind of hang out down on their level, fun, cool.
Sixty seven percent (67%) of Lesson Study informants reported that the initial
training sessions of the Lesson Study groups were a major strength. Ninety-six
percent (96%) of survey respondents perceived the relationship of the Lesson Study
group as being equally important. Lastly, seventy-six percent (76%) of informants
reported that Lesson Study helped teachers formulate more effective short and
long-term goals and plans for their students and themselves.
PERCEIVED WEAKNESSES OF
LESSON STUDY
According to the Lesson Study participants, the most serious weakness of the teacher
led professional development program was the planning time required outside of the
school setting. All (100%) of the participants identified planning time as the most
important area for improvement for this profession development system.
A second weakness of Lesson Study, identified by fifty-three percent (53%) of
survey participant respondents, was the time required to plan for the "Research
Lesson." Teacher informants in the study reported that the amount of time that the
Research Lesson required prior to its implementation was excessive. Although teachers
were involved with their first lesson study learning community and process of lesson
study, they reflected on how it would continue to empower teachers as the culture of
professional development began to shift. Tim characterized it:
Honestly, you just have to get teachers that are willing to participate. I
think if you explain what it is and there would be short demo lessons like
453
LESSON STUDY: TEACHER LED PROFESSIONAL DEVELOPMENT
454
those videos that we saw from Japan, I think you would get teachers that
were very interested in doing it and honestly I think it it'll become its
own entity after a while. People get used to okay, this is what we're doing.
It's a way to plan together and what teacher doesn't want to plan and hear what
other people are doing in the classroom and then get – and then plan together and
then learn from it.
Clearly teachers believed that lesson study was an important activity that impacted
their practice and was a superior form of professional development. Table 30.1 provides
a glimpse at the student achievement changes that resulted in a sustained focus on
lesson study in the area of mathematics education at Rosa Parks.
DISCUSSION
This study suggests that teachers who used Lesson Study as a form of teacher led pro-
fessional development had more positive perceptions of the process. The development
and implementation of reflective teaching practices was seen both by observers and
study participants as the most prevalent positive aspect of this professional development
system. This is consistent with the goals of teacher professional development (e.g., Joyce
and Showers, 2002).
While lesson study has been implemented in Japan for over 50 years with excellent
results (Lewis and Tsuchida, 1998), it is just beginning to be examined as an educa-
tional strategy in the United States. Furthermore, little research has been done in the
area of lesson study as an ongoing form of professional development with k-12
teachers. This research project examined this new area. It underscores the need to
help facilitate opportunities that empower teachers to become collaborative action
researchers in their own classrooms. Katherine summarizes the increase in student
awareness that the lesson study process provided:
… to actually model a lesson and have people observe it or to be one of
the people modeling it, you get to see the real hands-on that happens, the
dynamics of the children.
It is through this level of active engagement that teachers will be better able to view
themselves as teacher researchers and agents of educational change.
CHARLES PODHORSKY AND DOUGLAS FISHER
TABLE 30.1 Changes in math achievement
1999 2005
Grade % Proficient/advanced % Proficient/advanced
221 64
312 58
415 55
519 47
CONCLUSION
Lesson study as a professional development process can build capacity of all
teachers. It is through collegial conversations and lesson study groups that teachers
can begin to develop a critical examination of their instructional practices. Through
lesson study, the culture of schooling can change. Teachers will be, and feel, less iso-
lated. Student performance data will be used for discussions, reflections, and plan-
ning. And, most importantly, student achievement will be directly impacted in ways
that are unattainable at this point in our educational history.
It is critical, that at this time in the history of public education that we begin to cre-
ate an atmosphere where all teachers are empowered to be researchers in their own
classroom, finding ways collaboratively to plan for and meet the needs of all stu-
dents. As teachers begin to engage in developing a shared vision around student
learning, the ability to critically examine data becomes more opportune. It is now
more critical than ever that change in education allows more time for teacher to col-
laborate around effective teaching practices and student learning. Richard Elmore
argues, "… most educators in the schools … believe that they are engaged in
enlightened reform. They have grade level-teams and common preparation periods,
use some form of external guidance or standards to make curriculum decisions, and
adopt models designed to increase their knowledge of good practice. But these
measures have had little or no effect on the schools ability to do the important work
of student learning" (2002, p. 3). Educational leaders and researchers must continue
to help create an atmosphere where collaboration and the study of effective teaching
practices become a continuing part of the work we do for children.
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CHARLES PODHORSKY AND DOUGLAS FISHER
INTRODUCTION
The concerns of this chapter are threefold: to consider the effectiveness of Action
Learning as a tool for individual continuing professional development and organiza-
tional impact; to explore a collaborative approach to CPD between an English sixth
form college and a Higher Education Institution; and to explore the role of the
College Principal in linking individual and organizational learning.
Continuing Professional Development (CPD) for teachers has never had such a
high profile in the United Kingdom (Cordingly et al., 2003). In the compulsory or
school sector staff have been involved in numerous professional development activi-
ties many of which have been linked directly to Government led policy initiatives
such as the National Literacy and Numeracy strategies and the National Primary
Strategy (2004). In the post-compulsory sector CPD has recently developed an
unprecedented profile, often linked to policy initiatives but also specifically to internal
and external quality initiatives (Knight and Trowler 2001). Such developments are
part of a landscape of significant change both in the nature of the CPD offered and in
the funding mechanisms supporting it (EPPI, 2004). Intrinsic tensions between indi-
vidual needs, wants and organisational requirements have been a continual feature of
CPD (Day, 1999): the insistence on evaluating direct impact on practice is a relatively
new but potentially significant addition to the CPD process.
A key strand of The Department for Education and Skills (DfES) current (2004)
CPD strategy is to help teachers "select the development activities that are likely to
have the greatest impact on their teaching" (DfEE, 2001). Such an aim is laudable but
the search for direct impact can lead to quick fix approaches via training rather than
continuing professional development. A potentially important balance has been
provided by the recent growth of the concept of teacher as researcher. A number of
important collaborative approaches to teachers'researching their professional practice
have been developed. Examples for the school sector include the recent Best Practice
Research Scheme (BPRS) and Research of the Month led by the General Teaching
Council England (GTCE, 2004). In the Further Education sector a similar process is
evident, led by the Learning Skills Council (LSC) and Learning Skills Development
457
MICHAEL AIELLO AND KEVIN WATSON
31. AN ALTERNATIVE APPROACH TO CPD:
AN EVALUATION OF THE IMPACT ON INDIVIDUAL
AND INSTITUTIONAL DEVELOPMENT OF
AN ACTION LEARNING PROGRAMME RUN IN
PARTNERSHIP BY AN HE INSTITUTION (HEI)
AND A SIXTH FORM COLLEGE (SFC)
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 457–464.
© 2007 Springer. Printed in the Netherlands.
458
Agency (LSDA). There is a perceptible and increasing expectation that teachers and
post-compulsory education professionals will carry out practice-based research as
part of their ongoing professional practice. It is still uncertain whether this will be
supported and recognised as part of the professional role and the legitimacy of
making such a demand is beyond the scope of this chapter. However, the following
case study describes an innovative approach to CPD for staff within an English sixth
form college that explicitly attempts to marry practitioner research, learning and
organisational impact.
The chapter traces the development of a collaborative project between Liverpool
John Moores University (LJMU) Centre for CPD and Winstanley Sixth Form
College, Wigan, England. The English Sixth Form College is notoriously under
researched (Simkins and Lumby, 2001) and this in itself makes the research interesting.
However, what is potentially more significant is the collaborative design, delivery
and outcomes of the programme. The college principal wanted to design a pro-
gramme with a higher education organisation as a partner in a genuine collaborative
venture. The principal would be intimately involved in all aspects of the programme,
design, delivery, assessment and development. Middle management teaching staff
such as heads of department would be enrolled initially in a Postgraduate Certificate
in Educational Management that they could choose to develop into a Diploma or,
ultimately, an MA Educational over a three year part-time programme. The longitu-
dinal research possibilities provided by this timeframe were seen as potentially vital
to a realistic analysis of impact. There was a clear intention to move from action
research to action learning as the main learning tool and to use the programme as a
catalyst for the formal development of the college as a learning organisation. For the
higher education institution this relationship provided a fascinating research oppor-
tunity, for the college principal a chance to formalise and build on a particular
approach to leadership, and for staff to continue their professional development
through critical engagement with practice, theory and research.
Underpinning programme design was the view that individual action research
leading to action learning sets provided a model for the development and implemen-
tation of an organisational learning culture (Senge, 1990) and that to achieve this a
particular, "intelligent", leadership style was essential. Also implicit was the assumption
that a learning culture of this kind would spawn concrete as well as 'fringe' benefits:
Central to this realisation of this objective was the fostering, via CPD, of a body of
critical, confident professionals in the middle management group able to drive and
respond to change through explicit learning – a group of professionals who, in the
view of Kleine-Kracht (1993) are about the business of learning and of doing so in
non hierarchical structures or roles.
The programme was designed to provide participants with formal inputs from both
the higher education organisation and the principal and then to embed reflection and
action through initial action research projects in year one, leading into action learning
sets in year two. Through this process an engagement with current research and theory
would take place alongside a critical examination of college culture, systems and
practices provided by the principal. Learners would gain from external, informed
MICHAEL AIELLO AND KEVIN WATSON
collaboration – seen as a fundamental strength of effective CPD for teachers
(Cordingley et al ., 2003) – as well as from focused organisational input. Participants
would have taught sessions on organisational cultures, models of leadership and
management and change. They would complete traditional assignments as an initial
step designed to encourage reflection on their practice linked to current and seminal
thinking on leadership and management. This would then be moved into an action
research phase where staff would work with colleagues relatively unknown to them
to complete action research projects. The final reports would be presented to the college
governing body for action. The principal as chief executive would guarantee either
direct action based on recommendations or a detailed rationale for no action.
A number of issues emerge from this design. The role of the principal as teacher,
assessor and chief executive raises concerns about control, academic freedom and
internal politics impacting on the learning process and openness of debate. This was
a constant theme and an area that the programme team consistently explored with the
participants. However, it was felt that this approach was legitimate as there was an
open and appropriately dispersed leadership style in place (Gregory, 1996). Rather
than hindering learning the position of the principal at the heart of the learning
process was more likely to bring about learning and change. It is the behaviour of the
leader which will have the greatest impact, and its importance is based on the fact
that only by spending time and energy in meeting people and explaining the message
will the genuine concerns of people be addressed. This is a central point referred to
in the later action learning evaluation.
The second year of the project witnessed a deliberate shift from a postgraduate
certificate based on action research and formal input to a postgraduate diploma
based on an action learning model led by the principal with some support from the
HEI staff. It was believed that action learning can provide a vehicle for individual
learning while establishing a route for the development of a learning organisation
(Harrison, 1996). Participants were thus encouraged to research potentially contro-
versial or contentious areas of the institution's operation, striving for debate rather
than consensus on the premise that "A learning organisation consciously permits
contradictions and paradoxes . In a learning organisation conflicts are not seen as
threats to be avoided but as challenges to be met, with the goal of stimulating ongo-
ing debate on rules, insights and principles." (Swieringa and Wierdsma)
Action learning has its origins in management development in non-educational
settings (Revans, 1982), although since the early 1990s it has been used to varying
degrees of success in management development for educational professionals. It is
interesting to note that action learning is appearing within current initiatives such as
the national primary strategy (2004). In its simplest sense, action learning is designed
to provide a process of mutual learning within a small group or set of managers
through questioning (Q) and reflection using theory and research where appropriate
(P). To use Revans'much quoted formula L P Q: learning equals knowledge plus
questioning insight. For action learning to be effective it should produce action in the
workplace and genuine and often significant personal learning for the individual
(Morris, 1991) whilst acknowledging some of the possible limitations of the
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AN ALTERNATIVE APPROACH TO CPD
460
approach (Harrison, 1996). Fundamental to our assessment of the likely success of
action learning was the contention that the creation of a learning organization could
be achieved through embedding policies of effective learning from the classroom
into the management processes of the College. It is this particular view which
attracted the principal of Winstanley College to the notion of developing the learning
organization and using the CPD programme and action learning as part of the
process.
RATIONALE FOR THE ACTION LEARNING PROGRAMME
Over the past six years Winstanley – a sixth form college specialising in advanced
level courses for its 1650full time 16–19 year old students – has recovered from a
period of financial instability and compulsory staff redundancies. It is currently in
sound financial health, is over-subscribed, has a reputation for academic excellence
and, since May 2001, has enjoyed Beacon status following an outstanding inspection
report. Since 1998 the college has undergone major shifts in organisational structure,
particularly at senior level. Authority has been dispersed in an effort to move away
from a 'headmaster's study' model of management to one in which individuals
throughout the organisation are expected to take full responsibility for the quality of
their particular function.
A less hierarchical structure has emerged with more people than previously
involved in decision-making and management responsibility spread more widely.
Central to this shift is the belief that the needs of students, parents and other stake-
holders are likely to be best served when the concept of continuous improvement is
vested in many hands. Having already undertaken training with a newly constituted
senior management team, the Principal was keen to develop further those character-
istically Winstanley ways of working and to ensure that core values were shared and
subscribed to at all levels of the institution. To that end, in May 2002 an in-house
middle-management programme was devised in conjunction with LJMU and rooted
in the principles of action learning and action research.
It was strongly felt that the benefits of such training would manifest themselves in
middle-ranking staff increasingly able to take decisions, lead others and rise to the
managerial challenges facing them. Without wishing to promote a crude 'manageri-
alism', Winstanley would swell its store of managerial talent and create a cluster of
'change agents' likely to influence organisational practice.
The last college inspection (March 2000) asserted that Winstanley College man-
agement had "no significant weaknesses". The preoccupation of the Principalship
was seen to be the core business of teaching and learning; senior management roles
were well defined and channels of communication clear. A fundamental aim of the
middle-management training was to build on these strengths and extend the best fea-
tures of the senior layer to the heart of the organisation – its middle managers. It was
felt that this objective would be best served by a theoretical overview supplemented
by reflection on personal practice and, for the most advanced learners, evaluative
research into aspects of institutional operation. Individual professional development
MICHAEL AIELLO AND KEVIN WATSON
would thus complement and inform institutional self-assessment. The presence of
the Principal as lead teacher and organisational head would be crucial in cementing the
link.
Desired outcomes
The principal aims of the training were to:
●Help equip actual and aspiring middle managers with the skills required of the
successful leader-manager.
●Empower middle managers to assert their own visions and leadership styles (in a
manner recognisably in step with the vision and direction of the wider college).
●Erode any perceived divisions between senior and middle managers and between
teaching and support staff.
●Foster open debate about issues of concern to Winstanley staff and students.
Axiomatic to the spirit of the course were the convictions that:
●All organisations benefit from open dialogue and two-way communication and
any true 'learning organisation'should embody in its operation the values it cham-
pions.
●Whilst task orientation, administrative efficiency, financial acumen and the like
all have their place in the arsenal of the successful manager, the capacity to lead,
motivate and inspire others is ultimately paramount.
●The involvement of the college principal in the course would demonstrate the con-
viction that the head of an organisation should regard the training of staff as a
major priority and signify a willingness to practise the managerial gospel being
preached.
●The features of effective teaching are very similar to those of the effective managing
and development of staff – good classroom practice and good management should
be mutually supportive so improved management should lead to improvements in
teaching and learning.
The emphasis would be on 'people skills' and the cultivation of productive working
relations. College management would become even more participative and involving
by extending the decision making process to include middle-managers who would in
turn consult with their own team members. Changes would be measured in terms of
the whole staff's perception of the organisational culture of the college. A heightened
sense of value and self worth would, hopefully, foster a more productive working
environment for staff and students alike.
The concept of the learning organisation, as promoted by a number of writers
Agyris and Schon, 1997, Nevis et al., 1995, Senge, 1990 was a source of inspiration
to this thinking. Particularly seductive were the definitions of Pedlar et al. (1991) and
Senge's vision (1999) of organizations continually expanding their capacity through
a culture of continuous learning.
The programme in action
During the academic year 2002–03, 22 Winstanley staff undertook the management
programme. All completed the assignments – reflecting on their own roles and
461
AN ALTERNATIVE APPROACH TO CPD
462
investigating broader aspects of the college's operation – and gained a Postgraduate
Certificate in Educational Management. During a specially convened mini-conference
the course participants presented their research findings to senior managers and
governors of the college. At least four have subsequently found their way into whole
college staff development events and the recommendations of several have come to
influence institutional practice. The programme was repeated in 2003–04 with 15
participants. Whilst only half have opted to gain the 'official' qualification there has
been another successful engagement with issues of common concern and the same
presentation event with assignment conclusions again being summarised for the ben-
efit of those in control of Winstanley's strategic direction.
Perhaps most significantly, seven of the class of 2002–03 have continued with
their studies over the past year and will complete MA dissertations. To our knowl-
edge no other further education or sixth form college has cultivated such a body of
teacher-researchers who are at once a product of, and major contributors to, 'the
learning organisation'. Their work during 2003–04 has been facilitated by a series of
action learning sets, chaired by the principal and supplementary tutorials with Kevin
Watson and/or Mike Aiello. It is hoped that at least some of the work produced will
be published.
Most Winstanley College staff likely to derive immediate benefit from the
management programme will have completed the certificate stage by the end of this
academic year. Some of them, as noted, will continue to work towards an MA in the
action learning set model pioneered this year. New for 2004–05, and aimed at a
different audience to the management course whilst maintaining the momentum of
the teacher-as-researcher principle, is the Postgraduate Certificate in Professional
Practice. Devised, again, in association with LJMU the focus here will be on teacher
effectiveness and classroom practice and can be pursued to MA level.
Evaluation
Direct participant feedback from both the Certificate and Diploma/MA level participants
has been extremely positive. Some of the following comments are informed by this.
The nature and level of staff discourse on issues related to the leadership, manage-
ment and the strategic direction of the college have been enhanced and are apparent
in, for example, staff meetings, departmental self-assessment reports, appraisal
review and internal training events. The majority of staff are conscious of being part
of an aspiring learning organisation and all that entails; many have been given not
only a voice in its development but a new language in which to express it.
College decisions and policy-making have been informed by the research findings
of members of that body. Governors and senior members have been able to make use
of the expertise of a range of stakeholders and thereby to embed teaching, learning
and research in the management process.
The position of the principal as head teacher-learner has been made absolutely
explicit. The development of staff is at the heart and not the periphery of the college's
purpose, the head of the institution has demonstrated an active commitment to the
core business of teaching and learning and thereby helped shorten the gap between
MICHAEL AIELLO AND KEVIN WATSON
the rhetoric and reality of much educational leadership. In the words of one participant,
"You have put your money where your mouth is" and there is a complete resolve to
carry on so doing.
The institutional relationship between Winstanley College and LJMU has proved
to be strong and mutually beneficial. The university has gained a useful laboratory in
which to observe the effects of some new ideas and approaches to professional training
and development; the college has acquired a critical friend well placed to make
objective assessments as to the success or otherwise of its leadership and management.
The original desire to combine elements of theory and practice, of the academic and
the practical, of formal university-style teaching and original college-based research
has remained a guiding principle and could well become a model for comparable
institutional collaboration in the the future.
Teachers (and principals) should be encouraged to be learners. Lifelong learning in the
context of professional development should be far more than periodic skills up-dating
but, imaginatively interpreted, a force for individual and institutional re-generation.
Equally dramatic as exciting as the galvanising effect on the institution, has been
the personal impact on those taking part. More so than any other training undertaken,
the effect of being encouraged to investigate complex and potentially controversial
areas of the college's life has been liberating and empowering. Despite the pressures
on time and workload, for at least four of those second year students en-route to an
MA, the experience has been truly life-changing as the following comments indicate:
Participant 1: "The most important professional development opportunity
I've ever had … Invaluable experience for me"
Participant 2: "I certainly rediscovered my love of learning … I have
really valued and appreciated the opportunity I have been
given – it was a real turning point for me"
Participant 3: "The programme has provided me with a platform to
move forward with my career … Frank, open discussion
and guidance have allowed me to think more creatively
and form judgements from a more informed basis"
Participant 4: "I would not normally have opted for any type of profes-
sional development which demanded so much written work
but I have really enjoyed doing it and it has taught me that
I can be successful in an area outside Science … The
course has made me feel valued and respected as an
employee and I think the money invested has been recouped
in terms of the changes in me as a leader"
Many references to the specific ways in which the research process has helped an
individual to understand and perform a given role are equally positive. The cadre of
change agents would seem to be well and truly formed.
In sum, it is the contention of this chapter that the Winstanley College-LJMU col-
laboration has done much to inspire significant professional development, to nurture
463
AN ALTERNATIVE APPROACH TO CPD
464
the emergence of a core of potential change-agents or 'culture-stimulators'and thereby
to raise and deepen the quality of dialogue and debate over policy and strategy through-
out the institution as a whole. The involvement of the principal in the learning process
and the academic credibility provided by the university were both important ingredi-
ents. Perhaps uniquely in the further education sector, internal development at
Winstanley College is being influenced, and in some cases driven, by a research/
action learning focus by which members of the organisation are informing the whole
nature and future direction of the institution. It is not an over-statement to claim that
an imaginative and focused approach to CPD has played a major part in the nurturing
of a self-sustaining learning organisation.
REFERENCES
Agyris, C. and Schon, D. (1996) Organizational Learning 11. Theory, Method and Practice. Addison
Wesley. New York. N.Y.
Cordingley, P., Bell, M., Rundell, B. and Evans, D. (2003) The Impact of Collaborative CPD on Classroom
Teaching and Learning. In Research Evidence in Education Library. London: EPPI-Centre, Social
Science Research Unit, Institute of Education.
Day, C. (1999) Developing Teachers: The Challenges of Lifelong Learning. London: Falmer Press.
Department for Education and Employment (2001) Learning and Teaching: A Strategy for Professional
Development, DfEE 0071/2001. London: DfEE.
Department for Education and Skills (2004) Excellence and Enjoyment: Learning and Teaching in the
Primary Years, Annesley, Nottingham: DfES 05–2004 G.
Gregory, M. (1996) Developing Effective College Leadership for the Management of Educational Change.
Leadership and Organizational Development Journal, vol. 17, 4, pp. 46–51.
Harrison, R. (1996) Action Learning: Route or Barrier to the Learning Organization? The Journal of
Workplace learning, vol. 8, 6, pp. 27–38.
Hooper, A. (ed) (2001) Leadership Issues Raising Achievement in Horsfall, C. LSDA.
Knight, P. and Trowler, P. (2001) Departmental Leadership in Higher Education. Buckingham: SRHE and
Open University Press.
Morris, J, (1991) Action Learning the Long Haul, in Prior, J. (ed). Handbook of Training and Development.
Aldershot: Gower, pp. 661–28.
Pedlar, M. (1991) Action Learning In Practice, (2nd edition) Aldershot: Gower.
Revans, R. (1982) The Origins and Growth of Action Learning. Chartwell-Bratt: Bickley (London).
Senge, P. M. (1990) The Fifth Discipline: The Art and Practice of the Learning Organization. Double day.
New York. N.Y.
Senge, P. M. (1999) The Dance of Change . New York: Nicholas Brealey.
Simkins, T. and Lumby, J. (2002) Researching Leadership and Management. Research in Post Compulsory
education, vol. 7, 1, pp. 5–9.
Swieringa, J. and Wierdsma, A. (1992) Becoming a Learning Organization. Boston, MA: Addison Wesley.
MICHAEL AIELLO AND KEVIN WATSON
INTRODUCTION
Maori (the indigenous peoples of Aotearoa/New Zealand) students in the compulsory
schooling sector have historically performed less well than their non-Maori counter-
parts. This trend continues in Aotearoa/New Zealand in the twenty first century.
Research (Alton-Lee, 2002) reveals that teachers in mainstream schooling contexts have
lower expectations of Maori students, fail to effectively identify or reflect on how their
practice impacts on the educational experiences of these students, and have limited
support to address these particular issues. There is an urgent need to provide innovative
and effective teacher professional development that is both supportive and enabling, to
reverse the historical trends of Maori student underachievement. This chapter provides
an analysis of a New Zealand Ministry of Education professional development initiative,
the Te Kauhua Maori Mainstream Pilot project. Te Kauhua means the supports on a
waka (ocean going canoe) and is used as a metaphor in this instance, for participants
supporting each other on the same journey. Commissioned by the New Zealand Ministry
of Education, this was an exploratory project aimed at growing teacher capabilities and
cultural competencies through professional development initiatives.
Initiated in 2001, the pilot provided a number of schools the opportunity to
explore, trial and develop innovative models of professional development that
support teacher effectiveness in addressing the underachievement of Maori learners
in mainstream education. In 2004, a second phase of Te Kauhua was commissioned.
Six schools – two primary, two intermediate and two secondary – were selected to
participate in the project. The hypothesis underpinning both phases of the project was
that Maori student social and academic achievement outcomes will improve when
they see themselves reflected in a curriculum, and when teachers are supported to
become agents of change (Shortland-Nuku, 2000).
The Te Kauhua project was facilitated, managed and evaluated in authentic school
sites, for and by teachers, using action research models that contributed to the colla-
tion of each school's case study data. The professional development activities were
contextualised within individual teacher's practice settings, and they provided an
opportunity for schools to work toward developing their own strategies to address
Maori student under achievement, rather than imposing a 'one size fits all' approach.
This approach was critical, to expedite teacher's receptivity to modification and
development of their practice.
Findings from the Te Kauhua pilot suggest that contextualising professional devel-
opment within practice settings is a critical success factor in determining teachers'
465
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32. BUILDING LEADERSHIP CAPABILITY THROUGH
PROFESSIONAL DEVELOPMENT: A NEW ZEALAND
CASE STUDY ANALYSIS
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 465–478.
© 2007 Springer. Printed in the Netherlands.
466
receptivity to modification and development of their practice. It is also a key to
ensuring the establishment of inclusive learning communities, and strong participatory
leadership of professional development.
As we begin to grow teacher capability in terms of enhanced attitudes, expectations,
skills and professional practice, we will go a long way toward building professional
learning communities that foster a reduction in the disparities between Maori and
non-Maori student achievement. The findings of this study are significant for educators
who are interested in building leadership capability through professional development
activities, particularly in bi and/or multi cultural contexts. Clearly there is ample
scope for further research into professional development initiatives and their role in
enhancing leadership efficacy.
This chapter will first discuss the theoretical context of the research. The methodology
used in the study will then be presented, detailing the research design, data collection
and data analysis methods and the general context of the study. Selected findings will
be presented and lessons for ongoing practice highlighted. Some critical success fac-
tors arising from the study are identified, and barriers to potential success noted.
WHAT DOES THE LITERATURE TELL US?
Quality teaching, underpinned by a commitment to caring, collaborative, consultative
relationships (Bishop and Glynn, 1999; Gorinski and Abernethy, 2003), is identified
as a key lever for high quality outcomes in terms of retention and success for diverse
student groups. Research based evidence reveals that in New Zealand, between 40
and 55% of variance in student performance in the compulsory sector is attributable
to differences between teachers and classes, while only 6 to 19% is attributable to
specific school variables (Hargreaves et al ., 1998; Cuttance, 2001). There is clear
evidence then, that teachers'utilisation of pedagogical practices that are underpinned
by research (Calhoun, 2002), and which facilitate diverse students' access to infor-
mation and engagement in learning activities, is a key to quality teaching.
Growing teacher understanding and capability in the use of such pedagogical
approaches, necessitates the implementation of efficacious professional development
initiatives. Further, Higgins (2001) suggests that "school policies and structures,
student backgrounds … teacher's pedagogical styles and associated classroom
dynamics and the teachers' knowledge of learners …" (p. 52) are features of relevant
and dynamic professional development activities. Teachers in bi- and multi-cultural
classrooms face additional challenges in providing a quality learning and teaching
environment that is inclusive of the different cultural capital (Bishop and Glynn,
1999) that minority students bring. In order for teachers to be effective with the
diverse student groups they face, it is critical that they are supported to develop
appropriate and effective attitudes, knowledges, practices and competencies, through
professional development.
Alton-Lee (2002) identified twelve characteristics of quality teaching derived
from a synthesis of New Zealand and international research findings of evidence
linked to student outcomes in the compulsory sector. The twelve characteristics
RUTH GORINSKI
outlined in the following are generic, in that they are not curriculum or age-bound.
For a fuller discussion of these qualities, refer to Alton-Lee (2002). Quality teaching
that facilitates enhanced student achievement involves:
●focussing on student academic and social achievement, and facilitating expecta-
tions of high student outcomes across diverse learner groups
●the implementation of appropriate pedagogical practices that foster caring, inclusive,
and cohesive learning environments (Lieberman and Miller, 1999)
●the establishment of caring relationships between school and other cultural contexts
(Bishop and Glynn, 1999)
●responsiveness to the student learning process
●sufficiency and appropriateness of learning opportunities
●the development of learning tasks that are appropriate to a student's developmental
stage
●alignment of curriculum goals, resources, task design and teaching
●pedagogical approaches that scaffold, and provide appropriate feedback to facilitate
the learning process
●pedagogical approaches that promote learning, student independence, metacognitive
strategies and student engagement in critical discourse
●teacher and student engagement in constructive, goal-oriented assessment
●effective home-school partnerships that are focused on student learning
(Timperley and Robinson, 2002)
●whole school alignment on the goal of enhanced student learning and achievement
(Hopkins, 2001)
Clearly then, ongoing, informed, and evolving dialogue amongst policy makers, edu-
cators and researchers is necessary, in order to optimise achievement outcomes for
students. Central to this dialogue is an urgent need for the development of evidence
based, research-informed, professional development programmes that facilitate these
characteristics of quality teaching (Phillips et al ., 2001).
METHODOLOGY
This pilot project was guided by an action research, multiple case study approach
(Holly and Whitehead, 1986; McNiff, 1993; Stringer, 1996). The goal of action
research is to improve practice. In this instance, the practice that needed to be addressed
was the underachievement of Maori students in mainstream (a generic term used in
New Zealand to encapsulate the 'traditional' school system versus alternative schools
such as kura kaupapa – full Maori language immersion schools) classes nationwide.
Action research involves a step by step process of improvement, that is monitored over
varying lengths of time and by a variety of data gathering mechanisms (McNiff, 1993,
1996). The ensuing feedback may then be translated into adaptations, modifications,
directional changes and redefinitions as necessary, in order to bring about long term
change and benefit to a school community (Cohen and Manion, 1997).
The Ministry of Education selected this methodology because of its appropriate-
ness to the focus of the study: to explore the variety of professional development
467
BUILDING LEADERSHIP CAPABILITY
468
approaches across 10 school clusters, with a focus on raising teacher capacity and
subsequently, enhanced outcomes for Maori students. Kemmis and McTaggart
(1982) define action research as:
A family of activities in curriculum development, professional develop-
ment, school improvement programmes and systems planning and policy
development. These activities have in common the identification of
strategies of planned action which are implemented and then systemati-
cally submitted to observation, reflection and change. Participants in the
action being considered are integrally involved in these activities.
Action research has four key characteristics (McNiff, 1988; Stringer, 1996). First, it is
situational – it involves diagnosing a problem or issue in a specific context and endeav-
ouring to solve or address it in that context. Second, action research is collaborative. It is
also participatory, as team members take part directly in implementing change. Finally,
action research is self-evaluative; that is, ongoing reflection leads to modification of
practices that are continuously evaluated within the context of cyclical improvement.
This action research based, multiple case study approach adopted by the Te
Kauhua pilot, provided an opportunity for all participants involved in the project to
monitor the effectiveness of their professional development activities. The focus was
upon continuous improvement through trialling, evaluating, reflecting modifying,
and implementing new pedagogical and interactional methodologies. In sum, this
case study focused on teacher and student experiences, and offers an example of an
effective and inclusive pedagogical approach to professional development that has
enhanced Maori student achievement.
DATA COLLECTION
A number of data collection methods were utilised across participating schools. The
primary data sources were interviews, questionnaires, surveys, journals and other
sources of document analyses, standardised tests, focus group discussions, school
statistical data, personal development plans, student attendance and retention data,
school entry data and examination results (Patton, 1990; Weber, 1990; Hakim, 1992;
Fowler, 1993; Krueger, 1994; Anderson, 1998). These multiple sources of data col-
lection provided varied perspectives on the impact of the multi-various professional
development programmes implemented across participating schools.
DATA ANALYSIS
This model of professional development provided opportunities for teachers to inte-
grate theory and practice as they reflected on their classroom practices and student
achievement data, and generated creative responses to identified concerns. Data
analysis and interpretation in this context then, was a guided procedure that involved
reflecting, drawing inferences and evaluating the project in stages.
The analysis and interpretation of data, sought to describe and explain the links
between teachers' practice and students' social and academic achievement outcomes
RUTH GORINSKI
within a set of conceptually specified analytic categories (Bogdan and Taylor, 1975;
Huberman and Miles, 1994). The analytic categories were developed from an exam-
ination of the student data, teacher data and document analyses. Much activity of an
incidental nature occurred as discussion amongst teachers. The interpretation of data
should then be treated as a reflection of a situation specific approach, which warrants
ongoing investigation and monitoring.
SCHOOLS INVOLVED
Seventeen schools, constituting ten 'clusters' of both urban and rural schools from a
selected geographical zone encompassing Auckland in the north and Christchurch in
the south, were involved in the Te Kauhua pilot. Seven schools were secondary and
ten were primary/intermediate. There was a range of co-educational and single-sex
schools involved, and all were state schools excepting one integrated Catholic pri-
mary school. The decile rating of participating schools ranged from decile one to
decile six. All schools in New Zealand are assigned a decile rating. Decile ratings
range from 1 (lowest) to 10 and are reflective of a school's socio-economic rating.
The lower the decile, the higher the government funding available. Figure 32.1 iden-
tifies the school clusters, regions and decile ratings:
RESPONDENTS
All primary schools involved all teaching staff in the pilot initiative. Secondary
schools however, tended to work with target groups of teachers either at year group
level, or in specified curriculum areas.
469
BUILDING LEADERSHIP CAPABILITY
School/Cluster Region Decile
Waitakere College Auckland 4
Rotorua Lakes High
Mokoia Intermediate
Rotorua 6
5
Rotorua Boys High Rotorua 4
Tauranga Boys College Tauranga 5
Te Akau ki Papamoa Primary
Greerton Village Primary
Tauranga 3
3
Taumarunui High Taumarunui 2
Wanganui City College Wanganui 2
Waitara Central Primary
St Josephs Primary
Waitara 1
1
Bishopdale Primary
Northcote Primary
Gilberthorpe Primary
Christchurch 2
2
2
Greymouth High
Runanga Primary
Greymouth 4
2
Figure 32.1. School clusters, regions and decile ratings of schools in the study
470
Each cluster school appointed a project facilitator/s for the two and a half years of
the pilot. Facilitator employment ranged from pro-rated to full time positions. Ten
facilitators were Maori and three were non-Maori. The facilitator's role was to
co-ordinate and facilitate in-school professional development initiatives that would
build teacher capability, thereby contributing towards improved academic and social
outcomes for Maori students in their respective schools. A number of schools also
utilised educational consultants and other professionals, for example, resource
teachers of learning and behaviour (RTLB) or resource teachers of Maori (RTM), to
support their programmes. Principals of all schools were involved in the project, and
a number of schools had active Maori parent/whanau (family) groups contributing to
the initiative.
ETHICAL CONSIDERATIONS
The data collection processes implemented throughout this inquiry have been
aligned to those adopted by the American Anthropological Association. Consistent
with most qualitative investigation in the field of education, this research was overt
in nature. Principals and/or facilitators in each school, discussed the project both ver-
bally and in writing with staff, governance and parents/whanau of Maori students.
At the data-gathering phase, a major element in overt research is 'informed consent'
(Keats, 1988; Glesne and Peshkin, 1992). Through informed consent, potential
informants were made aware that their participation was voluntary, confidential and
that their anonymity would be maintained (Bogdan and Biklen, 1992; Burns, 1994).
This information was conveyed in a letter that was sent to parents, staff and students,
seeking their cooperation in the data collection process. All participants completed
informed consent documentation.
FINDINGS AND DISCUSSION
The data suggest that Maori students will achieve when teachers modify their practice
in response to professional development activities that generate critical reflection.
Across the participating cluster schools, there was evidence of enhanced teacher
expectation, attitudes, skills and practice, and a fostering of the development of pro-
fessional learning communities. Further, the data collected indicate improved social
and academic outcomes for Maori students. There was also a high degree of consistency
in the way teachers involved in the pilot felt about their collective professional devel-
opment experiences and ongoing needs, in terms of building leadership capability.
Key outcomes of the Te Kauhua initiative revealed in the data across school clusters,
centred upon four key factors including:
●school learning community development,
●enhanced teacher efficacy,
●improved social and academic outcomes for Maori students and
●enhanced family/whanau – school relationships.
RUTH GORINSKI
SCHOOL LEARNING COMMUNITY DEVELOPMENT
As a result of initiatives implemented in the context of Te Kauhua, there was evidence
of the development of professional learning communities within schools. These com-
munities focussed upon relationship building, teaching and learning, and a staff
responsibility for data collection. Relationship building was evident in enhanced
teacher collegiality and collaboration (Bishop and Glynn, 1999; Lieberman and
Miller, 1999; Poskitt, 2001). This was reflected in, for example, the adoption of
co-operative teaching approaches, peer observations and feedback, and professional
reading circles. As well as enhanced staff relationships, the pilot facilitated improved
relationships between teachers and students and students and students.
The embedding of the underpinning principles and philosophies of Te Kauhua into
some schools' policies and procedures, to facilitate sustainability of the successes,
further fostered the growth of some school learning communities. This approach
appeared to unite staff as they shared a common concern for Mäori student achievement.
Finally, a heightened awareness of the need for regular, co-ordinated data collection
and analysis to both inform the professional development process, and to evidence
shifts in Maori student academic and social achievement, contributed to the realisa-
tion of learning communities across participating schools. Staff were motivated by an
evidence-based approach to professional development that sought to address specific
student learning needs, and this appeared to support the realisation of professional
learning communities.
ENHANCED TEACHER EFFICACY
A critical component in raising Maori student achievement is enhanced pedagogical
practice. Across school clusters, there was evidence of teachers trialling a range of
different teaching strategies. These included for example, the development of cultur-
ally located practice, including student involvement in curriculum co-construction
(Bishop and Glynn, 1999) and the integration of te reo Maori (Maori language) and
tikanga Maori (Maori protocols and ways of doing and knowing) into teaching and
learning programmes. Further, the data indicate a heightened awareness amongst
teachers of the importance of discursive pedagogical approaches such as peer coach-
ing, co-operative learning activities, feedback and feed forward techniques. The shar-
ing of lesson objectives with students, was also identified as a key tool in addressing
Maori student underachievement.
IMPROVED SOCIAL AND ACADEMIC OUTCOMES
FOR MAORI STUDENTS
The study clearly evidenced the crucial role of professional development in helping
teachers to understand not only the importance of relationships, but also how to form
and nurture them effectively. Teachers demonstrated that they cared about Maori
student success and achievement in a variety of ways, including: communicating
471
BUILDING LEADERSHIP CAPABILITY
472
clear expectations about achievement and success; engaging students in the learning
process; challenging Maori students to persist with their learning; and taking time to
learn about Maori students' needs, interests and backgrounds, in order to overcome
potential or actual barriers to Maori student learning. Where teachers exhibited such
behaviours and attitudes in their communication, there was evidence across school
clusters of enhanced literacy and/or numeracy outcomes for Maori students, as well
as increased Maori student attendance, participation and engagement in classroom
related activities.
ENHANCED FAMILY/WHANAU – SCHOOL RELATIONSHIPS
In addition to the significance of enhanced staff interactions, the findings highlight
the importance of forming relationships with various stakeholders in the school
community, including parents/caregivers, students and kaumatua and kuia (Maori
elders, highly respected amongst Maori). The fostering of these relationships was
critical to Maori students' success, and to the creation of optimal learning conditions
for all participants in the pilot. Further, concomitant with enhanced school-whanau/
community collaboration and consultation, was an increase in whanau involvement
in school community activities.
Professional development plays a pivotal role in assisting teachers to understand
not only the importance of relationships, but also how to build and nurture such rela-
tionships. This is consistent with the school improvement literature (Fullan, 2001;
Stoll, et al ., 2002; Timperley and Robinson, 2002) that emphasises the strong corre-
lation between successful stakeholder relationships and enhanced student achieve-
ment outcomes.
LESSONS FOR ONGOING PRACTICE
There are six clear implications for teachers and school communities from this initial
pilot study in Aotearoa/New Zealand. These are outlined in the following discussion.
Improved efficacy in teacher professional development
First, one of the keys to effecting enhanced social and academic achievement out-
comes for Maori students in mainstream settings, is improved efficacy in teacher pro-
fessional development. Professional development must focus first and foremost on
building and developing positive interactional approaches (Bishop and Glynn, 1999;
Gorinski and Abernethy, 2003; Gorinski, 2005). The single factor common to all par-
ticipating schools, was the development of caring, collaborative, consultative rela-
tionships between teachers and students; students and students; teachers and
teachers; teachers and whanau, and school communities and whanau. The findings
clearly indicate that without a primary focus on relationship building amongst all
groups comprising the school community, the effectiveness of any endeavours to
enhance Maori student achievement will be severely compromised.
RUTH GORINSKI
Relationship building
Second, schools embarking on a journey such as Te Kauhua, would benefit from
building professional development activities upon the application of tikanga Maori
principles. Whakawhanaunatanga – relationship building; tautoko – genuine support
and endorsement; tino rangatiratanga – active recognition of the mana (prestige and
integrity) of the tangata whenua (local people); and manaakitanga – meeting the
physical and emotional needs of all people (Timperley and Robinson, 2002; Sinclair,
2003), are key factors to the success of such projects.
Culturally responsive professional development (McAllister and Irvine, 2000) that
focuses upon raising teachers' pedagogical knowledge, cultural competencies, and
understanding of Maori students, so that the different cultural capital (Bishop and
Glynn, 1999) they bring to the school context is understood, valued, and scaffolded,
is an urgent priority. Whilst such an approach takes time, the Te Kauhua journey
clearly evidences the benefits of these endeavours in terms of enhanced outcomes for
Maori students.
Involvement of leadership
Third, principal, senior management team, and governance support, involvement,
and on-going commitment and participation are critical success factors, and key
components to the sustainability of such projects. Principals, who foster a culture of
continuous improvement through collaborative practices, (Fullan, 2001) and the
active engagement in, and encouragement of action research to refine the teaching
knowledge base, are pivotal to successful professional development initiatives. Such
principals will ensure that the goals of any professional development initiative are
embedded in school policies and procedures to ensure sustainability.
This pilot study clearly evidenced the benefits of a collaborative, inclusive leadership
approach. Schools in this study that initiated professional development activities
without the active leadership of the principal experienced greater resistance amongst
staff, miscommunication, and more systemic difficulties in terms of prioritising pro-
fessional development initiatives, than schools with strong, active leadership.
Facilitator knowledge and skill
Fourth, the appointment of facilitators who have the requisite knowledge, skills and
abilities to support and guide professional development activities, is critical. In the
absence of strong facilitation skills, initiatives were more inclined to focus on super-
ficial professional development activities as opposed to in-depth, reflective based
activity. Further, the clear articulation of project goals, to a range of stakeholders, is
a foundation for success. This necessitates sound facilitator communication skills.
Support for the facilitator/s from the principal and senior management team is a pre-
requisite to ensuring on-going capacity building in school communities.
Refined research methodology
Fifth, the development of a refined research methodology as opposed to randomly
located, disjointed activity, is a key to meaningful data collection and analysis, and
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BUILDING LEADERSHIP CAPABILITY
474
the ultimate credibility of such a project (Calhoun, 2002). Attention to the identification
of appropriate data gathering mechanisms and evaluation tools at the outset of any
professional development initiative, will provide a foundation for ensuring measurable
student achievement outcomes. The Te Kauhua pilot highlighted the need for the
collection of baseline data and ongoing systematic formative and summative data
gathering, to evidence shifts in Maori student achievement. It also emphasised the
importance of facilitator and/or teacher training in the areas of data gathering and
analysis.
Action research has the potential to change the professional climate in a school so
that continual formal learning is both expected and supported (McNiff, 1996). Such
research asks educators to examine their practice and its context, explore the
research base for ideas to adopt in their classroom, compare what they find to their
current practice, participate in training to support identified changes and study the
effects of such initiatives on themselves, their students, and their colleagues
(Calhoun, 2002).
Irrespective of whether action research is used as a school improvement mechanism,
or as an individual professional development tool, it affords teachers the opportunity
to utilise current research, add to their own knowledge and practice base, and in
doing so, fosters more intentional and effective classroom learning conditions. The
Te Kauhua pilot highlighted the benefits of such an approach for on going profes-
sional development in teacher education contexts.
Building leadership capability takes time
Finally, it takes time and commitment to develop professional learning communities
(Guskey and Huberman, 1995; Darling-Hammond, 1996) with a shared language and
understanding of pedagogical knowledge, skills and practices that are enabling of
Maori student success. All schools involved in the Te Kauhua project experienced the
frustration of 'slow beginnings'. Community liaison was frequently time consuming,
and working towards stakeholder buy-in took varying amounts of time amongst par-
ticipating schools. Such 'growing pains'however, are part of any exploratory journey
and provide a way forward in terms of shifting a school culture and maximising aca-
demic and social outcomes for Maori students.
Upon reflection of the Te Kauhua pilot, participating schools identified a number
of factors that can inform ongoing work in determining a framework and infrastruc-
ture for building leadership capability through professional development. These can
be broadly categorised as critical success factors and barriers to success for school
communities embarking upon similar professional development journeys.
CRITICAL SUCCESS FACTORS
The following highlight some of the factors identified by participants in the pilot, as
critical ingredients to the success of this project:
●the unqualified support, participation, commitment and leadership of the princi-
pal, senior management team and governance
RUTH GORINSKI
●the commitment of leadership to embed change into school wide policies and
procedures to ensure sustainability
●effective community/whanau/stakeholder consultation from project conception
●effective relationship building amongst staff
●full staff involvement and a receptivity to change; a degree of flexibility, and
motivation to participate
●a recognition that change takes time
●financial support for teacher release for professional development, resource
preparation and the monitoring of project direction and achievements
●recognition of staff as professionals and the provision of quality professional
development when using 'out-of-hours'time to deliver professional development
activities
●regular, meaningful, and detailed evaluation and measurement of change to
inform the cycle of continuous improvement
●reflection of Maori culture within the school community, for example Maori staff,
participation in marae wananga (learning in traditional Maori settings) and atten-
dance at kapa haka (performing arts) competitions
●facilitator experience, knowledge, skills, and the ability to communicate
effectively
●professional development for facilitators and project co-ordinators
BARRIERS TO POTENTIAL SUCCESS
Respondents also articulated a number of factors considered to be obstructive to suc-
cessful professional development initiatives:
●high staff turnover – principals and teachers
●lack of adoption of the initiative by the whole school community
●lack of support, participation and leadership by the principal, management team
and/or governance
●failure to position the initiative as a priority
●systemic organisational deficiencies, for example meeting clashes
●poor communication amongst stakeholders including the principal, teachers,
facilitators, parents, whanau and the wider community
●pre-existing beliefs and attitudes, and a resistance to change amongst stakeholders
●student lack of attendance and/or student transience
●inappropriate data collection tools and/or a lack of teacher/facilitator expertise in
data gathering and analysis techniques
●inadequate or irregular assessment and reporting systems that preclude the effec-
tive monitoring of change strategies on student achievement
CONCLUSION
Researchers, educationalists and policy makers share a common view that enhanced
student achievement is dependent upon responsive teachers, who are active participants
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BUILDING LEADERSHIP CAPABILITY
476
in on-going, high quality professional development activities (Guskey and
Huberman, 1995; Darling-Hammond, 1996; Robertson and Allan, 1999; Fullan,
2001; Guskey, 2002). Such professional development is viewed as an essential
mechanism for teachers to improve their knowledge and expertise, thereby raising
their capability to contribute generally to enhanced student learning and achievement
Further, if we are to address in particular , the issue of enhanced Maori student
achievement, professional development activities that focus on reciprocal, power-
sharing relationships in the teaching and learning context are fundamental (Bishop
and Glynn, 1999; Gorinski and Abernethy, 2003; Gorinski, 2005).
It is critical then, that teachers engage in ongoing activity to update and expand
their professional knowledge bases, in addition to improving or reviewing their
practices to ensure they are best meeting the learning needs of an increasingly diverse
student base. The Te Kauhua pilot was a Ministry of Education response to the recog-
nition of the importance of teacher professional development in reducing disparity,
leading to the enhancement of Maori student achievement in mainstream schools.
The continuing challenge for school communities lies in identifying strategies that
sustain and increase the new knowledge bases and practices that support enhanced
teacher capability, in order to effectively continue facilitating improved Maori
student achievement outcomes. The Te Kauhua pilot findings clearly evidence that
sustainability is facilitated in school learning communities that embed within their
policies and practices, principles and mechanisms that support an ongoing cycle of
continuous improvement through professional development (Higgins, 2001).
In sum, Camburn (1997) reminds us that while teacher professional development
is imperative, "our public school system is ultimately in the business of educating
students not teachers" (p. 60). The creation of environments that are conducive to
teacher learning must therefore, be tested against the standard of improved Maori
student achievement, if we are to see real outcomes. The Te Kauhua Maori
Mainstream Pilot has enabled rich exploration of a variety of professional develop-
ment approaches that evidence a growing body of knowledge of effective leadership
interactions and strategies that are resulting in improved outcomes for Maori
students.
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RUTH GORINSKI
TE KOHUHUTANGA KI TE RANGAHAU – INTRODUCTION
TO THE RESEARCH
The motivation for the research arose from my role as a Päkehä (European New
Zealand) teacher educator with responsibility for preparing secondary school art
teachers to implement national curriculum policy in visual arts education. Embodied
in New Zealand statutes, including educational policy, are the principles of Te Tiriti o
Waitangi-Treaty of Waitangi (1840). For example, in its overarching policy statement
for schools, The New Zealand Curriculum Framework (Ministry of Education, 1993,
p. 1), the Ministry declares that "it acknowledges the value of the Treaty of Waitangi
and of New Zealand's bicultural identity …" The curriculum statement pertinent to
my teacher education programme, The Arts in the New Zealand Curriculum (Ministry
of Education, 2000, p. 9), states that "… toi Mäori, the arts of the Mäori, are integral
to our sense of a distinctive, evolving national identity". Further, in respect of the
visual arts discipline in the arts curriculum, "all students should have opportunities to
learn about traditional and contemporary Mäori art forms" (ibid, p. 71). A resource for
teachers (Ministry of Education, 2004, p. 2), published subsequent to my research,
uses a new nomenclature – 'Maori visual culture'. Here the Ministry declares that
"Mäori visual culture is a living and significant dimension of New Zealand society
and should be taught in all our schools with knowledge and respect".
In Aotearoa-New Zealand teachers as agents of the Crown share responsibility
with the indigenous Mäori for bicultural development within educational settings.
Thus, bicultural educational policy requires that I prepare my pre-service teachers in
respect of teaching Mäori art/visual culture. In the 1980s when I entered teacher
education I saw the task of teaching Mäori art as relatively straightforward. In the
intervening years I have become increasingly conscious of a number of dilemmas
which complicate the issue of bicultural policy in education. These issues, confirmed
by a survey conducted in 1996 in my geographical location, Auckland-Tamaki
Makaurau (Smith, 1996), and by a recently completed research project (Smith,
2005), are of concern to visual arts teacher educators throughout the country. First is
the dilemma of a largely non-Mäori secondary school teaching force required to
fulfil bicultural obligations. Second, there are comparatively few Mäori holding the
(Western) qualifications requisite for entry to tertiary institutions and colleges of
education and subsequent employment in secondary schools. A third dilemma is the
very small number of heads of art departments who are Mäori, thereby limiting the
possibilities of equitable leadership. The fourth dilemma, the most problematic in
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33. A CASE STUDY: THE DILEMMAS OF BICULTURALISM
IN EDUCATION POLICY AND VISUAL ARTS EDUCATION
PRACTICE IN AOTEAROA-NEW ZEALAND.
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 479–494.
© 2007 Springer. Printed in the Netherlands.
480
view of the demographic composition of teachers and students, is the limited and
often superficial knowledge and experience that the majority of my predominantly
non-Mäori students have of Mäoritanga (traditions, practices and beliefs), tikanga
Mäori (respect for cultural values), and of traditional and contemporary Mäori art
forms when they enter the visual arts teacher education programme.
These dilemmas motivated me to investigate the realities of schooling under bicul-
tural policies. Underpinning my research were two key questions: What is the history
and political and social agenda which lies behind New Zealand's bicultural education
policy? What are the perceptions, behaviours and performances of the participants in
relation to the bicultural curriculum imperative?
NGA HUA A NGA TUHITUHINGA – WHAT I FOUND IN THE LITERATURE
Attitudes towards Te Tiriti o Waitangi-Treaty of Waitangi
I took as my starting point Te Tiriti o Waitangi – Treaty of Waitangi signed in 1840 by
over 500 Mäori chiefs and by William Hobson representing the British Crown. My
intention was not to research the treaty itself although the topic required an intensive
search of the literature related to it, and subsequent events. Although the treaty
established the signatories as equal partners holding equal rights and privileges the
interpretation of this declaration of equality and its legal status have been argued ever
since (Orange, 1987). There is evidence that while the treaty was obedient to the
prevailing colonial policy of protection of the rights of the indigenous, scholars such
as Orange (1987), Kawharu (1989), Renwick (1991) and Brownlie (1992) claimed it
was an expedient, if reluctant, solution adopted by the Crown to control unruly
factions, Päkehä and Mäori. Päkehä historian, Orange (1987), wrote of differences in
interpretation by Mäori and the British colonists, not just in wordings in English and
Mäori, but in understandings of the concept of tino rangatiratanga (sovereignty). She
noted successive provincial governments' subversion of the original intentions of the
treaty which culminated in a judicial ruling in 1877 that the treaty was a 'nullity'.
This declaration held sway until the 1970s rendering the treaty, and the protections
Mäori expected from it, completely without force.
It was clear from the literature that despite the treaty partnership Päkehä power and
authority has prevailed. Although there was some evidence of often paternalistic,
humanist attitudes, assimilation has been overtly and covertly the prevailing policy.
Orange (1987, p. 2) maintained that "Europeans, in particular, have shifted their posi-
tion on the treaty to suit their purposes". Mäori scholar and activist, Walker (1973,
p. 111), is adamant that "the assimilationist policies which contradicted the intention
of the treaty inflicted on subsequent generations of Mäori children an identity con-
flict that persists to the present day". Further, he claimed that the destruction of their
culture has developed both a defeatist and an aggressive response from Mäori who
seek an identity outside the Päkehä conventions.
Evident also in the literature was substantial disaffection with such assimilationist
policy amongst Mäori and some Päkehä (Jones et al., 1990; Pearson, 1991;
JILL SMITH
Openshaw and McKenzie, 1997). It was within such disaffection, and in a climate of
liberal humanism fostered by the economic prosperity of the 1970s, that the seeds of
'biculturalism' were planted. An educated Mäori middle class with a foothold in the
professions could employ European/Päkehä stratagems. A Labour government, itself
an outcome of working class rejection of the hierarchical power of the British ruling
classes and prompted by its own sense of 'Päkehä guilt' was responsive to growing
Mäori protest and affirmation of rights (Rata, 2000). In 1974 the Labour government
enacted statutes establishing bicultural policy.
The literature expounding attitudes towards Te Tiriti o Waitangi-Treaty of
Waitangi, beliefs about European/Päkehä dominance, questions of equality, and the
impact of the treaty on education informed the research methodology.
Interpretations of 'biculturalism'
Evident in the literature pertaining to biculturalism was substantial controversy over
the often-conflicting interpretations of 'bicultural identity' and 'biculturalism'
referred to in The New Zealand Curriculum Framework (Ministry of Education,
1993) and The Arts in the New Zealand Curriculum (Ministry of Education, 2000). A
review of other curriculum documents, for example the Social Studies in the
New Zealand Curriculum (Ministry of Education, 1997, p. 56), found that bicultur-
alism was defined as "describing the interactions, relationships, and sharing of
understandings, practices, and beliefs between two cultures: in New Zealand, these
cultures are Mäori and Päkehä". Simplistic definitions which focused on notions of
two distinct cultures in one country, or having or combining two cultures, were con-
sidered by Clark (2002, p. 96) to be the minimalist concept of biculturalism
embraced by most New Zealanders. He claimed that there was unlikely to be "an
equivalent measure of support for biculturalism in the sense of equality".
Varying Päkehä viewpoints were found in the literature. Christie (1999), for example,
resented what he saw as the privileged treatment of Mäori, arguing that within a democ-
racy individual human rights must prevail over ethnic affiliations. Christie claimed that
Mäori are given unfair advantages in terms of compensations negotiated under the
Waitangi tribunal and provoke dissent by claims for independence and sovereignty. In
one of his commentaries, 'Brainwashing in Schools', Christie (1999, p. 71) stated:
The situation is created in New Zealand where children with even a slight
trace of Mäori ethnicity, or none at all … are coerced into displaying
'Mäori culture', into believing notions of kotahitanga, kingitanga, and
rangitiratanga, and to assume a partisan ethnic stance … All such think-
ing, though based on bunkum, is taught in schools by government direc-
tive and enforcement, with the support of academia from where it is
piped throughout.
(1999, p. 71)
Päkehä scholar, Rata (2000), an advocate in the 1970s and 1980s of biculturalism as
serving purposes of political justice and social inclusion, wrote of the white humanist
middle class sensing defeat and retreating in the face of increasing ethnification and
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A CASE STUDY: DILEMMAS OF BICULTURALISM
482
indigenisation by Mäori who reject the paternalism of biculturalism and multicultur-
alism. Rata (2003, pp. 9–10) has since 're-thought' biculturalism. She claims that
"despite the democratic ideals of the early Mäori and non-Mäori biculturalists" a
misleading identification of culture with ethnicity has given rise to "an anti-democratic
biculturalism".
Mäori groups, notably within a tribal definition, expressed clear views on bicul-
turalism. They rejected what they saw as the oppressive policies of a post-colonial
government, seeing their future as lying within an ethnic interpretation of culture, in
which race marks both point of entry and disbarment. As example, Mäori artist and
scholar, Jahnke (1995, pp. 9–10), claimed that biculturalism is a deliberate Western
construct, a means by which the power-holding sector can ameliorate discontent and
salve conscience without surrendering supremacy. He declared:
For biculturalism to be more than a pathetic fallacy requires empathetic
negotiation across the boundaries of cultural reality. To presuppose a
priority of vision defined solely by Western perception merely perpetuates
the cultural capital of the élite as the sole criterion of cultural legitimacy.
My research was informed by the marked difference of opinion evident in the litera-
ture about what constitutes biculturalism. Although bicultural models of education
promulgated by the Department of Education (1976) and the Director General of
Education (Renwick, 1984) emphasised Mäori-Päkehä interaction there remain
many issues for Mäori. Foremost is an education system geared to a mono-cultural
Päkehä frame of reference (Walker, 1973; Bishop and Glynn, 1999; Hall and Bishop,
2001). Claims by Mäori that educational policies and practices were, and continue to
be, developed in a framework of colonisation were a critical part of the research.
However, as an educator in a state institution I felt bound to accept the particular concept
of biculturalism that is written into education statutes, one that appears to rest on an
ethnic determination of culture.
Problems of defining 'Mäori art'
The requirement for all students, and not just Mäori, to receive a bicultural interpretation
of visual arts education posed a significant question for the research – what is Mäori art?
It was clear from the literature that Mäori art was considered as complex and
differentiated as art of the Western world. Evident as much in Mäori scholarship as
in Päkehä interpretation, a significant variety of opinions were expressed. For Mäori,
as for many indigenous peoples, art and culture were seen as inseparable. Included
are forms that have been made for personal and community use, and which have
pervaded the whole way of Mäori life. For Mäori these are much more than objects
of beauty; they are the embodiment of spiritual and ancestral power (Hakiwai, 1996).
Mäori scholars themselves offered significantly differing definitions. At one end of
the spectrum Mäori kaumätua (revered elder), Mead (1984, p. 75), considered that
"Mäori art is made by Mäori artists working within Mäori stylistic traditions of the
iwi for the iwi". Hakiwai (1996, p. 54), supporting Mead's view, explained that what
the Western world has called Mäori art, Mäori call taonga:
JILL SMITH
Taonga or treasures embody all those things that represent our
culture … Our treasures are much more than objets d'art for they are
living in every sense of the word and carry the love and pride of those
who fashioned them, handled and caressed them, and passed them on
for future generations.
Taonga, thus, has the mana or status of cultural property to be protected in treaty
terms by the state which must take responsibility for it and ensure education about its
meanings, origins and mana.
In contrast, contemporary Mäori artists, curators, and commentators such as
Panaho (1988) argued that Mäori art has always been innovative and responsive to
change and may quite properly employ Western materials and techniques in inter-
preting Mäori ideology. Hotere (cited in Davis, 1976, p. 29) took issue with being
labelled a 'Mäori artist'. In Hotere's oft-quoted statement, "I am Mäori by birth and
upbringing. As far as my work is concerned this is coincidental", he denied that
ethnicity had relevance in his art making. Conversely, Walsh (cited in Poland, 1999,
p. 2), defined Mäori art by ethnicity of the maker, claiming that "Mäori art is simply
work by artists of Mäori descent, regardless of how it looks". Yet another position,
one which did not specify making or ownership, was taken by Mäori cultural com-
mentator Parekowhai (cited in Poland, 1999, p. 2). "Mäori art", she said, "is art where
Mäori can see themselves in the picture, either through visual motifs, reference to
history, or subject matter. If it speaks to Mäori, of Mäori, then it is Mäori".
The perspectives presented by a range of scholars, artists, curators and commentators
provided the framework for investigating research participants' understandings of
Mäori art, its forms, and its significance.
The place of Mäori art in visual arts education
The statutory requirement for schools to teach Mäori art as part of visual arts educa-
tion demanded a close examination of national education policy and curriculum.
Analysis of the documents indicated that prior to the 1950s Mäori art had been
systematically rejected from art education in New Zealand schools. This rejection
was grounded in policies of a dominant Päkehä society which, even in its Native
Schools, adhered rigorously to a British model of curriculum. From the 1950s the
then Department of Education provided some resources in Mäori art to primary
schools, but it was not until 1975 that a new School Certificate Art prescription
(Department of Education, 1975), innovative in its time, required secondary school
students to study the forms and significance of some examples of Mäori art. A
requirement of the current curriculum, The Arts in the New Zealand Curriculum
(Ministry of Education, 2000) is, likewise, to provide opportunities for students to
learn about traditional and contemporary Mäori art forms. For the National
Certificate of Educational Achievement (NCEA), implemented in 2002, year 11
visual arts students (mostly 15 year olds) are assessed on their ability to "research art
and artworks from Mäori and European traditions and their context" (New Zealand
Qualifications Authority, 2000).
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A CASE STUDY: DILEMMAS OF BICULTURALISM
484
Tracing curriculum changes in the literature was an important part of the research.
It provided an incentive to investigate the view of expatriate New Zealander, Graeme
Chalmers (1999, p. 176), that art education in colonial New Zealand was (and still is)
"a major agent of colonisation and cultural imperialism".
The varied viewpoints on Te Tiriti o Waitangi -Treaty of Waitangi, biculturalism,
Mäori art, and the place of Mäori art in visual arts education presented in the litera-
ture heighten the dilemma for visual arts teachers. They raised questions of how
curriculum demands are to be met when art teachers are confronted with contradictory
definitions of Mäori art, who may and can teach it, and who will fulfil this state
curriculum requirement in a system that has a pitifully small number of Mäori art
teachers. These questions have impacted upon my role as a Päkehä teacher educator.
Despite a hardening of attitude towards the protection of Mäori traditions and knowl-
edge and towards limiting access to those traditions and knowledge by non-Mäori
(Whitecliffe, 1999) I have received much support and since the 1980s have developed
strategies to support non-Mäori (and Mäori) art teachers to learn about and teach
Mäori art education (Smith, 1996, 2001, 2003a, b).
Whatever the stance I take, however, I am still faced with the dilemma – May I
teach Mäori art? It is, I believe, a national dilemma and was the raison d'être of this
research (Smith, 2001). It is a question I continue to pose to art educators nationwide
(Smith, 2003a).
NGA TIKANGA A NGA RANGAHAU – HOW I CONDUCTED
THE RESEARCH
My research did not seek to resolve the dilemma. Instead, I sought to evaluate what
was happening in a sample of schools in response to the bicultural curriculum
requirement. Using qualitative research methodology I conducted an interpretative
case study to raise issues and inform dialogue about this particular institutional policy.
It provided an opportunity, in Eisner's (1991, p. 169) terms, to "confer my own
signature upon my work".
The settings for the case study, those in which art teaching represented my
specialist territory of secondary art education, had national policy and curricula in
common. They comprised nga kura tuarua (three secondary schools), each differing
in physical and environmental contexts. To protect their identity I named them Te
Kura Hine (the girls' school), Te Kura Tama (the boys' school), and Te Kura Hine-
Tama (the co-educational school). The selection, based on Patton's (1990) criterion
sampling, included low to high decile classification (based on socio-economic sta-
tus), geographical location and ethnic composition. In one school there was up to
50% Mäori and/or Pacific Islands students. In another there was a wide range of stu-
dent ethnicities, and in the third school the population was predominantly 'white'
mono-cultural. Twenty-seven participants, nine in each school, and myself as the key
instrument (Eisner, 1991), were involved in the research.
Consistent with case study research, participant perspectives were gained through
qualitative methods which did not privilege one method over another (Wolcott, 1994;
JILL SMITH
Stake, 2000). Critical document analysis, as the catalyst, was followed by observa-
tions, then interviews. Referred to by Wolcott (1994) as examining, enquiring and
experiencing, these methods were selected to gain multiple perspectives of the issues
underlying the research, and the implications of these for my pre-service teacher
education programme.
The data provided by the inquiry formed the substance of narrative vignettes
(Erickson, 1986) in which I described events as vividly as possible to give the reader
a sense of 'being there'. To add credence to my research I adopted Eisner's (1991)
structural corroboration, multi-method techniques and analyst triangulation. I used
the coding and categorising processes recommended by Bogdan and Biklen (1992)
and Tolich and Davidson (1999) in order to focus on the interpretations which the
principals, art teachers and students gave to their own actions.
An interpretivist case study methodology requires scrupulous documentation,
cross-referencing, referral of field notes back to those interviewed, and a great deal
of what Wolcott calls "healthy scepticism" (Wolcott, 1994, p. 21). The issues of
biculturalism raised ethical concerns. Not only was I required to satisfy institutional
ethical protocols but had a self-imposed ethic to respond to. As a Päkehä teacher edu-
cator I am sensitive to Mäori attitudes towards Päkehä intrusion into Mäori cultural
territory. Throughout the research I scrutinised my own involvement with both Mäori
and Päkehä participants, aware of Stake's (2000) reminder that researchers are guests
in the private world of participants. I valued also Tolich and Davidson's (1999) advice
about the ethical principle that must override every piece of social research in
Aotearoa-New Zealand – to think of it as a small town in order to protect the people
in the study.
NGA HUA A NGA PUKAPUKA – WHAT I READ IN
THE DOCUMENTS
'Examining' involved the analysis of national curriculum documents and schools'
charters, mission statements and art department schemes. As example, the Thomas
Report on The Post-primary School Curriculum (Department of Education, 1943)
contained only one reference to Mäori, not in respect of art education but social stud-
ies. From 1945 Department of Education and Ministry of Education documents
showed a growing awareness of bicultural responsibility and a move from 'should' to
'must'. From the 1970s all art curriculum documents included requirements to offer
Mäori art in programmes, culminating in The Arts in the New Zealand Curriculum
(Ministry of Education, 2000). I noted in successive documents the increasing use of
te reo Mäori (the Mäori language), albeit with English translations.
Analysis of the three schools' charters and mission statements showed a strong
link between the documents and the nature of the schools and communities in which
they were socially and economically located. Two sets of documents indicated strong
emphasis from Boards of Trustees and principals upon bicultural policy, while the
third made no reference to biculturalism. The following comments from the three
principals illustrate their attitudes towards acknowledging Te Tiriti o Waitangi-Treaty
485
A CASE STUDY: DILEMMAS OF BICULTURALISM
486
of Waitangi in school policy:
Principal, T e Kura Hine-T ama: The eighth goal in our school charter is
"increased participation and success by Mäori through the advancement
of Mäori education initiatives, including education in te reo Mäori, con-
sistent with the principles of the Treaty of Waitangi"
(Smith, 2001, p. 70)
Principal, T e K ura Hine: The Treaty of Waitangi has had a substantial
influence. The school's policy is called Tiriti o Waitangi … and it talks
about te reo me nga tikanga
(ibid, p. 83)
Principal, T e Kura T ama: There is no monitoring of inclusion of bicul-
tural imperatives … Heads of departments are not required to report on
whether the Treaty of Waitangi is referenced in schemes, a task I would
not agree to personally
(ibid, p. 83)
Analysis of art department schemes similarly illustrated differing attitudes. At Te
Kura Hine-Tama, where both teacher participants were Mäori, the art department
scheme was in the form of an Art Department Accountability Statement. This
contained a written undertaking between the Board of Trustees and staff that they
would support school policy in terms of biculturalism and the treaty. Te reo Mäori
was expected to be pronounced correctly (this was indeed confirmed in the
interviews with both Mäori and Päkehä students); study units related to Mäori art and
cultural heritage were to be incorporated in courses at all levels; the teaching style
was to accommodate Mäori preference for learning styles; and tikanga Mäori was to
be supported. The scheme at the girls'school, Te Kura Hine, although designed for a
dominantly Päkehä body of students and art department staff, demonstrated a partic-
ular concern to honour treaty obligations and illustrated the overall ethos of the
school. By contrast, in Te Kura Tama's scheme neither Te Tiriti o Waitangi-Treaty of
Waitangi nor the word 'Mäori' were mentioned except in excerpts from national cur-
riculum documents. There was no use of te reo, even in a year 11 Mäori art unit.
Thus, it was clear that the ways in which Ministry and school documents were
interpreted and acted upon by principals and art department staff varied substantially
and revealed much about school policy making. The findings from the analysis of
government and schools' documents were used to inform the subsequent interviews
and observations.
NGA WHAKAUTÜTU – WHAT I HEARD
AT THE INTERVIEWS
'Enquiring' involved interviews with principals, art teachers, and students at years
10, 11, and 13 (mostly 14, 15 and 17 year olds). Interviews and their documentation
JILL SMITH
and analysis represented a major dimension of the research. The following com-
ments from principals and heads of art departments (HODs) at nga kura tuarua
illustrate their attitudes towards Te Tiriti Waitangi-Treaty of Waitangi and bicultural
education:
Principal, T e K ura T ama: I actually don't give a toss about the
partnership
(ibid, p. 108)
HOD art, T e Kur a T ama: A lot of boys from this school come from back-
grounds where that prejudice is part of their culture at home … it's a
very hard thing to fight against. I've had a letter from a parent saying I
do not want my son to be taught Mäori art and I want him to be taken out
of the class when anything to do with that happens
(ibid, p. 93)
Principal, T e Kur a Hine-T ama: The school schemes would say the right
things but what I am interested in is not what they're saying but what they are
doing … putting subjects into a meaningful context. If you talk to Mäori
teachers they feel like they're carrying this huge burden …
(ibid, p. 82)
HOD art, T e Kur a Hine-T ama: I feel confident with the Mäori stu-
dents … but I would feel very inadequate if asked to present my findings
on teaching Mäori art to Mäori educators … Mäori are hard on
Mäori … they would eat me alive
(ibid, p. 93)
Principal, T e Kur a Hine: … what actually has to happen is a
change … that is both intellectual and emotional … so first you have to
know your history and … the sociology of indigenous peoples … and
about the impact on a culture of a dominant culture
(ibid, p. 84)
HOD art, T e Kur a Hine: I would like to think we are very explicit about
the significance of Mäori art. It's not just about looking and drawing but
the idea of knowing and understanding … we have made great effort to
ensure that it isn't tokenism
(ibid, p. 88)
Overall, there was a strong correlation between the views of principals and their staff.
As example, the HOD at Te Kura Hine maintained that the positive attitude of the
principal permeated the school and, consequently, the art department. Conversely, the
negative response of the principal at Te Kura Tam a towards bicultural inclusion
appeared to filter down to staff and students.
487
A CASE STUDY: DILEMMAS OF BICULTURALISM
488
An aim of the interviews with the nine Mäori and nine Päkehä students was to
discover their knowledge of Te Tiriti o Waitangi-Treaty of Waitangi and awareness of
biculturalism in their art programmes. With the exception of one year 10 Mäori boy
(who had been brought up in a traditional way, spoke te reo Mäori, and had studied
the treaty since he was a small child) and one year 11 Päkehä girl (who had gained a
comprehensive knowledge of the treaty in social studies) the majority showed little
understanding. The comments of two students illustrate the superficial understanding
held by the majority:
Yeah, we studied the treaty but I can't remember. I remember a beach
somewhere. The Mäori don't know how to sign so they did little signs or
something
(ibid, p. 102)
We learnt about the flag. Hone Heke took it down
(ibid, p. 105)
In contrast, all students were aware of Mäori art. Their comments about the kind of
study they made of Mäori art appeared, however, to reflect the nature and policies of
their schools and the attitudes towards it:
Y ear 10 Päkehä girl, T e Kur a Hine-T ama: We look at the work at the
marae. Our teacher takes us there, we look at the panels and she tells us
some things about the meaning … .We do a lot of cultures. We're doing
African …
(ibid, p. 101)
Y ear 10 Mäori boy, T e Kura Hine-T ama: We're lucky, people get to study
whatever kind of art they like, their kind of art … I just love to take up
more Mäori than anything else
(ibid, p. 101)
Y ear 10 Päkehä boy, T e Kur a T ama: Our course doesn't really include
Mäori art. For the last exam we had to sketch a (Pacific Island) tapa
cloth
(ibid, p. 102)
Y ear 13 Mäori boy, T e Kur a T ama: I don't know anything about my Mäori
background … I'm happy using European models
(ibid, p. 107)
Y ear 11 Päkehä girl, T e Kur a Hine: In the work we've just done we had
to incorporate both Mäori things and European aspects … incorporated
JILL SMITH
together, an equal amount of Mäori things. Our course is bicultural,
incorporating half European and half Mäori – bicultural as in two
cultures. I feel as if the Treaty of Waitangi sort of comes across in my
work
(ibid, pp. 104–105)
Analysis of the student interviews suggested that the school's circumstances affected
the confidence and responsiveness of students. Where the art programme was
focused within a bicultural context, this was transmitted to students whatever their
ethnic identity. Where tikanga Mäori and Mäori art had an insignificant place in a
school's programme, in school policy, and in the school community, this was similarly
reflected in students' responses.
NGA KITENGA I NGA KURA – WHAT I SAW
IN THE SCHOOLS
'Experiencing' was achieved through school and art room observations. There was
evidence from the art classes observed (which included the majority of the 18 students
interviewed) of a strong correlation between the data collected through analysis of
school charters and art department schemes, through interviews, and from observations.
This correlation helped support the validity of the triangulation of data collecting
techniques used in the research.
My observations did reveal, however, information not apparent in the document
analysis and the interviews. I concluded, for example, that the quality of students' art
performance in biculturally-oriented programmes depended as much upon economic
circumstance, teacher knowledge and understanding of Mäori art, the degree of
teacher direction, and the resources available to students, as it did upon school policy.
Student ethnicity was not a major factor affecting attitude or performance. Some
Mäori students appeared disaffected in respect of Mäori art. Others saw their art
programme as an opportunity to find and reclaim their cultural heritage. Some
Päkehä students showed considerable empathy with and knowledge of Mäori art and
its significance. Others were singularly lacking in knowledge or interest in any
aspect. I detected too that the artistic merit of students' work did not necessarily cor-
relate with cultural understanding. So-called 'good' art work influenced by Mäori art
could be executed in ignorance of its cultural relevance. Correlation or connection,
when it existed, arose from teaching approaches which incorporated knowledge of
the cultural base.
My observations revealed that the mandatory inclusion by the Ministry of
Education of a bicultural dimension in the art curriculum in no way guarantees that
all students gain some understanding of "the unique position of Mäori in New
Zealand society" or are brought to "acknowledge the importance to all New
Zealanders of both Mäori and Päkehä traditions, histories, and values" (Ministry of
Education, 1993, p. 7).
489
A CASE STUDY: DILEMMAS OF BICULTURALISM
490
NGA KITENGA A TE RANGAHAU – WHAT I
CONCLUDED FROM THE RESEARCH
The search for answers to my questions, What is the political and social agenda
which lies behind Aotearoa-New Zealand's bicultural education policy and what are
the perceptions, behaviours and performances of the participants in relation to the
bicultural curriculum imperative?, confirmed that my task was complicated by many
factors – historical, sociological, anthropological, economic, racial, political and
educational. I arrived at several conclusions:
●Te Tiriti o Waitangi-Treaty of Waitangi, though not itself binding in law, has influ-
enced the shape of Aotearoa-New Zealand society and its policies for education.
Subsequent legislation has not protected Mäori from policies of colonial imperi-
alism and assimilation that contradict the intent of the treaty. Their low status in
economic, social and cultural terms denotes cultural inequality with Päkehä;
●Liberal humanist doctrines of the 1970s have led to government policies which
endorse a species of biculturalism rather than multiculturalism. It is policy deriving
from a specific political and ideological stance not shared by all New Zealanders;
●Mäori belief that their 'arts' are the central vehicle of their culture makes visual
arts education a significant dimension of curriculum if true bicultural policy is to
be sustained. What might constitute appropriate practice in terms of bicultural art
education is not well-defined and results in variable practice from tokenism to
informed comprehension about Mäoritanga (traditions, practices, beliefs) and
tikanga Mäori (respect for Mäori cultural values);
●The imposition of current bicultural requirements may place unrealistic burdens
upon teachers. The mandatory inclusion of a bicultural dimension in the visual
arts curriculum does not ensure that all students gain some understanding of "the
unique position of Mäori in New Zealand society" or are brought to "acknowledge
the importance to all New Zealanders of both Mäori and Päkehä traditions, histories,
and values" (Ministry of Education, 1993, p. 7).
As a consequence of this research I am left with the sobering knowledge that what to
begin with I thought of as an enlightened government policy in a liberal climate
towards the indigenous people of Aotearoa-New Zealand may not be more than yet
another piece of paternalism. Such paternalism within a government's education
system is intolerable in terms of Giroux's (1992, p. 15) claim that "educators have a
public responsibility that by its very nature involves them in the struggle for democracy.
This makes the teaching profession a unique and powerful public resource". Giroux
typifies teaching as a profession, which in the best interpretation means that teachers
are not merely the providers of instruction, but accept a responsibility to examine the
circumstances or conditions with which they are faced, explore the best possible solu-
tions based upon sound and evaluated information and research, implement with skill
the programmes they devise, and accept responsibility to face and deal with outcomes,
positive or negative. It is a role which requires teachers to evaluate the philosophies,
objectives and directives of the state and its education system, a large demand perhaps
but one essential if professionalism is to prevail over instructional obedience.
JILL SMITH
In Aotearoa-New Zealand, historically, teachers colleges or colleges of education
have been stand-alone institutions under the direct control of the Ministry of
Education in terms of establishment, resourcing and curriculum. In this circumstance
it would appear difficult, if not subversive, for colleges of education to offer pre-entry
training which was not obedient to Ministry guidelines. What became evident from
my research, however, is the need for teacher educators (and their students) to be able
and willing to question the Ministry's position on such issues as national curriculum.
Subsequent to my research there has been much critical debate about The New
Zealand Curriculum Framework (Ministry of Education, 1993). As example, Clark
(2004, p. 35) regards the curriculum framework as "philosophically problematic and
politically conservative". O'Neill et al . (2004, p. 43), similarly, see the document as
one which "does not embrace an educational or pedagogically informed approach to
teaching and learning". One of the centrally mandated requirements for teacher
registration and employment is, however, that pre-service teachers are familiar with
and competent to offer programmes consistent with the curriculum framework. Clark
(2004, p. 35) claims that "this means little more than simply getting students to
accept as a given the Ministry approved position". Such criticisms must be taken
seriously by visual arts teacher educators, a position I have advocated in arguing for
the displacement of a monocultural view of curriculum in favour of cultural equity
(Smith, 2004). Passive acceptance of the Ministry's acknowledgement of the value of
Te Tiriti o Waitangi-The Treaty of Waitangi and of New Zealand's bicultural identity
is not enough in itself.
I have come to the conclusion as a result of my research that the ideological bases
of our bicultural policy require scrutiny, not least by those involved in teacher educa-
tion and school reform. It may be that existing bicultural policy rests on a faulty
premise regarding ethnicity and culture. It is imperative in my view that the teaching
profession itself takes the lead in examining and researching the validity of existing
bicultural policy, but it is less likely to do so when teacher education is required to be
obedient to state dictates. What is required is that teacher education takes upon itself
the responsibility to act as the conscience of society and have the courage and deter-
mination to withstand the shifting ideological and politically motivated impositions
of government.
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Chalmers, F. G. (1999) Cultural Colonialism and Art Education: Eurocentric and Racist Roots of Art
Education, in Boughton, D. and Mason, R. (eds), Beyond Multicultural Art Education:
International Perspectives New York: Waxmann, pp.173–183.
Clark, J. (2002) Cultural Sensitivity and Educational Research. New Zealand Journal of Educational
Studies, vol. 37, 1, pp. 93–100.
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A CASE STUDY: DILEMMAS OF BICULTURALISM
492
Clark, J. (2004) Its About Time that Teacher Education Began to Critically Examine the School
Curriculum: Against Philosophical Naivete and Political Conservatism. ACCESS Critical
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Giroux, H. A. (1992) Border Crossings: Cultural Workers and the Politics of Education. New York:
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Culture. Auckland: David Bateman, pp. 50–68.
Hall, A. and Bishop, R. (2001) Teacher Ethics, Professionalism and Cultural Diversity. New Zealand
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Jones, A., McCulloch, G., Marshall, J., Smith, G., and Smith, L. (1990) Myths and Realities: Schooling in
New Zealand. Palmerston North: Dunmore Press.
Kawharu, H. (ed) (1989) Waitangi: Mäori and Päkehä perspectives of the Treaty of Waitangi. Auckland:
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Aotearoa. Wellington: Learning Media.
Ministry of Education. (1997) Social Studies in the New Zealand Curriculum . Wellington: Learning
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Ministry of Education. (2000) The Arts in the New Zealand Curriculum. Wellington: Learning Media.
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Years 7–10. Wellington: Learning Media.
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New Zealand Qualifications Authority. Retrieved on October 25, 2002. http://www.nzqa.org.nz/
ncea/ach/Visual%20Arts/index.html.
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and Content in The New Zealand Curriculum Framework. Palmerston North: Dunmore Press.
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Zealand Council for Educational Research.
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Rata, E. (2000) A Political Economy of Neotribal Capitalism . Maryland: Lexington Books.
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Journey in Art Teaching and Teacher Education, 1969–1996. Paper presented at Aotearoa New
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A CASE STUDY: DILEMMAS OF BICULTURALISM
TEACHERS' REFLECTIVE THINKING AND PRACTICE
AND ITS IMPACT ON THEIR PROFESSIONAL DEVELOPMENT
The ability to reflect is widely known as a factor affecting the effectiveness of teacher
development. Terminology such as reflection, reflective thinking, reflective practice,
reflective judgment and reflective learning appears a lot in journals and literature about
education, training and professional development. Research literature consistently
stresses the importance of reflection in the training of teachers and professionals (Kolb,
1984; Kirby, 1988; Morine-Dershimer, 1989; Mezirow, 1991; Colton and Sparks-Langer,
1993; Copeland et al ., 1993). In order to facilitate effective teaching, teachers need to be
aware of their own practice and their practice environment, which includes their pupils
and other people in their own work situation. They must have insights or initiatives to plan
and act for their duties and to react to their own practice environment. During their own
perception and (re)action processes, teachers can learn from their own experience
through reflection. Their reflection of experience is linked to the formulation and the
development of their pedagogy, which has an impact on the teachers'daily practice.
From a methodological point of view, there is a need to provide empirical justification
for the measures of "reflective thinking". On the basis of this rationale, this chapter will
report some statistical work on clarifying the factor structure of Reflective Thinking and
Practice (RTP), an instrument that is used to measure teachers' reflective thinking and
practice on the basis of Mezirow's transformative learning theory, as well as its potential
links with some measures in Kolb's LSI-1985. The LSI-1985 is a well-established and
tested instrument measuring learning styles, and one of the dimensions of the measures
in the instrument is an assessment of the use of the "reflective observation" learning ori-
entation. The outcomes of analysis (e.g. confirmatory factor analysis) provide a sound
empirical basis on the feasibility to assess reflection from the perspective of transforma-
tive learning theory. To move forward, educators and researchers would like to ask "Is
there a link between teachers'reflective thinking and practice based on Kolb's experien-
tial learning theory and on Mezirow's transformative learning theory?"
Theoretically speaking, the investigation will indicate the feasibility of unifying
the two theories and it would further increase educational researchers' and theorists'
understanding of the relationships between reflection and teacher professional
development. Such an understanding would help policy makers to plan and to make
decisions about teacher education. It would in turn benefit the practitioners in edu-
cation (e.g., teachers) in promoting their learning and self-development as well as
495
HARRISON TSE
34. PROFESSIONAL DEVELOPMENT THROUGH
TRANSFORMATION: LINKING TWO ASSESSMENT
MODELS OF TEACHERS' REFLECTIVE THINKING
AND PRACTICE
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 495–506.
© 2007 Springer. Printed in the Netherlands.
496
refining their teaching strategies from time to time based on the concept of
reflection.
REFLECTIVE THINKING AND PRACTICE IN KOLB'S
EXPERIENTIAL LEARNING THEORY
Kolb's Experiential Learning Theory is one of the prominent models about learning
by experience based on research in psychology, philosophy and physiology. It has
adopted Piaget's ideas (see Figure 34.1) about learning and development from the
perspective of human inquiry. Although Kolb has used a different set of terminology
in his theory, the four learning orientations that he suggested originate from the four
learning orientations suggested by Piaget.
According to Kolb, there are two structural dimensions underlying the process of
experiential learning, the "prehension" dimension and the "transformation" dimension.
The former is represented by the vertical axis on Figure 34.1 and the latter is repre-
sented by the horizontal axis. As a major process of adaptation to the environment,
Kolb believes that knowledge results from the combination of grasping experience
and transforming it. To grasp the reality, there are two dialectically opposed forms of
"prehension", namely, direct apprehension and comprehension. The knowledge
HARRISON TSE
(CONCRETE EXPERIENCE)
Ikonic
learning
Inductive
learning
(ABSTRACT CONCEPTUALISATION)
(ASSIMILATOR)
(DIVERGER)(ACCOMODATOR) Enactive
learning
(ACTIVE
EXPERI-
MENTATION)
(CONVERGER)
1. Sensory-motor
stage
2. Representational
stage
4. Formal
operational
stage
3. Concrete
operational
stage
Hypothetico-
deductive
learning
Concrete
phenomenalism
Abstract
constructionism
Internalized
reflection
Active
egocentricism
(REFLECTIVE
OBSER-
VATION)
Figure 34.1. Piaget's model of learning and development with Kolb's learning orientations
and learning styles (Adapted from: Kolb, 1984, p. 25 and p. 42)
Note: Kolb's learning orientations and learning styles are highlighted in upper case. Other descriptors are about Piaget's
work.
through the former process is represented in the form of concrete experience, while
the knowledge obtained through the latter process is represented in the form of
abstract concepts. These two dialectically opposed orientations of adaptation in the
prehension dimension are called "concrete experience" orientation and "abstract
conceptualization" orientation. Concrete experience emphasizes personal involve-
ment with people in everyday situations. People with this learning orientation would
tend to rely on their own feelings. They prefer to be involved in real situations than to
adapt to the theoretical or scientific approach to problems and situations. Instead of
relying on their feelings, they tend to understand problems and situations through
thinking and to learn by using logics and analyzing ideas.
In order to make knowledge meaningful to an individual, the figurative representation
of knowledge needs to be transformed into experience. There are two dialectically
opposed ways of "transformation", namely, intention (that is internal reflection) and
extension (that is active external manipulation of the world). The two dialectically
opposed orientations of transformation dimension are called "reflective observation"
and "active experimentation". In reflective observation, people understand ideas and
situations from different points of views. They rely on patience, objectivity and careful
consideration before forming opinions or making judgments. Active experimentation
means learning by doing. People with this learning orientation have a practical
approach to problems, value getting things done and seeing the results of their influence
and ingenuity.
Kolb's theory regards reflection as one of the two contrasting orientations of learning
along the transformative dimension of adaptation. He believes that reflection
involves the analysis of data collected from observations to serve as a form of feedback
to the pre-set goal and for the development of future action goals. Kolb also considers
reflection as the basis for knowledge internalisation mechanism during which
accommodation and assimilation processes operate. Reflection is an important
process for the construction and reconstruction of cognitive structure within an indi-
vidual. This orientation of learning is the determinant of the integration of conceptions
about the world, while the active experimentation orientation of learning is the major
determinant of the differentiation of conceptions about the world.
Based on the four learning orientations described above, people may discover that
no single orientation is able to describe one's learning style entirely. This is because
each person's learning style is a combination of these four basic learning modes. For
this reason, Kolb has tried to classify learners who consistently employ different
orientations into four learning styles. They are converger, diverger, assimilator and
accommodator.
"Converger" describes a learner who highly depends on the "abstract conceptuali-
sation" and "active experimentation" learning orientations. They are best at applying
ideas to solve technical problems and to make decisions through hypothetical-deductive
reasoning. "Diverger" describes a learner who highly depends on the "concrete expe-
rience" and "reflective observation" learning orientations. People with this orientation
have strong imaginative ability. They are best at viewing concrete situations from
different points of view and identifying meanings and values. They often perform well
497
PROFESSIONAL DEVELOPMENT THROUGH TRANSFORMATION
498
in situations that require alternative ideas, such as activities that require "brainstorming"
ideas. The label "assimilator" is used to describe a learner who highly depends on the
"abstract conceptualisation" and "reflective observation" learning orientations.
People with this orientation are best at understanding a wide range of information
and putting it into concise and logical form. They have the ability to integrate
disparate information to form as a coherent system or a theoretical model of their
own. "Accommodator" describes a learner who highly depends on the "concrete
experience" and "active experimentation" learning orientations. They have the ability
to learn primarily from "hands-on" experience. They enjoy involving oneself in new
and challenging experiences and learning in an intuitive trial-and-error approach,
given that they don't mind changing or giving up their plans, system or theory when
appropriate.
REFLECTIVE THINKING AND PRACTICE IN MEZIROW'S
TRANSFORMATIVE LEARNING THEORY
Mezirow is a prominent figure working on the transformative dimension of learning.
He has proposed that learning "may be understood as the process of using a prior inter-
pretation to construe a new or revised interpretation of the meaning of one's experience
in order to guide future action" (Mezirow, 1998). The thinking process is actually a
learning process in which one's experience is gained, extended or/and transformed
through deliberate effort. The thinking processes can take place during or after the
action taken by the practitioner. In Schon's terms (Schon, 1983 and 1987), if the think-
ing process takes place simultaneously when a practitioner performs the action, it is
called "reflection-in-action". If the thinking process takes place some time after the
action, it is called "reflection-on-action". Mezirow's theory makes practical contribu-
tions to the education and training of professionals by explaining the roles of critical
thinking, learning and development, reflection, problem-posing and problem-solving.
In the book his wrote in 1991, Mezirow has tried to distinguish "non-reflective"
actions from "reflective" actions. Habitual actions are classified as non-reflective
because reflective thinking is not necessary when the action is performed. For example,
riding a bicycle is often a habitual and spontaneous action during which the rider does
not have to make a deliberate effort about the operational procedure of controlling the
bicycle. The bicycle rider can focus attention on other things or events while the vehicle
is still under good control. This is quite different from an engineer who met a difficult
technical problem and he eventually managed to get it solved after making a deliberate
effort to think about the knowledge he learnt from the training institutes and some
experience that he gained from his previous workplaces. Thinking and practice in the
second example can be classified as reflective because the action is performed in a
thoughtful mode. Introspection was not included because it was regarded as an activity
within the affective domain (see Kember et al ., 1999 and Mezirow, 1991).
In his later work in 1998, Mezirow has another attempt to distinguish thinking and
practice without critical reflection from those with critical reflection. The former
include habitual action, introspection and thoughtful action. The latter include
HARRISON TSE
content reflection, process reflection, content and process reflection, and premise
reflection.
Mezirow (1991, 1998) thinks that critical reflection can be sub-divided into
"content reflection", "process reflection" and "premise reflection". The first one is
reflection on what is perceived, thought, felt or acted upon (Mezirow, 1991, p. 107)
and the second one involves the examination of how one performs the functions of
perceiving, thinking, feeling, or acting and an assessment of efficacy in performing
them. The objects of various sub-types of critical reflection are different, too. The
former focuses on the content of the problem and the latter focuses on the process of
problem solving. Items in this level refer to these two sub-types of critical reflection,
and the mixture of both, which can be called "content and process reflection".
The major criterion to differentiate thinking and practice "without critical reflec-
tion" and those "with critical reflection" is whether the process of appraisal or review
of the content, process, or premise(s) of the effort paid to interpret and give meaning
to an experience. Only actions that have gone through the meta-cognitive evaluation
process can be classified as critical reflection. For example, if the teacher's problem
is to find out whether the boy in her class is telling the truth about his age, the focus
of her content reflection may be on his physical outlook, such as the color of his hair,
the facial appearance, or the year he has entered the school. To address the problem,
the teacher pays deliberate attention to identify relevant information that helps her to
make a judgment.
Process reflection may take place with or without content reflection. After making
judgments about the problem, for example, the teacher may reflect on process, such
as evaluating how her judgment is made and how to address similar problems in the
future. She may review the adequacy and appropriateness of the clues that she had
and the way made use of the clues to make judgments. The teacher's premise reflection
might be illustrated by a question that she asks herself, "Why do, or should, I care
how old the student is?" It often involves evaluation of the value or the validity of
knowledge and experience.
The transformative learning theory has the special feature of defining reflection
from a critical perspective. For premise reflection, the reflective practitioner may
need a "time out" process during which the practitioner removes himself or herself
from the action for a critique of a premise or presupposition. The actual duration of
the time out process may or may not be long, and it varies between individuals. For
example, a lawyer's reflection might take less than a second without withdrawing
from the action being taken. On the contrary, a trainee teacher or an inexperienced
professional might find reflection-in-action too difficult, but keep reviewing his or
her classroom action after the teaching practice took place. Mezirow (1998) proposes
that the critique of a premise or presupposition on which the practitioner has defined
a problem is a special mode of critical reflection, through which personal meaning
perspective is transformed or the problem is re-defined. As distinct from problem
solving, the focus of attention is on problem posing. The term "premise self-reflection"
or "critical self-reflection of an assumption" is used to describe this special type of
critical reflection.
499
PROFESSIONAL DEVELOPMENT THROUGH TRANSFORMATION
500
ASSESSMENT MODEL BASED
ON KOLB'S WORK
Tse (2004) has reported an assessment of teachers' reflective thinking and practice
based on Kolb's experiential learning theory. The measures in his study were
obtained through the administration of Kolb's Learning Style Inventory (LSI-1985).
The inventory describes the way people learn and how people deal with ideas and
day-to-day situations in their life. Four measures were derived from the inventory,
namely, concrete experience, reflective observation, abstract conceptualization, and
active experimentation. Participants were asked to complete a set of sentences and
rank the endings for each sentence according to how well they thought each one fits
their experience of learning something. The inventory consists of 12 sentences.
Teacher participants were told to recall some recent situations where they had to
learn something new. They were asked to rank a "4" for the most suitable sentence
to describe the way they learn, down to a "1" for the least suitable sentence to
describe the way they learn. An example of the instrument can be found in
Figure 34.2.
ASSESSMENT MODEL BASED
ON MEZIROW'S WORK
Tse (2004) has also reported the assessment of teachers' reflective thinking and practice
based on Mezirow's transformative learning theory. RTP, the instrument that he used
to assess it, consists of 14 statements. Teacher respondents were asked to indicate the
extent of validity of statements about their reflective thinking in relation to their
teaching, using the scale "never true of me", "occasionally true of me", sometimes
true of me", "often true of me" or "always true of me". When not possible or unsure
about the answer, respondents were allowed to choose the option "N.A." on the scale.
In the instrument, the 14 statements are categorized into 4 latent factor groups.
They are habitual action, reflection, critical reflection, and premise reflection.
Habitual actions represent a group of actions that take place outside focal awareness.
Professionals may equip themselves with automatic responses to familiar tasks or
problems through repetitive habitual practice. The statement "I repeat some class-
room duties so many times that I tend to do them without conscious thought" is one
of the items in this category. Reflection represents the process in which professionals
HARRISON TSE
I like to learn by:
feeling
(Adapted from: Kolb, 1985)
4123
watching thinking doing
Figure 34.2. An example of items in the Kolb's Learning Style Inventory 1985
make reference to their learnt knowledge and experience without reviewing the
validity of the information. Activities in this level are conscious and intentional. The
statement "I use the educational knowledge that I have learned to interpret what is
happening in the classroom" is one of the items in this category. Critical reflection
represents a spectrum of activities, including mental exploration of experience, cre-
ation and clarification of personal meaning, internal examination of an issue of con-
cern, the change in understandings, appreciations, and even personal perspectives.
The statement "To tackle a teaching problem, I ask myself about the features that I
noticed when I recognised it as a problem" is one of the items in this category.
Premise self-reflection occurs when the object of critical reflection is an assumption
or pre-supposition on which one's own interpretation or definition of a problem is
made, and it functions as a special form of critical self-reflection that leads to a
re-interpretation or re-definition of the problem. The statement "I come up with a
solution to a teaching problem after I have found the fault(s) in my interpretation of
the problem" is one of the items in this category.
IMPLEMENTATION OF THE TWO
ASSESSMENT MODELS
The survey questionnaire about reflective teaching based on Mezirow's theory was
sent to 197 practising primary teachers. These are all the teachers who indicated that
they were willing to be contacted for future research in a survey carried out by a
large-scale national project 15 months prior to the administration of the survey ques-
tionnaire in this chapter. That survey was carried out in England and it was targeted
at primary school teachers that were classified as 'effective' or 'highly effective'.
With the expectation that highly effective teachers tend to be more reflective, the
sample was regarded as suitable for the investigative studies on the assessment of
reflective thinking and practice.
The return rate was 59%. A total of 117 teachers made responses to this section,
but 4 cases were dropped due to consistent omission in answering part of the ques-
tionnaire. For the formulation of structural equation models (SEM), the number of
teachers who participated in this study is relatively small. Schumacker (1996)
mentions that 100 to 150 subjects seem to be the minimum satisfactory sample size
and Hoyle (1995) suggests that 250 seem to be the minimum sample size for stable
results. The requirement of having 10 to 20 subjects per variable seems to be the rule
of thumb in many statistical analyses (Schumacker, 1996, p. 20). As the sample size
is small, special attention has been paid to the estimation of missing data so as to
make the best of the available sample. For this reason the AMOS statistical package
was used. The collected data was coded according to the numerical scale from 0 to 4.
And responses for not possible or unsure about the answer were dropped from the
analysis. Of these 117 respondents, 74 of them have also filled in the Learning Style
Inventory (LSI-1985) in order to assess their learning styles and reflective teaching
based on Kolb's theory.
501
PROFESSIONAL DEVELOPMENT THROUGH TRANSFORMATION
502
Findings about the feasibility to assess teachers'
reflective thinking and practice
The data collected from 117 teachers was first analysed by the EQS statistical computer
software (Byrne, 1994) and finally by the AMOS software (Arbuckle, 1996b).
The main reason for using EQS is that this application is particularly good at the
estimation of parameter changes during the model re-specification stage as well as
providing descriptive information about the model. And AMOS can make a unique
contribution to the study by its feature of "full information estimation" of missing
data. Arbuckle (1996a) demonstrated that the maximum likelihood estimation
methods, as used in AMOS, could produce more accurate estimations than some
other traditional missing data estimation methods, such as "listwise", "pairwise" and
"imputation". This estimation method is also recommended by Schumacker (1996).
On average, the percentage of missing data was around 3%, with a variance between
1.8% to 5.3%. Although the percentage of missing data seems to be acceptably
low, the relatively small sample size in this study requires a maximum use of the
information from the collected data through careful estimation of missing values.
The results of the confirmatory factor analysis show that it is appropriate to group
the items into four levels, namely: habitual action, knowledge application, critical
reflection and premise reflection. Each factor is composed of three to four items, as
literature suggests that at least three observed variables are needed for each latent
variable (e.g. Schumacker, 1996). As there were missing data, the overall fit of the
model was assessed by the difference between the function of log likelihood of the
proposed model and that of the saturated model, as suggested by Arbuckle (1996b).
The difference between the two represents a chi-equivalent index, which represents
the statistical significace of the model. In this model, the chi-square statistic was
found to be 73.78 with 67 degree of freedom. It means there is no indication that the
model is inaccurate and the model should be confidently accepted at the 5% level of
statistical significance. And the four-factor structure model seems to be statistically
accurate. In addition to this, the four-factor structure has been checked against the
results of a scree plot, which suggests that it would not be appropriate to describe the
model with less than four factors. The results give support to the proposed four-factor
structure. When working together, the four factors can explain 61% of the total item
variance. The alpha statistic of the habitual action measure is 0.6 and those of the
other three measures are roughly equal to 0.7, respectively. The results indicate that
the 3 reflection assessment measures based on Mezirow's theory are reasonably reli-
able in terms of their internal consistency between items in each of the measures,
while the habitual action measure is fairly reliable.
The data collected from 74 teachers were analysed with the Statistical Package for
Social Sciences (SPSS) software application (Norusis, 2000). On average, the alpha
statistics of the 4 learning orientations in LSI-1985 is 0.85, with a variance between
0.78 and 0.89. The results show that the instrument has four learning orientation
measures with good internal consistency, namely: concrete experience, reflective
observation, abstract conceptualization and active experimentation. The results mean
HARRISON TSE
that the learning orientation measures based on Kolb's theory are very reliable. They
also provide a sound empirical background for us to move forward to the investiga-
tion into the possible links between the two theories.
AN INVESTIGATION OF THE LINKS BETWEEN THE
TWO ASSESSMENT MODELS
Kolb and Mezirow are similar in some ways because both of them emphasize the
importance of "transformation" in learning. On the other hand, their conceptions of
reflection are reasonably different from each other. Therefore, Tse (2004) has carried
out a quantitative investigation into the relationships between the two major strands
of reflection with data obtained from the administration of the two measuring instru-
ments. A series of correlation tests was carried out between each of the measures of
LSI-1985 and each of the four measures in the CFA. The results are obtained from 74
teachers and they are reported in Table 34.1 below. None of the correlation statistics
were found to be statistically significant.
Conceptions of reflection and transformation
It is obvious that both experiential learning theory and transformative learning theory
are concerned with knowledge transformation. This is the common theoretical
ground for bridging the two theories. However, the results of correlation tests
reported that none of the expected patterns of relationships was found to be statistically
significant. So the attempt to link the two theories together based on their theoretical
background does not seem to be successful.
If the failure is not due to measurement error, the results indicate that the scope
and definitions of reflection and transformation were interpreted differently. In the
experiential learning theory, reflective observation is a form of learning orientation.
Being dialectically opposed to the active experimentation, it is another approach that
503
PROFESSIONAL DEVELOPMENT THROUGH TRANSFORMATION
TABLE 34.1 The results of correlation statistics (two-tailed) concerning measures of
learning style and measures of reflective thinking and practice
Habitual action Thoughtful Critical Premise self-
application reflection reflection
Concrete 0.22 0.07 0.03 0.02
Experience (CE) 0.06 0.54 0.77 0.86
Reflective 0.05 0.01 0.11 0.16
Observation (RO) 0.70 0.94 0.36 0.18
Abstract 0.19 0.11 0.15 0.10
Conceptualization (AC) 0.10 0.36 0.21 0.40
Active 0.05 0.06 0.01 0.06
Experimentation (AE) 0.68 0.62 0.91 0.59
Note: In each cell, the first statistic refers to correlation and the second one refers to statistical significance.
504
a person consistently employs to process the information that he or she has perceived.
The outcome of transforming perceived information is the acquisition of experience
and it helps the learner to adapt to the environment. In transformative learning
theory, reflection is a revisit of experience and critical reflection is an internal exam-
ination of the content of the problem, the process of problem solving or the premise
of the problem. Transformation in perspective only happens when faults, invalidity or
misinterpretation of assumption(s) are found (Mezirow, 1991). So, the two theories
have different interpretations of the two concepts; although both of them think that
internal reflective mental processing make contributions to the transformative
dimension of learning.
SUMMING UP
This chapter reviews the conception of reflection in relation to two learning theories,
Kolb's experiential learning theory and Mezirow's transformative learning theory.
The former regards reflection as a part of the experiential learning cycle while the
later suggests it to be an essential process leading to transformative learning. Despite
the apparent difference in the role of reflection, the author attempts to investigate the
appropriateness to link the two theories together.
A confirmatory factor analysis (CFA) was conducted on an instrument in assess-
ing reflective practice on the basis of transformative learning theory. The statistical
results suggest that the four-factor structure model is confirmed and the four factors
(i.e. habitual action, reflection, critical reflection and premise reflection) are able to
explain 60% of the total item variance. This was followed by investigating the internal
consistency of each of the measures in the two instruments constructed on the basis
of the two learning theories. The results suggest that the measures are generally reliable.
A correlational analysis was carried out to investigate the potential link between
the four factors mentioned above and the four measures within the learning style
inventory. However, results suggest that none of the expected patterns of relation-
ships is found to be statistically significant. The attempt to link the two theories
together may not be appropriate at this time. As the investigation seems to be the first
empirical study focusing on the links between the two theories, the author thinks that
further investigations are necessary for researchers and theorists to clarify whether
there is a link between the two theories. In relation to the two theories, the results also
imply that practitioners in teacher education (e.g. curriculum planner, policy maker)
need to consider the value of reflective teaching in two alternative ways, namely,
reflection for the acquisition of experience and reflection for innovations.
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Byrne, B. M. (1994) Structural Equation Modeling with EQS and EQS/Windows: Basic Concepts,
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PROFESSIONAL DEVELOPMENT THROUGH TRANSFORMATION
INTRODUCTION
Since 1999 Hong Kong has been experiencing education reform. The Education
Commission (EC) and the Curriculum Development Council (CDC) of the Hong
Kong Special Administrative Region (HKSAR) have published a series of reform
documents, which set the education blueprint for the 21st century (EC, 1999, 2000;
CDC, 2000). The key to the current reform is to build an education system conducive
to lifelong and life-wide learning as well as all-round development (EC, 2000, p. 3).
This advocacy rests in the belief that the world is ever changing and Hong Kong is fac-
ing tremendous challenges. In order to meet these challenges, CDC proposed a cur-
riculum reform in a document entitled Learning to Learn. It reveals the determination
to develop students' ethics, intellect, physique, social skills and aesthetics and empha-
sizes students' learning experiences (ibid., p. 4). A framework made up of three com-
ponents: Key Learning Areas (KLA), Generic Skills (GS) and Values and Attitudes
(V&A), is developed to provide the learning experiences. The GSs are essential in
learning to learn which cut across all subjects within the eight KLAs. Values and atti-
tudes are expected to permeate the curricula and help formulate principles for conduct
and decision. Table 35.1 shows this framework (CDC, 2000, pp. 34–37, 113).
In an attempt to advocate school-based curriculum in the long-run, CDC encour-
ages schools to build on their existing strengths to adapt the present curriculum. It
recommended four key tasks to promote learning in the short-term (2000–05). They
are (i) project learning, (ii) moral and civic education, (iii) use of information
technology and (iv) development of a culture of reading (CDC, 2000, p. 26).
This chapter discusses how a school responds to the call for reform and adopts the
project learning approach to develop new facets of the teaching and learning culture.
The mode adopted is thematic and multidisciplinary. It requires teacher collaboration
and use of information technology. There are elements of civic education and life-
wide education. This study enables me to appreciate the impact of teacher action
processes on student learning and professional development.
STRENGTHS, LIMITATIONS AND TENSIONS OF ADOPTING
THE PROJECT APPROACH IN HONG KONG SCHOOLS
The Project Approach is recognized as an existing strength of Hong Kong schools to
facilitate life-long learning and to infuse generic skills into the teaching and learning
processes (ibid.). It is promoted as a useful method to allow students to construct
507
AMY A.M. YIP
35. ACTION RESEARCH AND TACIT KNOWLEDGE:
A CASE OF THE PROJECT APPROACH
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 507–522.
© 2007 Springer. Printed in the Netherlands.
508
meaning of what they have been learning instead of being passive receivers of the
knowledge transmitted. Hong Kong has adopted Project Learning for decades. Since
the introduction of the Activity Approach in primary schools in 1972, projects have
been widely used. Project Learning has been treated as a vehicle to self-initiated
learning which involves active participation in carefully designed activities (CDC,
1993). This conception is in line with that of the early advocates of Project Learning
(Kilpatrick, 1918 and Stevenson, 1921). Furthermore, project is being promoted as a
means to introduce a wider range of learning opportunities into the classroom. An
advocate of this is Chard (1998), who quotes research and developments in education
to argue that there is a need to transform the classroom into an environment responsive
to the varying learning needs and interests of individual students. She also empha-
sizes the importance of both memorable and memorized learning and the ability to
work cooperatively on complex and open-ended tasks as well as follow instructions
in step by step learning.
Nevertheless not all student projects can yield the aforesaid benefits. Morris
(1996) observes that when schools place priorities on targets like completion of
subject syllabi and preparation for examinations, teachers are reluctant to trim down
subject content to give way for project work lest they would be blamed for examination
failure. He also argues that inadequate provision of relevant library support jeopardizes
student self-initiated learning which is a key to effective project learning (Morris,
1996, p. 113).
Unaware of the limitations mentioned above, many schools accept the project
approach uncritically and unconditionally. They show good will by exploring new learn-
ing opportunities for students and are convinced by the favourable effects of experien-
tial learning. Thus teachers are encouraged to let students do projects. They often treat
AMY A.M. YIP
TABLE 35.1 Framework of the proposed curriculum for Hong Kong schools (CDC, 2000)
8 Key learning areas 9 generic skills Values & attitudes
●Chinese language ●Collaboration skills ●Personal core values
education ● Communication skills ●e.g. sanctity of life, truth, honesty,
●English language ●Creativity dignity, creativity,
education ● Critical thinking skills ●Personal sustaining values
●Mathematics education ●Information technology ●e.g. self-esteem, self-reflection,
●Personal, social, skills self-discipline,
humanities education ●Numeracy skills ●Social core values
●Science education ●Problem solving skills ●e.g. equality, kindness,
●Technology education ●Self-management Skills benevolence, love, freedom,
●Arts education ●Study skills ●Social sustaining values
●Physical education ●e.g. plurality, democracy, equal
opportunities, sense of belonging
●Attitudes
●e.g. optimism, participatory,
critical, creative, empathetic,
caring & concern, positive
it as an additional assignment. There is very little class time on guided development of
study skills or information search skills. Students have a task without support.
Tension is frequently observed in schools in which teachers hold diverse views on the
operation and functions of the project approach. There are struggles for class time,
level of subject integration, nature of activities, mode of assessment, grouping of
students and so on. In the case of group projects, parents are often involved in the
process because students have to work collaboratively at home and share their resources.
Should a teacher have not briefed these parents well and ensured that the objectives
for self-initiated and cooperative learning are heard and understood, parents, whose
prime concern is their children's academic achievement, may find difficulty coping
with the new mode of learning and suffer from a conflict of interests between parents
and teachers. Worst of all is that a great zeal for project learning causes unreasonable
workload on students. The good intentions of project learning are destroyed by care-
less design, unclear or misunderstood project objectives, lack of resource and expert-
ise support, conflict of interest among group members and uncoordinated workloads
for students.
The following section will focus on a study of how a school moved from an undesir-
able mode to an innovative attempt. Evidence will be provided to illustrate the lessons
learned.
THE STUDY: ACTION PROCESSES OF ADOPTING
THE PROJECT APPROACH IN A HONG KONG SECONDARY SCHOOL
The context of the study
Informed by the common flaws in adopting the project approach in Hong Kong,
there is an interest in exploring how schools tackle the problems and how teachers
learn to improve practice. The context of the study is a secondary school in the
urban district of Hong Kong with a history of 40 years (called the School). A major-
ity of the students are academically challenged. Generally speaking their language
abilities are relatively low and so are their study skills. Student project work at this
School has gained the attention of educators since 2003 when it held the first exhi-
bition of project outcomes. Spectators were impressed by the unexpected desirable
performance by the students. Not only were they presentable and confident, they
also exhibited a spirit of cooperation and an air of affection for their school and
learning outcomes. The latter was atypically found among this group of students.
My interest to study this School grew in 2004 when it held another exhibition and
adopted a new mode of arrangement with all student project reports displayed and
student presentations. Instead of a few large groups of many forms, there were
almost 40 groups of 5 members each comprising only S.2 (aged 13) students.
Shortly after the exhibition, the School was invited by the Education and Manpower
Bureau (EMB) to deliver a seminar to share their experience with other teachers
and educators. This recognizes publicly the commendable efforts of the School in
promoting Project Learning.
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ACTION RESEARCH AND TACIT KNOWLEDGE
510
Action research
Observation reveals how the School has learned from previous experiences to
improve practice. The continuous revival of year on year operation resembles the
cyclical process of action research. The changes are noticeable. The School did go
through "a self-reflective spiral of cycles of planning, acting, observing and reflecting."
(Kemmis, 1988, p. 178). The happenings were similar to the scenario described by
Newman (1998) that there was no clear cut research question and the inquiry began
with the "muddle of daily work".
Informed by the literature on action research (Corey, 1953; Kemmis, 1988; Elliot,
1991; Calhoun, 1993; Cochran-Smith and Lytle, 1993; Kember, 2000) the study
started with an inquiry of how the School began adopting the project method, how
and why did it proposed changes, what problems were identified, what actions were
taken to intervene and what commendable practices were learned. Data was collected
through observation during the school exhibitions and student presentations as well
as from the EMB seminar; interviews with the Project Approach Core Team members,
teachers in charge of student groups and students; the project curriculum documents,
student learning logbooks, school web page information and the school project
interim evaluation survey report. The study divides the processes into three phases:
(i) before 2000, (ii) July 2001–June 2003 and (iii) July 2003–June 2004. Data are
categorized into:
●commendable new practices,
●problems that needed intervention and actions taken with respect to student learning
and teacher development, and
●administrative technical arrangements.
Attention is directed toward "(the) self-reflective spiral of cycles of planning, acting,
observing and reflecting" (Kemmis, 1988, p. 178). The study followed Kemmis'
(1988, p. 183) idea of an action research and began to trace how teachers in their
social (educational) situation try to improve the rationality and justice of:
●their own social (educational) practices,
●their understanding of these practices, and
●the context.
This is in line with Corey's (1953) emphasis on teachers'ability to make better decisions
in the classroom, Stenhouse's (1976) stress on the importance of teachers' capacities
for reflection in curriculum change, as well as Elliot and Ebutt's (1986) talk about the
improvements in teaching for understanding,
PHASE 1: BEFORE 2001
Observation, reflection and problem identification
Before the education reform, the School had already asked students to do projects which
were normally given as an assignment for a particular subject before long holidays.
Since the release of the reform documents in September 2000, the school found a chance
to bring about changes to teaching and learning. Knowing that project learning is
AMY A.M. YIP
identified as one of the four key tasks shown to be helpful to learning, leaders of the
School encouraged teachers to use it. Teachers responded immediately. Students
were required to do many subject-based projects. There were neither class time for
work nor regular teacher support. There was no central policy coordinating teacher
and student workload as well as resource allocation. As a result, students were
overloaded with project assignments of all kinds. The division of labor among group
members was uneven, making individual efforts difficult to be identified, recorded
and recognized. The following quotations from teacher interviews capture the scene:
Many students in S.4 were required to do 7 projects a year. Very often
they had to submit 2 to 3 projects after a 9-day vacation.
We did not directly supervise the students as the projects were completed
during school holidays. Due to this reason, we were unable to support
student learning and assign a fair grade to them. Therefore some projects
were marked without a score. This reduced students' motivation to sub-
mit high quality work.
PHASE 2: BEFORE JULY 2001–JUNE 2003
Observation, reflection and problems to tackle
Reviewing the practice in the year before, leaders of the School were cautious of the
heavy student workload and difficulties in assessing and awarding contribution in
projects. They considered the need for central coordination. In order to equip every
teacher with the knowledge and skills to lead project learning, a half-day Staff
Development Programme on the Project Approach was organized. The benefits and
features of project learning, the thematic approach to conduct projects, the development
of a mind map and some useful technical arrangements were introduced.
Plan for intervention and action
Following this programme, a core team of three members was formed, among them a
project coordinator. As the year 2003 marked the 40th anniversary of the School, the core
team determined to celebrate the event. The theme was then selected for convenience
and memorable purposes. Teachers were divided into groups and assigned to supervise
a particular class level. The sub-themes for individual classes were given. Teachers took
up the task as a duty for the 40th anniversary. They seemed to ignore the learning aspect.
Though the core team attempted to focus on student learning, not all students were
involved in the projects. Usually those more capable in language, information technol-
ogy and more reliable were chosen to be teachers' 'helpers'. These 'helpers' had the
liberty to select a sub-theme within a predetermined area. At the end of the project, there
was an exhibition with educators, parents and past students as invited guests.
Reflective comments regarding the time frame
Data collection for the school project lasted for almost 18 months from September
2001 to February 2003. It crossed over two academic years, but there was little
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ACTION RESEARCH AND TACIT KNOWLEDGE
512
change in student-teacher grouping for maintenance of job stability. This led to the
following comments:
…even the S.5 & 7 students who were busily preparing for the high stake
public examination would have to help the mounting up of exhibits. This
is undesirable.
… during the summer holiday, it was difficult to keep close contact with
the students. Extra effort was put to call the students together again in
September. I (the teacher) could only get hold of a few reliable ones. Thus
participation of the rest was brought to the minimal. Individual assessment
was almost impossible. I could only give an impression grade.
The exhibition and reflective comments
The last episode was full of surprises to both students and teachers. The semi-open
exhibition of students' work was a new attempt. Spirits were high towards the due
day. Having focused on a sub-theme for 18 months, the participants gained a
comprehensive view of how significant each part contributed to the entire project.
The exhibition put all pieces of a jigsaw together. School members learned more about
the school and developed mutual appreciation of one another's accomplishment. It
was not only the project exhibits that contributed to the occasion; the uniform groups,
student-ushers and the various function groups worked closely in concerted efforts to
ensure the smooth running of the event. The participants recalled:
I was impressed by the performance of my students. They were adorable
that day, behaving as appropriate as could be. I'd never thought they
could be so trustworthy.
(teacher)
The uniform teams were self disciplined and organized. The 15 year old
leaders excelled leadership. They were reliable and able to command
respect and cooperation."
(spectator)
"The students were proud of their exhibition. I'm glad to have provided
an opportunity for acknowledging their efforts in public.
(teacher)
I like our exhibits. At first we were at a loss where to locate the relevant
information. I'm glad that we found the old school magazines. Now we
know more about the history of our school.
(student)
Our models are in good proportion. It's worth spending so many hours in
measuring the actual length and working out the scale. Comparing the
AMY A.M. YIP
previous and the current campus, we like the present one with extended
playground.
(student)
There were also reflective comments on the project arrangements.
If I knew well we had to lead project learning, I would have been more com-
mitted in the Staff Development Programme. Though there was the intro-
duction of mind mapping and project assessment, I did not get much from it.
I treated it as just another talk … I think we need another programme.
(teacher)
I was not aware that it's project learning. I took it as a duty to prepare for
the 40th anniversary of the School. I did not know that we had to assess
the students …
(teacher)
When I was asked about the learning process, I was mute. I didn't think
of it. I told myself silently that I must learn more about the process of
project learning …
(teacher)
PHASE 3: JULY 2003–JUNE 2004
Observation, reflection and identification of
problems and commendation
The positive appraisal of the 2003 exhibition encouraged the School to carry on with
the project approach. It brought a sense of achievement of students'work and a sense
of belonging to the School. Evaluating the previous attempt, the School identified the
following problems:
●The 40 th anniversary project was top-down and teacher-led. Attention should be
given to the learning process and fair student assessment.
●The assignment of the theme and sub-themes to the group hindered creativity and
restricted the development of project ownership
●Teachers were not ready to lead project learning. Further staff development was
required.
●The groups were too large to allow teacher-student or student-student interaction.
●Tension of struggling for class time should be minimized.
●The duration should not spread over 2 years.
The School also confirmed the following gains:
●The exhibition shed light on the entire process. There were enhanced senses of
belonging, achievement, self efficacy, establishment of student bond and
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ACTION RESEARCH AND TACIT KNOWLEDGE
514
teacher-student rapport. It also gains parent support and external recognition. It
was image building and should be continued.
●The thematic approach provided a chance for staff collaboration. It facilitated
changes in teaching and learning. The approach helped extending learning activities
beyond school bounds.
●Staff development in July was helpful.
Plan for intervention and action
Bearing all these issues in mind, the core team sought advice from experienced
academics and school practitioners. Meanwhile individual members began to search
literature. In order to seek internal consensus, staff meetings were held to solicit
teachers' concerns. With a vision to promote student learning and support the reform,
a clear message was conveyed to teachers that:
●All teaching staff would be involved in project learning,
●Student projects would be thematic and multidisciplinary in nature.
●Life-wide education would be an essential element and preferably the theme
would support civic education,
●The project would focus on the development of generic skills suggested in the
reform documents (see Table 35.1),
●Themes and sub-themes would be selected by teachers and participating students
respectively,
●The project would involve S.1 & 2 students only. They would work in a small
group of 5 under the guidance of a teacher who would closely observe their
performance and assess them both formatively and authentically. A summative
grade would appear on the Student Report Card,
●The Librarian would join the Core Team to provide support to both teachers and
students.
●Timetable sessions would be arranged to facilitate life-wide activities and interaction
among teachers and students,
●A web page would be established to disseminate curriculum materials and
centralized operational plans,
●A Staff Development Programme would be organized before confirmation of
project planning.
These items were put into practice in September 2003. An innovative attempt was
made in the School calendar to allow time for life-wide learning. Nearly all teachers
were mobilized to lead project groups. Details of the project activities were centrally
prepared and announced via the school intranet. Prior to the first meeting of project
learning, the School let teachers select the themes for S.2 (Hong Kong Culture) and
S.1 (Our Neighbouring District). With the help of brainstorming and mind mapping,
sub-themes were confirmed in the first session. Small group projects started.
Meanwhile the library began to systematically reorganize the materials according to
the project themes so as to facilitate information search. Table 35.2 outlines the group
activities and assessment tasks.
AMY A.M. YIP
The exhibition and reflections
The highlight of S.2 Project Learning was the semi-open exhibition and student
presentation. The winning groups for oral presentation were invited to present again
in front of an audience of invited educators, parents, past students, the teachers and
all S.2 students. There were also open classroom presentations and poster presenta-
tions. Similar to the year before, it was a special occasion dedicated to the celebration
of student performance. Once again I was impressed by the enthusiasm of the
student-ushers, the masters of ceremony, student presenters and the overall team
spirit of all staff. A collaborative spirit filled the air. Below are listed some reflections
from staff and students:
I'm so proud of the students today …It was quite stressful to settle them
down to work and prepare the exhibits. I thought they didn't care. But to
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ACTION RESEARCH AND TACIT KNOWLEDGE
TABLE 35.2 Activities and assessment tasks (Adapted from School Project web page)
Session Learning activities Assessment tasks Assessor
1 Confirmation of sub-theme via drawing of Generic skills Group
a mind map assessment form teacher
Reflective log
Mind map & sub-theme
selection
2 Plan for the project: Generic skills Group
preparing a project proposal with details assessment form teacher
of job distribution, location & details of Reflective log
life-wide activity and questionnaire Project proposal Chinese
design teacher
3 Plan for life-wide activity: Generic skills Group
Budget, record of available resources, assessment form teacher
preparation of questionnaire, route map, Reflective log
worksheet Questionnaire design Chinese
teacher
4 Life-wide activity Authentic performance Group
teacher
5 Post life-wide activity meeting: Generic skills
Data organization, analysis, drawing a assessment form
statistical chart, making inferences Reflective log
6 Preparation for presentation: Generic skills Group
Written report, development of oral assessment form teacher
presentation skills, rehearsal of oral Reflective log
presentation, peer and self appraisals Oral presentation Chinese
Peer & self appraisals teacher
Students
7 Oral presentation competition Authentic performance Chinese
teacher
Final Exhibition: Poster & project written report Authentic performance NA
presentation
516
my surprise, they were self demanding. Their presentation was fascinat-
ing. They showed skills acquired from friends and other sources …
(teacher)
He did it. I worried yesterday because he could not remember his lines
and appeared to be quite shy. Today he seemed to be another person. He
spoke with confidence, facing the audience with a broad smile and
speaking loudly with appropriate diction.
(teacher)
I've determined to make it a good show. I knew my weaknesses … my
honest friends gave me hints to improve …so I remembered with all my
heart their advice. They said my performance was okay …he he …
(student)
It's not easy to interview those passers-by successfully. Many rejected us.
If not for this project, I'll give up. Luckily, I've my teachers and fellow
students to encourage me. Look …these questionnaire results were col-
lected with courage and efforts …
(student)
Observation and reflection-in-action
Six-month project work progressed and kept every stakeholder as busy and engaged
as could be. The Core Team observed the process closely and got ready to support all
groups. In order to learn more about the difficulties encountered, a survey was con-
ducted. The results were tabled with necessary clarifications and encouragement.
During my interview with the core team members and teachers, I made reference to
the survey results and invited teachers to talk about their impression of difficulties
and authentic learning observed. The following responses were collected:
On Mind Mapping:
●majority of students were able to draw the mind map with teachers as the facilitators;
●examples are helpful to stimulate student thinking;
●warming up activities were necessary,
●students were capable of extending the map, but they had difficulty refining
details.
On Information Search:
●most students had not mastered search skills,
●observation reflected that some teachers had difficulties with the sub-theme and
were reluctant to seek assistance from colleagues.
On student abilities:
●weak language skills of students adversely affected design of interview question-
naire;
●students' analytical skills were inadequate to complete the complicated task;
AMY A.M. YIP
●best observable student performance found in street interview and project display day.
On Life-wide Activity:
●both students and teachers responded favourably.
On time frame:
●time schedule was too tight for so many tasks (meetings, worksheets, proposals,
written report drafts, reflective logs … );
●group meeting sessions inadequate for supervision, especially after the collection
of data. Students needed guidance in data processing, analysis and production of
the report.
On assessment:
●the appointment of Chinese teachers as assessors for the oral presentation compe-
tition caused unnecessary conflicts among groups.
●some teachers suffered from role conflict as they might be group tutors and
Chinese teachers.
Plan for intervention in S.1 project learning and action
According to the original plan, the activities would repeat in S.1, except the open exhi-
bition. Reviewing the problems raised in the staff survey, the core team was aware that
some personal factors had no immediate resolution, others suggested changes in the
second phase of project operation. The following measures were taken:
●Students would be asked to collect data and conduct the street interview, but they
were not required to do the analysis.
●Oral presentation would be assessed by all the group tutors involved in a class. In order
to avoid conflict of interest, the tutor would not give any grade to his/her own group.
●Mixed ability groups would be formed so as to relax the tension of uneven distri-
bution of talents among groups.
●Student assistants would be identified from S.2 to help teachers in S.1 project
learning.
●A Life Education session was transferred to Project Learning so that skills such as
mind mapping or IT would be introduced before project activities
●A session was added for group meeting, making the total 6 instead of 5.
●A special meeting would be taken up by class teachers and the project coordinator
so as to reduce group tutors' workload. This session would be for the development
of oral presentation skills through reviewing the video recordings of previous
presentation. This would provide a chance for peer evaluation.
●A semi-open presentation would be organized for S.1 students with parents as
spectators.
OBSERVATION AND REFLECTION
The S.1 Project Learning was brought to a close in the semi-open presentation. The
following shows what teachers learned:
●The theme on Our Neighbouring District is easier than Hong Kong
Culture. Students drew the mind map with less difficulty.
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ACTION RESEARCH AND TACIT KNOWLEDGE
518
●The Life Education session on mind mapping skills seemed to work.
●Group tutor assessment is commendable.
●It is more reasonable not to require students to analyze the data. They
have enough to learn through this project, say, mind mapping, data
exploration and collection, working with peers, interviewing tech-
niques, power point presentation ……
●Younger students seem to be more cooperative. There is not much
trouble meeting them on time. They are more punctual in submission
of plans and worksheets.
●Parent attendance was encouraging. Their support and on-the-spot
feedback contributed positively on student learning.
DISCUSSION
The School took 4 years to develop the current mode of Project Learning and is
determined to on build this as a directed mode of learning in lower forms. In view of
the crowded curriculum in the upper forms and the pressure of the high stakes public
examination, adoption of this approach will be encouraged, but it will be at the
discretion of the subject teachers. Having reported the study in detail, it is possible to
summarize the experience of the School and make the following recommendations:
●Project learning activities should be recognized on the timetable and the school
calendar instead of merely an assignment.
●Project assessment results should be reported to parents either in the form of a
grade with a set of descriptors or written qualitative evaluation. The assessment
items should include not only the written report and student presentation, but also
student participation and performance during the learning process.
●Besides a written report, oral or performance presentation helps students internalize
the newly acquired knowledge.
●Lower form students learn best in small groups and should be guided / supported
by a tutor.
●Students generate motivation and ownership of their own learning when they can
make decisions of their project theme, information search activities and presentation
formats.
●Mind map is helpful in organizing themes and content items.
●Staff development programmes are necessary for teachers to acquire particular
skills. Prior notice of possible future duties in connection with the skills would
focus teachers' attention and energy on relevant aspects of the programme.
●Projects help the development of Generic Skills (see Table 35.1). Table 35.3 gives
an example of what the School has done.
CONCLUSION
Action research has gained much attention in Hong Kong since the introduction of
the curriculum reform in 2000. The reform document advocates a continuous
AMY A.M. YIP
improvement process while simultaneously acknowledges the strengths of the education
sector and announces that long standing practices would be maintained. These strengths
and long standing practices fall into an understanding of tacit knowledge. Teachers are
encouraged to change the culture of teaching and learning as well as reflect on daily
practice (CDC of HKSAR, 2000, pp. 16, 28 & 131). These emphases pave the way
for a form of inquiry that focuses on reflection and improvement of practice. This
study has been presented in a form similar to an action research because it observed
how practitioners enthusiastically reviewed and revised the curriculum through
reflection both in-action and on-action. The former refers to conscious thinking and
modification while on the job (Schon, 1983, 1987). The implementation processes
depict elements of a cyclical process where decision makers 'plan-act-observe-reflect'
on their daily professional experience and developed practical knowledge that are
useful to every day practice (Kemmis, 1988; Elliot, 1991; Grundy, 1997; Newman,
1998; Zeichner, 2000).
In the absence of formally conducted action research and a systematic method of
data collection, the project team has made good use of their tacit knowledge to tackle
problems and make suggestions for improvement. Relevant examples permeate my
description of the project processes. This study exemplifies how the School learned
at difference phases of implementing the project approach. The driving force is the
deliberation of the School to reform the habitual pattern of teaching and learning facing
the inevitable implementation problems, such as the struggle between manpower con-
straints and small group tutoring, the fight among subjects for more class time, the
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ACTION RESEARCH AND TACIT KNOWLEDGE
TABLE 35.3 Examples of project activities and assessment items for developing generic skills
9 Generic skills Learning tasks Assessment
●Collaboration skills ●Small group project Project outcomes
●Communication skills ●Street interview, group
●Creativity discussion, oral presentation, ●Reflective learning
●Critical thinking skills poster presentation, written logbook
report ● Mind map
●Information ●Making critical comments ●Questionnaire design
technology skills during the project learning ●Interview records
●Numeracy skills process ●Data collection and
●Information search on the management
●Problem solving skills internet, word processing skills ●Drawing graphic
and power point presentation representations
●Self-management skills ●Oral presentation
●Skills report ●Data collection, processing and ●Project written
●Study skills drawing graphic representations
●Solving problems in association
with the project work
●Self monitoring of work
progress & sessional self
reflection
●All the above
520
benefits of and the arguments against the adoption of a multidisciplinary approach to
curriculum making, and the resentment of some teachers to extend their teaching
repertoire. Some teachers indicated:
I prefer teaching (lecturing) my class directly to taking them around
interviewing passers-by. That's something we're not familiar with. I need
more time to finish the syllabus.
The students don't know how to analyze the data. It's more efficient to
introduce the analytical results to them.
Subject-based projects are more manageable because I know where the
references are.
The School introduced the project approach in the "muddle of daily work"
(Newman,1998). It started with an inquiry about the aspirations and practices of
teaching with projects (Phase One and Two refers). When teachers viewed the
approach as a politically correct hyperbole instead of a vehicle to promote student
learning, it was extremely difficult to problematise and reconstruct habitual practices.
Should there be findings of locally conducted action research confirming the positive
effects of project learning, it will facilitate the development of a "professional learning
community" in the School. According to DuFour (2004) this "community" is aware
of the gap between their commitment to ensure learning for all students and the lack
of a coordinated strategy to respond when some fail to learn. Members of this com-
munity will fill up the gap with carefully designed strategies in terms of systematic,
timely and directive intervention programme to help the struggling students. An
essential aspect to make it happen is collaborative work where teachers could estab-
lish shared knowledge and understanding. The School of my study is steering
towards this direction. The multidisciplinary nature of student project work requires
staff working together. The small group setting of Phase Three (2003–04) encour-
aged collaboration not only at the level of teachers, but also the students. Reflections
recognizing desirable student performance during the exhibitions and presentations
provide valid evidences. The following views also demonstrate acceptance of the new
approach:
The multidisciplinary approach is commended, especially when we let
students select the topics they express an interest. There's ownership.
Also there's no ready made information to copy as commonly found in
subject-based projects. I've observed that our students are proud of the
originality of their inquiry topic and the results of the study.
As a Math. teacher, I don't have much experience in project learning and
know quite little about social science. I worried when I was asked to be
one of the group tutors. Thanks to the help of my colleague, I managed to
guide the kids complete their report. I've learned some techniques. The
procedural guide and assessment forms designed by the project coordi-
nators are helpful to people like me.
AMY A.M. YIP
The following excerpts of interviews represent the strategies of teachers to enable
students to learn in a caring and non-threatening mode. Teachers' experience is of
prime importance here in analyzing the situations and finding a feasible solution.
I divide the day spared for the life-wide activity into the morning session
and afternoon session and label them as A and B. A is for the afternoon
and B for the morning. Isn't it funny? Should it be the other way round?
Don't you know why? This is one way to make them learn English and
remember. B is for 'before noon'and A for 'afternoon' …
At first they were very shy and timid. Students need encouragement to
develop perseverance to complete the task.
My student refused to attend project meetings. Everyone was annoyed.
I know there should be some hidden reason. He wouldn't tell me. So I
made a few guesses and let him choose. Eventually he admitted his
worries about arriving home late and a concern about a TV programme.
I phoned his parents in his presence, explained the need to work after
school hours and successfully convinced his mother to record the TV pro-
gramme for him. Both the student and his mother were happy for my call.
The mother got a chance to talk to me and learn more about her son. My
student was happy because he got his problems solved. He felt my care
and respect because I phoned in front of him.
When my students had difficulty finding the focus, I let them visit the rel-
evant place first and took pictures. It was from the photographs that they
learned the technique of categorizing information and further develop
the mind map.
These reflections reveal the ways that teachers use their understanding of students' capa-
bilities and limitations to capture every opportunity to help them learn. Let us share Katz
and Chard's (2000) quotation that projects cultivate 'the life of the young child's mind'
(p.5–6). On top of knowledge and skills, the social, emotional, moral, aesthetic and spir-
itual sensibilities are developed. Benefits of adopting the project approach are multifac-
eted in Hong Kong schools today. If properly planned and implemented, not only do
students learn more actively and independently, teachers would extend their teaching
repertoire and schools would have a better chance to develop a professional learning
community. To reiterate the recognition in the reform documents of teachers' strengths
and long standing practices, and to acknowledge development of practical knowledge in
the course of action, I sincerely call for the attention of university academics and expe-
rienced researchers to help teachers publicize their tacit knowledge being generated in
the course of practice. The knowledge base for teaching and learning will expand.
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AMY A.M. YIP
INTRODUCTION
This chapter describes aspects of teachers' professional growth during a 2-year
professional development programme in Guandong, China. The project was a part of
national curriculum reform in Mainland China. One component of this curriculum
reform is to integrate values education across the curriculum while simultaneously
helping teachers to adopt current theories of learning and teaching about the curriculum
area itself, and it is this aspect that was the focus of the trial in Guandong Province.
The approach to professional development that was used for this part of the project
was a combination of seminars and action research to investigate solutions to a series
of problems that arose as the participating teachers explored the reform. This kind of
approach was chosen because of research that has clearly identified lack of appro-
priate professional development as being one of the most serious obstacles to fully
integrating new teaching approaches into the curriculum, and one-time-only workshops
as ineffective in making teachers comfortable with new approaches or integrating them
into their programmes (NCREL, 2003). This project aimed to incorporate all the
elements of professional development that have been found to be important: a
connection to student learning, hands-on practice, a variety of learning experiences,
curriculum-specific applications, new roles for teachers, collegial learning, active
participation of teachers, ongoing processes, sufficient time, assistance and support,
administrative support, adequate resources, continuous funding and built-in evaluation
(NCREL, 2003).
An essential pre-requisite to teacher change is motivating them to want to know
about the change and explore how it can affect their practice (Hord et al ., 1987).
Action research can be a successful way to provide this motivation to persevere with
the adoption of teaching reforms, not only to convince teachers of the value of the
reform, but also that problems and obstacles can be overcome if they persevere with
adapting the new ideas to fit within the constraints of their particular situations.
Teacher growth is facilitated by doing, exploring, trying, failing, changing and
adapting strategies, overcoming obstacles after many trials, and sharing failures, suc-
cesses and techniques that work (McKenzie, 2002). However, it is the process of failing
and facing obstacles that often causes teachers to give up. Research on teacher
growth has identified a number of such obstacles. Some come about because of
insufficient attention being given at the beginning of the initiative to issues such as
523
MARGARET TAPLIN, DOROTHY NG FUNG PING
AND HUANG FUQIAN
36. THE IMPACT OF A COLLABORATIVE MODEL FOR
CURRICULUM RESTRUCTURING ON TEACHERS'
PROFESSIONAL GROWTH
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 523–538.
© 2007 Springer. Printed in the Netherlands.
524
teachers' inclination, philosophy, readiness and support (McKenzie, 2002). Foremost
amongst the obstacles that have been documented are financial constraints, resistance
to changing roles and communication problems (Bullough and Kauchak, 1997).
Another can be a lack of sufficient emotional support, from peers or others, at the
difficult times (Cole, 1992). A further obstacle to sustained teacher growth is that the
initiative can often fall apart when the main instigator or supporter leaves (Mullen
and Sullivan, 2002). In order to overcome these obstacles, teachers need the support
of different people, including school leaders, outside experts and their own peer
networks (Bullough and Kauchak, 1997) at different times, and there needs to be
considerable involvement and sharing of responsibility by all partners (Hough,
1975). Hence, for the project reported here, it was considered essential to have a team
of partners who were all able to contribute in different ways at different phases of the
teachers' growth, according to the obstacles they were facing at those times.
While we wanted to encourage the teachers to learn about current theories of
learning and teaching, and to actually consider using these in their own classrooms,
we knew all too well that there were obstacles which would probably prevent this
from happening. In Chinese primary schools, these obstacles include large class
sizes, time constraints, pressure to cover the syllabus and achieve high examination
results, and the fact that each subject specialist teacher is responsible for several
classes. We were confident that the teachers understood what we were teaching them
and that most of them probably had a genuine belief in the value of the teaching
approaches we were discussing, but we knew that when it came time to implement
the ideas in their own classes, many of them would simply revert to the traditional
methods of teaching they were used to and by which they had, themselves, been
taught.
The curriculum reform was still very new at the time of this project and, even
though moral and civics education have traditionally been taught as separate subjects,
the teachers had only ever experienced the idea of a teacher-led, examination-driven
and text-book oriented approach to teaching in their subject areas. In other words,
these teachers were being asked to adopt some changes that were vastly different
from their existing conceptions of teaching.
Owston (2004) has proposed a model for sustainability of classroom innovation that
identifies essential and contributing factors. This model has been utilised in the design
of the project described here because it gives useful insights into the ways in which dif-
ferent partners can make different contributions. Figure 36.1 shows the essential
aspects of this model, and the corresponding partners in the present study who were
able to contribute to each of these aspects. For this project, there were five key partners.
From the educational perspective, the partners were the local district Education
Department, the curriculum reform expert who is a professor in a university in Mainland
China and two teacher educators from Hong Kong with expertise in the curriculum
areas of Mathematics and Chinese Language combined with expertise in the integra-
tion of values education into these subjects (hereafter referred to as the subject experts).
In addition, a Hong Kong-based charitable organisation provided funding for the proj-
ect, including for administrative support. Financial incentive to participate was given
MARGARET TAPLIN ET AL.
by the sponsoring body and the Education Department gave further incentive by
acknowledging the teachers' participation for purposes such as promotion. Finally the
teachers themselves were considered to be key members of the partnership. A sixth
group, the school principals, are considered to be important but to date their involve-
ment has been to provide tacit support rather than an active involvement. However, the
support of school leadership is acknowledged as extremely important and the plan for
the next phase is to showcase to the principals what their teachers have been doing and
to invite them to suggest how they can expand this work in their schools in future.
PROJECT BACKGROUND AND METHODOLOGY
This professional development programme was implemented over a 20-month period
from July 2002 to March 2004, with twenty primary school teachers. It was a joint
project supported by the South China Normal University Department of Curriculum
and Instruction, the local District Education Department, and the Institute of Sathya
Sai Education of Hong Kong. As mentioned earlier, the project was connected to the
introduction of curriculum reforms in China that aimed to incorporate values educa-
tion into subject curricula along with a shift from teacher-centred to student-centred
learning. Specifically it aimed to:
●guide a group of teachers to develop, implement and evaluate a values education
curriculum embedded within their subject teaching, consistent with the current
curriculum reforms in China, and
525
MODEL ON TEACHERS' PROFESSIONAL GROWTH
Conditions of Owston's Essential or Partner in this study most able to
sustainability model contributing condition contribute
Perceived value of Essential Education department officials
innovation curriculum reform expert
colleagues
Teacher professional Essential Subject experts
development curriculum reform expert
Administrative support Essential Education department
principals
sponsoring body
Innovative champions Contributing Subject experts
curriculum reform expert
teachers' peer group
Supportive plans and Contributing Curriculum reform expert
policies education department
Funding Contributing Sponsoring body
Support within school Contributing Teachers'peer group
Support from outside Contributing Education department
school sponsoring body
curriculum reform and subject experts
Figure 36.1. Partners able to contribute to various aspects of sustainability of initiative
526
●monitor and evaluate the phases in teachers' developmental growth in the imple-
mentation of teaching reform in values education.
In this chapter we will describe the major obstacles that the participating teachers
encountered at different stages of their journey. In particular we will examine how the
combined input of the five partner groups helped them to overcome these obstacles
and eventually reach a stage where they could contribute ideas and leadership in the
curriculum restructuring.
PARTICIPANTS
The participants were twenty teachers, nominated in pairs (one Chinese Language
and one Mathematics specialist) from ten selected primary schools in the Qujiang
district of Guandong Province. They were selected by the District Education Office
because they were regarded as leading teachers in their schools. They were experi-
enced teachers and had all taught for at least five years. The teachers met with the
programme facilitators for 2–4 days four times during the project and carried out
some small-scale action research investigations in their schools during the interim
periods.
THE THEORETICAL FRAMEWORK FOR THE PROJECT
The theoretical framework for the project was based on the model of effective strate-
gies for the stages of learning/adoption used by Sherry and Gibson (2002). This
model is summarised in Figure 36.2, which also describes the strategies that were
utilised for this project.
MARGARET TAPLIN ET AL.
Figure 36.2. Effective strategies for the stages of learning/adoption
(Adapted from Sherry and Gibson, 2002)
Corresponding action
Developmental state Effective strategies in this project
Stage 1 Teacher as Learner Training:demonstrations of Teachers were paired, i.e. 2
In this information- promising practices, teachers from each school to
gathering stage, teachers ongoing professional enable peer discussion and
learn the knowledge and development by peers support
skills necessary for rather than one-shot First seminar:
performing instructional workshops by outside ● Introduction to terms and
tasks using [the new experts; inservice sessions concepts of values education
innovation] that stress the alignment of ●Specific examples of
the initiative with integration into subject area
curriculum and standards ●Demonstration lesson/s by
expert mentors
Setting of first school-based
problem task
●Explore ways of altering
aspects of existing curriculum
Continued
527
MODEL ON TEACHERS' PROFESSIONAL GROWTH
materials to reflect values
education
Post First Seminar:
●School visits by project team:
classroom observation and
individual interviews
(formative evaluation)
Stage 2 Teacher as Adopter Resources, access to help Second seminar
In this stage, teachers and support; teachers who ● Talk by expert teacher who
progress through stages of can mentor newcomers and shared his experiences.
personal and task provide them with care and Further clarification of
management concern as the comfort as well as concepts by project team
experiment with the information. ●Demonstration lessons
innovation, begin to try it ● Time made available for
out in their classrooms, and discussions between
share their experiences with colleagues in cognate groups
their peers. ● Ongoing provision by
workshop leaders of resources
and materials
Second school-based problem
task
●Prepare best three sample
lesson plans and reflections on
strategies such as use of silent
sitting
●Identify problems/issues for
potential action research
investigation
Stage 3 Teacher as Co- Workshops and resources Seminar 3
Learner with strategies for ●Some revision of key concepts
In this stage, teachers focus enhancing instruction and and philosophies of session 1
on developing a clear integrating the new and more in-depth study of
relationship between the approach into the these, particularly to address
innovation and the curriculum; collegial issues raised previously by
curriculum, rather than sharing of integration and teachers (visiting expert and
concentrating on task assessment ideas peer)
management aspects. ●Demonstration lessons with
time for teachers to give
feedback and discuss
●Teachers asked to bring with
them a reflection on issues that
have arisen – time allowed for
discussion
Third school-based problem task
●Commence classroom-based
action research on issues of
own concern
Seminar 4
Corresponding action in this
Developmental stage Effective strategies project
Figure 36.2. Continued
Continued
528 MARGARET TAPLIN ET AL.
●Further resources provided in
response to issues raised by
teachers (e.g. asssessment and
discipline) – time for discussion
and personal reflection on
these
●Further demonstration lessons
with time for reflection and
discussion
Stage 4 Teacher as Administrative support:an Seminar 4
Reaffirmer or Rejecter incentive system that is ●Reflection and discussion with
In this stage, teachers valued by adopting mentors and between peers
develop a greater teachers. Raise awareness about action research outcomes
awareness of intermediate of intermediate learning ●Criterion-based reward system:
learning outcomes. They outcomes such as increased All teachers who achieve a
begin to create new ways to time on task, lower certain set of criteria will
observe and assess impact absenteeism, greater receive the same level of
on student products and student engagement; reward
performances evidence of impact on Fourth problem task
student performances ●Group problem-based learning
task to explore issues of
assessment and discipline
Stage 5 Teacher as Leader* Incentives for co-teaching ●2 or 3 outstanding
In this stage, experienced onsite workshops; release teachers identified as
teachers expand their roles time and other semi- mentor teachers to share
to become active permanent role changes to their experiences with
researchers who carefully allow peer coaching and beginners
observe their practice, outside consulting. Support ●release of 1–2 teachers in
collect data, share the from an outside network of each cognate area to
improvements in practice teacher-leaders; structured prepare suitable materials –
with peers and teach new time for leading in-house find stories, re-write
members. Their skills discussions and workshops. textbook problems etc.
become portable. Transfer of skills if teacher
goes to another school
*Planned as an ongoing process over the next 1–3 years.
VALUES EDUCATION FRAMEWORK
The values education framework adopted for this project was the Sathya Sai Education
in Human Values (SSEHV) model. This model is supported by national education
department policies in several countries. It is a secular model that is concerned with
putting back character development and values into education and developing all
domains of the student's personality: cognitive, physical, mental, emotional and spir-
itual. It is based on five human values that are universal and inter-dependent, Truth,
Right Conduct, Peace, Love and Non-violence, and is concerned with eliciting these
values that are already inherent in all of us. The fundamental principle of SSEHV is
Corresponding action in this
Developmental stage Effective strategies project
Figure 36.2. Continued
that all teaching is based on love and that the teacher's example in living the values is
the most critical component of values education. Its goals are:
●to bring out human excellence at all levels: character, academic, and "being";
●the all-round development of the child (the heart as well as the head and the hands);
●to help children to know who they are;
●to help children to realise their full potential; and
●to develop attitudes of selfless service.
DATA COLLECTION
The data reported in this chapter were collected from notes taken by the researchers
during teachers' discussions about problems in the workshops, observation of
demonstration lessons and reflective notes in which the teachers were asked to record
their experiences, particularly their ability to adapt the new ideas to classroom situations.
Since all discussions and written records were in Chinese, the transcripts have been
paraphrased from the translations into English for reporting in this chapter.
The obstacles teachers encountered at different stages
This section will consider the most common obstacles that teachers experienced at
different phases of their journey, and which of the partners were best able to help
them at each stage.
Stage 1 Teachers as learners. The first obstacle that the teachers encountered at this
stage was understanding the concept of values education. In their reflections about
this stage of their growth, typical comments were:
What's different about education in human values and moral education
class – at first I didn't think there were any differences – now I realise it
is a different style of teaching different values to develop character.
Lack of understanding of values education was a great obstacle. But with
the help of the professors [curriculum and subject experts] and teachers
[fellow participants in the project], I could solve the uncertainty.
In the early stages I found it hard to understand the difference between
general studies and values education. The professors and the teachers
helped me a lot. The professors gave me a lot of information in order to
help me understand the values education in more detail. I could learn a
lot from the real working process and the teachers' discussions.
Here, the subject experts were the dominant partners. In particular, they had to give very
specific examples of the opportunities to talk about the five values during Mathematics
and Chinese lessons. When the teachers gave demonstration lessons, it was necessary
for the subject experts to be very direct in giving examples of opportunities for talking
about values that arose during the lessons. Some examples of this kind of feedback are
shown in Figure 36.3, with the vocabulary describing the values highlighted in bold.
529
MODEL ON TEACHERS' PROFESSIONAL GROWTH
530 MARGARET TAPLIN ET AL.
Figure 36.3. Examples of facilitator feedback given to help overcome first obstacle
(understanding the concept underlying the reform)
Comment about education in human
Comment about Mathematics values/suggested key vocabulary to
Aspect of lesson teaching use with children
Introduction of a Sets a real-world context for the Non-violence: Creates awareness of
problem about problem the environment. You can talk about
China's wild the dangers for some animals of
animals as a becoming extinct and what each of
fraction of the us, as individuals, can do to help to
world's wild protect them (e.g. using plant-based
animals rather than animal-based medicines)
Concept of 'one' Very important to establish the idea Peace: What do we need to do to
or 'whole' of a fraction as a part of the whole become whole people? Can we feel
whole and complete if we have a lot of
material possessions? (Lead them to the
idea that we can only really feel whole
and complete if we have inner peace.)
Asking students This is a good practice to encourage, Love: There are many different ways
to find different to get them to think mathematically. of arriving at the correct answer. The same
ways to get the applies to life. People have different ways
same answer of doing things but we cannot judge them
if their ways are different from ours.
Group Often children can understand Love: teamwork. If one group
discussion to something explained by their peers member is unable to understand, it is the
help students better than an explanation by an group's responsibility to help him/her.
who still did not adult.
understand
'Mirror' Good use of estimation and problem- Right Action: This could be a good chance
problem solving skills to talk a little bit more about mirrors (per-
haps in a silent sitting at the end) – tell
them that other people are mirrors of our
behaviour and that when we see some-
thing we dpn't like in another person it
often means we have to look at ourselves
to see if it is really something in our own
behaviour we have to change.
Story about This relates to a real-life event, Love: Developing a sense of
flood and story which helps children to see that compassion towards those who have been
about Shao Hua Mathematics is a tool for describing unfortunate to suffer in a flood; helping
and Shao Li real-life. these people by giving seeds to them.
donating money (Could this lesson be followed up by
for children who asking the children to sacrif ice something
cannot afford to that they like – eg buying candy or going
go to school to the game parlour – and using the
money they save to donate to the flood
victims? In SSEHV we call this "Ceiling
on Desires".)
Continued
This process was probably more difficult for the Mathematics group than for the
Chinese group because the latter were dealing with curriculum material that already
focused to some extent on the values inherent in the traditional Chinese culture,
whereas the Mathematics teachers did not have even suitable examples in their cur-
riculum material to draw on. They were also inhibited by the fact that they had never
previously been permitted to change even the wording in the examples in the textbook.
When the facilitator suggested that they could begin by changing the wording of text-
book problems to reflect values like sharing and helping others (see Figure 36.4 for an
example) they were incredulous and actually asked, "Can we do that?"
In this case they were not prepared to believe the subject experts that they could in
fact make even such a minor kind of change. It was not until the curriculum reform
expert said it was acceptable that they were prepared to even entertain the idea.
Stage 2 Teachers as adopters. In their first attempts to incorporate these new ideas
into their teaching the major obstacles the teachers experienced were time and cur-
riculum constraints. The subject experts had the major role here, giving them direct
materials, direct demonstrations and direct feedback in class.
There were further perceived obstacles arising from a sense of mismatch between
implementing the innovation and their existing responsibilities to cover the curricu-
lum and have their students achieve good marks:
In the early stages there was inconsistency between the implementation
of values education and my duties with the (curriculum) programme.
531
MODEL ON TEACHERS' PROFESSIONAL GROWTH
Percentage Again, this use of real-world Love: This is a very important aspect
Comparin examples encourages children to of helping children to develop self -
statistics of think more widely about acceptance and self-esteem as well
China and other Mathematics and how it is a tool as tolerance of others. We need to
countries that helps us to understand our emphasise repeatedly that everyone
comparing with world. has his/her special gifts/talents and
another class the help them to think how they can use
students who are these for the good of society. We also
good in study, need to encourage them to be tolerant
sports etc. of others and to look for the good
things that others can do, not at what
they cannot do.
Comment about education in human
Comment about Mathematics values/suggested key vocabulary to
Aspect of lesson teaching use with children
Change
Shao Hui bought 40kg of rice. He ate 5/8. How much was left?
to
Shao Hui bought 40kg of rice. He kept 5/8 of it for his own family to eat, and gave the rest to a poor
family who lived near his house. How much did he give away?
Figure 36.4. Example of a text-book problem re-worded to reflect values
Figure 36.3. Continued
532
They also started to express concerns that the project was compromising
the amount of curriculum content they could cover:
We are finding that the characters of the children in the experimental
class are improving but we are worried that their scores are going down
because we are spending less time on the lesson
Here it was only the Education Department officials who could give them the reassur-
ance they were seeking, since they were not prepared at this stage to believe the subject
experts that the overall results would improve in the long term (which they eventually
began to do in many of the experimental classes towards the end of the project).
In this case the teachers needed support from a combination of partners; the subject
experts to give them the ideas for incorporating the maximum of values education
while making the minimum change to the content of the lesson, the curriculum
reform expert to show them that this practice was in fact in keeping with the big picture
of the national reform and the local education department officials who were able to
reassure them that their credibility as teachers would not be compromised by trying
the new ideas.
Several of the teachers also expressed concern about the lack of support from their
other colleagues who were not involved in the project:
In addition to the examination pressure the leader is only concerned with
the results of my class rather than the difficulties I have.
Since this has fairly serious implications not only for the teachers' confidence to con-
tinue with the initiative but also for future sustainability, it is essential to provide the
appropriate support for this problem. At this stage of the project the main support came
from the Education Department officials, who gave reassurance that they were doing
the right thing and placed it in the context of the future plans for education reform in
the region. However, the teachers themselves pointed out the need for support from
their own school leadership. As mentioned earlier, the school principals' support was
solicited by the Education Department at the beginning of the project but prior to this
stage had been mostly in terms of allowing the teachers to try out the ideas in experi-
mental classes. In the last formal session of the project we invited more active partici-
pation by the principals by inviting them to attend a showcase of what the teachers in
the project had been doing and then to participate in a forum to discuss how they can
develop the ideas further across their schools. Here, again, is an important role for the
sponsoring organisation, since it will be necessary to assist with financial support and
resources to implement the actions suggested by the principals.
Another obstacle for the teachers as adopters, once they had accepted and under-
stood the basic concept of the reform, was lack of ideas. As the following comment
indicates, the subject and curriculum reform experts were the most able to give sup-
port in this regard:
In the early stages I did not have any ideas for implementing values
education in my classes. After being advised by the [curriculum reform
and subject experts] my process became smoother.
MARGARET TAPLIN ET AL.
It was at this stage that another important aspect of the partnership emerged. This was
the role of the teachers themselves. Through observing their peers conducting
demonstration lessons and through engaging in reflective discussions about these
lessons and their attempts in general, the teachers were able to provide a great source
of support and inspiration to each other:
In the early stages I did not have any ideas for implementing values edu-
cation in my classes, for example deciding on the content. Now I still have
difficulty but the guidelines give me great support. The [curriculum and
subject experts] and my colleagues give me encouragement and support.
In the early stages I found there were some conflicts between the experiment
and the teaching in my school. The professors and my colleague helped
me a lot.
In this latter comment, 'colleague' refers to the teacher's partner in the programme
from the same school.
In the early stages of 'teachers as adopters' the subject experts asked the teachers
to experiment with the use of silent sitting (a technique fundamental to SSEHV, in
which students sit silently for a few minutes and tap into their own inner strengths
and resources to calm the extraneous chatter in their minds and often to solve problems),
since this was something that could be added on as an 'extra' at the beginning of the
class without taking up too much time and hence give them some confidence that
they were moving forward with the initiative. This was one of the first breakthroughs
for many of the teachers because they were able to have some successful results with
their students (particularly better concentration and better behaviour):
Silent sitting is a way of thinking, gives people a sense of quiet, they are
very free to think about anything and escape temporarily from reality –
therefore it decreases the pressure of work. I use it personally to have a
break mentally or physically.
The silent sitting is very good to nurture their study habits. It encourages
the students to think, try new things and change their attitudes towards
their studies. They are now beginning to see that they are studying for
themselves, not for their parents.
Stage 3 Teachers as co-learners. As the teachers moved into the phase of co-learners,
the subject and curriculum reform experts and the education department officials
discovered that we were able to take a big step back. As the teachers themselves
began to exercise their growing confidence and ability to verbalise about the new
paradigm in order to deepen their understanding of the concept and how to apply it
(Barr and Tagg, 1995) they turned more to their own peers for support.
The teachers who gave demonstration lessons at this stage showed evidence of a
considerable increase in their incidental modelling of values that had not been there
previously. For example in one Mathematics lesson, on the topic of percentage,
the teacher went to a lot of trouble to find up-to-date statistics about social and
533
MODEL ON TEACHERS' PROFESSIONAL GROWTH
534
environmental problems in China and to set problems that incorporated values edu-
cation. Apart from this understanding of how to adjust the lesson content, there was
an emerging sense of the integration of values education with both the content and
the hidden curriculum of the lesson that can be characterised by the combination of
a number of features such as:
●encouraging children to think for themselves and discuss (Right Action)
●encouraging children to help and support each other (Right Action, Love)
●accepting their answers, not making them feel bad if they made a mistake (Love)
●creating a 'safe' environment, with children feeling safe to try ideas and learn
from mistakes (Peace, Love)
●showing they valued what children were saying – teacher listening to children and
children listening to each other (Love)
●using homework to ask children to research other areas related to both percentage
and values.
The teachers were still concerned that they were faced with the obstacle of having
to fit in with all the time and curriculum constraints as previously and also expressed
their concern about the lack of time to prepare the new values-related materials – but
the teachers themselves became the dominant players in the partnership and learned
a lot from observing each other and discussing
Stage 4 Teachers as reaffirmers or rejecters. As the teachers began to raise more com-
plex questions and issues, it indicated that they were now moving to the phase of being
concerned primarily about the impacts of the innovations on their students. For example,
they were ready to explore deeper and enhance the quality of their teaching further.
What can we do now to deepen our personal understanding of the values
and to deepen the experiment?
How can we improve the quality of our classroom teaching [in relation to
eliciting values while offering rich pedagogical experiences]?
Furthermore, they were showing signs that they were becoming concerned about a
holistic integration of values education, including how it impacted upon discipline in
and out of the classroom:
I try to use love to move my students – if every teacher treats them with love
then sometimes there is no punishment at all, so sometimes I have a very
good relationship with the students, sometimes they are disrespectful.
I have one doubt – if we just teach students in a positive way, if we avoid
them seeing bad things, how can they learn to discriminate? If they don't
see the ugly, how can they appreciate the beauty? Is it good to just show
the positive things? How about the negative things? For example, I have
taught my children that when they go to another person's room they don't
touch things and make a mess, but then others come to our room and do
this, so the children wonder why others can do this and they can't.
MARGARET TAPLIN ET AL.
Another interesting question that reflected a deeper level of thinking was concerned
with the effects of the values education strategy on children who are at different stages
of their character development:
About the power of love: If there are two seeds and one is very strong but
the other is not so good – if I give love to the not-so-good it still won't
grow as strong as the good one, so is it better to concentrate the love on
the strong one?
They were also starting to think, at this stage, about the interactive effects between
school and home:
A colleague told me "5 plus 2
0". I didn't understand. She told me that
5 means the 5 days in school, 2 means the 2 days outside school, maybe
equals 0 because the effects of the two days at home can undo the effects of
the five days at school – the effects may be negated by outside things. How
can we connect family and community education with school education?
Sometimes I feel there is some difference in the students' behaviour – they
are good in front of their teachers but different at home. I have been sur-
prised to hear they do bad things at home, even to their own grandmothers
they have been rude, therefore we must keep in close contact with their
families so we can know the two sides of the children.
Another issue raised at this stage, for the first time, was that of evaluation:
How can we evaluate the moral education? We do the experiments but we
don't know how to see the effects.
In all of the above, it can be seen that, although the questions they were asking
were more complex than those they were asking in the earlier stages of the project,
the teachers reverted to their former dependence on the facilitators to provide
answers rather than attempting to suggest solutions themselves. Therefore, the facil-
itators structured problem-solving tasks for the fourth face-to-face session (see
Figure 36.1) in such a way as to provide some useful information but to put the
responsibility for thinking about the solutions onto the teachers themselves.
The teachers also began to ask questions about how to move beyond their own
classrooms and integrate values education as a whole-school approach. They seemed
to be no longer thinking of it as a fragmented thing applicable only to their experi-
mental classes but as a total school programme, in and out of class.
It was interesting to note that at this stage they were turning more to the Education
Department officers for support with policy-related matters than to the curriculum
experts for support with pedagogical ideas. It was clearly important to them to have
official support of the ideas that the curriculum experts were portraying and that they
were beginning to come up with for themselves. However, with the pedagogical ideas
they seemed to have developed a greater independence to think of their own strategies
and to give feedback to each other. Examples of the feedback given by the Education
535
MODEL ON TEACHERS' PROFESSIONAL GROWTH
536
Department officers at this stage include:
[In response to the teacher comment: 'I really love my students, am
seldom angry with them. For example if they drop rubbish, the first time
I tell them not to do it, the second time I take them to see how dirty it is.
If they still do it a third time, those who throw rubbish have to clean the
school for a week – then they stop. Sometimes this is not advocated now,
so I could get into trouble.'] We must distinguish this kind of penalty from
those that will hurt the students psychologically. This type won't hurt
them psychologically.
The above reinforced the teacher's need for official endorsement that what she was
doing was acceptable with regard to policy, irrespective of whether or not it was good
pedagogical practice.
[In response to teachers' questions about discipline policy, competition
and community expectations] Teacher practice is important – whatever
you ask students, you should also do first. Teachers must love the students
– this is the foundation of EHV. This doesn't mean love without any kind of
punishment – if students form bad habits, if you don't use 'punishment'
you can't get good effects – but first there must be clear understanding
about the whole situation and make the right kind of punishment. Silent
sitting is a main characteristic of EHV – what can we do to make silent
sitting better? EHV must exist everywhere, so don't think that just the con-
tent is EHV, everything we do is the process of doing EHV. Competition:
In relation to EHV, I don't think EHV must avoid competition. EHV is not
evaluated by academic knowledge – the purpose of these experiments is
not only to improve academic achievement, but to develop character,
therefore you must send this message to your headmasters. One problem
in Chinese education is that the family, community and school education
are separated – this must be changed so the school and parents have a
close relationship. The evaluation by academic achievement alone is a
shortcoming of the education system so don't worry – this will change. Try
to fill in the gap between school education and family education – keep in
close contact with parents by phone calls and visiting family.
Again what the teachers required here was official reassurance that they were on the
right track from a policy, as opposed to a pedagogical, point of view.
Stage 5 Teachers as Leaders. At this stage of the project there is only a small num-
ber of teachers emerging as leaders. One, for example, has written an article for a
professional journal in the district describing some practical applications of educa-
tion in human values in the curriculum based on his experiences. Another has set up
a whole-school integration programme in Mathematics and Chinese Language with
future plans to expand to other subject areas. It appears that as the teachers move
more into the role of leaders in their own schools they will become concerned mainly
MARGARET TAPLIN ET AL.
with policy-related support, hence the dominant partners will be the Education
Department and the school principals. It is also envisaged that the sponsoring body
and the Education Department will have active contributions to make at this stage in
terms of financial and incentive support to sustain the initiatives and expand them to
a school-wide level.
DISCUSSION
In this chapter we have described the roles of various partners in contributing to
teacher professional growth in developing a curriculum reform over a 20-month
period. Five main partners played key roles at different stages of the teachers'growth.
The subject experts were critical in helping the teachers to understand the concepts
and philosophies underlying the reform and to give specific examples, resources and
feedback, especially in the early stages of the programme. The curriculum reform
experts were important to reinforce what the subject experts were saying in the over-
all context of the reform. The Education Department officials' participation was
necessary to provide professional incentives for the teachers to sustain their partici-
pation and to provide support and reassurance about policy-related matters, and their
role became stronger as the teachers' knowledge and understanding of the reform
became stronger and they started to think of wider issues. Financial incentive to
participate was given by the sponsoring body and was another critical component of
the sustainability, particularly at the times when the participants could have been
tempted to give up. The participating teachers themselves became critical partners,
particularly once they had grasped the basic ideas, as they became a source of
support and inspiration for each other. A sixth group, the school leaders, have been
tacit supporters of the project to this stage, but are anticipated to have a more active
role in the partnership as we move into the next phase of encouraging the teacher to
take on leadership roles in extending the programme to become school based. It
appears from the examples presented in this chapter that the combined effects of the
various partners were effective in helping teachers to overcome the different kinds of
obstacles that they encountered at different stages of their growth.
One particularly interesting outcome was the way in which the teachers themselves
emerged as significant contributing partners within a fairly short time. In this study
we invited two teachers from each school in order to ensure some peer support within
schools as well as between schools. However, given the importance of teachers as
partners that emerged from this study, it is recommended that in future programmes we
will invite four teachers from each school in order to strengthen further the potential for
peer support.
Another interesting question that has arisen from our experience is the best time at
which to involve the school principals. At the beginning they were willing to allow
their teachers to participate but were not really interested and, for example, did not
accept the invitation to attend the opening ceremony or any of the face-to-face sessions.
However, in the longer-term their active support is needed if the innovation is to be
sustained or expanded school-wide. Therefore we decided to try training the teachers
537
MODEL ON TEACHERS' PROFESSIONAL GROWTH
538
first, then inviting the principals to a showcasing of what the teachers have achieved,
after which we consulted them about how to move to a school-wide basis.
One further implication that has emerged from our experiences is the need to make
provisions for helping teachers to find suitable resources and adapt teaching materials,
since the time required to do this task was one of the biggest obstacles they described
throughout the programme. Hence, a recommendation for the future sustainability is
to make provision for the sponsoring body to support the employment of an admin-
istrative person to assist with this kind of material development.
Overall, the experiences of this programme have indicated clearly that the partnership
between various stakeholder groups was critical to the teachers'sustained participation
and growth within the project. In fact, it is clear that no one partner could have assisted
them effectively to overcome the full range of the problems that they encountered. It
is suggested that the experiences and insights encountered during this project are not
unique to the Mainland China context and that they have implications for teacher
professional development universally.
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Some Problems. Journal of Education for Teaching, vol. 23, 3, pp. 215–234.
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Relationships. Teachers College Record, vol. 94, 2, pp. 365–391.
Hord, S., Rutherford, L., Huling-Austin, L. and Hall, G. (1987) Taking Charge of Change. Alexandria, VA:
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MARGARET TAPLIN ET AL.
NEW CHALLENGES FOR TEACHER EDUCATORS
In the last two decades, the promotion of life-long learning has become a major
theme in global educational reform. As Knowles (1988, in Boud 1988) points out, the
traditional emphasis in education in producing knowledgeable persons tends to give
way to a new vision about nurturing autonomous life-long learners. In order to
actualize this vision, higher education must focus on "the process of learning,
with the acquisition of content (rather than the transmission of content) being a nat-
ural (but not pre-programmed) result" (ibid., in Boud 1988, p. 5). Kwakman (2003,
p. 149) indicates that such a 'reform' trend requires teachers to create stimulating
learning environments and act as facilitators in students' learning processes. As the
21st century carries complex demands on teaching and learning, there emerges a
global discourse on how teachers can be supported to become professional learners,
and be prepared for the new roles as facilitators and co-learners (Kwo, 2002;
Cochran-Smith, 2003; Kwakman, 2003). In order to meet the complex demands of
preparing teachers for the 21st century, teacher educators are facing new challenges
and should become a central focus in the contexts of educational innovation.
However, as Cochran-Smith (2003) points out, little attention has been paid to
educating and supporting them. Just as most teachers feel isolated in their own struggles
to face new demands (Intrator, 2002; Huffman and Kalnin, 2003), teacher educators also
have similar problems.
In fact, traditional approaches for professional development, such as institution-based
training courses, academic conferences, individual study of academic journals and
books, are often inadequate in leading to effective outcomes and limited in provision of
sufficient places for the teachers in need. An alternative track for many teachers is to
engage in meaningful professional development where they can work with one another
collaboratively as a community (Little, 2002; Bullough and Kridel, 2003; Burbank and
Kauchak, 2003; Cochran-Smith, 2003; Huffman and Kalnin, 2003). Kwakman (2003)
explained the reasons for the call for collaboration as:
… feedback, new information or ideas do not only spring from individual
learning, but to a large extent also from dialogue and interaction with
539
DANJUN YING
37. TEACHER EDUCATORS' COLLABORATIVE
INQUIRY IN A CONTEXT OF
EDUCATIONAL INNOVATION
IN CHINA – A CASE STUDY OF
RICH AS A LEARNING
COMMUNITY
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 539–554.
© 2007 Springer. Printed in the Netherlands.
540
other people. Moreover, collaboration is assumed to create a learning
culture and helps to build a community in which further learning is
supported and stimulated.
(Kwakman, 2003, p. 152)
She continues to summarize ways of professional learning into four categories: reading,
doing or experimenting, reflection, and collaboration (ibid.). If teachers are to be
prepared to respond to such a call for collaboration, it is instructive how teacher
educators can become ready for facilitating such professional learning.
BEING IN RICH, THE COMMUNITY OF PRACTICE
As a teacher educator of eight-year experience at a university in China, I have
witnessed the isolation, the challenges of innovation, and the experience in the
community of practice since the very first day. I had to prepare students to be quali-
fied teachers while I myself was struggling to be a qualified teacher educator.
Sometimes I was desperate to share my problems, struggles and good ideas with
someone else. However, it seemed that collaboration was not the mainstream culture
in my college. In the 1990s, the government in China intended to promote quality-
oriented education, which also gave a big stir in the field of English language teaching.
Criticisms of English teaching, such as producing 'silent English' (i.e. the phenomenon
that students have been studying English for many years but are not able to commu-
nicate with others fluently and effectively), overemphasis on the result instead of the
process, were widely and quickly spreading all over the country. Changes to English
textbooks in middle schools that were based on communicative theories took place in
the early 1990s to respond to the criticism and call for teaching innovation. However
most teachers in middle schools ended up feeling challenged and stressed because
they were not professionally and conceptually ready for the new textbooks. Such
challenges and stresses also affected me because of the need to rethink how we could
educate teachers who would grow up with the new textbooks and be able to teach
them. There were no simple answers but many questions, and I was not the only
teacher who had these questions.
Following the shared interest, some of my colleagues and I initiated a bottom-up cur-
riculum innovation in 1997 in response to the national call for curriculum innovation and
quality-oriented education. We put away the textbooks that had been used for many years
and launched a task-based learning (TBL) project in the course of Comprehensive
Reading. The innovation was named RICH in 1998, an acronym for Research-based
learning, Integrated curriculum, Cooperative learning, and Humanistic outcomes. The
aim of RICH was to help students to become autonomous life-long learners with critical
thinking, open-mindedness, creativity, and sense of responsibility. For the teacher
educators involved in this innovation, changes in practice extended to content, method-
ology, evaluation, as grounded in conceptual development of teaching and learning.
However, the journey of the curriculum innovation has brought us more challenges,
stresses and struggles than expected, for example, the change of teachers'roles in and
DANJUN YING
outside the classroom, the unavailability of the resources, and the conflicts with
the mainstreams of learning and teaching in the college. Allwright (2002) sug-
gests that classroom language teaching and learning is essentially an interpersonal
social matter and therefore both teachers and learners need 'social expertise' to
help them to achieve a 'quality of life'in the classroom, which can be best pursued
by working to understand that life, not by treating it as a series of 'technical'
problems to be solved one at a time by purely technical pedagogic solutions (e.g.
better teaching material). RICH, therefore, enables its participants to bring up
their own motivation, reflection, and develop social expertise, generate local
knowledge, theorize their practice, interpret and interrogate the theory and obtain
their understandings towards the innovation, learning and teaching, and their own
professional development.
As a key member who got involved in RICH at the very beginning, I benefited a
lot from 'being-in-RICH', such as expanding my vision and changing conceptions of
teaching and learning, becoming more confident, supporting and being supported
mutually, and developing teacher knowledge. The term of 'being-in-RICH' is
borrowed from Heidegger's 'being-in-the-world' indicating 'a sense of involvement
rather than mere physical presence' (Donnelly, 1999, p. 935) and used to reflect the
interdependence of teacher educators and the community of RICH in which they
exist. However, the understandings of RICH as a learning community for teacher
educators still remain unexplored, for example, the development and functions of
RICH that sustain and / or constrain teacher educators' learning, the relationship
between teacher educators' learning and the community of RICH. Although such
understandings may be of local relevance only and so directly of use only to the
people who can 'live'their understandings (Allwright, 2002, p. 2), it is still worth trying
to obtain the understandings of RICH due to the fact that we may get better at
'expressing (if only partially) the ultimately inexpressible' as Allwright (2002, p. 2)
suggests that we may not be able to put all our understandings into words. Therefore,
it is meaningful to explore how RICH can help teacher educators to break the isolation
and facilitate their professional learning to develop their knowledge for / in / of prac-
tice (Cochran-Smith and Lytle, 1999), and how teacher educators' 'being-in-RICH'
help them to achieve their understandings. Freeman (1996, p. 89) suggests that we
have to know the story in order to tell the story. To be able to tell the stories of RICH,
I intend to explore RICH as a learning community for teacher educators in the light
of the relevant theoretical framework.
KNOWLEDGE BUILDING IN A COMMUNITY OF PRACTICE
Perspectives of a community of practice
Wenger et al. (2002, p. 4) define a community of practice as a group of people 'who
share a concern, a set of problems, or a passion about a topic, and who deepen their
knowledge and expertise in this area by interacting on an ongoing basis'and suggest
that it should be a practical way to manage knowledge as an asset. Though there are
different interpretations of the nature of knowledge, Wells (1999) suggests that the
541
TEACHER EDUCATORS' COLLABORATIVE INQUIRY
542
main concern should be with 'knowing'and 'coming to know'rather than knowledge.
He expands Vygotsky's social constructivist theory and proposes a model of the spiral
of knowing as a way of thinking about the relationship between experience, information,
and understanding, in which collaborative knowledge building plays a central role
through dialogic inquiry in a collaborative community (ibid.). Wenger (1998, p. 72)
describes three dimensions of a community of practice as mutual engagement, a joint
enterprise and a shared repertoire (see Figure 37.1).
She (ibid., p. 85) further describes the community of practice as 'a locus of
engagement in action, interpersonal relations, shared knowledge, and negotiation of
enterprises', which holds the key to real transformation effecting on people's lives.
She (ibid., p. 214) points out that a community of practice will become a learning
community when it is a privileged locus both for the acquisition of knowledge (i.e. to
give newcomers access to competence and also invite a personal experience of
engagement) and the creation of knowledge (i.e. to explore radically new insights ).
Thus, teacher educators' knowledge for/in/of practice will be connected and cat-
alyzed in such a locus as Lave and Wenger (1991, p. 100) declare that 'the place of
knowledge is within a community of practice'.
Collaborative inquiry as way of knowing
It is necessary to note that a community of practice is not intrinsically beneficial or
harmful (Wenger, 1998, p. 85). To facilitate professional teacher learning in the com-
munity of practice, Kwo (2002, p. 2) argues that teachers should 're-equip themselves
for inquiry in a collaborative culture'. Cochran-Smith (2003, p. 7) also suggests
… the education of teacher educators in different contexts and at differ-
ent entry points over the course of the professional career is substantially
enriched when inquiry is regarded as a stance on the overall enterprise
DANJUN YING
Figure 37.1. Dimensions of practice as the property of a community (Wenger, 1998: 73)
stories, styles,
artifacts, actions,
tools, historical
events, discourse,
concepts
engaged diversity, doing
things together, relationships,
social complexity,
community maintenances
Mutual
engagement Shared repertoire
negotiated enterprise, mutual
accountability,
interpretations, Rhythms,
localresponses
Joint enterprise
of teacher education and when teacher educators inquire collaboratively
about assumptions and values, professional knowledge and practice, the
contexts of schools as well as higher education, and their own as well as
their students' learning.
(Cochran-Smith 2003, p. 7)
The term 'inquiry as stance' is used to describe 'the positions teachers and others
who work together in inquiry communities take toward knowledge and its relation-
ships to practice' (Cochran-Smith and Lytle, 1999, p. 289). Therefore, to take an
inquiry stance is for teachers to work in an inquiry community to generate local
knowledge, envision and theorize their practice, and interpret and interrogate the
theory and research of others (ibid.). They continued to argue that such inquiry is
both social and political since it involves 'making problematic the current arrange-
ments of schooling; the ways knowledge is constructed, evaluated, and used; and
teachers' individual and collective roles in bringing about change' (ibid.). The pro-
fessional literature and conferences reveal various forms of practitioner inquiry
including 'teacher research', 'action research', 'autobiographical inquiry', 'self
study', 'reflexive inquiry' (summarized in Cochran-Smith, 2003, p. 8). These
researches indicate the emergence of new terminology and contexts and reconceptu-
alization of the role of teacher educator and a valuable way to think about the ongo-
ing education of teacher educators (ibid., p. 9). Such collaborative efforts of inquiry
have been proved to be powerful tools and strongly support teachers in 'building
contextualized knowledge of their students and community' (Huffman and Kalnin,
2003, p. 570), and promote learning and teaching for understanding (Hargreaves and
Fink, 2000 and McLaughlin, 1997).
Narrative inquiry as way of understanding
Wenger (1998, p.134) argues that a community of practice is about knowing, but
also 'about being together, living meaningfully, developing a satisfying identity,
and altogether being human', which has granted the role of narrative inquiry in it.
Connelly et al. (1997) believe that teacher knowledge is not something objective and
independent to be learned and transmitted but is the sum total of the teacher's expe-
riences and thus we all live inside stories. Teacher educators' knowledge in RICH are
also being and living in stories. Stories of RICH, i.e. the stories that teachers are
expected to live and tell about RICH, and RICH stories, i.e. the stories teachers per-
sonally tell about RICH, are vital, which interplay dynamically on teachers'profes-
sional knowledge landscapes (Connelly et al .,1997, p. 674). Craig (2003, p.817) claims
that the narrative authority of teacher knowledge explains "how teachers develop
their knowledge transactionally" and provides "justification for teachers telling and
writing stories of their reform experiences, the narrative view of teacher knowledge".
The narrative-based collaborative inquiry in the culture of community will then enable
teachers to develop and express the narrative authority of their personal practical
knowledge in the company of other knowers through negotiating the meaning of their
experiences and making their personal meaning public and shared (ibid.). Johnson
543
TEACHER EDUCATORS' COLLABORATIVE INQUIRY
544
and Golombek (2002, in Johnson, 2003, p. 790) further explain the significance of
narrative inquiry:
We believe narrative inquiry, conducted by teachers individually or col-
laboratively, tells the stories of teachers' professional development
within their own professional worlds. Such inquiry is driven by teachers'
inner desire to understand that experience, to reconcile what is known
with that which is hidden, to confirm and affirm, and to construct and
reconstruct understanding of themselves as teachers and of their own
teaching.
(Johnson and Golombek, 2002, in Johnson, 2003, p. 790)
In this sense, narrative inquiry is both the subject and approach for being, knowing
and understanding in RICH.
AN EPISODE IN A RICH SEMINAR
On January 17, a seminar called "Retelling the stories of RICH" was organized.
When I put up the poster in the notice area in the college two days before the seminar,
I was sure it would not draw a big crowd, although the seminars organized by RICH
were open to teachers and even students in our college who had an interest in the topics.
January 17 was the last day of the term and only two weeks from Spring Festival. But
I was also sure that the key members of RICH (i.e. Huang, Zheng, Hu, Ying, Wu)
would be there. Wu had just returned from England after 3 years of doctoral study.
Not only did we learn a lot of new terms and ideas from Dr Wu, such as reflection,
identity, and narrative inquiry, we were also invited to work with him to teach his new
course, called Curriculum and Language Teacher Development, in the following
semester. We took this as a chance to learn from him and to challenge ourselves.
Some seminars had been held to design that course, for example, on January 2nd, a
seminar was held to discuss 'what is teacher development' and another one dealt with
proposals for curriculum design on January 11th . In addition, many discussions
occurred informally concerning the course and RICH.
Discussion about Hu's proposal
At 1pm in the afternoon, Zheng hadn't arrived yet. Hu didn't discuss her proposal in
the previous seminar on January 11th . She printed her proposal and gave copies to
those present this time. In addition to four RICH members, three other teachers
came, i.e. Yumei, Jiang and He. Huang as the head of RICH initiated the actual start
of the seminar:
It's sunny today. We're in the RICH office. We're going to retell stories of
RICH. Let's begin. Have a look at Hu's proposal.
However, the conversation was interrupted by digression about the mobile phones
given by the college as an extra bonus at the end of this term and a visitor to the
office. I was sitting beside Hu and had a discussion with her about her proposal.
DANJUN YING
Wu joined in by asking how to translate the word 'reflection' into Chinese. Others
contributed to the discussion from different perspectives.
More than half an hour later, Wu asked Zheng to tell a story, about 5 or 10 minutes
in length, saying that any story would be OK. In effect, Wu's invitation to Zheng to
tell a story not only brought the interaction back to the theme of the seminar but also
opened up the opportunity for professional learning for everyone present.
Zheng's told story
In response to Wu's invitation, Zheng told the following story:
I used to teach Extensive Reading. In 1997, I saw RICH was conducted
in many classes. I then decided to observe some classes. At that time, one
class left a deep impression on me. In Class 963, Yan made a presentation
on the topic of 'Unemployment'. She found a lot of the latest statistical
information and introduced it in class. I was listening. My feeling was
like, wow I could learn about so much information while observation. In
addition, it was presented in English. Suddenly, I felt that this was the
right way to learn language. This was the most natural studying method.
It seemed that I suddenly saw the light. This method was great! I changed
my opinions. Later I decided to teach Intensive Reading. Extensive
Reading is too limiting. They were using this method in Intensive
Reading, if I did the same thing, there would be too much of a burden on
students. I should change my teaching subject. Since then I had this idea.
It was so impressive that I could still remember it now. This was one
story. There was another …
It seemed as if Zheng was inspired after telling one story and had more to tell. But
Wu interrupted and asked her if it was possible to write down this story. He asked if
Zheng could try to recall it with as many details as possible, such as the students'
small movements, a sound, a sound of footsteps, anything that once impressed her,
the kinds of details which were crucial to help her change suddenly.
Hu's lived story
At that moment, Hu stood up and took out her own recorder and started to record
seminar. Wu noted this and made a comment:
Why are there three recorders here suddenly? Three! Oh?
He then asked Hu:
Now I ask you, why did you suddenly want to take out the recorder?
Wu continued to ask questions and make comments as well to explore why Hu started
to record after Zheng's story and what happened at that moment. Hu responded with
various points. Thus, reflection-on-action naturally occurred. Hu's action of recording
and the following interaction became a lived story of reflection and a sample of
narrative inquiry, which the participants had just heard about.
545
TEACHER EDUCATORS' COLLABORATIVE INQUIRY
546
Closing down
While Wu was questioning Hu about why she started to record at that moment, other
participants got involved in the whole process of inquiry. Zheng tried to close down
the discussion, but she actually brought in her relevant story:
I found that on many occasions when I was talking with others, for example,
after our meeting that day, May went to my home and we kept talking all
the time. Then, I suddenly realized that we should record the conversation.
I found my recorder immediately and recorded the rest of our conversation.
That evening, we also continued our conversation on phone. I found
many times I had the awareness of recording the conversation.
Inspired by Zheng's story, Huang also told her story:
Oh, yeah, recording. After meeting that day, we three people walked
together on our way back home. Wow! The conversation that we had was
great. I was so regretful. How wonderful if I had recorded it! …
After discussing reflection, engaging in some story telling and discussing the writing
of narratives, Wu asked others present to tell stories. Thus, this episode ended.
FEATURES OF COLLABORATIVE INQUIRY
IN THE RICH COMMUNITY
Narratives as a way of constructing knowledge
It was no surprise that the January 17 seminar was full of stories since the topic was
to tell stories about RICH. The surprise was the power of the stories and how it could
help teachers to deepen their understanding.
At the beginning of the episode, although everyone tried their best to understand
what reflection was and how to put it in the course, the result was not effective
enough to make Hu take out her recorder. However, after Zheng told a story, she
stood up, took out the recorder and started to record even though three recorders
were already on. Olson and Craig (2001, p. 668) believe that "teachers authentically
share their stories of practice in safe places, i.e. knowledge communities, in order to
make their personal practical knowledge explicit to themselves and to others". Zheng
was trying to make her personal practical knowledge explicit to herself through
telling a story, and at the same time she made it explicit to Hu as well, or Hu would not
have taken out the recorder. In this case, Zheng's story was told while Hu's story (i.e.
suddenly starting to record) was lived. Both stories, told or lived, express their personal
practical knowledge of their experiences to themselves and to others.
The power of Zheng's story could not occur without the inquiry concerning it.
Following her told story, Wu inquired about how to write the story down, and after
Hu's lived story, the participants were all involved in this collaborative inquiry. We
found 5 out of 8 participants made contributions. Although the other three did not say
anything, they were also thinking about this story according to my observations.
DANJUN YING
Inspired by the discussion about why Hu started to record at that moment, Zheng told
another story concerned with recording dialogues. Then Huang told a similar story.
However, Wu continued to inquire about what a story should be by comparing Hu's
lived story with Zheng's and Huang's told stories. It seems that inquiry played a
crucial role in making sense of the narratives. While teachers expressed their personal
practical knowledge through told and lived stories, they both shape their own knowl-
edge and are shaped by the knowledge of others (Olson and Craig, 2001, p. 670).
Collaborative Reflection as way of understanding
Although reflection could be done individually and collaboratively, the episode has
revealed the significance and power of collaborative reflection mainly in two ways.
First, collaborative reflection brought forth engaged a significant diversity of
perspectives in a short time, which seems not to be easily achieved by reflecting indi-
vidually. In this episode, when Hu's proposal was discussed, different participants
engaged in the collaborative inquiry with various perspectives for the first half an
hour of the seminar (See Figure 37.2). In addition, they only got the proposal at the
beginning of the seminar. Participants brought in different issues, negotiated,
responded and interpreted, which created many opportunities for their professional
learning.
Second, collaborative reflection led to more profound understandings. In the
episode, the half-hour inquiry on Hu's proposal not only engaged in a diversity of
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TEACHER EDUCATORS' COLLABORATIVE INQUIRY
People Content
Wu 1) Translation of 'reflection'
2) Film Dead Poet Society
3) Schon' book
4) Reading for this topic
5) Data/story
6) Research on this topic home and abroad
7) Language & thinking
8) Experience of teaching Chinese in UK
Ying 1) Subjects and research method in
Hu's proposal
2) Schon's paper
3) Awareness of reflection
4) Translation of 'narrative inquiry'
Huang 1) Teachers' experience
2) Change of teachers'roles
3) Story of dining with students so as to reflect
with them
Hu 1) Theory of reflection
2) Teaching plan
3) Reflective teacher & teaching
4) Language teaching & language education
Figure 37.2. Different content involved in Hu's proposal discussion
548
perspectives, but also made the occurrence of Hu's lived story possible. At the end of
that discussion, Wu suggested:
If, in your proposal, if you could show something, not in terms of
theories, maybe a paragraph, a transcription, a diary, which is very
authentic, you think about it, and then discuss it. It could be better. … It
is very difficult to express clearly what reflection is, because it is in
action. How could you use language to express clearly something in
action? But language obviously could help you move towards it, and the
same with theories. The importance is that you should know which
direction you are moving towards. If you don't know that, how could you
let others know it? All that you can do is only to talk about the theories.
So I think stories and other forms are very important because these
forms could catch the key points, not necessarily in terms of theories.
Maybe a story could help you understand what is reflection, but theories
may not be able to express it clearly.
Hu responded:
You mean that when you are discussing a story or looking at it, what you
know is refection itself. It is not necessary for others to explain what
reflection is.
Hu started to realize the importance of stories and achieved a better understanding of
reflection and her teaching proposal. When Zheng told her story, the understanding
gained here made her take out the recorder. Thus, the lived story happened.
When Hu suddenly took out her recorder, Wu kept asking her why she did so again
and again. From Turn 6 to Turn 40, Wu took 18 turns, among which he asked ques-
tions 12 times with 10 of them being pretty similar: why did Hu take out her recorder
after Zheng told her story? Hu's responses to Wu's similar questions varied from time
to time and became more and more profound (see Figure 37.3). From Turn 6 to Turn 13,
Hu's reflection was very superficial. When Wu asked a similar question for the fourth
time, she mentioned the usefulness of Zheng's story. While the process of collabora-
tive inquiry was moving on, her reflection became much more profound when she
DANJUN YING
Turns Response
6–11 Lazy
Inconvenient to borrow tapes from Huang
14–22 Thought Zheng's story might be useful in class next term
23–28 Doubted the efficiency of the meeting
Not in the right mood
29–32 Unfinished assignments
Family commitment
Struggling with time
Figure 37.3. Hu's responses to Wu's questions marked with turns
told a 'sacred story' and a 'cover story' (Crites, 1971, 1979, cited in Olson and Craig
2001, p. 669) in her responses (see Figure 37.3).
Turn
6Wu: Now I ask you, why did you suddenly want to take out the recorder?
7Hu: Hei hei hei, because I'am lazy.
8Wu: There already are so many. Three recorders are on.
9Hu: Because I thought it would be inconvenient to borrow the tapes from
Huang to copy. I thought it'd be better for me to do it myself. Maybe she'd
use them herself. Then it is also difficult to find her.
10 Wu: But why not think of this at the beginning?
11 Hu: First, I thought I could borrow the tapes from Huang.
(From the tape transription)
From Turn 6 to 11, Hu reflected on her action of recording due to her laziness and
inconvenience of borrowing the tape.
14 Wu: Why did you take it out after Zheng finished talking?
15 Hu: Because I thought I might use her story. So I'd better record it myself.
16 Wu: Do you now know how to reflect?
17 Hu: Eh, I have a kind of sense, but I can't name it.
18 Wu: Do you know now? What she said is much more useful than what we have
discussed for such a long time. [Hu laughs.]
19 Wu : Can you see the power of a story?Ah?Ah?We talked so much at the begin-
ning, why didn't you record it? I am inspiring you. She said so little and
there wasn't much to it, but you wanted to record it. I ask you, why
record?
20 Hu: This is reflection.
21 Wu: What touched you? I am right now teaching on the spot.
22 Hu: The reason is mainly because I thought I might use Zheng's story in class
next term.
(From the tape transription)
From Turn 14 to 22, Hu thought that Zheng's story might be useful next term. Then
she further reflected that she doubted the efficiency of the meeting and was not in the
right mood.
23 Wu: We agreed to tell stories today, so why didn't you start recording from the
very beginning? You didn't start the machine.
24 Hu: I doubted the efficiency of the meeting at the beginning. I thought it would
be like the meetings before, some material. I was not in the right mood.
25 Wu: Then why suddenly record?
26 Hu: Because it is useful.
27 Wu: This is the same as what Zheng said. What she saw that day, in Yu's class. Her
feeling of it is the same as your feeling now, though at different levels, aspects
and angles. Here, something profound is added, i.e. reflective action is
549
TEACHER EDUCATORS' COLLABORATIVE INQUIRY
550
happening now. What is happened here? I just want to know why you suddenly
decided to record? Three recorders are on, and yet, you still want to take out
another one. [Zheng laughs.]
28 Hu: Because it just dawned on me that it would be inconvenient to find them
and borrow tapes.
(From the tape transription)
She finally revealed her struggles as follows:
29 Wu: Inconvenient, but you should set it up at the very beginning. Did it when
you came in. Now what I want to know is why only after Zheng told her
story, you suddenly …
30 Hu: Because, at first I didn't really intended to tell stories today. Because I
didn't have enough time to finish my stuff. I didn't want to come, so I had-
n't thought about recording at all. I was in such mood just now. I didn't
want to come, because I didn't have enough time to do those things. I
haven't handed in my assignments. Then I have to prepare for returning
home to meet my child. I have to arrive at home on the 21st , because we
have things to do on the 22nd . Like this. Eh, shall I go to the seminar? I'd
forget about it. Than after I arrived here, it seems that I haven't been in
the mood. Then, when Zheng told her story, I suddenly realized that I
might use it and it would be inconvenient to find Huang to copy the tapes,
difficult to meet, then …
31 Wu: Since it is useful, why didn't you even want to come at the beginning?
How did you suddenly realize you would use it?
32 Hu: Because I want to finish my tasks first. My tasks haven't been finished, so
I didn't want to come today. There's convention.
(From the tape transription)
The above collaborative inquiry process could be summarized in the Figure 37.3.
This process of collaborative inquiry into Hu's lived story in the seminar not only
made the practice in the community transparent and participants' personal practical
knowledge explicit in the presence of others'(Olson and Craig, 2001, p. 671), it also
revealed the tensions involved in the social transactions taking place on Hu's profes-
sional knowledge landscape.
FACTORS THAT INFLUENCE THE INQUIRY PROCESS IN RICH
Wenger's (1998, p. 72) dimensions of a community of practice, i.e. mutual engage-
ment, a joint enterprise and a shared repertoire (see Figure 37.1) provide guidance to
understand the factors that influence the inquiry process. To be specific, factors are
presented in Figure 37.4.
Common interests of the participants motivated them to attend the seminar even on
the last day of the term. Working together for more than 7 years, trusting relationships
were built to provide a safe environment, which enabled participants to tell their sto-
ries authentically and make their personal practical knowledge explicit in the presence
DANJUN YING
of others. Shared experience was another crucial factor. In the episode, Zheng's told
story trigged Hu's lived story, and Hu's lived story inspired Zheng's other story and
Huang's story. There were many more stories told later in the seminar. The five key
members of RICH also contributed a lot of comments and questions while the other
three participants seldom did so. All above were partly due to their shared experience
involving the curriculum innovation of RICH. Institutional and personal constraints
will also affect the process of collaborative inquiry. For example, Hu's reluctance in
joining the seminar and the fact that she was not in the mood for discussion were
caused by institutional and personal constraints.
PROFESSIONAL LEARNING IN THE RICH COMMUNITY
Knowledge building and understanding in the community of practice
To facilitate teacher's professional learning, the process of collaborative inquiry pro-
vided various opportunities for knowledge building. Wells (1999, p.84) describes
knowledge building as a process in which 'the individual is engaged in meaning
making with others in an attempt to extend and transform their collective under-
standing with respect to some aspect of a jointly undertaken activity'. The ultimate
goal of professional learning is to obtain understanding. Wells (1999, p. 85) takes
551
TEACHER EDUCATORS' COLLABORATIVE INQUIRY
Figure 37.4. Factors that influence the process of collaborative inquiry
Shared
experiences
Institutional
constraints
Personal
constraints
Trusting
relation-
ships
Common
interests
Collaborative
inquiry
552
understanding as 'the culminating moment in a cycle of knowing'. He suggests that
understanding requires that 'meaning should be made explicit; understanding is
typically more holistic and intuitive'(ibid., p. 84).
The above episode reveals a unique way of professional learning, i.e. the narrative
version of knowledge building and understanding. As Clandinin and Connelly (1998)
point out, 'Knowledge as attribute can be given; knowledge as narrative cannot. The
latter needs to be experienced in context'. Instead of learning from academic papers
and books, Hu's lived story in the seminar and the collaborative inquiry concerning it
opened up opportunities for all participants to understand what is 'reflection-on-action'
(Schon, 1987) and what is the significance of narrative inquiry, which also made
'their practices transparent and their personal practical knowledge explicit in the
presence of others' (Olson and Craig, 2001, p. 671). Hu's taking out her recorder is
'the culminating moment in a cycle of knowing' (Wells, 1999, p.85). She made her
personal practical knowledge explicit to herself and others, which was the same with
Zheng's told story. In addition, the follow-up interview revealed some participants
thought that Wu's way of asking questions was very impressive and demonstrated a
good way of interviewing, which they could not learn and understand from papers
and books.
Creating a shared language culture in RICH
In this episode, teachers' professional learning not only features the narrative version
of knowledge building and understanding, but also features community learning.
RICH, as the community of practice, is a safe and story-telling place where teachers
narrate the rawness of their experiences, such as Zheng' told story, negotiate meaning
for such experiences, such as reflecting on Hu's lived story, and authorize one's own
and other's narrative interpretations of situations (Olson and Craig, 2001, p. 670).
Figures 37.2 and 37.3 demonstrate that the RICH community supports shifts in
dynamic perspectives that would be impossible to achieve solely through individual
reflection and is a place 'where tensions are revealed and where insights are offered
that enable situations to be revisited, reassessed, and restoried' (Olson and Craig,
2001, p. 671). In short, the existence of the community of RICH made the collaborative
inquiry possible, profound and meaningful.
On the other hand, the process of collaborative inquiry provided a safe environment,
shared resources and trusting relationships and thus helped to create a unique language
and culture in RICH. As Wilson and Berne (1999, quoted in Little 2002, p. 918) put
it, professional community constitutes a resource for teacher learning and innovations
in teaching practice by its specific interactions and dynamics. In this case, all those
told and lived stories became shared resources for the community. To refer back to
Wenger's dimensions of a community of practice (see Figure 37.1), the joint enterprise
of RICH, the mutual engagement in the process of collaborative inquiry, and the
shared repertoire of all told and lived stories in the seminar created a shared language
and shaped the unique culture of RICH, which strongly support teachers'professional
learning.
DANJUN YING
CONCLUSION
In short, this study examines the process of collaborative inquiry in the RICH commu-
nity to explore how collaborative inquiry helps to facilitate teachers' professional
learning in the community and to make personal practical knowledge explicit, by
studying the records of situated interaction among teachers in a seminar organized by
RICH. Narratives as a way of constructing knowledge and collaborative reflection
are essential features of this collaborative inquiry, which make the collaborative
inquiry possible, profound and meaningful. Factors that influence the process are
also discussed briefly. Moreover, collaborative inquiry not only plays a significant
role in the process of building knowledge and understanding for teachers'professional
learning, but also helps the community to develop its own language and culture
through sharing and reflection.
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DANJUN YING
SECTION SIX
THE REFLECTIVE PRACTITIONER:
THE WAY FORWARD
It is quite amazing how a piece of writing is never really finished, how the most carefully
crafted and thoughtful essay has obvious gaps and weaknesses when returned to at a
later stage. Readers of an academic manuscript may expect more than text that masks
an underlying uncertainty. Even so, I find myself wanting to increasingly express my
discursive and incomplete thinking as I range across difficult issues in teacher
education, encompassing as they do the full gamut of philosophical, epistemological
and political problems that society creates.
As I sit back and view the sunset, I am now comfortable with the notion that the
best we can do is work through difficult issues with others in cycles of investigation
and reflection and attempt to enhance our mutual understanding if we can. It is frus-
trating to try to find the appropriate words to describe the process and the position
reached, while at the same time realising that whatever the choice, the reader must
interpret an understanding that is inadequately expressed. Even the esteemed Oxford
mathematician Roger Penrose in his latest work (Penrose, 2004, p. 1028) has cast
doubt on the quest within physics for a 'theory of everything' and whether it is
possible 'to find 'reality' within the Platonic world of mathematical ideals.' If math-
ematics cannot provide the certainty we seek for explanation and guidance, then my
meanderings will never reach a conclusion.
My intention below is to sketch some of these meanderings, the educational and
cultural questions that have dominated my life for many years and which I have
struggled to resolve. I shall make some comment on research and knowledge and the
idea of narrative as a useful construct for personal change and understanding. My
thoughts have been strongly influenced over recent times by such matters within the
context of Australian Indigenous learning. There is no more difficult or important
question in Australian education, indeed within Australia itself and until such time as
reconciliation between the Indigenous and non-Indigenous peoples is achieved, we
shall all be diminished. We need to seek anchor points within the recognised litera-
ture to enable this to occur within education and to provide models of learning that
are accessible to all regardless of biography. A critical relationship with knowledge
seems to me to be the key in allowing some intellectual purchase on this problem and
a willingness to think any thought, to scale any mountain that obstructs our path. But
to do so, we need to reach some type of consensus on knowledge itself, to agree on
what we are talking about, at least in the short term.
A philosophical framework for thinking about knowledge production may con-
sider human ideas and understanding as emerging from empirical, hermeneutic, or
critical investigations. The first approach sees truth or trustworthiness residing in
557
NEIL HOOLEY
38. PARTICIPATION AND THE QUESTION OF
KNOWLEDGE
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 557–570.
© 2007 Springer. Printed in the Netherlands.
558
various forms of experiment and measurement, the second moves beyond mere
observation and requires human interpretation of whatever data is at hand and the
third, application of a world view that examines personal bias and prejudice, power
relations and social purpose. The shift from a more positivist to a more emancipatory
frame of knowledge has been an ongoing process throughout the Enlightenment
period and is found across the academic disciplines to greater or lesser extents. To
this we might add the notion of participatory research that sees understanding arising
from communities of learning and research which have an explicit socio-cultural
perspective and which engage in the robust contestation of ideas, principles and
values as reflective cycles of investigation unfold.
Under these circumstances of critical perspective and participation, knowledge pro-
duction is non-neutral and generalisable but must always be refined and validated
through practice and participation. Experience within an Australian Bachelor of
Education program for example and some informal reflections reported below indi-
cates that at least to some extent, a critical participation can form the basis of both
teaching and research where staff and students constantly undertake knowledge pro-
duction and critique over extended periods of time. A central aspect of participatory
research is the written documentation of experience and reflection on how the
research process itself challenges personal ideas and practice. In this way, research
outcomes involve not only new personal knowledge but changes to the researchers
themselves which, in the end, is the basis of enduring change. For the author, the draft-
ing of the following reflections on naturalistic methodology as 'understanding in
progress' has been another step in that journey.
THINKING ABOUT TEACHING AND RESEARCH
Research as an investigation into knowledge and undertaken from a critical point of
view will begin with the question, what is the point of conducting this research if the
researchers remain unchanged by the experience? That is, have the researchers learnt
nothing about themselves and hold exactly the same views and understandings as
they did at the beginning of the project? How will this make for a better world, how
will the status quo be altered? Of course, learning, outcomes, or findings are relative
terms and can be seen as technical and constraining or critical and liberating. It may
be that the work itself is purely or mainly empirical, has scope for interpretation, or
can establish a framework of practice and reflection that is deeply challenging of per-
sonal values and beliefs. This is the classic contradiction of modern science where
research can be conducted for its own sake regardless of the purposes to which the
new knowledge can be put. Research of this type is seen as disconnected from our
prejudice, bias and irrationality. But research of this type is also a fantasy.
In discussing a reconceptualisation of knowledge within a context of modern and
postmodern critiques of curriculum for instance, Moore and Young (2001, p. 459)
conclude with a description of knowledge as the 'historically located collective
achievement of human creativity.' While positioning knowledge as an artefact of
social action, this concept leaves open the process by which such an achievement
NEIL HOOLEY
actually takes place. For example, two epistemological frameworks are possible
when considering how humans go about creating or discovering new knowledge
(Chalmers, 1996; Edelman and Tononi, 2000). Both are models to assist our
understanding of the human condition at this time. In the first approach, a mind-body
duality exists where the mind is separate from both body and brain and there is an
absolute distinction between material and mental processes. A second view suggests
that mind emerges from the physical properties of matter as encountered in the body,
particularly as a certain threshold of complexity is exceeded and new properties such
as consciousness are formed. In a broader sense, both models draw sharp distinctions
between a theological and scientific explanation of the universe. If mind is
'supra-material' then it owes allegiance to a superior being, whereas if mind is mere
matter its existence is simply another feature of the universe and not extraordinary in
any way. On this latter basis, the vast reaches of the universe could quite easily be
characterised by life and consciousness.
The complexity model (Johnson, 2001) needs to be able to show or at least hypoth-
esise how ideas, values, emotions and morality can arise from matter. This is an
extremely difficult task for both philosophy and science. It will involve theorised
connections between experience and nature, between action and thought and between
feedback, reflection and communication. Such investigations will draw upon the
insights of information theory and cybernetics, neurobiology, cosmology and philoso-
phy. An important component of this idea of 'emergence' is a possible explanation of
human consciousness, that is how humans are aware of their own histories. This proj-
ect is sometimes referred to as the 'hard problem' of philosophy (Chalmers, 2002,
p. 92) and perhaps the last on which consensus may be reached. For researchers and
educators it may be possible to design programs based on certain perspectives of each
model without resolving each particular detail. What is important here is that each
model is not ignored and that the framework guiding human action of whatever kind is
acknowledged, evaluated and changed as human activity and interaction proceeds.
As well as consciousness, proponents of either model must confront questions of
neutrality, subjectivity, objectivity and validation and indeed reach agreement on the
philosophical baseline before the actual work of projects unfold (Anderson and Herr,
1998; Coulter, 2002; Eisner, 2002). If thought and perspective arise from material and
the experience of material occurs in both nature and society, then all ideas develop
within a socio-cultural context and cannot be neutral. As humans make decisions and
judgements on all experience the results of which ultimately find their way to the brain
in the form of electrical impulses, then it follows that the connections between action,
experience, nature, society cannot be severed, one is always a part of the other. Rather
than an independent mind fashioning human cognition in a manner disconnected from
experience, the human organism comes to know through not only connecting with
experience, but becoming experience. Rather than the abyss, a movement between
subjectivity and objectivity occurs where the knowing subject attempts to establish a
relationship with the object to be known with understanding being a function of move-
ment between the two. Knowledge is true when humans agree that it is true at least
until new experience casts doubt on the outcomes of action.
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560
Educational research is generally not conducted from an acknowledged and defensible
philosophical position. According to St Pierre (2002, p. 26), 'Much educational
research, in fact, does not even acknowledge its epistemological grounding, much
less take into account the limits of that epistemology and its methodology, in the pro-
duction of knowledge'. Issues regarding methodology as distinct from method can be
assumed. For research in the social sciences particularly when working with local
communities where democratic and respectful arrangements are crucial, where the
knowledge, wisdom and understandings of groups of people constitute the basis of
the research, ignoring such matters will mean that the direction of the research will
be poorly defined, problems are more difficult to resolve and interpretations become
more disruptive than cohesive.
VIEWING KNOWLEDGE WITH A CRITICAL LENS
The notion of being critical and of developing critique has a long history in both the
social and physical fields throughout the modern era (Young, 1990). It has in fact
been an important characteristic of the modern era. Galileo, Kepler and Copernicus
dared to think about the place of the Earth in the universe against the established wisdom
of the church. Marx, Darwin and Freud put forward revolutionary ideas about the
human condition. The pragmatic philosophers placed emphasis on practice, enquiry
and the individual interest. Bohr challenged Einstein and Newton in regards quantum
mechanics, theorists of the Frankfurt School developed a cultural criticism of capi-
talism, Freire took up the issue of illiteracy and exploitation of the Brazilian peasants.
More recently, the postmodern view has identified a range of social features for
ideology critique. Researchers always have a very clear choice therefore of seeing
their work as being subservient to or being critical of the current socio-economic and
scientific paradigm. They do not have a choice of their work being neutral.
A critical theorist is interested in both theory and practice, indeed the theorising of
practice and may see each as being the same as the other, that is all phenomena are
constituted by a practice/theory unity or dialectic. The research task is to consider the
theory that guides practice and the practice that informs theory, to untangle the ideas
that are behind every act so that substantial change and improvement are possible. It
also means that the participants in the research process must also consider the impact
that the research has on them, their views and predilections. As Shacklock and Smyth
(1998, p. 4) suggest, 'The intent is to engage in a constant questioning and building
up of theory and interpretations through repeated ongoing analysis until a coherent
alternative reconstruction of the account is created.' The notion of conversation
between ideas and data is important here. If research and knowledge are not neutral
but arise from the ideological determinants of society then a dialectical process will
also exist between the socio-political views of participants and the emergent under-
standings. These issues need to be built into the research design, to ensure that
personal, political and epistemological perspectives are known so that their influence
on the research as it unfolds can be dealt with as necessary. The changes that
researchers themselves undergo should be explicitly discussed throughout the project
NEIL HOOLEY
particularly as they impact on the observations, interpretations, analyses and
hypotheses as they occur.
For research to take up emancipatory interest, it must be undertaken by groups of
researchers rather than individuals, involve explicit linkages with major social and
political events, contain the services of a critical friend for advice and experience that
the group may not have and expressly locate itself within the critical tradition as men-
tioned above. This means the full democratic participation of all participants as
equals with open discussions regarding ideological positions from the beginning of
the project. Tricoglus (2001) takes up similar issues in discussing a tentative protocol
for a practitioner critical ethnography and identifies issues such as establishing the
purpose and theoretical basis of research, knowing the worldview and context of
participants, knowing the data and yourself. In summary, participation is quite a different
concept to that of collaboration and needs to include the following features:
●research and knowledge seen as historical and ideological
●context of research dependent on socio-economic and cultural conditions
●research groups seek to transform reality and basis of oppression
●draws upon the explicit understandings and experiences of participants
●unity of practice and theory, ideas and action, method of social praxis
●new knowledge emerges from reflection on broad experiential base
●connects with other social groupings and colleagues for advice, challenge
●validity of knowledge arises from application, communication, negotiation
●transforms consciousness from technical to critical
●lifelong perspective, involving shorter and longer cycles of investigation.
BOURDIEU AND THE FIELD OF
EDUCATIONAL RESEARCH
The above discussion reminds us of the work of the French sociologist Pierre
Bourdieu, his notions of field and habitus and particularly the relation between them.
He describes the 'proper object of social science' (Bourdieu, and Wacquant, 1992,
pp. 126–127) as the 'relation between two realisations of historical action' in the
following terms:
It is the double and obscure relations between habitus ie the durable and transposable
systems of schemata of perception, appreciation and action that result from the insti-
tution of the social in the body (or in biological individuals) and fields ie systems of
objective relations which are the product of the institution of the social in things or in
mechanisms that have the quasi reality of physical objects; and of course, of everything
that is born of this relation, that is, social practices and representations, or fields as
they as they present themselves in the form of realities perceived and appreciated.
Bourdieu is clear that social science must direct its attention not to the individual
but to the field, its properties and positions, meaning that the focus of research proj-
ects is to identify, clarify, characterise those features that impact on social action and
which can therefore be changed to influence different outcomes. For educational
research, the field would comprise in part ideological approaches towards economic
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PARTICIPATION AND THE QUESTION OF KNOWLEDGE
562
and cultural development, conflict between philosophies of modernity and post
modernity, tensions between ontological and epistemological frames of knowledge
production, viewpoints of social class, gender, ethnicity. This is clearly complicated
work. An analysis of the field would consider the power relations that exist between
positions such as the status of research teams when competing for funding from
agencies, methodologies that are more qualitative or more quantitative, the question
of 'voice'amongst participants, national priorities that emphasise empirical rather than
interpretive outcomes. These are seen in relation to the habitus of researchers,
their backgrounds, perceptions, culture, worldview and morality, the range of capitals
that constitute their very existence.
The significance of Bourdieu's insights for educational research is that the
researchers are dislodged from their insulated capsules of neutrality and, regardless
of the specific interest of their projects, must confront the realities of interlocking
ideology, context and prejudice. These reside in the habitus and need to be exposed
for scrutiny as relations and essentials of the research process. Conceptualising
educational research as a field for social action, where the ideas and practices of
practitioners is a field of epistemological contestation and understanding for all par-
ticipants will shake dispositions, values, stereotypes to their very foundations.
INDIGENOUS KNOWING: THINKING ACROSS WORLDS
Ruminating on these types of ideas, that is, different approaches to knowledge and
learning, the place of participation and how human consciousness actually comes
into being for understanding, are central considerations for reconciliation between
the Indigenous and non-Indigenous peoples of Australia. Following settlement of
Australia by the British in the 1770s and 80s, the overall health and well being of the
Indigenous population has steadily declined. The Indigenous people comprise
approximately two percent of the overall population and mainly live in cities and
towns down the east coast as do most other Australians. A small proportion live in
tiny Indigenous communities in remote areas of the country. With the large-scale dis-
possession of their traditional lands and the resultant destruction of customs and lan-
guages, the struggle of the Indigenous peoples has been to live within two worlds
while attempting to maintain their own culture and knowledge systems. In many
cases, this has proven to be an almost impossible task.
Of particular concern within Australia of course, is how to provide a curriculum in
regular schools that is inclusive of Indigenous ways of knowing. Primary schools are
better placed in this regard with their integrated approaches, but the segmented
nature of the secondary curriculum where knowledge is disconnected amongst itself
and from the broader society in which it is located, is a significant factor in the high
drop out rate that occurs. Contradictions that exist between the school organization
and curriculum and the way that children learn within their communities, become too
much to bear. Insufficient attention is given to Indigenous learning styles (Hughes
and Moore, 1997) and the notions of family, community, sharing and co-operation
that permeate Indigenous life around the world. Learning from the land and natural
NEIL HOOLEY
environment is another important principle that is overlooked, even though it provides
obvious linkages with western science and the school curriculum. Ma Rhea (2004,
p. 9) makes the telling point that the incorporation of empirical Indigenous knowledge
into western education 'raises the important question of what theoretical and
methodological approaches should be adopted' to ensure that such knowledge is
treated with respect and is not distorted or misrepresented. These are huge issues that
may not have been resolved by dominant settler societies in very many places around
the world.
In attempting to grapple with these matters, I have proposed the idea of 'two-way
enquiry learning' (Hooley, 2002) that brings together the general approach to inquiry
as advocated by Dewey (1963) and 'two-way learning' in the Australian Indigenous
context as suggested by Harris (1990). Participation is a key feature of this approach,
democratic participation by Indigenous people in their own education and direct
participation in the generation and refinement of knowledge over time. If this is to
occur, then new forms of curriculum need to be recognised that in fact challenge the
authority of existing structures in the way that knowledge is conceived and privi-
leged. Given the importance of oral, artistic and ritual communication in Indigenous
communities, these new curriculum forms will need to take due account of human
expression in all its forms, rather than the European insistence of writing only. This
also means that due respect and recognition for the Indigenous peoples of Australia
within regular schools and university programs through more open, democratic and
communicative mechanisms should improve the learning for all students whatever
their socio-cultural background.
CONSTRUCTING NARRATIVE AS RESEARCH
For researchers concerned with democratic knowing (Reason and Torbert, 2001;
Sanderson and Allard, 2001; Schultz, 2001), particularly when working with
communities and practitioners, methodologies must be employed that respect and
recognise local practices, knowledges and cultures so that findings are grounded in
experience and socio-cultural intent. Approaches that utilise narrative are congruent
with the philosophy of participatory action research and enable understandings to be
fluidly constructed over time as a project unfolds. Polkinghorne (1988, p. 161) has
identified two types of narrative that embody these functions. The first or descriptive
aims to outline narratives that already exist and provide the 'means for ordering and
making temporal events meaningful.' The second or explanatory 'ties together and
orders events so as to make apparent the way they 'caused' the happening under
investigation'. In drawing parallels between the law and qualitative research,
Donlevy (2003) notes that affidavits, opening addresses by lawyers and the summary
by judges are narratives accepted by the court as reliable accounts. Juries are
involved in a process very similar to qualitative research where recognised proce-
dures are adopted and where narratives, stories and evidence are given from expert
witnesses, direct participants and critical friends resulting in outcomes that are taken
to be trustworthy.
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PARTICIPATION AND THE QUESTION OF KNOWLEDGE
564
Within the concept and practice of narrative (Clandinin and Connelly, 2000;
Bullough and Pinnegar, 2001), democratic participation is an essential element in the
production of new knowledge where greater definition can be given to human under-
standing of social and physical existence. There is a direct connection and movement
between the human capacity for judgement, decision making, ideas and values on the
one hand and the rich substrate of experience and reflection on the other. Ultimately,
this process leads to a critical consciousness, the capacity of humans to not only be
aware of and think about their own biographies, but to provide critique of their own
cognition and activity from a moral and political viewpoint.
A holistic and integrated approach to research and knowledge, indeed to life itself,
enables participants to reflect upon their experience and to engage a process that chal-
lenges personal ideas, values and practices. The following two e-mail messages written
by myself as lecturer indicate the role that writing can play in assisting reflective
thought and the possibility for critical consciousness. The first describes an incident
from an Australian Bachelor of Education class for final year pre-service teachers:
'We could be doing what Freire said!'This comment from a student blew
me away, my excitement almost uncontained. It came towards the end of
our Year 4 case conference when we were discussing the data as a whole.
As the beginning teachers had noted the changes in their own practice
and thinking amply shown in the cases, I had taken the opportunity to
make a few points about the series of transitions that I see happening
throughout the BEd. These are about seven in all I estimate, ranging from
a pre-university to university transition and then 3/4 years later, the uni-
versity to becoming professional transition ie from being a university stu-
dent to a disciplined practitioner. While the latter is to be expected if the
course structure is accurate and enabling, a final transition that is not
required of graduates is movement towards that of critical consciousness
as described by Freire where our thinking and reflection becomes that of
personal, organisational and structural critique for social change, per-
haps recognition of a structure/agency duality. The case conference had
thrown up comments like 'taking ourselves out of ourselves' an insight
that had certainly not been there earlier in the year, although the notion
of 'working hypothesis' introduced by myself as critical friend, had been
accepted readily as a means for the group to think about and investigate
itself. The remark about Freire was hugely significant and spontaneous
arising from our consideration of the case data and seemed to me to indi-
cate the growing professional understanding that was present and
emerging; is great leaps going too far? To witness new thresholds and
ideas condense from the vapours of practical experience is evidence of
transformation from one state to another.
(e-mail communication, October 18, 2002)
This is a personal reflection on my part. The comment regarding Freire (Freire, 1998;
Glass, 2001) may have been completely innocent, co-incidental. But I suspect not.
NEIL HOOLEY
The structure of the 4-year Bachelor of Education has been carefully constructed to
enable learning by doing, the establishment of partnership teams between the university
and schools where team members are immersed in the difficult experience of profes-
sional practice and from which they must make their own interpretations. If the struc-
ture is reasonably supportive of participant action and reflection, then practice will be
underpinned by theory when the need arises, what has been read and discussed will
become applicable to guide understanding and new insights will emerge as the mass
of complex experience is reached. Hopefully the critical friend as participant will be
attuned to such incidents as they occur.
For a researcher concerned with the production of new knowledge from a context
of maximum participation, the separation between life and research is blurred. All
that occurs contributes to the energy of the brain and its transformation into thought
no matter how confused. Conversations with students in the corridor, meetings with
teachers at a school, interactions between students and teachers, political events
occurring worldwide, a beautiful sunset or dust storm, decisions regarding personal
finances, all cannot be excluded from the experiential base, in fact, they form the
experiential base. All of these are also generated from the culture within which the
research groups finds itself and from which its collective thinking cannot be discon-
nected. Freire had been discussed to varying extents for example at different times
over the previous 4 years and perhaps it had taken this long for the complex structures
of the brain to generate a new thought similar to a 'big bang' process.
The second message concerns another personal reflection on the question of con-
sciousness as noted above and stimulated by the experience of class discussions
within the Bachelor of Education program and personal reading:
Given the exciting developments of modern science at the time, it is
understandable that both Dewey and Freud sought scientific explanation
for a theory of mind and human understanding. They differed markedly
however on Freud's unconscious that creates its own reality and impera-
tives and Dewey's consciousness that emerges from experience and links
mind, nature and culture. Dewey's view is not that far removed from what
is now called complexity theory when he suggests that mind is a function
of matter and that consciousness enables humans to learn from experi-
ence, to make decisions and judgements and to develop morality. In part,
this is the debate between theism and materialism. One hundred years
later, it would be interesting to have his assessment of the struggle that
cosmologists let alone philosophers now have of uniting matter, energy,
information, complexity, consciousness.
Considerations such as these inform undergraduate programs particularly
those involving education and knowledge workers such as teachers. A
broadly philosophical approach around mathematics and information and
communication technologies for example, would refocus learning around
fundamental questions of epistemology rather than the mere imparting of
skill in classrooms that is of little benefit to anyone. Adopting Dewey's
565
PARTICIPATION AND THE QUESTION OF KNOWLEDGE
566
views as a guide would emphasise the child's theoretical construction of
mathematical ideas and a practical reconstruction of their meaning, rather
than a simplistic transmission of universal truths that are said to already
exist. The problem of entropy made it difficult for both Freud and Dewey to
explain how energy is converted into thought, but today's theory of com-
plexity should work in favour of the curriculum designer. To integrate
mathematics and ICT into a philosophical investigation of knowledge
begins to break open the intellectual straitjacket imposed on children in
schools and reconfigures teacher education programs similarly.
Dewey's theory of mind in the era of Darwin, was evolutionary. He
needed to be able to show how the brain was able to convert perceptions
into judgements with aesthetic and moral value and to go beyond the
immediate in space and time. Freud had also believed the connection
between psychoanalysis and biology but it was difficult to prove. He
placed importance on an emotional past, entrapment in a repressed and
intellectual morass, whereas Dewey saw humans drawing on the experi-
ence of the past to create a new and reconstructed future. As mentioned
previously, the models of cosmology showing how the universe might
work, also inform our understanding of mind, if the universe develops
and changes in response to the principles of its physical components,
then so too does mind. In the end, there is only matter. Structures of for-
mal programs need to locate themselves within the great narratives of the
modern era such as these and not ignore the implications.
(e-mail communication November 2, 2002)
Why is the question of consciousness of such importance for the writer, for myself?
Why does critical consciousness appear to offer explanation or a way forward when
events are witnessed or experienced? From the theory of complexity, it would be
argued that the writer's cognitive structures have been established from a working
class culture of poverty and factory work, growing up in a coastal and rural environ-
ment, intense experience of opposition to war and teaching and teacher union activ-
ity. It is not clear as to why this experience has been seen as important to
communicate in writing for many years, except a family history where reading and
writing particularly of poetry featured, a classical situation of working class literacy.
As a broader reading of academic and political texts ensued, the connections between
social life and the need to act in a systematic way against exploitation and oppression
became more acute. That is, as the connections between practice and theory became
more obvious. This lived experience has become dominant and therefore has been
transferred to the field of educational research. A person with a more middle class
background would have a more middle class approach to research, where their life
can be abstracted from research projects and knowledge itself, where 'objectivity'
and 'neutrality' can be maintained, if not vigorously defended.
The work of left wing and critical political theorists and of the pragmatic philoso-
phers have combined to make sense of what has been observed and experienced.
NEIL HOOLEY
There is of course under this approach a limit to how far humans can develop a
critique of themselves. If consciousness is a function of matter then it is impossible
to be entirely critical of events and personal action and views, we are in fact, trapped
by our own constitution. How conscious can we become of our own consciousness
and therefore of our own failings, inadequacies and limitations? The writing con-
tained in this paper and the examples of informal yet reflective communication for
comment and criticism, show some attempt at making experience and views public
as they occur, little regard for correctness and a determination to engage a holistic
and socio-cultural approach to research and knowledge.
UNENDING CYCLES OF LIFE
Where do reflections or musing of this type lead, what are the practical outcomes,
what is the place of exploratory writing, is there really a dialectic between knowing
and doing? As an example of such issues, Figure 38.1 below is an attempt to schemat-
ically depict the writer's current emergent thinkiing about the key features of educa-
tion and of a tertiary education program in particular. It contains some terms that are
beyond the scope of this chapter, but they have been included to give a more com-
plete picture of the issues that need to be incorporated into a comprehensive model
of educational practice. There is an attempt to bring together philosophical questions
with those that embrace epistemological structure and educational organisation.
567
PARTICIPATION AND THE QUESTION OF KNOWLEDGE
Philosophical Model
Critical Theory
Public Sphere
Indigenous Learning
Consciousness
Field, Habitus
Educational Concepts
Learning Net
Democracy Organisational Structure
Reflective unity of practice/theory Spiral Curriculum
Inquiry, integrated learning Narrative teams
Mentoring
Learning Circles
Figure 38.1. Emerging relationship between philosophy, education and organization
568
They have been identified with the Australian Indigenous issues of reconciliation
raised above as determining factors (see Hooley, 2002, for an expanded discussion).
It is difficult to expose one's thoughts as an ongoing and tentative narrative to public
scrutiny and criticism as part of a research process, much easier to argue aloofness
and disconnection. To not only describe personal thoughts but attempt self-critique
and a possible explanation as to their origin, to describe consciousness in action is
almost impossible. The 'hard problem' in philosophy of explaining how humans
experience the experience of consciousness will remain for some time. What appears
possible and necessary is a rich and challenging experience on which systematic
reflection can be undertaken with the subsequent generation of diverse views that can
be enhanced or rejected. The artefacts of consciousness can be displayed and cri-
tiqued but not consciousness itself. This is a significant outcome of the process to
this point, that the artefacts of consciousness expressed as ideas, strategies, schema,
dilemmas, are central to any research process and are fashioned and refashioned by
the acknowledged perspective of the participating group. Perspective becomes a
technology working with the ideas-action dialectic. This process demands a life-long
commitment to knowledge where all aspects of experience are connected to every-
thing else and where truth although apparently consistent with reality today, may
exhibit severe contradictions tomorrow.
AFTERWORD
So where has our reflective and discursive narrative taken us, have issues been
encountered that will benefit a more progressive teacher education? I have attempted
to write reflectively in narrative form, exposing the thoughts that flow through my
mind and which crowd in as an integrated whole. Many of the issues are too difficult
for resolution at this time and will remain as background constructs while we strug-
gle with daily practice. For me, Figure 38.1 is an important working diagram for
teacher education, containing a schema for new perceptual and conceptual knowl-
edge emerging as a result of experience, reflection and the writing of this chapter. It
may not constitute new understandings for other readers and researchers.
The key idea that has occurred to me during the writing of this chapter is that of
the connections between Indigenous knowing and critical consciousness and what we
can learn from this for teaching and learning in schools. How do teachers work with
this connection for example? Some theorising of mind and the place of participation
has been included which raises serious implications for the design of tertiary educa-
tion programs and teacher education specifically. It seems that teacher education
programs that concentrate on technique alone and not the full scope of interrelation-
ships contained in practice, will not impact on the world or teachers and children. As
a further outcome of the writing itself, the final paragraph above indicates new
perspectives for myself, with new references, ideas and avenues to be pursued; 'ideas
in action' or 'understanding in progress' is the nature of the work involved. I invite all
readers to participate in the confusing and uncertain journey of personal inquiry
ahead.
NEIL HOOLEY
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NEIL HOOLEY
INTRODUCTION: 'WHAT IS A TEACHER?'
This chapter is based on three recent research studies into schoolteachers' professional
experience carried out by the author and others in England (Moore, 2004a; Moore
and Ash, 2004; Moore et al ., 2002). The first of these was an action research
study involving over a hundred beginning teachers on pre-service courses, in which
respondents were invited to keep professional journals to record their reflections and
feelings about classroom life, identifying issues – often very personal – for discussion
with one or more of their course tutors. The second was a one-year, interview-based
study, also involving beginning teachers, that followed ten respondents through their
pre-service year in an attempt to identify factors what either hindered or helped the
development of informed reflection on practice in the early stages of a teaching
career. The third comprised individual and group interviews with eight school princi-
pals and approximately seventy primary and secondary school classroom teachers.
The initial purpose of this study was to learn more about the ways in which teachers
and school principals construct – and perhaps re-construct – their professional identi-
ties within contexts of rapid, mandated educational policy change, some of which
they may feel less than happy about, and within equally rapid changes in society at
large.
All of this research has suggested that beginning teachers, no less than experienced
teachers, are engaged in ongoing philosophical and pedagogical repositionings and
reorientations in the face of their unfolding professional experience and expertise,
and that these inevitably impact either positively or negatively on the development of
their professional learning. These repositionings and relocations, which we might
wish to be principally informed by constructive, critical reflection on practice, take
place within and are strongly influenced by a bewildering barrage of voices or gazes –
some dating from our social and educational pasts, some from our ongoing
experience – advising or instructing the teacher both what it is to be a teacher and
what one has to achieve in order to be 'good' at it (Britzman, 1989, 1991; Moore,
2004b). I imagine we all know what these voices are, though such knowledge does
little to abate the havoc they can cause. They are the voices of the news media and of
films and books and television programmes; the voices of politicians and taxi drivers;
the voices of our families and friends, of people in bars and shopping malls and in the
street; the voices of our students, of our colleagues – those on and not on the teaching
staff – and of our students'parents; the voices of our tutors and mentors; and also the
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39. UNDERSTANDING THE SOCIAL SELF:
THE ROLE AND IMPORTANCE OF REFLEXIVITY IN
SCHOOLTEACHERS' PROFESSIONAL LEARNING
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 571–584.
© 2007 Springer. Printed in the Netherlands.
572
voices of those remembered teachers from our own school days, the ones we aspire –
often self-destructively – to be like. As Hewitson (2004) and others have suggested,
these voices do not always chime, often presenting themselves (Britzman, 1991)
as 'cacaphonic'. The voice of government policy, for example, may not always sit
comfortably with the voice of our own preferred, internalised pedagogic orientation,
and the voices of our university tutors may not always agree with those of our parents
and friends. To quote one student in a study carried out by Moore and Atkinson in the
late 1990s (reported in Moore 2004a, pp. 41–2):
Every time I go home I'm getting told why [setting students by ability] is
better than mixed ability, and why silent working is better than group
work, and why everyone should wear school uniform; and I just can't
answer it. Every time I start telling them something else, I feel I just can't
argue the case. I don't even sound convincing to myself. They just keep
telling me I'm following the party line and I shouldn't listen to what I'm
told at [the university] because it's all full of do-gooders and lefties, and
quoting all these good and rubbish teachers I had when I was at school,
and how I got good results in the subjects where the teachers were most
strict … . And then I come back [to the university] and I'm listening to
totally the opposite. And when I'm here this all makes sense again,
but … I'm just totally confused.
THE POWER OF PREDISPOSITIONS AND
THE OUTLAWING OF THE AFFECTIVE
As has been argued elsewhere, it is the preconceptions and predispositions that student
teachers bring with them to their pre-service courses that often exerts the greatest
influence on the ways in which they experience and make sense of new classroom
interactions and that may present the greatest obstacle to the development of new
learning. Afonso and others have argued in this regard that the power of the beginning
teacher's prior beliefs and perceptions can be so strong that they act as 'filters', affect-
ing the ways in which pre-service programmes themselves are experienced and
approached (Afonso, 2001; see also Goodman, 1988; Hollingsworth, 1989; Weinstein,
1989; Britzman, 1991; Wideen et al., 1998). This is a view which echoes Mezirow's
wider analysis of adult learning, in which acquired 'meaning schemes' and perspec-
tives effectively 'protect' the individual from challenging existing assumptions and
beliefs, setting up ' "boundary structures" for perceiving and comprehending new data'
(Mezirow 1991, p. 49). Such schemes and perspectives, Mezirow argues, serve to:
'diminish our awareness of how things really are in order to avoid anxiety, creating a
zone of blocked action and self-deception.' (See also Rose, 2001.)
The (beginning) teacher, however, is not just exercised by an intellectual challenge
in making sense of classroom and staffroom encounters through separating out the
false voices from the friendly ones – or, as Brookfield (1990) puts it, of hunting down
and challenging their existing assumptions. In addition to this – but fundamentally
ALEX MOORE
and inextricably bound to it – is a project that affects our lives far beyond the confines
of the school walls, and that may be seen as the shaping force of each individual biogra-
phy and each subsequent, very personalised 'way of experiencing'. This is the more
emotional, often less visible human need for the love and justification of our fellow
beings: the need for reassurance that we are who – or what – we claim to be and that
we are appreciated for being it. As one student teacher poignantly summed this up in
a recent research study into the professional learning of beginning teachers carried
out at the Institute of Education, University of London: 'With teaching, it's not just
how you see yourself, it's about how you see how other people see you: how you see
yourself being seen.' (Moore and Ash, 2002)
I want to suggest that these emotional, affective aspects of classroom experience
and professional learning are typically overlooked, marginalized and even pathologised
by those other voices telling us who and what we should be (particularly those encoun-
tered through government edicts), and that this marginalisation of the affective is
precisely what underlies the difficulties many of us experience in moving beyond our
'boundary structures'. Indeed, one of the reasons why these voices often appear so
cacaphonic is that we are invited to make sense of them – if at all – in ways that
decontextualise them from our individual histories of ways of feeling, and indeed
from our individual ways of experiencing classroom life (McLaughlin and Talbert,
1990). That is to say, we are expected to learn about teaching against some kind of
non-affective blueprint as if we could do so without simultaneously developing
understandings of who we are, what we want and how we have come to respond to
social life in the ways we do.
POWERFUL DISCOURSES
In trying to make better sense of the various imperatives of what we should be and
what we should be doing, I have suggested elsewhere (Moore, 2004a) that we locate
these voices within larger, overlapping discourses of teaching and teacher education
that guide and dominate perceptions of teaching and teachers in the wider social
world. I have, somewhat tentatively, identified three of these, which I have called the
competent craftsperson discourse, the charismatic subject discourse and the reflective
practitioner discourse.
The competent craftsperson discourse, currently enjoying worldwide popularity in
the field of teacher education but also, increasingly, in the fields of Further and
Higher Education generally (see, for example, Bernstein, 1996), comprehends
schoolteaching fundamentally in terms of a set of acquired and discretely demon-
strable skills and strategies, to be learned through a combination of formal teaching
and practical application. The teacher within this discourse, which has little to say
about individuality, local circumstances or reflection on practice (Maguire, 1995), is
understood and configured as 'made' rather than born (Britzman, 1991). The art of
teaching itself can be described in lists of skills and achievements, which often double
as the assessment criteria against which teachers'and student teachers'performance is
judged. The charismatic subject discourse, always popular in the public imagination
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UNDERSTANDING THE SOCIAL SELF
574
and in feature films about teacher heroes and saviours, emphasises, by contrast, the
individuality and communicative skills of the teacher, tending to underplay knowledge
about teaching and representing teachers as born rather than made – or at least
made in ways that are informal, contingent and not easily reproduceable. Such
teachers are typically portrayed in filmic representations as deliberately 'throwing
out' perceived wisdom, preferring to rely on instinct and native wit rather than on
acquired competences (Dalton, 1999, Mitchell and Weber, 1996). In the reflective
practitioner discourse – popular in recent years in university departments offering
pre-service and professional development courses for teachers and expounded by,
among others Schon (1983, 1987), Valli (1992) and Elliott (1993a, b) – emphasis is
given to thinking about and articulating one's always developing, never perfect practice,
firmly grounding new learning in the context of the practicum. Becoming more
effective as a teacher within the terms of this discourse cannot simply occur through
the acquisition and development of skills and strategies or of a more 'charismatic'
classroom persona, but via informed analysis of the nature and causes of classroom
interactions.
Each and all of these discourses, if sensibly and critically engaged with, can provide
useful frameworks for the understanding and betterment of what we do, as well as
supporting us through the challenges that await us in our many and varied classroom
encounters: each and all can help us become 'better' at what we do. They all, however,
share three common difficulties. The first is that each discourse becomes dangerous
when allowed to dominate at the expense of the others: that is, when it becomes the
sole or nearly the sole lens through which what we do is perceived, understood and
accounted for. This particular difficulty has beset the competent craftsperson
discourse in the UK and elsewhere in recent years, suggesting a technicist blueprint
for teacher development that leaves teachers and student teachers floundering for
advice and support when the universal advice offered by the discourse appears to
have only marginal applicability to the particular teaching situations in which the
teacher finds themself (for example, in a tough inner-city school whose students do
not fit the image of the ideal student implicit in much of this discourse). It has also
affected and restricted the development of the reflective practice discourse, in that
this discourse has effectively become 'colonized' by the competent craftsperson
discourse to the extent that reflection itself is seen in terms of a competence rather
than a process or function, with the emphasis on its 'demonstrability' rather than on
its effectiveness (Johnson, 1989). To quote one beginning teacher, frustrated at the
constant requirement to 'provide evidence of reflective practice' via individual lesson
evaluations on her teaching practice:
The whole idea of reflective practice is all very well, but it's very individual,
and I think we fall too often into the trap of assuming that reflective
practice is x, y and z when perhaps for other people it's different … It's
like with teaching: teaching for everybody is different. … We've been
given these sheets to help us do reflection, to be more reflective in our
practice, and on the one hand they're helpful but on the other hand if a
ALEX MOORE
certain thing doesn't happen in your lesson or you didn't pick it up as
happening in your lesson, how can you reflect on it? So whilst you may
be meeting these dreaded standards, you can't always "evidence" it. And
I think one of the things with our society today is that we're obsessed with
paper-work, and we're obsessed with assessment. But we're not just
obsessed with assessment, we're obsessed with the way that the assess-
ment happens, and the way that it's proven. And I think whilst it's helpful
to have frameworks, it's easy to feel that if you haven't ticked all the
boxes then in some way you're failing.
(Moore and Ash, 2002, quoted in Moore 2004a, pp. 107–108).
The second difficulty with these discourses is that they tend to have little or nothing
to say in response to the stress and upset that inevitably arises from time to time out
of the often highly-charged atmosphere of the classroom and the staffroom, other
than the platitudinous and futile instruction to 'leave one's emotional baggage at
home'. Far from encouraging explorations and understandings of the experiencing
self, these discourses – even, ironically, that of the charismatic subject – have a ratio-
nalistic turn, traceable to common idealist roots. Within this turn, the individual sub-
ject is not only held ultimately responsible for their own conduct but is not
encouraged and often not allowed to introduce reflections of personal and wider
circumstances – whether present or past – into discussions and explanations of what
is going right or wrong.
This difficulty relates closely to the final difficulty, which is that each discourse
has the capacity – indeed, in the case of the charismatic subject and competent
craftsperson discourses the tendency – to emphasise individual choice, responsibility
and (often) blame at the expense of recognising and valuing idiosyncrasy and diver-
sity but also of underestimating the impact and influence of wider social issues and
failings on the teaching and learning situation. In a particularly perceptive indictment
of the currently favoured competent craftsperson discourse, Bernstein points up this
'personalisation' of the teacher's craft as a somewhat cynical attempt to deflect
debates and understandings of educational failure away from social policy failings by
concentrating perceived failures on schools, teachers and even students and their
families. In Bernstein's words, we are pointed 'away from the macro blot on the
micro context' (Bernstein, 1996, p. 56).
THE IMPORTANCE OF REFLEXIVITY:
UNDERSTANDING THE EFFECTS OF OUR PAST ON
OUR EXPERIENCE OF THE PRESENT
The individualising policy turn to which Bernstein alludes is curious in that although it
focuses attention away from systems towards individual performance it simultaneously
underestimates individuality by way of its universalising tendencies. To summarise this
apparent contradiction, we might say that public policy in one respect does focus on
the contingent/idiosyncratic aspects of teaching – that is to say, the here and now, the
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UNDERSTANDING THE SOCIAL SELF
576
'practical and practicable', rather than on the wider picture, the more broadly
applicable theory – but that in doing this it simultaneously promotes a certain kind of
universalism that turns us away from other contingent/idiosyncratic aspects such as
teachers' differing biographies and 'selves' or the backgrounds and attitudes of their
students or the resource environments in which they work.
As has already been suggested, what such a turn tends to bring about is a concomi-
tant underprivileging – at times, almost an outlawing – of the emotional, affective
aspects of classroom teaching and of the classroom experience. Experience itself too
easily gets to be configured within this turn as something 'out there' waiting for us to
engage with it, when what we should be doing is guiding ourselves towards under-
standings of the experiencing itself – in particular, why it is that we experience things
in the ways that we do, and why and how we experience them differently from one
another (why, for example, certain classroom events and interactions particularly please
or upset or anger some of us when many of our colleagues appear to remain relatively
indifferent to those same kinds of events and interactions and more easily respond to
them in a measured and strategic way). Such understanding, which is what I mean here
by 'reflexivity', involves active, conscious development of self-understanding: that is,
understanding our social selves and how those selves have been produced through
experience over time.
Anna Freud (1979) famously argued that teachers should not just consider but
actually have a duty to attempt to understand their own actions and re-actions in the
teaching situation in order to avoid the possible negative consequences on their
students of a failure or a refusal to do so. To quote Britzman and Pitt's summary of
this position:
…teachers'encounters with students may return them involuntarily and
still unconsciously to scenes from their individual biographies. Such an
exploration requires that teachers consider how they understand students
through their own subjective conflicts. … The heart of the matter, for
Anna Freud, is the ethical obligation teachers have to learn about their
own conflicts and to control the re-enactment of old conflicts that appear
in the guise of new pedagogical encounters.
(Britzman and Pitt, 1996, p. 118)
Anna Freud's suggestion that how we experience life in the classroom may be
strongly affected by how we experience and have previously experienced life -including
family life – outside the classroom is reflected in a number of projects undertaken by
teacher educators that involve the encouragement of practitioners to describe and
interrogate their own autobiographies (see, for instance, Quicke, 1988; Schon, 1988;
Cole and Knowles, 1995; Thomas 1995). Part of that activity, aimed at helping
practitioners to understand more clearly 'the way in which a personal life can be pen-
etrated by the social and the practical' (Thomas 1995, p. 5) and to make sense of
'prior and current life experiences in the context of the personal as it influences the
professional' (Cole and Knowles, 1995, p. 130), involves encouraging individual
teachers and student teachers to critique difficulties they may be experiencing in the
ALEX MOORE
here and now within the context of previous roles and experiences they have encoun-
tered 'outside' the classroom situation in, for example, their family life or their own
schooling, rather than ignoring or denying such encounters. Inevitably, this also
introduces issues of desire (Hargreaves, 1994; McLaren 1996; Boler, 1999) into
understandings of practice:
'What do I want from these interactions?' 'What do others want of me?'
'What am I afraid of?' 'What do I want to do about the things I don't like
here?' – and perhaps the hardest and yet most glibly answered of all:
'Why did I choose to become a teacher [in the first place]?'
Britzman, and Britzman and Pitt, have pushed this a little further, and rendered the
phenomenon more explicit through referencing it to Sigmund Freud's notion of repe-
tition (Freud, 1968, p. 454), whereby we unconsciously seek out new sites for old,
unresolved conflicts. The classroom in particular, Britzman and Pitt suggest:
…invites transferential relations because, for teachers, it is such a famil-
iar place, one that seems to welcome re-enactments of childhood memo-
ries. Indeed, recent writing about pedagogy suggests that transference
shapes how teachers respond and listen to students, and how students
respond and listen to teachers …
(Britzman and Pitt, 1996, p. 117, 118, emphasis added: see also
Felman, 1987; Penley, 1989; Gallop, 1995)
Such an approach to understanding the difficulties and anxieties we may sometimes
feel in the teaching and learning situation may be seen as running counter to the
advice often given to teachers, cited above, to 'leave their emotional baggage at
home'. This advice, of course, is well meant, but it may be impossible to achieve.
What we should really be doing, these commentators seem to suggest, is not so much
to leave our emotional baggage at home as to make sure that it is appropriately managed
in public places – including, in this case, the public places of the classroom and the
staffroom: that it is not, for instance, left in the aisle for oneself or others to trip over;
that certain items are better left inside than taken out; and that sometimes there may
actually be something forgotten inside the baggage that can help us out of a difficult
situation. In other words, the emotional aspects of the classroom experience cannot
be denied; nor can they be made to go away by pretending that they do not exist or by
treating them as some unwanted sickness. Furthermore, the past never goes away
either: it leaves its legacy within us, shaping how we experience and respond to new and
often challenging situations and how we proceed – successfully or unsuccessfully –
to conflict resolution. The beginning teacher who says to her visiting tutor 'I have
tried everything, and everything has failed'may well find herself stuck in an impasse
precisely because she still seeks answers to her questions in discourses of compe-
tence, reflection and charisma rather than adopting a more reflexive turn; that is to
say, continuing to configure and understand the problem as 'out there' in the objec-
tive relations of the classroom rather than considering the possibility that it might, in
part at least, be located 'internally', in some place that is much harder to find.
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UNDERSTANDING THE SOCIAL SELF
578
As has already been indicated, seeking out this other place is not a question of
substituting the competent craftsperson, reflective practitioner or charismatic subject
discourses with the reflexive turn, but rather of adopting it 'outside'those discourses
in a way that makes it easier and more profitable to enter, to understand, to negotiate
and perhaps to benefit from them; that is to say, a contextualising function that helps
replace morbid, unconstructive 'self ' criticism ('Something in me is wrong') with
constructive, reasoned, 'action' criticism ('Something that's being done is wrong').
To cite one popular dictionary definition of reflexivity, this is not just an 'action of
mind by which it is conscious of its own operations' but includes, additionally, the
concept of a representational technique whereby part of a picture is 'illuminated by
light from another part of the same picture' (The Chambers English Dictionary 1990,
pp. 1233–34): in this case, the part of the picture relating to specific incidents, encoun-
ters or feelings is illuminated by the historical, biographical context within which
those incidents, encounters and feelings are experienced.
SEEKING A MANDATE: ISSUES OF IDENTIFICATION
Earlier, a young beginning teacher was quoted. With teaching, she said,
it's not just how you see yourself, it's about how you see how other peo-
ple see you: how you see yourself being seen.
This same teacher went on to say:
What you inevitably end up doing is looking at the pupils and judging
yourself through them. The children are in your head all the time […]
That exposure … I mean, I have never been in that kind of situation
before. It's a big thing … My kind of strengths and weaknesses are kind
of really there, in front of me.
(quoted in Moore, 2004a, p. 157)
For a number of beginning teachers taking part in this same study it was a sense of see-
ing themselves as their students might be seeing them, including, in some cases, a very
powerful desire to be liked by their students, that constituted the dominant gaze on their
developing practice. For others, it was a desire to measure up to absent-but-ever-present
teachers they had had themselves at school, or had seen teaching impressively at their
practice schools. For all ten of the young teachers in this particular study, this sense of
exposure was accompanied by a sense of fear of exposure (to quote one student teacher,
Sarah, 'There are certain people you're not going to ever admit to that things are going
wrong'): a mixture, perhaps, of wanting to be able to be 'oneself' with pupils and
colleagues – of exposing oneself, in a sense; of being 'found' – and of being afraid to be
found, with all one's shortcomings there for all to see. In some cases this led to a deci-
sion that true exposure could only be countenanced once a certain degree of 'self
improvement'had been achieved, or in the temporary adoption of a classroom 'persona':
It's a bit of a persona in a way and not really wanting that persona to be
too far away from who I am, because then it feels like you are having a
ALEX MOORE
role all day long and I think that's very hard work, having to actually pre-
tend to be someone different.
(quoted in Moore, 2004a: 157)
Though voiced by seemingly very confident people, such confessions may be seen to
reveal the sometimes fragile nature of the human psyche and, in particular, the way
in which that fragility is put under particular pressure or particularly exposed in the
teaching situation. They may also cast some light on the difficulties experienced by
some 'failing' students, as well as helping us to understand what makes the 'meaning
schemes' (op.cit.) of some adult learners more durable and resistant to modification
than others.
By way of exploring a little further these situations and experiences, I want to
rehearse, very briefly, some of the ideas of Slavoj Zizek (see also Moore, 2004b),
whose interest in our understanding of the social self involves, among other things,
taking key concepts of the psycho-analyst Jacques Lacan (cf. Lacan, 1977, 1979) and
applying them to the everyday situations and experiences within which we all habit-
ually find ourselves.
Offering a potentially helpful heuristic for making sense of the ways in which we
(differentially and individually) experience and make sense of our social (including
our professional) lives, while falling short of advising us to adopt the risky pursuit of
self-psycho-analysis, Zizek suggests, after Lacan, that each of us develops or achieves
a specific identity or identities inside the socio-symbolic world into which we are
born. This socio-symbolic world – referred to by Lacan as the 'Other' – effectively
'fixes' our place within it, announcing to ourselves and to others who and what we
are. Precisely because these identifications are – or appear to be – produced within
the 'Other' we require constant reassurance that we are that which we think and are
told we are being. The 'subject', Zizek says:
is always fastened, pinned, to a signifier which represents him [sic] for
[others], and through this pinning he is loaded with a symbolic man-
date, … is given a place in the intersubjective network of symbolic rela-
tions.
(Zizek, 1989, p. 113)
Developing these ideas a little more fully, Zizek adopts the terms 'imaginary' and
'symbolic' identification to throw light on our professional positionings and the self-
understandings in light of which they are made. Imaginary identification here refers
to 'the way we see ourselves', while symbolic identification refers to 'the point from
which [we are] being observed to appear likeable to [ourselves]' (Zizek, 1989,
p. 106). Zizek argues that although each form of identification has, at its root, the
individual's desire to satisfy and to be loved, and to find out what action/behaviour is
required in order to satisfy and be loved, in the case of imaginary identification the
subject seeks to emulate, perhaps through the kind of role-playing referred to by one
of the beginning teachers cited above, qualities that they feel they have discovered in
other individuals (for us, for example, other teachers) in order to achieve the
desired effect. In the case of symbolic identification, however, the question inevitably
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UNDERSTANDING THE SOCIAL SELF
580
arises: 'For whom is the subject enacting this role? Which gaze is considered when the
subject identifies himself [sic] with a certain image?'(ibid. p. 106).
From the point of view of initial and continuing teacher education and development,
what this suggests is that in addition to copying models of 'good practice' found in
other people, the practitioner will be making a judgement of what that good practice
is, not from some ideal, primordial, disinterested point of view, but from a particular
perspective within the symbolic order. This may be the perspective of a particular set
of shared social practices and beliefs, but it might equally (and simultaneously) be
the perspective of a specific individual or group of individuals. Constant references
to parents and their views, for example, might be seen as a symptom of a deeper
anxiety in the beginning teacher, who feels her/himself to be continually spotlighted
under the paternal or the maternal gaze.
For Lacan and Zizek, difficulties arise as a result of a 'gap' between 'the way we see
ourselves' (imaginary identification) and 'the point from which [we are] being
observed to appear likeable to [ourselves]' (symbolic identification) (Zizek, 1989
p. 106) – typically linked, in the professional field, to the requirement for a 'symbolic
mandate': e.g. 'I have been mandated to be a teacher, but what must I be – what am
I expected to be – within the terms of the symbolic order, the "Other", and within the
terms of my own image of self, in order to justify my role as teacher, in order to be able
to explain my mandate to myself and to others?' Zizek argues that it is an ability to
move beyond such questions, or to come to view them as unnecessary (i.e. 'There is no
mandate to support the role I seek to assume.') that is necessary if the difficulty caused
by such questions is to be removed. Similarly, it is an inability to move beyond such
questions – an obsessive pursuit of the answer to the question 'What do others – what
does the Other – desire of me, beneath it all, beneath the demands that are being made
upon me and that I am meeting but still without being liked?'– that results in continued
anxiety, in a sense of failure and lack of self-worth and, ultimately, in failure itself.
CONCLUSION: IDENTIFICATION, REFLEXIVITY
AND PEDAGOGY
If such issues may be seen, at first glance, as marginal or fanciful in terms of profes-
sional learning, there is ample evidence in the research data – in, for example, stories
of moving away from 'needing to be liked for who I am' to 'focussing more on my
students' development, and hoping they may come to like and respect me as a result',
or of adopting classroom 'personae', or of overcoming feelings of professional inad-
equacy, or of being concerned about 'how you see yourself being seen' (Moore,
2004b) – to suggest that this particular field of enquiry might offer useful insights not
only into understanding the nature of successful teaching but also – and more perti-
nently perhaps – into understanding how better to support beginning teachers who
appear to have many of the necessary attributes for pedagogic success but still find
themselves failing in the classroom under the weight of anxiety and of what one of
my own student teachers referred to as the 'over-personalisation' of difficulties. In
terms of the successful beginning teachers in the research study to which I have
ALEX MOORE
alluded, we might say that, for whatever reasons, they had learned – either before
joining the course or during it – not just to be pragmatic and eclectic in terms of
classroom practice but (another thing altogether) to be 'comfortable with a [social-
professional] self that is complicated and inconsistent' (Laupert, 1985, p. 193,
emphasis added). Furthermore, this was something of a requirement for the develop-
ment of authentic reflection on their practice leading to improvement in that practice.
We might not unreasonably hope that a deeper understanding of how they have
achieved such relative comfort, or of the impact of previous and ongoing experiences
on that achievement, might provide us with invaluable help not only in offering
appropriate support in the development of our students' own reflective practice, but
in working with student teachers for whom such an achievement comes far less easily
and whose accomplishment is likely to require far more pain.
In this regard I have offered Zizek's analysis, like that of Britzman, somewhat
tentatively but nevertheless optimistically. Their ideas – and those of Lacan (1977)
and Freud (1968) on which they are to a degree predicated – offer us exciting possi-
bilities which require a lot more careful thought on our part if we are to make the most
effective use of them. They can, however, help us toward finding – and fitting – another
important piece in the jigsaw of mapping and understanding classroom experience and
practice – to be considered alongside the other voices, pressures and tensions to
which the (beginning) teacher is subjected, to be sure, but also as a context and a
process: a context within which better sense can be made of those other voices, pres-
sures and tensions; and a process that involves 'reaching inside the self' to discover
what voices we have internalised, in what ways those internalisations have been
made, and what – and whose – purposes they may serve.
The reflexive, 'self-critical'approach is not an easy one (see Boler's [1999] linking
of it to a 'pedagogy of discomfort'). However, by addressing, including and putting
us more in touch with our 'feelings' it is a vital tool in broadening our perspectives,
in resisting the narrow parameters of professional reflection established and promul-
gated within dominant public and political discourses, and in enabling us to approach
the 'cacophony of calls' (Britzman, 1991, p. 223) to which we are subjected, in an
instructive rather than a reactive way. Self-understanding may not make any one of us
a better teacher on its own. It is arguably, however, a prerequisite to becoming not just
'better' – in our own terms, not just in others' – but happier, too, and more fulfilled
in the work that we do.
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583
UNDERSTANDING THE SOCIAL SELF
It is not uncommon to hear teachers and researchers bemoan the perceived problems
associated with the theory-practice gap. From a research perspective there is a view
that the complex and messy world of teaching can not adequately be theorised by the
teachers who are busy working in that world whilst, from a teacher's perspective,
there is a view that theory is not necessarily helpful in responding to the need for
ideas and activities that will "work in class tomorrow". One difficulty created by the
theory-practice gap then is that policy-makers, perhaps too easily, look to theory for
solutions to "educational problems", however, such problems and solutions are not
necessarily congruent with the needs and concerns of practitioners. Therefore, finding
a balance between both perspectives is important if the construction of knowledge and
the value of theory in practice are to be more responsive to the needs of the educational
community; and lead to meaningful change. It seems reasonable to suggest that teacher
research offers one such response.
Teacher-researchers bring to bear their expert knowledge and understanding of
practice in research as they attempt to better understand their practice and its impact
on their students. Thus by researching the relationship between teaching and learning
in their world of work, that which they come to document, articulate and know is also
likely to be valuable and informative for other teachers. As a consequence, the very
nature of teacher research then offers an approach to distributed leadership (Wallace,
2003) that is likely to be supportive and affirming in assisting in educational change.
Teacher research has slowly gained a 'foothold'in the academic literature through
the work of advocates such as Lytle and Cochran-Smith (1992). Like others involved
in teacher research they have seen value in better understanding teacher research as a
way of knowing. In so doing, they have helped to create an expectation that the explica-
tion of knowledge of teaching must include the teacher's perspective, and therefore,
must be drawn from teachers' experiences of their classrooms. It has been through
the recognition of the importance of this argument that teacher research has begun to
be better valued in the worlds of theory and practice; two worlds that have an important
stake in better understanding the nature of teaching and learning but are too frequently
viewed as separate and distinct rather than intertwined and interdependent.
In Australia, the need for research to be both responsive to, and developed in, the
practice setting has become increasingly apparent and an exemplar of such work is that
of PEEL (Project for the Enhancement of Effective Learning, Baird and Mitchell,
1986; Baird and Northfield, 1992; Loughran, 1999). PEEL has been influential
585
JOHN LOUGHRAN
40. TEACHERS AS LEADERS: BUILDING
A KNOWLEDGE BASE OF PRACTICE THROUGH
RESEARCHING PRACTICE
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 585–596.
© 2007 Springer. Printed in the Netherlands.
586
because teachers have readily identified with the purpose underpinning the project
(enhancing student learning) and elected to be involved despite it being over and above
their normal teaching duties. Hence, an acceptance of the value of the work of PEEL
has largely been driven by teachers' needs and concerns about classroom teaching
and learning.
PEEL is based on teachers' desire to develop students as active learners through
teaching procedures that encourage the development of their metacognitive skills so
that they are engaged in their own learning; hence challenging the ever-present passive
classroom learning behaviours with which teachers are so familiar. The aims of PEEL,
as restated in Learning from the PEEL Experience (Baird and Northfield, 1992) are to:
●Foster students'independent learning through training for enhanced metacognition.
●Change teachers' attitudes and behaviours to ones that promote such learning.
●Investigate processes of teacher and student change as participants engage in
action research.
●Identify factors that influence successful implementation of a program to improve
the quality of classroom learning.
For some PEEL teachers, an interest in research emerged in response to their concerns
to know more about what was happening in their classrooms through systematic,
evidence based approaches, and so the PAVOT (Perspective and Voice of the Teacher)
project, a teacher research project driven by the research concerns of PEEL teachers,
was initiated.
THE PERSPECTIVE AND VOICE
OF THE TEACHER (PAVOT)
PAVOT created an opportunity for teachers to collaborate more closely with academic
supporters in more systematic research. As was the case with PEEL, the research was
led and controlled by the teachers. PAVOT was specifically set up to, "… assist
teachers to research aspects of their practice. It is a natural extension of PEEL in that
it aims to support teachers in documenting and communicating the kind of teaching
and learning that occurs with active involvement in PEEL, and to further explore
issues which are important to teachers in their daily work" (Mitchell and Mitchell,
1997, p. 3). Therefore PAVOT offered teachers opportunities to develop their individ-
ual voices and to document and portray their research findings and to also share their
pedagogical knowledge with other educationalists.
PAVOT is one example of valuing teacher research and of creating different ways
for teachers to display their leadership within the profession. PAVOT research has
been influenced by the notion of reframing (Schön, 1983, 1987) and is based on a
recognition that teaching is problematic. Therefore, inevitably, PAVOT teacher-
researchers 'look into' their classrooms in different ways from 'traditional'researchers
because of their familiarity with teachers' day-to-day teaching and learning concerns;
which are the catalyst of their studies.
This reframing has, in part, been facilitated through the work of PEEL and the
development of a set of principles (Mitchell and Mitchell, 1997) about the nature of
JOHN LOUGHRAN
quality teaching. These Principles of Teaching for Quality Learning (see Table 40.1)
have been useful in creating a language that has helped to give meaning to 'what it is'
that can be problematic in teaching while at the same time creating 'ways in' for
examining teaching and learning situations; 'ways in' that are critical in shaping
teacher research.
As noted by Dewey (1929) so long ago, educational practices themselves must be
the source of the ultimate problems to be investigated if we are to build a science of
education. Therefore, a focus on teacher research is paramount as it is teachers'
'problems'that are derived from a focus on teachers' educational practice, the results of
such investigations then are likely to best inform the practice setting, and importantly,
those who work in those settings; the teachers. The principles outlined in Table 40.1
then are indicative of an understanding of practice driven by the concerns and con-
structions of knowledge of (PEEL) teachers in such a way as they carry meanings
that inform their approach to teaching and learning.
LEADING THROUGH DOING
AND DISSEMINATING TEACHER RESEARCH
PAVOT helps to illustrate particular ways in which teacher research leadership is
apparent. As a brief review of this work, three examples are outlined in detail below.
Each of these examples has been selected largely as a reflection of the nature of the
type of research that teachers choose to conduct as a consequence of confronting
issues and concerns in their own practice. These examples also shed light on the
nature of these teachers' particular research needs (at the time of conducting the studies)
and offer a range of approaches to, and ways of seeing, teaching and learning from a
teachers' perspective. Finally, each is also indicative of a particular 'category' of leader-
ship through teacher research and therefore offers a strong exemplar for demonstrating
that form of leadership for others.
The first example (Boyle, 2002) is illustrative of what might be described as
Leadership through Researching Changes in Teaching and Learning and
587
TEACHERS AS LEADERS
TABLE 40.1 Principles of teaching for quality learning
1. Share intellectual control with students.
2. Look for occasions when students can work out part (or all) of the content or instructions.
3. Provide opportunities for choice and independent decision making.
4. Provide a diverse range of ways of experiencing success.
5. Promote talk that is exploratory, tentative and hypothetical.
6. Encourage students to learn from other students' questions and comments.
7. Build a classroom environment that supports risk-taking.
8. Use a wide variety of intellectually challenging teaching procedures.
9. Use Teaching procedures that are designed to promote specific aspects of quality learning.
10. Develop students'awareness of the big picture: how the various activities fit together and link to the big
ideas
11. Regularly raise students'awareness of the nature of components of quality learning.
12. Promote assessment as part of the learning process.
588
explores the development of a better understanding of teaching and some of the influ-
ences on teaching that become important in shaping approaches to researching practice.
Boyle's work highlights how different approaches to data collection, the importance of
addressing 'taken for granted' aspects of practice and, the need to be responsive to the
changes in the way research projects develop influence the way teacher-researchers
pursue their research questions.
The second example (Berry and Milroy, 2002) highlights the notion of Leadership
through Curriculum Development and is essentially a window into the complex
and protracted journey that teacher-researchers embark upon and learn through when
they begin to reconsider their teaching in relation to the curriculum that shapes that
teaching. Through critical reflection (Brookfield, 1995) Berry and Milroy illustrate
how difficult it is to separate the process from the product and that in truly coming to
understand what curriculum change really entails, there is an explicit need to share
the wisdom gained.
The third example (Osler and Flack, 2002) is illustrative of Leading through
Professional Learning. Osler and Flack demonstrate the personal risks and dangers
associated with confronting dilemmas and choosing to lead by example in the pursuit
of understanding issues pertaining to growth and development over time through a
serious regard for learning about practice and sharing that learning with others.
LEADERSHIP THROUGH RESEARCHING
CHANGES IN TEACHING AND LEARNING
In this study, Boyle (2002) came to see that for quite some time she had not really
differentiated between teaching and learning because her prevailing view was that if
students were busy completing the set task and they were enjoying it, then they were
no doubt learning.
It was a long and challenging path that led me to the realization, and
then the understanding, that students need to be metacognitive if they are
to be true learners; to reflect on their learning and to understand what
makes a good learner. I also came to understand that I could assist stu-
dents in achieving that through the implementation of PEEL procedures.
My teaching journey is taking me on a frustrating yet rewarding quest for
encouraging metacognition in the students I teach … [and] to acknowl-
edge that good learning does not come from what traditionally has been
seen as "good teaching" and that engaging students in a classroom
activity does not necessarily equate with good learning. It is certainly
true that students will learn better if they are engaged in the task but are
teachers always clear on what it is that is important for students to
learn? My focus is not just on the student as a learner, but the teacher as
learner, which is made explicit in the effect that my research has had on
my approach to teaching.
(Boyle, 2002, pp. 74–75)
JOHN LOUGHRAN
Boyle goes on to explain how her assumptions of practice were continually challenged
as she came to better understand the nature of teaching with the intention of enhancing
students' metacognitive skills. She set out to help her students begin to conceptualize
Good Learning Behaviours (GLB's; see Table 40.2 for examples) so that they could
then actively shape their own understanding of their learning and therefore be more
metacognitive.
In order to encourage the development of GLBs she had her students maintain
"thinking books" (Swan and White, 1994) and to respond to a number of prompts
designed to encourage their metacognitive skills e.g., "What I did today … ; What I
learnt today … ; To improve my learning I could …" However, she found that the
comments her students wrote in their thinking books were related to the tasks they
completed in class rather than to their thinking and learning e.g., "what I did today
was draw a map"; "what I learnt today was how to draw a map". Despite her best
efforts to constantly reinforce the notion of GLBs she was constantly, "being driven
crazy by unnecessary questions and requests [such as] Do I have to do a border? Do
I have to stick this in?; Do I have to have a heading?; So-and-so has my ruler!"
(Boyle, 2002, p. 78).
Almost in desperation she resorted to using what Hynes (1992) described as a
"Dirty Trick" because she felt that her students were happy to simply approach their
work in an unthinking way and, from their perspective, completing tasks equated
with being a good student; thinking about learning was not an important aspect of
their "job" as students. The use of a "Dirty Trick" was powerful for it showed the stu-
dents the importance of questioning their own thinking. Yet Boyle still felt frustrated
for her need was to have "something that would work in her class" but be ongoing
and continually reinforce the notion of GLBs. She found a possibility through the
work of another PAVOT teacher (Pinnis, 2002) and introduced L-Files (Learning
Files) in the following manner:
●Each student was presented with their own L files booklet – each page had a
different Good Learning Behaviour on it.
●She told her students that she was concerned that they were not really becoming
good learners so they negotiated a process of achieving "P plates" (Probationary
plates, analogous to those displayed on the cars of Australian drivers when they
first gain a driver's licence).
●When a student displayed 10 of the behaviours twice they would be presented with
a P plate.
589
TEACHERS AS LEADERS
TABLE 40.2 Good Learning Behaviours (GLBs) adapted from Baird and
Northfield, 1992
Seeks assistance Tells the teacher what they do not understand
Checks progress Refers to earlier work before asking for help
Plans work Anticipates and predicts possible outcomes
Reflects on work Makes links between activities and ideas
Links ideas and experiences Offers relevant and personal examples
Develops a view Justif ies opinions
590
●The student had to present their L files to Boyle and have the identified GLB
signed.
This created great interest and immediately the class was thrown into a
frenzy of practising good learning behaviours. At the end of each lesson
5 minutes was set aside for students to come and justify the claim for hav-
ing pages signed – students were planning prior to starting work, asking
good questions, linking to other subjects or their own experience.
(Boyle, 2002, p. 80)
To Boyle's delight, she found that her students'journal responses also began to relate
to good learning behaviours (although some students were not interested in identify-
ing GLBs at all). Yet her learning about teaching journey had not ended for another
breakthrough occurred, as a result of what she described as a disaster, when she
retaught a lesson using a teaching procedure ("the continuum") that had not "worked
properly" for her the first time through.
I felt like I could see them learning; and I had been ready NEVER to do
the continuum activity again after that first disaster. If I had not taken the
risk, and the challenge, to attempt the continuum again so much student
learning would never have occurred. All of what I had attempted to
achieve through introducing the L files books would not have had a
chance to be reflected in this 'disaster'. What a lot I have to learn!
(Boyle, 2002, p. 85)
As a result of Boyle's systematic approach to researching her attempt to enhance
students' metacognitive skills, she developed a powerful list of "teacher knowledge",
crucial to informing her understanding of, and approach to practice. She learned that:
●There are many facets to good teaching but there is a need to share intellectual
control with the students if lessons are to genuinely be successful.
●When students have a need to know, real learning begins.
●"Good" questioning is not always clear to the teacher, but it becomes more
apparent when students actually start asking meaningful questions themselves.
●Students need to be told HOW to do something not just WHAT to do.
●There is often a disparity between what the teacher thinks students understand
and what they do understand and teachers should not make assumptions about
student understanding.
●Students can be independent thinkers and good learners and teachers'expectations
influence this.
●Positive self-esteem in determining self-motivation and a positive attitude to
learning – for both students and teachers – is important.
●Just as teachers need to learn from my (their) perceived 'disasters' by taking risks
so too students need (the opportunity) to learn from experience.
●Research is not a linear path on which all things expected occur at the right time
and in the right place. Learning from research does not mean that generalizations
or undisputable conclusions can be always be made.
JOHN LOUGHRAN
In undertaking research I have realized that once you begin considering
learning along with teaching that teaching and learning are not synony-
mous and that teachers along with students will always be challenged
with, and by, learning. As a teacher, I will forever be challenged to take
risks and ride the roller coaster of learning along with my students.
(Boyle, 2002, p. 87)
Boyle's learning through research impacted on her practice in ways that could not be
as authentic and meaningful had she not chosen to pursue her work in this manner.
No directive to teach for metacognition, no policy document to turn to to direct such
practice could have informed her in ways commensurate with the genuine learning of
this experience. By choosing to be a teacher researcher Boyle not only displayed how
teacher research offers leadership within the profession, but in documenting and dis-
seminating her learning in the way she did, she also illustrated the value of question-
ing taken-for-granted aspects of practice and offered leadership in the risky business
of teaching so that others might begin to identify with, adapt and adjust her approach
to suit their own practice in their own context. That is surely indicative of meaning-
ful leadership.
LEADERSHIP THROUGH CURRICULUM DEVELOPMENT
In Berry and Milroy's (2002) examination of teaching science for conceptual change,
they address a well-documented image of school science as isolated facts. In so
doing, they construct their work around a series of snapshots from their classes in
order to illustrate different elements of their approach. However, at the heart of their
work is the issue that the existing curriculum documents from which they were to
work were not helpful in constructing teaching episodes that would develop students'
construction of science in meaningful and conceptually important ways, and, that
when they turned to the research literature for help and support, they found precious
little existed.
The snapshots they developed to illustrate how they managed and learnt through
the situation included:
●A Big Comfortable Lie … – Snapshot 1: Exposing the Assumptions.
●Put the Lid back on (it's too tricky) – Snapshot 2: Recognising the responsibility.
●Diagnosis is easy, where's the rest? – Snapshot 3: The research knowledge we
need is missing.
●Exposing themselves – why would they bother? – Snapshot 4: Building an atmos-
phere of trust.
●"Thinking hurts" – why would they bother? – Snapshot 5: Fruitfulness.
●Sorting out words and meaning – Snapshot 6: Learning to clearly 'speak'.
●"Last lesson Laura made the point …" – Snapshot 7: Learning to really listen.
●Tie them to a strong idea (and come back to the idea not the label) – Snapshot 8:
Attaching labels.
●What is the smallest bit? – Snapshot 9: Making the abstract concrete.
●Taking time and making links – Snapshot 10: Revisitation.
591
TEACHERS AS LEADERS
592
These headings certainly suggest a great deal about the process of curriculum
development in terms of a coherent approach to questioning that which the curriculum
might contain, how it might be structured and why, and the importance of views
about teaching and learning that need to be apprehended if the curriculum is to be
implemented in ways congruent with the purposes and intentions that influence its
construction. So in one sense, these snapshots illustrate a form of teacher knowledge
that captures the essence of their experience, however; the context in which this
knowledge is applicable needs some explanation.
Throughout their study, Berry and Milroy illustrated how schools contain both
'enhancers' and 'frustrators' for progress and development in teaching and learning
and interestingly, one of the important frustrators was the lack of appropriate support
materials; interesting when one considers what would be expected to go hand in hand
with curriculum documents. They were working to initiate conceptual change in their
students' approach to learning science yet this became a source of frustration as much
as it was an inspiration. They were unable to find relevant classroom translations of a
conceptual change approach or resources that specifically addressed the kinds of
engagement with content necessary for such teaching; yet most prescribed curriculum
documents suggested that such teaching was relatively unproblematic and would not
only be manageable but also 'expected'.
Their honest and insightful study highlights that attempting to teach science in a
constructivist manner and, focussing on developing conceptual understanding in
students, is, "a messy and muddy business [and that although it is] one that feels
exciting and worthwhile. It is truly the swamp of real practice" (p. 218). This is an
issue that needs to be fully apprehended by curriculum planners and writers, for it is
the importance of this issue of the uncertainty; the problematic, and the grappling
with ever changing issues and concerns that makes policy advice and curriculum
support material so difficult to develop. Failure to recognize this situation only tends to
exacerbate the divide between the expectations and the realities of classroom teaching
and learning; Berry and Milroy certainly highlight this issue in a powerful way in their
study and offer a strong example of leadership through curriculum development.
LEADING THROUGH PROFESSIONAL LEARNING
Osler and Flack (2002) offer insights into the nature of teaching and learning through
professional learning and the impact that such learning has through a reflective
account of their experiences as: teachers; learners; professional learning providers;
role-models; and, teacher researchers. Their story is initially portrayed through a
fable – tales from the Poppy patch.
In a small patch amongst many others grew a poppy. She had always
been a happy poppy. Happy with her friends and enjoying what she
did. Just the same, she was inquisitive about the way things worked in
other places for other poppies. So it gave her great pleasure when
another poppy that shared her curiosity began to grow right beside her.
JOHN LOUGHRAN
Together these two friends looked upwards and outwards from their part
of the world.
It had been a great time for growing. The two poppies were thriving. They
had learned to organise and manage the nutrients from the familiar,
comfortable earth around them, and lately they had discovered how to
get more energy and nourishment from the sun way beyond their own
small patch.
The sun was available for all the poppies but sometimes the two friends
needed to actively seek the best position to get the most from its rays. It
surprised them a little to find that they had grown tall and that they now
had a different view of things. At the same time though it was exciting
because they could see from their poppy patch clear across to the other
poppy patches that were nearby. The poppies over there looked much the
same but different enough for them to wonder about what they did and
how they got to be that way. The two poppies discovered that they could
be seen by the poppies from the other patch and that they could call out
and ask them questions. The distant poppies were generous about sharing
their different knowledge and they would respond and give them great
insights about their world. It was interesting and stimulating and gave the
two friends plenty to talk about and reflect on. Life in their own patch now
became more interesting because they could see it through different eyes.
On the other hand, their old friends in their poppy patch looked just as
they always had and sometimes the two poppies forgot that others didn't
know what they knew and couldn't see what they saw, and that was why
they couldn't be any different.
Now unfortunately, because the poppies were tall they didn't have the sup-
port of the bunch around them, they felt fragile and very vulnerable to the
elements. The whispering breezes from all directions seemed extra strong
as they blew across the poppy patch where they stood so tall. At times they
even feared that the pressure of the winds would cause them to snap and
break. They called for help but their old friends couldn't hear them
because they were used to them being so far away and they didn't expect
them to need their help anyway! Their new friends were not able to help
them much from where they were; though they did offer encouragement.
The two poppies began to envy the safety and security that staying with
the bunch would have given them, but of course they couldn't go back.
Despite the frustration and sadness they felt when they thought of their
friends and what they were missing out on, the tall poppies celebrated the
many joys that their growth was giving them. They were determined to
remain patient, knowing that one-day they would share their new
insights with their old friends. They believed that eventually many would
seek the light and view from where they were, especially when they
realised that growing tall was not undesirable.
593
TEACHERS AS LEADERS
594
Time passed and their earlier fragility lessened as they gained strength
and became tougher. They noticed that some other poppies in other parts
of the patch were taller and because of where those poppies grew and
what their views were, it made the patch far more interesting.
The winds no longer frightened them as they had. One day in a particu-
larly strong wind, the two poppies commented on how strong they felt
and wondered why that was. They looked around and to their delight,
right next to them, were some other poppies. Some of them they knew,
some they didn't, but they all could share the vision of what was beyond
their poppy patch. They too were thriving.
The two poppies were excited at their excitement and at last they could
talk and share and support more of their kind. Best of all they could see
more together. Perhaps their message had not fallen on deaf ears after
all. Surely the winds could not knock down a whole bunch of poppies!
(Osler and Flack, 2002, pp. 223–225)
Osler and Flack present their portrayal through their fable (above), then they dissect
and explain the issues, ideas, problems, dilemmas and successes that emerge through
the fable of the two poppies. They explain how the process of research enriched their
practice as they came to better understand the value and purpose of metacognition;
for both themselves and their students. They also developed a strong sense of com-
mitment to supporting the developing skills of others by sharing their experiences of
their attempts to develop students' learning and their learning about the research
process. In so doing, they became more aware of their own professional growth; how
threatening that can be and how carefully it needs to be managed (an issue barely
noted in the traditional research literature and one which their 'voice'certainly brings
to life in a powerful way through their fable).
A most important outcome of their experience was the way in which, as teacher
researchers, they came to see themselves as sitting between two worlds: "as teacher-
researchers we can access the worlds of teachers and academics" (p. 245). Their
account illustrates how through their professional journey they experienced the
pleasure associated with personal and professional growth, as well as the dilemma of
not knowing where or how to 'fit in'.
Their most engaging account of their teacher research journey illustrates the prob-
lems created for teachers as leaders when that leadership is through a well informed
understanding of practice as a result of learning through teacher research.
Understanding the learning about practice through the teacher research process itself
then emerges as crucial to success and to creating possibilities for genuine educa-
tional change.
Leadership in teaching is important and what it means personally and professionally
could not be understood – nor portrayed – were it not for the efforts of teachers such as
Osler & Flack because of their valuable insights from a teacher researcher perspective;
a perspective that surely influences the expectations and approaches to leadership so
important in supporting the process of educational change. Importantly, the account
JOHN LOUGHRAN
of their journey demonstrates the inherent value of recognising that teachers have a
privileged position within the classroom and that their understanding of their work is
best driven from within that context, not solely from the educational bureaucracy
where the focus is often on a different 'bigger picture'of organisation, direction and
control. It could well be argued, that which Osler & Flack demonstrate, is that one of
the great disjunctions in teaching and learning is not so much between theory and
practice, but between genuine educational autonomy and bureaucratic control. Their
study truly demonstrates that educational leadership hinges on teachers' professional
learning.
CONCLUSION
In the detailed account of his return to school teaching, Jeff Northfield, an experi-
enced teacher educator and educational researcher drew attention to the need for a
wider understanding of the work of teachers and the influences on students'learning
(see Opening the Classroom Door: Teacher, Researcher, Learner; Loughran and
Northfield, 1996). He noted that, "As education continues to go through changes and
restructuring, often implemented by those without an understanding of the complexity
of roles associated with teachers and students … a clearer understanding of what is
happening in schools [is needed] … The PEEL project … affirms the work of teachers
and provides encouragement and ideas for those who are concerned about improving
their teaching and their students' learning outcomes" (p. 4). Just as PEEL led the way
for Northfield to re-examine his practice and knowledge of practice so too it has
offered leadership in encouraging others to develop through PAVOT.
PAVOT teachers (as the accounts above illustrate) have demonstrated their leader-
ship within the profession in ways that offer new understandings of the complexity of
teaching and learning and have created new possibilities and opportunities for the
future. In many ways these teachers have actively sought to examine their own devel-
oping knowledge base and have highlighted the professional responsibilities that
accompany such a decision, such that new and valuable ways of offering leadership
and knowledge to the educational community have emerged.
The work of teacher researchers (through the selected examples briefly reviewed
in this chapter) offers a compelling argument for placing greater emphasis on devel-
oping and valuing a deeper understanding of teaching and learning and does so by
addressing the theory-practice gap in a meaningful way. The exemplars used in this
chapter have been selected in order to highlight the importance and value of
focussing on the issues, concerns and dilemmas that teachers face in their own class-
rooms such that appropriate ways of understanding and addressing these concerns,
issues and dilemmas are able to be demonstrated for the important users of the
knowledge (teachers) gained through such valuable work.
Generally, a prevailing stereotype is that teachers are not seen to be teaching if
they are not in front of their classes doing 'teaching'. Importantly, teacher
researchers offer tangible examples of leadership by offering so much more, and in
so doing, offer a more rounded conceptualization of the work of teachers in ways that
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TEACHERS AS LEADERS
596
can lead to major gains in the knowledge of teaching itself, which ultimately, must
lead to better learning outcomes for students.
Leadership through teachers as researchers is vitally important to both the worlds
of theory and practice and offers real possibilities for enhancing educational outcomes
for all concerned.
REFERENCES
Baird, J. R. and Mitchell, I. J. (eds) (1986) Improving the Quality of Teaching and Learning: An Australian
Case Study – the PEEL project. Melbourne: Monash University Printery.
Baird, J. R. and Northfield, J. R. (eds) (1992) Learning from the PEEL Experience. Melbourne: Monash
University Printery.
Berry, A., and Milroy, P. (2002) Changes that Matter, in John Loughran, Ian Mitchell and Judie Mitchell
(eds), Learning from Teacher Research. New York: Teachers College Press, pp. 196–221.
Boyle, L. (2002) Disasters and Metacognition in the SOSE Classroom, in John Loughran, Ian Mitchell and
Judie Mitchell (eds), Learning from Teacher Research. New York: Teachers College Press,
pp. 74–88.
Brookfield, S. D. (1995) Becoming a Critically Reflective Teacher. San Francisco: Jossey-Bass.
Dewey, J. (1929) The Sources for a Science of Education. New York: Liveright.
Hynes, D. (1992) Theory into Practice, in John Baird and Ian Mitchell (eds) Improving the Quality of
Teaching and Learning: An Australian case study – the PEEL project (3rd edition). Melbourne:
Monash University Printery, pp. 21–32.
Loughran, J. J. (1999) Professional Learning for Teachers: A Growing Concern. The Journal of In-Service
Education, vol. 25, 2, pp. 261–272.
Loughran, J. J. and Northfield, J. R. (1996) Opening the Classroom Door: Teacher, Researcher, Learner.
London: Falmer Press.
Lytle, S. L. and Cochran-Smith, J. (1992) Teacher Research as a Way of Knowing. Harvard Educational
Review, vol. 62, 4, pp. 447–474.
Mitchell, I. J. and Mitchell J. A. (eds). (1997) Stories of Reflective Teaching: A Book of PEEL Cases.
Melbourne: Monash University; PEEL Publishing.
Osler, J. and Flack, J. (2002) Tales from the Poppy Patch, in John Loughran, Ian Mitchell and Judie
Mitchell (eds), Learning from Teacher Research. New York: Teachers College Press, pp. 222–245.
Pinnis, G. (2002) The L files: Motoring Towards Metacognition in the Classroom, in John Loughran, Ian
Mitchell and Judie Mitchell (eds), Learning from Teacher Research. New York: Teachers College
Press, pp. 152–170.
Schön, D. A. (1983) The Reflective Practitioner: How Professionals Think in Action. New York: Basic
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Schön, D. A. (1987) Educating the Reflective Practitioner: Toward a New Design for Teaching and
Learning in the Professions. San Francisco: Jossey-Bass.
Swan, S. and White, R. T. (1994) The Thinking Books. London: Falmer Press.
Wallace, J. (2003) Learning About Teacher Learning: Reflections of a Science Educator, in John Wallace
and John Loughran (eds), Leadership and Professional Learning in Science Education: New
Possibilities for Enhancing Teacher Learning. London: Routledge, Falmer, pp. 1–16.
JOHN LOUGHRAN
THE FASHIONING OF A NEW ACCOUNTABILITY AGENDA
There are a number of key events which have changed forever the post war environment in
which teachers teach and students learn in many countries. Supported by claims of
falling standards relative to those in competitor nations which are deemed to be incom-
patible with the need to increase economic competitiveness and social cohesion, suc-
cessive governments have attempted to re-orientate the strong liberal-humanist
traditions of schooling, characterised by a belief in the intrinsic, non-instrumental value
of education towards a more functional view characterised by competency based,
results driven teaching (Helsby, 1999, p. 16), payment by results and forms of indirect
rule from the centre (Lawn, 1996). It is important to recognise that what has happened
to education is one outcome of a larger ideological debate on the costs and management
of the public services in general. In England, for example, education as a public service
was the test bed for a raft of radical reforms from the mid 70's which were born of polit-
ical 'new right' ideology and economic pragmatism and which challenged the post
Second World War monopoly which professionals in education, health, and the social
services had held. For education, as for all the public services, what we are witnessing still:
'… is a struggle among different stakeholders over the definition of teacher professional-
ism and professionality for the twenty first century …' (Whitty et al ., 1998, p. 65).
As part of this, there have been new limits placed on teachers'autonomy. Policies
of decentralisation of the management of budgets, plant, staffing, student access and
curriculum and assessment (Bullock and Thomas, 1997) have been accompanied by
centrally determined and monitored measures of pupil achievement.
These have had the effect of restricting the conditions under which teachers
work, putting into place a system which rewards those who successfully comply with
government directives and who reach government targets and punishes those who do not.
In the USA, for example, a high stakes testing regime has been established in order
to ensure that schools engage in a State determined improvement agenda for all stu-
dents to meet a prescribed level of achievement on State authorized tests. The message
is clear: improve or be taken over or closed down. In a recent wide ranging evaluation
over 3 years of the effects of such high-stakes testing on high schools in Texas and
Kentucky, New York and Vermont, Siskin and her colleagues found that although
they have provided for a new tightening up of the curriculum in certain areas and a
597
CHRISTOPHER DAY
41. SCHOOL REFORM AND TRANSITIONS
IN TEACHER PROFESSIONALISM AND IDENTITY1
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 597–612.
© 2007 Springer. Printed in the Netherlands.
1 This was first published in the International Journal of Educational Research , Vol. 37, No. 8, 2004,
pp. 677–692, Elsevier Ireland Limited.
598
new sense of purpose in teaching, the net effects have been the massive growth of
expensive measures of testing and curriculum validation of traditional core subjects
at the expense of those which are not. Whilst teachers and teacher unions have
welcomed the introduction and development of new standards for curriculum and
teaching they are reported to have been dismayed by the quality and applicability of
the new tests which form the basis for judging the value of their work. Moreover, the
high stakes testing measures do not yet appear to have contributed to improvements
in pupil achievements. Indeed, many more students in urban and high poverty
districts will be denied qualification as high-school graduates (Carnoy et al ., 2003).
Teachers in most countries across the world are all experiencing similar government
interventions in the form of national curricula, national tests, criteria for measuring
the quality of schools and the publication of these on the internet in order to raise
standards and promote more parental choice. Although school contexts continue to
mediate the short term effects of the intensification of work which is a consequence
of such reforms (Apple, 1986), the persisting effect is to erode teachers' autonomy
and challenge teachers' individual and collective professional and personal identities.
Furthermore, reforms of this kind are being reinforced by changes in pre-service
teacher training through which students now must meet the measurable requirements
of prescribed curricula and sets of narrowly conceived, instrumentally oriented
competencies in order to succeed.
Although reforms in schools are different in every country in their content, direction
and pace, they have five common factors. They:
●are proposed because governments believe that by intervening to change the condi-
tions under which students learn, they can accelerate improvements, raise standards
of achievement and somehow increase economic competitiveness;
●address implicit worries of governments concerning a perceived fragmentation of
personal and social values in society;
●challenge teachers' existing practices, resulting in periods of at least temporary
destablisation;
●result in an increased work load for teachers;
●do not always pay attention to teachers' identities – arguably central to motivation
efficacy, commitment, job satisfaction and effectiveness.
Prior to this new work order, a compact had existed between government, parents
and schools in which, by and large, teachers were trusted to do a good job with min-
imum direct intervention by government into matters of school governance, the
school curriculum, teaching and learning and assessment. In England and Wales, for
example, quality assurance (a term not yet invented in the 70's) was provided by Her
Majesty's Inspectors (HMI), a relatively benign group of ex-teachers and lecturers
who had become civil servants and who were charged with monitoring and main-
taining standards through their connoisseurship judgements on quality (this was
also the case in many other West European countries). Local Education Authorities
(the equivalent of School Districts) were still responsible for curriculum and
professional support and employed either School Advisers or School Inspectors –
consisting, like HMI, of ex-heads and senior staff – to achieve this and monitor
schools. Apart from a minimalist core curriculum, LEAs and schools were able to
CHRISTOPHER DAY
exercise considerable choice with regard to the balance of the curriculum taught,
(although most of secondary education conformed to a university entrance driven
national examination system for students at age 16 and 18) and this was reflected in
different opportunities for students who lived in different LEAs. Colleges of
Education, responsible for providing the bulk of new teachers, also exercised choice
in their pre-service work, as did Universities in their post-graduate 1-year courses.
Significantly, continuing professional development (C.P.D.) opportunities were
largely left to the choice of individual teachers; teacher development was a term
widely used; and the curriculum in school was 'taught' not 'delivered'. Curriculum
developments in schools were initiated and managed locally or by a national
'Schools Council', funded by government but governed by a partnership between
teachers' professional associations and government. 'Value added', 'accountabil-
ity', 'training', 'performativity' and 'performance management' were not yet even
twinkles in the eyes of the policy makers. The nation's primary (elementary) schools
were the envy of the world and headteachers were the power in their own kingdoms,
free to govern as they wished.
The 'new public management'(Clarke and Newman, 1997, p. ix) illustrated in the
discussion so far, has opened schools to market pressures through parental choice,
given greater financial autonomy increased expectations that they will improve on a
yearly basis in terms of both teacher and pupil performance through independent
external inspection, pupil testing, annual performance management reviews of
individual teachers and associated annual school development plans and target
setting. In some countries league tables of results have been introduced and made
public; parents are encouraged to choose the school to which they send their chil-
dren; school governors (lay people) have been given more authority as schools have
become locally managed and centrally accountable. To ensure that schools comply
with these innovations, regular school inspections have become more prescriptive
(for instance, 'HMI' became 'OFSTED', The Office for Standards in Education)
with judgements based upon a national assessment framework. In England, there
has been the 'naming' and 'shaming' of schools which are categorised as being in
need of 'special measures'. Some schools have been closed. Successful schools
have been awarded 'Specialist', 'Lighthouse' or 'Beacon' status and given more
resources. And for schools with a negative evaluation, follow-up procedures have
been installed, putting more pressure upon the teachers. Among the negative conse-
quences of these (and other) centrally imposed initiatives have been an increase in
teachers' work time, low morale, and a continuing crisis in teacher recruitment and
retention, especially in those schools which are in challenging socio-economic
contexts. Alongside (though not necessarily associated with) these, has been a rise
in dissatisfaction of their school experiences by a significant number of pupils,
expressed in increases in absenteeism, behavioural problems in classrooms and in
the less easily measurable but well documented alienation from formal learning of
many who remain. Ball (2001) has described this central drive for quality and
improvement as being embedded in three technologies – the market, managerialism
and 'performativity' (Lyotard, 1979) – and placed them in distinct contrast to the
post war public Welfarist State.
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SCHOOL REFORM AND TRANSITIONS
600
DISCOURSES OF PROFESSIONALISM
Professionalism has been the subject of many studies over the last century. Adopting a
macro perspective, Andy Hargreaves has presented the development of professionalism
as passing through four historical ages in many countries – the 'pre-professional'(man-
agerially demanding but technically simple in terms of pedagogy); the 'autonomous'
(marked by a challenge to the uniform view of pedagogy, teacher individualism in and
wide areas for discretionary decision taking); 'collegial' (the building of strong collab-
orative cultures alongside role expansion, diffusion and intensification); and the
'post-professional' (where teachers struggle to counter centralized curricula, testing
regimes and external surveillance, and the economic imperatives of marketisation)
(Hargreaves, 2000a, p 153). Essentially, his work and that of other researchers (Helsby,
1996; Robertson, 1996; Talbert and McLaughlin, 1996) illustrates the growth of chal-
lenges from governments to teachers'agency, and a contestation of control of curricu-
lum content, pedagogy and assessment historically associated with teacher
professionalism. From a different perspective, researchers have situated teachers
within, for example, debates about 'restricted' and 'extended' (Hoyle, 1974), referring
to the extent to which they engage in learning; and proletarianisation, intensification
and bureaucratisation (Ozga 1995; Campbell and Neill, 1994; Helsby, 1996, 1999),
referring to the extent to which teachers' work has been affected by external prescrip-
tive policy interventions which result in less control or autonomy of classroom decision
making, a diminished sense of 'agency' (Gilroy and Day, 1993).
Reforms have changed what it means to be a teacher as the focus of control has
shifted from the individual to the system managers and contract has replaced covenant
(Bernstein, 1996). Yet, 'being a professional' is still seen as an expectation placed upon
teachers which distinguishes them from other groups of workers. Professionalism in
this sense has been associated with having a strong technical culture (knowledge base);
service ethic (commitment to serving clients' needs); professional commitment (strong
individual and collective identities); and professional autonomy (control over class-
room practice) (Etzioni, 1969; Larson, 1977, Talbert and McLaughlin, 1996). The
emphasis on corporate management which many reforms produce has, however,
resulted in a sea change in the nature of professionalism. Each teacher must now be:
'… professional who clearly meets corporate goals, set elsewhere, man-
ages a range of students well and documents their achievements and
problems for public accountability purposes. The criteria of the success-
ful professional in this corporate model is one who works efficiently and
effectively in meeting the standardised criteria set for the accomplish-
ment of both students and teachers, as well as contributing to the
school's formal accountability processes'
(Brennan, 1996, p. 22).
Sachs (2003) identifies two contrasting forms of professional identity:
●Entrepreneurial, which she identifies with efficient, responsible, accountable
teachers who demonstrate compliance to externally imposed policy imperatives
CHRISTOPHER DAY
with consistently high quality teaching as measured by externally set performance
indicators. This identity may be characterised as being individualistic, competitive,
controlling and regulative, externally defined, standards led.
●Activist, which she sees as driven by a belief in the importance of mobilising teach-
ers in the best interests of student learning and improving the conditions in which
this can occur. In this identity, teachers will be primarily concerned with creating
and putting into place standards and processes which give students democratic
experiences.'
(Sachs, 2003).
The former, she argues, is the desired product of the performativity, managerialist
agendas while the latter suggests inquiry oriented, collaborative classrooms and
schools in which teaching is related to broad societal ideals and values and in which
the purposes of teaching and learning transcend the narrow instrumentalism of current
reform agendas.
As a result of analysis and critiquing of different discourses of professionalism and
professionalisation in a post modern age, Hargreaves and Goodson propose seven
principles which provide an alternative to current reform agendas:
●Increased opportunity and responsibility to exercise discretionary
judgement over the issues of teaching, curriculum and care that
affect one's students;
●Opportunities and expectations to engage with the moral and social
purposes and value of what teachers teach, along with major curricu-
lum and assessment matters in which these purposes are embedded;
●Commitment to working with colleagues in collaborative cultures of
help and support as a way of using shared expertise to solve ongoing
problems of professional practice, rather than engaging in joint work
as a motivational device to implement the external mandates of others;
●Occupational heteronomy rather than self-protective autonomy, where
teachers work authoritatively yet openly and collaboratively with other
partners in the wider community (especially parents and students
themselves), who have a significant stake in students' learning;
●A commitment to active care and not just anodyne service for stu-
dents. Professionalism must in this sense acknowledge and embrace
the emotional as well as the cognitive dimensions of teaching, and
also recognise the skills and dispositions that are essential to com-
mitted and effective caring;
●A self-directed search and struggle for continuous learning related
to one's own expertise and standards of practice, rather than compli-
ance with the enervating obligations of endless change demanded by
others (often under the guise of continuing learning or improvement);
●The creation and recognition of high task complexity with levels of
status and reward appropriate to such complexity.
(Hargreaves and Goodson, 1996, pp. 20–21).
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SCHOOL REFORM AND TRANSITIONS
602
Professionals themselves from these perspectives, are said to have various, 'core moral
purposes' and ethical codes (Jackson et al ., 1993, Hansen, 1995, Pels, 1999, Day,
2000a), pursuing teaching as an art, craft (technical) and scientific endeavour (Brown
and McIntyre, 1992, Galton et al ., 1999, Friedson, 2001). Such higher moral purposes
of teachers (Socket, 1993) are under threat by teaching and learning agendas which
focus upon improving schools and raising student achievement within a restricted,
measurable range of subjects, abilities or competencies. Teachers' broader identities,
central to the exercise of the kinds of professionalism described above, are being
challenged. This new age has been called post-professionalism (Ball, 2003), since
teachers and other public services workers succeed only by satisfying and complying
with others' definitions of their work. The ethical-professional identities that were
dominant in schools are being replaced by 'entrepreneurial-competitive'identities.
PROFESSIONAL AND PERSONAL IDENTITIES
…the self is a crucial element in the way teachers themselves construe
the nature of the job.
(Kelchtermans and Vandenberghe, 1994, p. 47)
Much research literature demonstrates that events and experiences in the personal
lives of teachers are intimately linked to the performance of their professional
roles (Ball and Goodson, 1985; Goodson and Hargreaves, 1996). In her research on
the 'realities of teachers' work, Acker (1999) describes the considerable pressures on
teaching staff, not just arising in their work but also from their personal lives.
Complications in personal lives can become bound up with problems at work. Woods
et al. (1997, p. 152) argue that ' teaching is a matter of values. People teach because
they believe in something. They have an image of the "good society".' Kelchtermans
(1993) suggests that the professional self, like the personal self, evolves over time
and that it consists of five interrelated parts: Self-image : how teachers describe them-
selves though their career stories; Self-esteem : the evolution of self as a teacher, how
good or otherwise as defined by self or others; Job-motivation: what makes teachers
choose, remain committed to or leave the job; Task perception: how teachers define
their jobs; Future perspective: teachers' expectations for the future development
of their jobs (Kelchtermans, 1993, pp. 449–450). So teachers' identities are closely
bound with their professional and personal values and aspirations. Where
teachers are opposed to the values embodied in imposed change it is difficult for
them to adjust to new roles and work patterns (Woods et al ., 1997). Osborn et al.
(1996), in a large scale study of English primary schooling, found that over the
8 years of the study, while some tensions were experienced in adapting to the new
values in the reforms, the main response of the teachers was one of incorporation
of the changes. However, Helsby (1999) in a study of secondary schools, and
Menter et al . (1997) in a primary school study, found that, at least temporarily, many
teachers' professional identities, in which their values were embedded, were under-
mined by the reforms.
CHRISTOPHER DAY
Teachers' sense of professional, personal identity is a key variable in their motivation,
job fulfilment, commitment and self efficacy; and these will themselves be affected
by the extent to which teachers'own needs for autonomy, competence and relatedness
are met. Reforms have an impact upon teachers'identities and because these are both
cognitive and emotional, create reactions which are both rational and non rational.
Thus, the ways and extent to which reforms are received, adopted, adapted and sustained
or not sustained will be influenced by the extent to which they challenge existing
identities.
Several researchers (Nias, 1989, 1996; Nias et al. 1992; Hargreaves, 1994;
Sumsion, 2002) have noted that teacher identities are not only constructed from the
more technical aspects of teaching (i.e. classroom management, subject knowledge
and pupil test results) but, also as van den Berg (2002) explains: '… can be concep-
tualised as the result of an interaction between the personal experiences of teachers
and the social, cultural, and institutional environment in which they function on a
daily basis'. Reporting on research with teachers in The Netherlands, Beijaard
(1995) illustrated the different patterns of change in teacher identities:
Mary remembers her satisfaction about her own teaching in the beginning
because she experienced it as a challenge. This challenge disappeared
when she had to teach many subjects to overcrowded classes. The second
lowest point in her storyline was caused by her time-consuming study
and private circumstances at home. Now she is reasonably satisfied, due
to a pupil centred method she has developed together with some of her
colleagues. Peter is currently very satisfied about his own teaching; he
qualifies his present teaching style as very adequate. In the beginning of
his career, however, it was very problematic for him to maintain order. In
this period he considered leaving the profession several times. The second
lowest point in his story line refers to private circumstances and to prob-
lems in the relationship with colleagues
(Beijaard, 1995, p. 288).
Here we see the ways in which personal and professional environments affect teachers'
identities both positively and negatively. This interplay between the private and public,
the personal and professional lives of teachers is a key factor in their sense of identity
and job satisfaction and, by inference, in their capacity to maintain their effectiveness
as teachers. In Mary's case, increases in size and role diversification and intensifica-
tion decreased the keen challenge she had felt on her entry into teaching; in the case
of Peter 'painful beginnings'(Huberman, 1995) had made it difficult even to survive.
Common to both were the times when personal problems in their lives outside the
classroom affected adversely their attitudes to teaching.
The architecture of teachers' professional selves, in other words, is not stable, but
discontinous, fragmented, and subject to change (Day and Hadfield, 1996). This is
not to say that teachers do not themselves in different ways seek and find their own
sense of stability within what appears from the outside to be fragmentary identities.
On the contrary, much empirical research indicates that many find meaning in their
603
SCHOOL REFORM AND TRANSITIONS
604
work through a strong sense of moral purpose. Stronach et al 's (2002) research with
nurses and teachers, like others before it (Nias, 1989; Bowe and Ball, 1992;
Kelchtermans, 1993; Hoyle and John, 1995; Hanlon, 1998; Furlong et al ., 2000;
Friedson, 2001) claims that 'professionalism'is bound up in the discursive dynamics
of professionals attempting to address or redress the dilemmas of the job within
particular cultures (p. 109). Their reading of the professional, 'as mobilizing a com-
plex of occasional identities in response to shifting contexts' (p 117) and their own
data from teachers in six primary schools in England, though limited, and, 'walking
the tightrope of an uncertain being' (p 121), resonates with much other empirical
research on teachers' plurality of roles (Sachs, 2003) within work contexts which are
characterized by fragmentation and discontinuities (Huberman, 1995) and a number
of tensions and dilemmas (Day et al., 2000) within what is generally agreed to be a
hostile external audit policy culture (Power, 1994); and it does add to the considerable
body of existing literature which highlights the complexities and instabilities of
teachers' professional lives, which points to teachers' continuing sense of agency in
their work and which recognizes that, 'excellence can only be motivated, it cannot be
coerced' (p. 132). Yet one omission from the paper is the discussion of the teacher's
personal identities – all the more surprising because its presence shines through in
the teachers' words which are used. If we are to understand teachers'professionalism,
it is necessary to take account of teacher identities, the importance to these of self-
efficacy, motivation, job satisfaction and commitment and the relationship between
these and effectiveness.
There is an unavoidable interrelationship between professional and personal,
cognitive and emotional identities if only because the overwhelming evidence is that
teaching demands significant personal investment of these:
The ways in which teachers form their professional identities are influ-
enced by both how they feel about themselves and how they feel about
their students. This professional identity helps them to position or situate
themselves in relation to their students and to make appropriate and
effective adjustments in their practice and their beliefs about and
engagement with, students
(James-Wilson, 2001, p. 29).
Many writers have argued that teachers derive their job satisfaction from the psychic
rewards of teaching (Lortie, 1975; Rosenholtz, 1989: Hargreaves, 1998a, b, 2000).
Central amongst these is the development of close relationships and emotional
understanding. Despite Riseborough (1981) arguing some time ago that teachers
have to 'feel right' in order to do their job to the best of their abilities, Hargreaves
(1998b) points out that there have been:
few socio-politically informed analyses that put a prime emphasis on
teacher emotions in the context of how teachers'work is organized and
how it is being reorganized through educational reform
(Hargreaves, 1998b, p. 318).
CHRISTOPHER DAY
Yet whilst the new right managerialist agendas now acknowledge the existence of
widespread teacher disenchantment and stress and its effects upon the quality
of teaching and learning, there are no signs that they recognise the crucial effects on
teachers' emotional as well as intellectual identities. It is through our subjective
emotional world that we develop our personal constructs and meanings of our outer
realities and make sense of our relationships and eventually our place in the wider
world (p. 42). In addition, these are also clearly related to our motivation and state of
attention. From a neuroscientific perspective, Le Doux (1998) argues that the emo-
tional brain may act as an intermediary between the thinking brain and the outside
world. There is an interplay between thought and feeling and feeling and memory.
When feelings are ignored, they can act unnoticed and thus have unacknowledged
negative or positive influences.
Our capacity to function intellectually is highly dependent on our emotional state.
When we are preoccupied our minds are literally occupied with something and we
have no space to pay attention, to take in and listen to anything else. When we are
frightened we are more likely to make mistakes. When we feel inadequate we tend to
give up rather than struggle to carry on with the task.
(Salzberger-Wittenberg, 1996, p. 81)
When flooded by our emotional brain, as is the case of multiple reform agendas,
our 'working brain' may have little capacity for attention to hold in mind the facts
necessary for the completion of a task, the acquisition of a concept or the making of
an intelligent decision. The performativity agenda, coupled with the continuing
monitoring of the efficiency with which teachers are expected to implement others'
plans for the kind of curricula and approaches to teaching, learning and assessment, has
five consequences which are likely to reduce rather than increase effectiveness. They:
●threaten teachers' sense of agency;
●implicitly encourage teachers to comply uncritically (eg teach to the test);
●challenge teachers' substantive identity;
●reduce the time teachers have to connect with, care for and attend to the needs of
individual students;
●diminish teachers' sense of motivation, efficacy and job satisfaction.
It is these sources of meaning which reforms that ignore or erode core values de-sta-
bilize, and which can destroy the sense of identity which is at the core of being an
effective professional. Paradoxically, then, imposed reform may in the long term
diminish teachers'capacity to raise standards.
TWO LONGITUDINAL RESEARCH STUDIES:
THE SELF AND PROFESSIONALISM
Constructing, sustaining and renewing identity, then, are essential processes when
implementing school reforms:
…the maintenance of a coherent story about the self is no longer a matter
of occasional fixing if something goes wrong, but it is a continuing
605
SCHOOL REFORM AND TRANSITIONS
606
process in need of continual 'reskilling'. This is deemed necessary in
order to weather transitions that are part and parcel of everyday life
(Biggs, 1999, p. 53).
Two recent research studies provide empirical data about the ways in which reforms are
affecting teacher identities and, therefore, their professionalism. The first, a recently
published report of a cross cultural study which investigated the impact of policy on the
work of secondary school teachers in England, France and Denmark (McNess et al .,
2003) found that in England the perceived demand for delivery of 'performance' had,
'emphasized the managerially effective' in the interests of accountability while ignoring
teachers' deeply rooted commitment to the affective aspects of teaching and learning'
(ibid, p. 243). It drew attention to the increasing body of work which illuminates the
extent to which the social and emotional aspects of teachers' work – the emotional
investment of self – causes them to be vulnerable to policy changes (Hargreaves, 1994;
Nias, 1996; Woods and Jeffrey, 1996; Acker, 1999) which reduce opportunities for them
to exercise creativity and develop caring relationships with their pupils (Pollard et al .,
1994; Woods, 1995; Menter et al ., 1997; Woods et al ., 1997). Using Bernstein's peda-
gogic models (Bernstein, 1996, pp. 57–63), the authors argued that curriculum
pedagogy and assessment had moved from weak to strong classification through the
imposition of a 'highly prescriptive national curriculum' (ibid, p 247) which had deval-
ued 'the professional pedagogic skills of the teacher'(ibid, p 248). This had undermined
the joint negotiation and close personal relationships between the teacher and pupil in
which teachers' sense of personal identity in all countries is so bound up.
In Denmark, though reforms are different, the relatively loose national curriculum
framework has meant more preparation time for differentiated work with a perceived
'effect on social cohesion and cooperative working' (ibid, p. 253) and the recent
availability of children's test results on the internet indicates further movement
towards a perfomativity agenda. In terms of teacher professionalism (in England), as
in these countries, the research suggests that the role of teachers as knowledge
constructors has been eroded, that autonomy in classroom decision making has been
constrained, that their roles have become more instrumental and that their worth is
judged principally on their success in complying to central agendas. In Norway, too,
there is now national testing, national measures for judging the quality of schools,
and increased competition between schools as privately financed schools are encour-
aged (Welle-Strand and Tjeldvoll, 2002). Similar changes have been reported in
Finland (Rinne et al., 2002) and Sweden (Lundahl, 2002). In short, ownership of the
three key components of professionalism identified by Furlong et al . (2000, p. 4) –
knowledge, autonomy and responsibility – is being contested.
These findings mirror those emerging from the VITAE project (a 4-year on-going
study of variations in teachers' work and lives and their effects on pupils). This proj-
ect conducted a survey with 1400 teachers and is working with 300 teachers at dif-
ferent phases of their careers in 100 primary and secondary schools in England over
a 4-year period. Fewer than half the sample reported that their motivation was high,
and one-in-five secondary teachers reported low motivation. The level of motivation
CHRISTOPHER DAY
varied with years of experience. It was highest in the early years of teaching and then
it declined, particularly in those with more that 16 years of experience. For around
half only, motivation had increased over the past 3 years. For the others, it had
declined. Half the teachers reported high levels of stress, and nearly two thirds of teach-
ers in one disadvantaged LEA reported that they were consistently and frequently
affected in their work by stress. The majority of teachers also perceived both a loss in
time to respond to the needs of individual pupils and to teach creatively (Day et al .,
2003). In the first round of interviews, questions were asked about the effects of policy,
practice, pupils and personal biography. Analysis of these showed that the over-
whelming number of responses centred upon the self – in particular the effects of
reforms on: 1) motivation and commitment; 2) beliefs, ideologies and personal and
professional values; and 3) efficacy and job satisfaction. It was clear that these were
core elements of the teachers'professional identities.
When asked what helped them to be an effective teacher, the respondents pointed
to these core elements and to the emotional support of school cultures, individual
colleagues, social relationships in the staffroom, a sense of being valued and that they
were 'making a difference' in pupils' lives – a sense of agency. Many spoke of
reforms as undermining their professionalism. They 'put you into a straightjacket',
'gave less time for creativity', 'take time away from teaching to kids'needs', 'de-skill',
make it impossible to 'follow up interests of pupils'. There was 'too much filling in
paper at the expense of teaching'.
That's why people don't enjoy teaching so much because there isn't that
opportunity to put something of yourself into your classroom.
Further issues which arose from the survey and interviews must be taken into
account in discussing changes in professionalism. First, there were differences
between those teachers (the majority) who had entered teaching before the reforms
and those who had entered during them (the latter were more positive about their
impact). Whilst more experienced teachers were critical of the erosion of opportunities
to exercise their moral purposes and contribute as educators to the education of the
whole student, younger teachers seemed to be more content to exercise their peda-
gogical skills within what was perceived by their older colleagues as the narrower
range of discretionary decision-making which was a consequence of the reforms. In
short, two different kinds of professional identity are now being able to be distin-
guished in the reform landscape: one is located in a broader vision for professional
identity which includes some responsibilities for care of the cognitive, affective,
social and societal parts of the education of students by professionals who exercise
broad moral purposes in their work; and the other focuses primarily upon teachers
whose success is measured primarily through their ability to educate students to pass
tests. This suggests that there may be an evolving transition in teacher professional-
ism towards the more instrumental, technical. It is clear, also, that the strength of the
effects of reform upon identity are mediated not only by the nature of the reform itself
but also by teachers' personal sense of vocationalism and the leadership, cultures, and
pupil populations of the schools in which they work.
607
SCHOOL REFORM AND TRANSITIONS
608
CONCLUSION
If the quality of the education provided to students is to be maintained or improved
in the face of the increasing pressures and demands from a variety of stakeholders,
teachers must be assisted in sustaining their enthusiasm for, and identification with
their work which demands considerable investment of their cognitive and emotional
selves (Louis, 1998; Day, 2000b). Teacher commitment has been found to be a criti-
cal predictor of teachers' work performance, absenteeism, retention, burnout and
turnover, as well as having an important influence on students' motivation, achieve-
ment, attitudes towards learning and being at school (Firestone, 1996; Graham, 1996;
Louis, 1998; Tsui and Cheng, 1999). As a consequence of the new monitoring,
inspection and public accountability systems, in addition to the increased intensifi-
cation of work through added bureaucratic tasks directly associated with the perfor-
mativity agenda, reforms have promoted high degrees of uncertainty, instability and
vulnerability for teachers (Ball, 2001, p. 7). Kelchtermans'(1996) study of the career
stories of ten-experienced primary school teachers revealed two recurring themes:
stability in the job: a need to maintain the status quo, having achieved ambition, led
to satisfaction; vulnerability to the judgements of colleagues, the headteacher and
those outside the school gates e.g. parents, inspectors, media reports which might be
based exclusively on measurable student achievements. As vulnerability increased,
so they tended towards passivity and conservatism in teaching. Surprisingly,
however, the relationship between external reform, teachers' commitment, identity,
the environments in which they work and the quality and effectiveness of their work
is absent from the policies of those who believe that it is possible to steer the daily
activities in the classroom from the centre. Nor has it been the subject of extensive
research.
The implications for those wishing to change how teachers construe, construct and
conduct their work are clear. Individuals' commitment to such change is essential.
Changing operational definitions of professionalism requires working closely with
teachers and their individual emotional and intellectual identities because unless
these are addressed reform is unlikely to succeed in the longer term. This suggests
rebuilding professionalism through sustained, critical dialogue, mutual trust and
respect. In a multidisciplinary review of the theoretical and empirical literature on
trust spanning four decades, Tschannen-Moran and Hoy (2000), highlight the need to
pay attention to trust, particularly in terms of change. They found that trust is:
●a means of reducing uncertainty in situations of independence
●necessary for effective cooperation and communication
●the foundation for cohesive and productive relationships
●a 'lubricant' greasing the way for efficient operations when people have confi-
dence in other people's work and deeds (p549)
●a means of reducing the complexities of transactions and exchanges more quickly
and economically than other means of managing organisational life.
Conversely, distrust, 'provokes feelings of anxiety and insecurity … self protec-
tion … minimising (of) vulnerability … withholding information and … pretence of
even deception to protect their interests'(ibid. p. 550).
CHRISTOPHER DAY
Identity, so important in the lives of teachers, is not, then, something which is fixed
or static. It is an amalgam of personal biography, culture, social influence and insti-
tutional values which may change according to role and circumstance. It is often,
'less stable, less convergent and less coherent than is often implied in the research lit-
erature' (MacLure, 1993, p. 320). Yet sustaining a positive sense of identity to sub-
ject, relationships and roles is important to maintaining motivation, self-esteem or
self efficacy, job satisfaction, and commitment to teaching; and although research
shows consistently that identity is affected, positively and negatively, by classroom
experiences, organisational culture and situation specific events which may threaten
existing norms and practices (Nias, 1989; Kelchtermans, 1993; Flores, 2002), suc-
cessive reform implementation strategies have failed to address its key role in effec-
tive teaching. Reform which addresses key issues of professional identity,
commitment and change is more likely to meet the standards raising recruitment and
retention agendas more efficiently and more effectively than current efforts which,
though well intentioned, appear from empirical data to be failing to connect with the
long term learning and achievement needs of teachers and students.
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CHRISTOPHER DAY
INTRODUCTION
There are countless representations of versions of teacher research, ranging from the
action research model developed by Kemmis and McTaggart (1988), the teacher as
critical researcher (Kincheloe, 2003 ) to the teacher as reflective practitioner (Schon,
1995). This chapter is not a polemic that critiques these various representations in
order to mount a case for my own particular version. Rather, I want to particularise
these different accounts within my own context, a context that includes myself as an
ex-primary school teacher and a early career researcher, and the teachers that I have
worked with during research projects over the last 2 or 3 years. Part of my interest in
developing research partnerships with teachers stems from my own dissatisfaction
with professional development or 'inservice' that was presented to me when I was
teaching, as holding a one-size fits all solution to any given teaching 'problem'.
Given this dissatisfaction, I am therefore reluctant to write a chapter that espouses a
particular method or solution to questions about how to do research as a teacher.
Instead, I begin this chapter with an overview of what is important to me to consider
when working with teachers as co-researchers. The second part of the chapter describes
some examples, localised and contextual as they are, of what seems to have been suc-
cessful in my own work with teachers. The final section explores some of the problems
that I have encountered, and a discussion of possible reasons for these problems.
TEACHERS AS RESEARCHERS
I am interested in the possibilities of engaging teachers as researchers who actively
and agentically participate in projects that will lead to effective and meaningful
changes in their practices. By positioning teachers as researchers I recognise the
complexity of teachers' work and the theoretical underpinnings that inform their
practices, while also recognising that 'teachers as researchers' has become one of
many slogans infiltrating contemporary educational discourses. As Zeichner signals:
In the last decade, the slogans of 'reflective teaching', 'action research',
'research-based' and 'inquiry-oriented' teacher education have been
embraced by both teacher educators and educational researchers
throughout the world.
(Zeichner, 1994, p. 9).
My use of these slogans then is somewhat paradoxical. I signal my knowledge of the
slogans while at the same time I want to disrupt the emptiness of the slogan – to point
613
EILEEN HONAN
42. TEACHERS ENGAGING IN RESEARCH AS
PROFESSIONAL DEVELOPMENT
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 613–624.
© 2007 Springer. Printed in the Netherlands.
614
out the richly complex work that teachers do when they act as researchers into their
own practice.
The embrace of slogans in the 1980s and 1990s that Zeichner refers to has become
a tight bearhug in the 21st Century. These terms have become commonplace not only
in education faculties across Australia and other parts of the world, but within educa-
tion systems and schools. The slogans have infiltrated political discourses, so that
state education ministers can talk about teachers as reflective practitioners, and have
become part of new managerialist discourses so that school principals and administra-
tors can talk about the performative outcomes of using action research in professional
development. Critics such as Zeichner (eg 1993) point to the haphazard way that such
terms have been taken up by disparate groups. Ivor Goodson points to the "number
of problems" (1995, p. 55) that arise when the 'teacher as researcher' slogan is used
to focus research on teacher narratives and classroom experiences. While Butt et al
(1992, p. 53) call for "research approaches that allow the teacher's knowledge of
classroom realities to emerge", they also warn of the dangers of attempting to find
generalisable and prescriptive solutions in educational research.
TEACHERS AS BRICOLEURS
Within this context then, it is important to foreground the complex nature of teachers'
work and the rich mix of theoretical underpinnings that informs teachers' work. All
of my research and teaching is informed by my understanding of teachers as
bricoleurs. Bricoleur is a French word, drawn from the work of anthropologist Levi-
Strauss and used by French philosophers, Derrida (1978) and de Certeau (1984).
Abricoleur is someone who draws on a variety of resources around them to create a
meaningful assemblage of practices. For teachers, these resources may include
curriculum documents, teachers' reference books, in-service and professional develop-
ment sessions, pre-service education experiences, conversations with other teachers,
and memories of their own school experiences. Drawing on this diverse range of
resources allows teachers to create a bricolage of practice that makes specific and
particular sense for each group of students with whom they work.
Understanding teachers as bricoleurs and their work as bricolage helps me to make
sense of some of the questions and dilemmas that continually arise in the education
sector. For example, often departmental staff, curriculum advisers, policy writers and
academics assume that teachers do not read or understand policy documents and this
is blamed for the inconsistent uptake of new curriculum. When teachers are regarded
as bricoleurs , it is possible to see that teachers take what they need from any policy
documents to help them construct their meaningful practices. Each bricolage is
unique, even those constructed by the same teacher for different groups of students, in
different years, at different schools and so on. Teachers are also professionals, who will
not follow blindly mandated curriculum or departmental directives and who will not be
technical bureaucrats teaching with pre-packaged sets of materials from professional
development sessions. The teacher as bricoleur is someone who carefully and
thoughtfully makes a series of professional judgements about what and how to teach.
EILEEN HONAN
DISRUPTING THE THEORY/PRACTICE BINARY
The practical teacher is often constructed as subordinate to the theoretical academic.
The binary of theory/practice permeates teaching, teacher training, and theories of
pedagogy to such an extent that it is often taken-for-granted. The removal of sociology,
philosophy and psychology from teacher education courses, the 'what do we do
on Mondays' approach of many inservice packages, the atheoretical construction of
many teacher education curriculum courses, are all examples of the pervasiveness
of this discourse.
The implicitness of the theory/practice binary allows Bob Connell to disavow
teachers' abilities to theorise their work: "In place of theories of education these
teachers have what might be called operating principles about how to be a teacher:
something between a rule of conduct and a style of approaching the world" (Connell,
1985). Connell's statement itself constructs a binary between theories and operating
principles, as if one's style of approaching the world cannot be called theoretical.
This construction has much to do with the structuralist construction of knowledge,
with the Cartesian split between the mind and body, and with the commonsense view
that theory is somehow aesthetic and esoteric (the thinking), while practice is
pragmatic, embodied actions, (the doing). Construction of this binary denies the real-
ities of the ways in which theoretical propositions inform embodied realities. This in
turn denies the realities of teachers' work; classroom practice is always pragmatic,
embodied, and is always informed by some kind of thinking. The lack of attention
paid in research and pedagogical theories to the reflexive work that goes on in,
within, and behind teachers' actions has much to do with the maintenance of this
binary.
LOCAL AND CONTEXTUAL EXAMPLES OF WHAT WORKS
During the last 3 years I have developed research projects that are based on work with
teachers as co-researchers (Honan, 2004). These projects were designed to contribute
to the field of research involving teachers as critical, reflective co-researchers.
Research that provides insights into praxis actively contributes to the reconstruction of
"teaching as intellectual work" (Smyth, 2001, p. 197). Such research also contributes
to the development of new relationships between members of faculties of education
and the teaching profession, as it shifts the emphasis away from the construction of
academics as 'experts' towards collegial, ethical and agentic collaborations between
different groups of educators.
THE PROJECTS
The research projects involve teachers investigating their literacy teaching and learning
practices, using the framework of the "four resources literacy model" as a mapping tool:
One of the strengths of the "four resources model" is that it attempts
to recognise and incorporate many of the current and well-developed
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techniques for training students in becoming literate. It shifts the focus
from trying to find the right method to whether the range of practices
emphasised in one's reading program are indeed covering and integrating
a broad repertoire of textual practices that are required in new economies
and cultures. The model, then, is a map of possible practices
(Luke and Freebody, 1999).
The four resources model, as explicated by Freebody and Luke (see for eg Freebody
and Luke, 1990, 2003; Luke and Freebody, 1997, 1999), provides teachers with a
framework to investigate their current literacy teaching practices while also provid-
ing an overview of the particular resources that "participants in literacy events are
able to use" (Freebody and Luke, 2003, p. 56). These four resources are breaking the
code of texts, participating in the meaning of texts, using texts functionally, and
critically analysing and transforming texts. Teachers can use the four resources
model to examine their current practices to find out if they are helping students to use
all four repertoires of practices or if they are focusing only on one or two.
I have worked with three different groups of teachers as they undertake this inves-
tigation of their own practices, mapping the existing practices onto the four resources
model, and trialling strategies and teaching practices that would 'fill the gaps'. Each
of the projects has differed in timing and organisation, while following the same
framework. The latest of these projects, completed in November, 2004, followed the
procedure described here.
A group of six teachers and the school literacy coordinator met over a three month
period. We had five full-day sessions and one after-school meeting. At this first after-
school meeting, I provided teachers with readings on the four resources model (Luke
and Freebody, 1999; Freebody and Luke, 2003; Honan, 2004). During each of the
full-day sessions, teachers spent time writing and reflecting on issues raised. As well,
I tape recorded part of the discussions and their reflections at the end of the project.
The written reflections and responses and the transcriptions of the tape recordings
form the main part of the data collected, along with my own notes and reflections.
The teachers drew on their readings of the two papers, the framework, and on my
explanations of the four resources to develop a set of shared understandings about the
model. We discussed examples of activities that would assist students to develop one
or other of the resources and we talked about the kinds of balanced literacy programs
that could be the result of using the model. Following this session, the teachers
engaged in a discussion that centred on the question, 'why do we do the things we do?'
I asked them to brainstorm the factors that had influenced their teaching practices and
then to write about their responses to this question.
The teachers then collected data on their current teaching practices using diverse
sources such as their planning documents, student worksheets and/or information
they collect for ongoing assessment of student work, while others made notes about
their teaching practices while they were actually engaged in teaching. The next stage
of the research process was to map the strategies that the teachers currently used,
collected in the data collection phase, onto the four resources framework. The teachers
EILEEN HONAN
and I worked together to decide which of the four resources was being encouraged by
each particular teaching strategy they described as being used in their classrooms.
There are some important points that can be made about the teachers' practices
from the construction of this map, and the discussion that surrounded the construction.
For example, in one project, the emphasis on code breaking in their current teaching
was quickly recognised by the teachers. They drew each others attention to the growing
list of practices under the breaking the code heading, while at the same time noting that
they had not been previously aware of this emphasis. So the mapping exercise shed
new light on the teachers' existing practices.
In that same project, the teachers were aware that the practices listed under the map
heading participate in the meaning grew out of work they had previously done using
a language experience approach. The language experience approach encourages
teachers to plan shared activities such as excursions so that literacy teaching can
build on the shared knowledge and experiences gained during such activities. So the
mapping exercise assisted teachers to see how their theoretical beliefs about literacy
informs their practices.
In all of the projects teachers saw that they were not encouraging students to criti-
cally analyse and transform texts. Making visible this gap helped teachers to think
critically themselves about their own practices. So the mapping exercise not only
helped the teachers see their practices in new ways but also helped them to identify
where they might strengthen their work. This then is much more than just a reaffirma-
tion of teachers' work – the mapping exercise provided the teachers with the impetus
needed to create and transform new practices.
The next stage of the process was directed at the creation of new practices, as the
teachers worked to discover ways to teach students how to critically analyse and
transform texts. However, this search for new practices once again depended heavily
on the teachers' existing professional knowledge. From these discussions and
searches, the teachers devised practices that could be trialled within a two week period
in their classrooms.
After the two weeks of trialling new strategies we met to discuss the problems and
successes experienced in the classroom. We then began the task of creating a list of
strategies that could be used to encourage students' development of all four of the
literacy resources. This was a long and complex task that involved many drafts until
all the teachers were satisfied with the final list. During our last meeting I asked the
teachers to reflect, in both written and oral forms, on their experiences during the
project. I asked them to consider not only the content of the project, that is the inves-
tigation of their current literacy teaching practices and the use of the four resources
model as a mapping tool, but also the process of the project, including issues related
to time, organisation, number of participants and so on.
There were three decisions that I made in the planning of these projects that were
significant to the overall success of the relationship between myself and the teachers.
The first decision was related to time. Taken for granted within discourses that
describe teachers as 'life long learners' is that they will be willing to engage in such
learning opportunities in their own time. In Australia at least, and quite commonly in
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other countries, professional development and inservice courses are offered either
after school or on weekends. In Australia, schools may support teachers' participation
in such programs through financial reimbursement but few have the financial
resources to release teachers from classroom duties so they could attend such courses
in school time. Primary school teachers are especially vulnerable to this situation as
they have little non-contact time. A significant impediment to primary school teachers
becoming researchers is the lack of time available to them to pursue such intellectual
interests. The development of teachers as reflexive practitioners is also affected by
the lack of time available to them (Goodson, 1995). Teachers themselves acknowl-
edge the possibilities of transforming practices through thoughtful and considered
discussions about praxis (Honan, 2003, 2004). In my research funding applications I
therefore budget for classroom release for teachers to participate. This aspect of the
projects is always commented on favourably by the teachers in their final reflections
on their participation.
The second decision I made was to distribute some readings for the teachers to read
before the project began. The construction of teachers as atheoretical and practical
includes descriptions of them as non-readers, as too busy, or disinterested, to read.
I wanted to debunk this myth, or to at least test it, to see if teachers would read mate-
rials that were theoretical. In teaching language and literacy education, I often point
out to students that children will and do read, if the material is relevant and there is a
purpose for the reading. These criteria are also important to teachers (and to other
adults as well). I provided the teachers with sets of readings during our first meeting
and explained that during our first whole-day session there would be a space for
teachers to discuss these readings with me, to ask questions about the readings, and
that the readings provided the context for the project we were about to embark upon.
It was clear then to the teachers that the project depended heavily on their prior
reading of the materials.
The third decision was related to the expert/novice binary that permeates many
school/university partnerships. In a paper reflecting on the collaborative work under-
taken by academics and teachers in one significant research project, Grundy and her
colleagues point to a "history of school mistrust of academics" (Grundy et al ., 2001,
p. 207) as one of the impediments to the development of collegial relationships. In
their attempts to break down this perceived mistrust, the academics in the project
attempted to reject the "role of the 'expert', the outsider who has the knowledge and
provides the answers" (p. 208).
In my own work I also make a conscious effort not to position myself as 'expert'.
In one of the projects this seemed to be reasonably successful in at least one of the
teacher's eyes. Lavinia says in her reflections on the research process:
I've never been involved in a process where there's an end product like
this and you're going to publish it so it's an interesting process. I really
enjoyed it. I think that it's got a lot to do with you, very laid back way that
makes people have to think about it- gives people scope to feel that what
they're saying is beneficial and of benefit. Because what you're doing is
EILEEN HONAN
not saying well, I have an end product, I've already written it, you're
saying whatever the end product is it's worthwhile because the whole lot
of us went through that process not just … I like that you've challenged
us, if someone says something that you think, I don't really agree with
that, then you've said, oh I don't agree with that but you've never I don't
think it's ever been a put down, like I know more because I've done more,
it's more a well have you ever thought of.
Here, Lavinia constitutes me as a co-researcher who engages in discussions that
allow teachers scope to consider thoughtfully their current practices. While providing
opportunities for teachers to extend their thinking, this co-researcher undertakes such
challenges in such a 'laidback way' that teachers feel comfortable in offering their
own opinions. Lavinia's positioning of me as this collaborative co-researcher may be
due to our closeness in age, our common experiences in classrooms and schools that
were identified during our meetings, and her own acceptance of some of the chal-
lenges that I provided during our discussions.
PROBLEMS
Research or professional development
The model of research that I use is far removed from models of professional devel-
opment usually offered to teachers. I believe that this kind of research offers teachers
more complex and deeply theoretical ways to think about their teaching practices
than those offered in professional development opportunities. As I explained at the
beginning of this paper, one of the outcomes I desire is to encourage teachers to see
themselves as co-researchers investigating ways to improve their teaching practices.
Lankshear and Knobel (2004) have described one of the key points that distinguishes
teacher research from that led by academics as "that teacher research must flow from
the authentic or felt questions, issues and concerns of teachers themselves". Most
importantly they see this point as being compatible with guidance and formal sug-
gestions offered by academics. It is how the relationships are formed and conducted
between members of the research team that identifies the work as teacher research.
I believe that one of the impediments to this construction of a collegial relationship
between teachers and academics is the history of professional development and research
as sites for any engagement between these two groups of educators. Implicated in this
historical relationship between teachers and academics is "teacher education's his-
tory of ineffective incorporation of research into professional education programs"
(Kincheloe, 2003, p. 40). Kincheloe says that:
Teachers involved in on-site action research projects often have difficulty
adapting their teacher education-inculcated notion of research in educa-
tion into the context created by the teacher research proponents. Even
after their involvement in educational action research, teachers are
reluctant to say that they really did research
(Kincheloe, 2003, p. 40).
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To try to get a sense of the teachers' understanding of their own engagement in the
research project, during the reflection interviews I asked the question, 'did you see
this process as research or professional development?' Their answers point to the
complexity of trying to tease apart these two different relationships between aca-
demics and teachers.
I see the research has helped the professional development but I see it as
research because you basically asked us to collect data, to analyse data,
to talk about data, and then come up with recommendations for the next
time … I think the research side of it was important.
(Lavinia)
It would seem that here Lavinia understands herself as a co-researcher because of her
understanding of the nature of the research process. Collection of the data and analysis
of the data were undertaken by her so she knows that she was a researcher.
I don't know how you separate the research and the pd, because it was
pd, it was professional development but we also based it on somebody's
research. I think it was myself as a teacher receiving pd based on the
research and a little bit of the research process.
(Isobel)
Here Isobel is drawing on her past experiences of professional development programs
that are informed by research. The research done by somebody else (i.e. Freebody
and Luke) was more important to her than any process she engaged in.
I suppose I didn't look at it as research. I came on board looking at it as
professional development because I know when I signed up it was, for
me, well I'm coming here, I'm hoping to learn about something new
hopefully or take away with me strategies or even look at things in a way
that I hadn't looked at before. I didn't see it as research. I mean with
research I thought it was more your angle, it was something we were
helping you with but I saw it as two focus where I saw it as well, we'll
help you with your research and you're helping us to highlight the differ-
ent strategies we could use in the classroom. For me that was going to be
the purposeful thing.
(Jenna)
Jenna describes what I would call 'research as usual', where an academic invades a
school for her own purposes, and attempts to 'give something back'to the teachers as
a gift for being involved. While this would seem to be a cooperative exercise, it high-
lights the unequal relationships between academics and teachers during these types
of research projects.
I think it's a bit of both but I think the difference is, in PD you get given
a whole lot of in a day or something you get given a whole lot of infor-
mation and it's all theoretical. And the difference is we've been given a
EILEEN HONAN
lot of theoretical information as well but we've been able to use all our
practical experience and we've had time.
(Tara)
To Tara the difference between this project and her previous experiences lay more in
the time and content than in the process. Like Jenna's comments, Tara also points
here to the unequal relationship established between academics and teachers, where
the teachers are receivers of packages of information.
Comments such as these have led me to ask questions of myself as an academic
and a researcher, and of the research process I designed. Some of these questions
include: was I engaging in 'research as usual'under the guise of engaging teachers in
co-researcher practices? What kinds of discourses were operating in our discussions
and how did these discourses work to position the teachers as both co-researchers and
teachers receiving professional development? How am I implicated in the construction
of these positionings?
These questions provide a far different reading of the teachers' comments than a
reading that would increase the barriers between academics and teachers. In what
follows I turn a reflexive gaze on my own position within these projects, as I exam-
ine the discourses that I used in one particular project.
THE ACADEMIC AS EXPERT
In reflecting on my own rejection of the 'expert' role, I reassured myself that I had
never intended to take up this position. I revisited the funding application I com-
pleted, where I described one of the aims as: 'to support teaching staff at one school
as they undertake research to inform improvements in their literacy program'. The
synopsis of the project in this funding application included the point that the project
'will involve teachers investigating their own practices with guidance from
Dr Honan, and teachers and Dr Honan working together to investigate the changes in
pedagogical practices that occur after the introduction of the four resources model'.
Such admirable aims, and rejection of the position of expert, are contradicted, unfor-
tunately, through a close examination of the discourses operating in the conversations I
had with the teachers, as evidenced in the transcripts of the tape recordings. For
example, in the following transcript extract there are many indicators of the expert
status I hold:
Eileen: So do you think that's part of teaching generally?
Jenna: Very much so now at the moment
E: What do you mean now
Jenna: Because I think these days the focus is more on how children learn
best and we know so much more about different learning styles and we're
wanting to know more about it so we're gearing ourselves towards that
E: Lavinia did you want to say something?
Lavinia: I agree with Isobel I think that often you can make
changes … and you are very motivated and it the work's really hard but
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you work at it but then it becomes really hard work – there's a lot more
preparation – and sometimes it slides and you have to keep that motiva-
tion level up to maintain it – so I think change often requires a lot of
motivation on your part and a lot of good resources and good strategies-
otherwise it is a very difficult situation
E: Tara?
Tara: Umm because that's what's happened in my classroom because I'm
not really sure what they did in the first half of the year so we came in
and kind of created a different environment for them and um I guess
because I've done that before it wasn't as hard for me and it's taken them
a little bit of time but they've been able to get into a routine and I think
you have to get to know those children my children don't like lots of
change, but yeah like introducing just one thing, one activity going
through that and then they get comfortable with that type of thing, it
works. If you're introducing everything at once it gets too difficult I think
E: But do you think that's for yourself as well as a teacher?
Tara: Yeah
In this extract, I act as director and manager of the discussion. I ask the questions
(do you think that's part of teaching generally?', I direct who responds and when they
respond (Tara?), I probe for further explanations (what do you mean 'now'?), and I
attempt to steer the discussion in the direction I want it to take (do you think that's for
yourself as well as a teacher?). This is only one small example from the transcripts,
but the complete set of transcripts provides many such interactions. The turn-taking,
direction of discussion, and management of responses, are generally also examples of
common classroom interactions between teachers and students (Edwards and
Westgate, 1987). This is quite a telling analogy, as I was a primary school teacher, and
I am employed now as a teacher educator. It would seem then that the co-researcher
relationship I wanted to establish with the teachers in this project was infiltrated by
the discursive positionings more in common in relationships between academics and
teachers, or teachers and students. In both cases, the ascendant position is that of
expert, the holder of power(full) knowledge (Honan, 2002).
RESEARCH AS USUAL
I believed that the invitation to work with these teachers helped to establish the collegial
and co-researcher nature of this particular set of relationships. I intended that the
research project was organised in such a way that teachers' 'authentic questions'were
being addressed while they were being guided in the conduct of the research process
by myself as academic researcher. But in a description of the project (see Honan,
2003), the use of the singular personal indicates the number of decisions made by
myself without consultation with the teachers:
●I suggested that a pilot research project could be undertaken
●I decided to use the four resources framework
●I asked the teachers to spend time writing
EILEEN HONAN
●I tape recorded part of the discussions
●I asked the teachers to brainstorm
●I asked the teachers to collect data
●I introduced the four resources framework
●I gave the teachers two papers
●I asked the teachers to reflect
Here I am not claiming that a stylistic, grammatical alteration from singular to plural
personal pronouns would change the constitution of myself as expert. Rather, my use
of the singular pronoun signifies the power(full) position I maintained, both during
the research process, and in the reporting of the process. It signifies that the process,
while taking on the superficial gloss of the teacher as researcher rhetoric, continued
to uphold my power(full) position as expert academic.
CONCLUSION
Turning this reflexive gaze on my own contributions to the research project has
allowed me to examine some of the hidden implications of attempts to develop new
relationships between academics and teachers. My current work is extending this
examination to take account of how teachers are positioned within discourses sur-
rounding existing partnerships between teachers and academics. I am engaged in an
analysis of the discourses that academics use in their writing about the success or
failure of such partnerships. This analysis will reveal the subject positions offered to
teachers within these discourses, and the consequences for teachers who accept or
resist such positioning. This work will contribute to the development of partnerships
that recognise the complex theoretical work that teachers do, and engages both aca-
demics and teachers in collegial relationships that will result in research that has sig-
nificant impact on the improvement of quality learning outcomes in schools.
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Connell, R. W. (1985) Teachers'Work. Sydney: George Allen & Unwin.
de Certeau, M. (1984) The Practice of Everyday Life. Berkeley: University of California Press.
Derrida, J. (1978) Writing and difference. Chicago: University of Chicago Press.
Edwards, A. D. and Westgate, D. P. G. (1987) Investigating Classroom Talk. London: Falmer Press.
Freebody, P. and Luke, A, (1990) 'Literacies' Programs: Debates and Demands in Cultural Context.
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Honan, E, (2002) 'Departmental Advisers as Official Interpreters: Torchbearers and Holders of Official
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E. (eds), Text Next: new resources for literacy learning. Newtown, NSW: Primary English Teachers
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EILEEN HONAN
SECTION SEVEN
THE IMPACT OF TECHNOLOGY: TOOL OF THE
TRADE OR THE TERROR FOR TEACHERS?
It's no use standing in the shower if you don't turn the tap on.
from The wisest wisdom of Guru Bob
(Champion, 2004)
It won't happen overnight – and it might not happen at all …
The famous Knitting Lamas of Aerbaijani Marketplace,
cited in The wisest wisdom of Guru Bob
(Champion, 2004)
INTRODUCTION – ICTS AND CHANGES
IN EXPECTATIONS FOR TEACHERS
The two humorous quotes resonate provocatively with the challenges presented by
Information and Communication Technologies (ICTs). Specifically, despite the
increasing provision of computer hardware and software in classrooms, we continue
to observe instances of ICTs not 'being turned on', and whilst we acknowledge that
effective ICT integration 'won't happen overnight', there is evidence that ICT inte-
gration is 'not happening at all'. Support for this is provided by Morrison and
Lowther (2002), who note that although there has been a dramatic effect of ICTs on
work culture, we have not seen the predicted revolution in learning.
We distinguish here between the provision of ICTs (e.g. Internet capability) in
schools and meaningful learning with ICTs by students. For example, the NCES
report (2003) indicates that 99% of a sample of public schools in the U.S.A. had
access to the Internet in 2001, as did 87% of instructional rooms. Furthermore, 85% of
those schools with an Internet connection (all but 1%) used a broadband connection.
Nevertheless, while that data reflects high levels of accessibility to the Internet in
schools in the U.S.A., the availability does not guarantee meaningful use of the
Internet for learning. In part, this may be due to the caution posed by Brady and
Kennedy (2003) that teachers used to industrial-style classrooms will be challenged
by reconfigured classrooms. Similarly, Smith and Finger (2002) remind readers that
teachers and school administrators' experiences were shaped in an historical period
where clear boundaries and security were the norm. The certainties of these times have
"given way to a new kind of turmoil and uncertainty" (Smith and Finger, 2000, p. 22).
In many respects, issues involving ICTs are indicative of a wider movement
towards a different kind of society, where there are changed expectations for teachers.
For Blake and Hanley (1998), the critical factors associated with an imperative for
change include the growing importance of the Internet, the redundancy of technologies
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IMPROVING THE ICT UNDERGRADUATE EXPERIENCE
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 625–640.
© 2007 Springer. Printed in the Netherlands.
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and the consequent increases in ICT budgets. This results in additional explorations
of new knowledge possibilities, pedagogies, and student-teacher relationships respon-
sive to learners' needs.
It is symptomatic of periods of fundamental change, as Smith and Finger (2002) sug-
gest, that cherished ideas become dysfunctional. The importance of this observation for
teachers is that school practices can remain unchanged from earlier times, before the
introduction of ICTs. While ICTs are being increasingly beyond schools, the inertia of
educational systems contribute to a situation where the production and reproduction of
obsolescent data and theories from an earlier period can continue to inform current
teacher education practice. Our view, in contrast, is founded on the premise that there
are critical connections between required changes in teacher education programs,
visions of new teaching and learning programs, and the educational benefits of ICTs.
ICTS AND TEACHER EDUCATION – DIMENSIONS OF ICT USE
Growing concerns about preservice teacher education in Australia have focused on
issues such as teacher shortages, funding, and teacher education quality provided by
universities. These are undoubtedly real concerns, reflected in the observation by the
Australian Council of Deans of Education (ACDE, 2001) that "teacher supply is
projected to reach critical levels over the next five years" (p. 114). However, we argue
that there are additional urgent issues relating to preparing future teachers to realise
the associated transformational potential of ICTs. There is now evidence of wide-
spread support that we need to "better exploit the potential of ICT" (DEST, 2002,
p. 3) but that:
… to date, this potential has not been realised in any significant way,
particularly the potential to transform how, what, where and why stu-
dents learn what they do. While there are only limited examples of the
transformative power in the educational sector, experience from industry
and other sectors clearly demonstrates that new times need new
approaches, and that the nature and application of ICT enable that
transformation.
(DEST, 2002, p. 3)
Recognition of the importance of ICT curriculum integration has already occurred,
and most teacher education programs have introduced courses in ICTs for future
teachers. International examples include the U.S.A. (US Department of Education,
1999), New Zealand (Ministry of Education, New Zealand, 1998), Hong Kong
(Information Technology Learning Targets Working Group, 1999), and Australia
(DEST, 2002). What is needed is a closer look at the aims and content of those
courses.
According to DEST (2001), there was a tendency in early approaches with ICTs to
focus on the acquisition of ICT skills as an end in themselves – teaching about comput-
ers. Subsequently, the focus moved to teaching with computers which attempted to
enhance teaching and learning through integrating ICTs within the existing curriculum.
GLENN RUSSELL AND GLENN FINGER
The teacher education response to this orientation aims to enable student teachers to
integrate ICTs into their teaching and learning. While this is a commendable develop-
ment, this conceptualisation of ICT integration assumes that the existing curriculum
remains unchanged in terms of what is taught, and ICTs become used as a means for
enhancing the delivery of that curriculum. Even at this level of ICT integration, success
is limited, as Making Better Connections (DEST, 2001), which reviewed preservice
teacher education programs in Australia, reported that "while pre-service teachers
receive considerable exposure to, and experience with, ICTs in their training, they
receive limited experience in actual classroom use" (p. 2).
Teaching about computers and teaching with computers reflects the first two
dimensions of ICT use articulated in the framework provided by DEST (2002) which
identifies four interrelated and overlapping dimensions of ICT use. The third dimen-
sion indicates that ICTs influence changes in what students learn and how students
learn, while the fourth dimensions notes that ICTs becomes an integral component of
reforms that "will alter the organisation and structure of schooling itself "
(pp. 20–21). Drawing on this dimension of ICT use, we question assumptions that it
is sufficient to focus on learning about and learning with computers. We maintain
that much of this work in teacher education has not gone far enough.
There is little evidence available which illustrates ICT use as an "integral compo-
nent of the reforms" to schooling. In our view, schools and student needs are likely to
be very different in the next decade. Among the diversity of school types will be
virtual schools, where students spend part or all of their time working 'off-campus',
for example, from home using an online computer. In preparing for the future, we
need to ask – what will schools look like in 5–10 years time? The traditional model
of one teacher with a class of students which meets in a physical space for timetabled
lessons is already being challenged. More than thirty years ago, Alvin Toffler's
(1970) prediction in Future Shock that computer-assisted education would play a part
in changes to school education anticipated the current developments of virtual
schools and other forms of distance education using computers. Clark (2001)
identified over 100 virtual schools in the U.S.A. alone. The number of these schools,
characterised by a separation between teacher and learner, and the use of online
computers, are continuing to expand. There are virtual schools in Canada, Australia,
Israel and the United Kingdom, in addition to examples such as the Islamic Virtual
School, the Virtual School for the Gifted, and the International House Net Languages
School (Russell, 2002). In addition to virtual schools, ICTs are affecting many
aspects of school education, and it is timely to consider what the implications of
these changes for teacher education might be.
ICTS AND TEACHER EDUCATION PROGRAMS – ALIGNING
ASPIRATIONS AND AUDITING ACHIEVEMENTS
The aspirations for improving the ICT competencies of future teachers have focused on
the identification of standards in Australia, (DEST, 2002; Finger, Lang, Proctor, and
Watson, 2004), the U.S.A (ISTE, 1998; 2000) and the United Kingdom (BECTA, 2003).
629
ICTS AND TOMORROW'S TEACHERS
630
Within Australia, individual Australian states have established their own standards,
frameworks for teachers in their respective jurisdictions. An example is in
Queensland, which requires that graduates should be "proficient in the use of ICT in
learning environments" (Board of Teacher Registration, 2002, p. 6). Education
Queensland now requires government schools, as an accountability measure, to
undertake an ICT census which includes benchmarks for reporting the extent of ICT
integration (Finger et al., 2003; Proctor et al ., 2003). Moreover, Education Queensland
has formulated an ICT Continua which expects teachers to see their professional devel-
opment in ICTs as an ongoing 'ICTs journey' (Education Queensland, 2003a).
Thus, there are expectations that education graduates will need to be able to integrate
ICTs in their teaching, and consequently should be given appropriate undergraduate
courses for them to do so. However, it is not clear that existing courses match
the rhetoric. While the Australian Council of Deans of Education (ACDE, 2001)
predicted that "technology will become central to all learning", DEST (2001) noted
with respect to ICTs in tertiary teacher education programs that "while 75% expected
all teacher education staff to integrate technology in the teaching of their subjects
only 38% reported their staff actually doing so on a regular basis" (p. 39). To support
the closer alignment between understandings of the need for ICT competencies in
graduates and the actualities, The Council of Australian University Directors of
Information Technology (CAUDIT) sought to identify ICT literacy required of all
tertiary students and academic staff (Winship, 2000; 2001). CAUDIT encouraged
universities to develop action plans which included processes to audit "IT literacy
levels of staff and students on an on-going basis and of monitoring performance in
achieving the goal of IT literacy" (Winship, 2001, p. 43).
Watson et al . (2004) noted that Winship identified issues relating to ICT literacy
of university students that included the contestable assumptions that school leavers
will have advanced ICT competencies; ICT literacy cannot be assumed in the case of
mature-age students; ICT literacy is not a "once in a lifetime one shot injection but a
lifelong continuum" (Winship, 2001, p. 33); and even students entering university
with ICT competencies will require upskilling during the life of their university
course. Thus, according to Watson et al . (2004), there are identifiable expectations
that all university graduates will have developed an array of ICT competencies and
education systems will expect education graduates to have additional competencies.
In an audit of teacher education undergraduates' perceptions of their ICT experiences
at one Australian university, Watson et al. (2004) raised concerns in relation to the
limited band of computer applications with which the participants expressed high lev-
els of competence and the high percentages of participants who perceived themselves
to have no competence with certain applications. According to Watson et al. (2004),
this applied specifically to applications such as multimedia development, visual
thinking software and digital video editing which are arguably the applications that
should be evident in schools.
Participants' self-perception of their confidence to integrate ICT into student
learning also revealed that the percentage of participants who rated themselves as
having no or limited confidence with particular integration examples was of concern.
GLENN RUSSELL AND GLENN FINGER
In relation to the integration examples, information was sought from respondents to
items taken from the ICT curriculum integration performance measurement
instrument (Proctor et al ., 2003) which Education Queensland uses in its annual ICT
census data collection. This could be perceived as a predictor of ICT integration as
these future teachers will be required to report against those ICT curriculum integration
examples. Importantly, Watson et al. (2004) highlight the importance of conducting
audits of the ICT experiences of students in undergraduate teacher preparation programs
to ensure that all graduates will have the necessary competencies and confidence to
integrate ICT into their students' learning. Furthermore, they are dubious about the
extent to which all university academics are sufficiently ICT competent to model
ICT integration effectively and hence state that "Specialist ICT academics have a
role in the planning of ICT experiences across programs and in the auditing of ICT
outcomes" (Watson et al ., 2004).
SCHOOL EDUCATION AND ICT: ONLINE
INITIATIVES IN AUSTRALIA
In an overview of ICT initiatives in educational systems across Australia, Finger and
Trinidad (2002) concluded that there is an "emergence of initiatives aimed at taking
advantage of the potential of connectivity and students'learning in an online world"
(p. 4). Evidence of the Australian Commonwealth Government's support for such ini-
tiatives is also found in the DETYA (2000) report, entitled Learning in an Online
World – School Education Plan for the Information Economy. As displayed in
Table 43.1, major online initiatives are occurring at the national level within
Australia.
631
ICTS AND TOMORROW'S TEACHERS
TABLE 43.1 Online initiatives in Australia Commonwealth Department of Education, Science
and Training (DEST) Initiatives and Projects
Initiatives and projects Summary
●Progress report: ●The Commonwealth Government promotes and supports
Learning in an online national collaboration across school systems to achieve the
world goals set down in Learning in an Online World
●The Le@rning ●A component of Backing Australia's Ability: An Action Plan
Federation – Schools for the Future, the Le@rning Federation aims to generate
online curriculum online curriculum content for system delivery to schools
initiative
●Innovation and best ●The report School Innovation: Pathway to the Knowledge
practice project Society is available at
http://www.dest.gov.au/schools/publications/2001/index.htm
●Quality teacher ●Information technology is one of the QTP's six priority
programme (QTP) areas
●Models of teacher ●The project report Making Better Connections: Models of
professional teacher professional development for the integration of ICT
development for the into classroom practice is available at
integration of ICT into http://www.dest.gov.au/schools/publications/2002/profession
classroom practice al.htm
Continued
632 GLENN RUSSELL AND GLENN FINGER
●ICT competency ●The project now complete and the report Raising the
standards for teachers Standards: a proposal for the development of an ICT
competency framework for teachers is available at
http://www.dest.gov.au/schools/publications/2002/raisingsta
ndards.htm
●Innovative bandwidth ●High speed online communications is a very high priority
arrangements for the for the education and training sector. The project report is
Australian education available at
and training sector http://www.dest.gov.au/schools/publications/2001/bandwidth/
index.htm
●Computer ●This project provides surplus Commonwealth Government
technologies for computers and equipment to schools throughout Australia
schools
●Technical standards for ●The AICTEC established a Standards Sub-Committee to deal
the education and with standards issues relating to ICTs for education and
training sector training
●Performance measures ●MCEETYA, in 2001, endorsed a framework for national
for ICT assessment and reporting of students'ICT skills and
knowledge. MCEETYA also authorised the development of
assessment instruments and key performance measures, and
endorsed the national monitoring of ICT skills and
knowledge of Year 5/6 and Year 9/10 students through two-
or three-yearly sample assessment
●National ICT Research ●An online database of State, National and Commonwealth
Database research on the use of ICT in school education has been
developed
●International ●This project describes and analyses what governments in
comparison of ICT Australia and overseas, private education and training
policies providers in Australia are doing in terms of ICTs and
supporting transition to the information economy. This will
provide a searchable, online database available through
EdNA Online
●Effective use of ICT to ●This project seeks to identify effective ICT practices and
enhance learning how they can be used with disadvantaged students to
outcomes of enhance learning outcomes
disadvantaged students
●EdNA online ●EdNA Online website is available at
http://www.edna.edu.au, is managed by education.au.limited
which is a non-profit company owned by the State, Territory
and Commonwealth Ministers for Education and Training.
This website provides a portal for an extensive range of
quality services and resources to facilitate a network of
Australian educators
(Source: Finger and Trinidad (2002) Summarised from MCEETYA Information Communication Technologies in
Schools Taskforce. (2002). Learning in an online world: the school education action plan for the information
economy Progress report 2002. MCEETYA.)
TABLE 43.1 Continued
Initiatives and projects Summary
633
ICTS AND TOMORROW'S TEACHERS
As well as the obvious implications for schools from the national initiatives, each of
the Australian States and territories are engaged in online initiatives. For example,
Table 43.2 displays examples of systemic online initiatives in Queensland. Listed
among the digital content initiatives is The Virtual Schooling Service, which introduces
new flexible delivery strategies using a range of ICTs (Education Queensland, 2003b).
Delivery modes can be synchronous whereby students are linked using audio and
data conferencing technology. In addition, asynchronous teaching and learning is
available whereby the students can access digital media including documents, digital
video, audio and graphics.
TABLE 43.2 Education Queensland – Systemic ICT Initiatives and Projects
Summary of Education Queensland's Systemic Projects to Support ICTs for Learning
Hardware, Infrastructure and Connectivity
●The systemic student to computer ratio improved from 6.6:1 to 6.1:1 over
12 months from 2000 to 2001. In Secondary Schools, the systemic student to
computer ratio was 4.6:1.
●Schools report that, in 2001, 66.2% of curriculum computers had access to the
managed Internet service.
●Education Queensland has set a target of 1 computer for every 5 students by
2005. (http://education.qld.gov.au/corporate/qse2010/pdf/draft-action-2010.pdf)
●All Education Queensland schools are part of the Wide Area Network, each
with either full cabling or a network starter kit installed.
Staff Professional Learning Programs
Learning and Development Foundation facilitates learning programs. ICT related
professional development initiatives included:
●Quality Teacher Program
●Learning and Development Centres (Technology) were established to provide
professional development for teachers.
Other initiatives include:
●The establishment of 8 Technology, Maths and Science Centres of Excellence.
●The Minimum Standards Learning Technology requires all teachers to have
attained these standards.
●The Information and Communications Technology Continua (draft form)
provide scaffolds for personal learning and development plans that incorporate
ICT (http://education.qld.gov.au/curriculum/learning/technology/cont.html).
●Education Queensland's Website (http://education.qld.gov.au)
Redesigned to improve teacher and student access to online resources. The
Curriculum Exchange, for example, has ICT resources
http://education.qld.gov.au/tal/curriculum_exchange/ict/
●ICTs for Learning Strategy (http://education.qld.gov.au/ictsforlearning/)
Aims to assist Queensland state schools to integrate information and
communication technologies (ICTs) into teaching, learning and the curriculum.
It is part of the Queensland government's Education and Training Reforms for
the Future (ETRF) package.
Continued
634 GLENN RUSSELL AND GLENN FINGER
Implications of Online Learning for Teacher Education Futures
An extrapolation of these trends into the future predicts that teachers will need skills
that are not currently emphasised in many teacher education courses, and that other
skills will become less important when compared with current needs. Palloff and
Pratt (2001) refer to the concept of the art of online teaching, and indicate that teaching
in the cyberspace classroom requires that we move beyond traditional models of
pedagogy into new and more facilitative practices. However, the transfer of traditional
pedagogy to new and different media has not been matched by adequate training and
professional development, resulting in the following difficulties:
●teachers within academic institutions ill-prepared to teach in an online environment;
●poor student and faculty participation in courses;
●difficulties with course construction; and
●poor course evaluations by students.
(Palloff and Pratt, 2001)
Key Features:
Benchmarking, Core Schools Program, Priority Schools program, Innovation,
Excellence and Improvement program
●Systemic Projects to Support ICTs for Learning
School ICT Profile Project, Performance Measures Project, Systemic
Procurement and Service Delivery Project, ICT Support, Online Examples of
ICT Curriculum Integration, Community Access to ICTs in Schools, Learning
and Development Centres (Technology), and The Learning Place.
●Education Queensland's Information Technology Board
Established as a high-level strategic action group
●Digital Content Initiatives
AccessED produces digital content. Edulist is a collection of reviewed Internet
sites. The Digital Resource Centre service is a key element and manages the
Curriculum Exchange and Professional Exchange. Virtual Schooling Service
has developed a range of digital content for some Year 11 and 12 subjects.
Education Queensland actively promotes EdNA Online and Education
Queensland schools are participants in EdNA sponsored online collaborative
projects such as Netdays and OZProjects.
●BYTE Awards
Established to recognise excellent student achievement in ICTs and developing
partnerships with industry leaders and universities.
●Blackboard5
Adopted as the Standard e-learning Platform.
●Managed Internet Service Steering Committee
Established to enhance communications between schools and the Internet
Service Provider.
(Source: Finger and Trinidad (2002). Summarised from MCEETYA Information Communication Technologies in
Schools Taskforce. (2002). Learning in an online world: the school education action plan for the information economy
Progress report 2002.)
TABLE 43.2 Continued
Summary of Education Queensland's Systemic Projects to Support ICTs for Learning
635
ICTS AND TOMORROW'S TEACHERS
Thus, we argue that new skills are needed to enable the potential benefits afforded by
ICTs to be realised. In order to conceptualise these new skills we have drawn on lists
of skill sets in the U.S.A. and Australia. These include the enGauge 21st-century
skills list (NCREL, 2003), which in turn has been derived from a number of nationally
recognised skill sets in the U.S.A. In addition, we considered the teacher learning tech-
nology competencies developed by the Australian Council for Computer Education
(ACCE, 2000). We have also drawn on the conceptual map of ICT skills provided by
Russell, Finger and Russell (2000). These writers, drawing on the earlier work of
Sandholtz et al ., (1997), argue for a transformative stage in teaching and learning using
ICTs, in which technology is a catalyst for significant changes in learning practice.
Two of the essential conditions for effective technology use; that is, the notions of
educator proficiency and effective teaching and learning practice, defined by NCREL
(2003) as:
Educator proficiency (with Effective Teaching and Learning Practices) refers to
educators who are proficient in implementing, assessing and supporting a variety of
effective practices for teaching and learning. Proficiency requires the cultivation
of digital-age skills and processes, planning and design, implementing technology-
supported learning, assessment literacy, professional practice and productivity, and
able to guide students as they deal with social, ethical and legal issues related to life
in a technological world; and
Effective teaching and learning practice requires the vision to be translated into
practice through learning environments characterised by powerful, research-based
strategies that effectively use technologies.
Those two considerations do not comprehensively cover all dimensions proposed
in the NCREL framework. However, our focus on these represents an attempt to sug-
gest a starting point for identifying implications for pre-service teacher education. In
each case, a future skill is identified, together with corresponding implications for
teacher education (see Table 43.3). In our view, this is necessary to enable alignment
with the third and fourth dimensions of ICT use (DEST, 2002, pp. 20–21), described
earlier in this chapter, to realise effective changes in what students learn, how stu-
dents learn, and contribute to reforms to the organisation and structure of schooling.
The New London Group (1996) notes that as we move into the 21st Century,
changes have occurred in almost all aspects of people's working, public and private
lives. The spread of ICTs in schools through improved provision of computer hard-
ware, infrastructure and connectivity should not be seen as an isolated example of
change affecting traditional educational structures. Rather, ICTs are a sign of the
global, social and technological changes that have contributed to the 'new times' that
we live in, a time where daily life is mediated by complex and changing multimedia
and technologies. In education, this situation causes unavoidable dissonance as
teachers who were trained in earlier times try to forecast and prepare others and
themselves for future times (Luke, 2001). It is likely that this problem is compounded
by the concerns relating to resistance raised by Hodas (1993). In this understanding
of the organisational culture of schools, a conservative conception of what schools
should be like can delay adequately preparing future teachers to cope with such
636 GLENN RUSSELL AND GLENN FINGER
TABLE 43.3 Implications of ICT and connectivity for teacher education
Essential conditions
Teacher skill Implications for teacher education
Educator proficiency
Behaviour ● Still required in conventional schools. Reduced need in virtual schools
management where there is no face-to-face contact. New environments require
●Establishment of protocols for online communications;
●Development of acceptable use policies; e.g. for Internet use;
●Confidentiality, copyright, intellectual property.
Multi-modal screen-based ●Increased need for this skill in most traditional and virtual schools.
literacy Includes
●Reading, authoring and correcting screen-based material;
●Advising students on appropriate use of elements such as graphics
and sound;
●Teaching web-authoring and multimedia production;
●Evaluation of online materials.
Assessment ● Multimedia and online environments enable
●Creation of digital/electronic portfolios;
●Online testing;
●Online surveys, data collection, storage and analysis.
Authenticity ● Students will submit materials electronically. Verification will be
determination difficult. Issues include
●Cybercheating and plagiarism;
●Intellectual property.
Context knowledge ● Teachers should not learn ICT skills in isolation. They will need to
know
●Social practices, beliefs and values that embed ICTs in students' lives.
Effective teaching ● Implications for Teacher Education
and learning practice
ICT curriculum ●Adequately prepared to design teaching and learning experiences where
integration their future students demonstrate high levels of ICT use; e.g.
●To critically interpret ICT-based information and evaluate the worth
of this information;
●To develop confident, responsible and ethical attitudes to the use of
computers in their school and society globally;
●To communicate with others locally and globally.
Hypertext pedagogy ●In addition to a basic knowledge of how to follow or create hyperlinks,
teachers will need to be able to:
●Create hyperlinks;
●Teach and learn in an online world;
●Teach students how to avoid the "lost-in-space" syndrome;
●Achieve deep learning using the Internet;
●Incorporate web-delivered, web enhanced and web-supported modes
of delivery;
●Incorporate "Learning objects" in teaching.
Interpreting cues in ● In the absence of face-to-face cues such as facial expressions and body
mediated language, teachers will need to develop skills in reading nuances in
communication email and other materials sent by students; e.g. emoticons.
Continued
637
ICTS AND TOMORROW'S TEACHERS
challenges and to capitalise upon the potential of the new ICTs to create new learn-
ing and teaching environments.
CONCLUSION
In this paper, we have argued that ICTs in education are linked to the need for an
urgent reconceptualisation of the skills and learning experiences of students in cur-
rent teacher education courses. We suggest that future teachers will require skills not
currently emphasised in many teacher education programs, and that some skills
which have been traditionally considered as important will become less central.
Teacher education programs must move beyond a focus on the improvement of ICT
skills, and beyond learning to integrate ICTs into existing curriculum using current
practices. In this chapter, we have presented the case that we must aspire for more
than that. Furthermore, we have argued for developing processes for auditing the ICT
experiences, competencies of undergraduate education students to ensure that those
aspirations are achieved.
NOTES
This Chapter has built upon the following refereed conference papers by the same authors:
Russell, G. and Finger, G. (2003) Teacher Education Futures: Implications of Teaching and Learning in
an Online World. Paper presented at ICET/ATEA 2003 , July 20–25, 2003. Melbourne, Australia, and
Finger, G. and Russell, G. (2004) Teacher Education Futures: Implications of Teaching and Learning in
an Online World. Paper presented at the ACEC 2004, Research, Reform, Realise the Potential,
July 5–8, 2004. Adelaide, Australia.
Socialisation and the ● Where traditional school-based socialisation is reduced by agencies
teaching of values such as virtual schools, teachers will need to be able to offer alternative
programs;
●Explicit provision must be made for the teaching of values required in a
civilized community.
Incorporating ● It will not be sufficient for teachers to be able to use a computer, or
ICTs into understand common applications such as a word processor, spreadsheet
discrete or database.
subject areas ●All teachers will need to be able to use online computers for learning in
specific subject areas, in rich tasks which involve a transdisciplinary
approach, and in integrated themes across subjects involving an
interdisciplinary approach.
TABLE 43.3 Implications of ICT and connectivity for teacher education
Essential conditions
Teacher skill Implications for teacher education
638
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GLENN RUSSELL AND GLENN FINGER
In recent years, webfolios and ePortfolios have been highly vaunted as the next great
innovation in education (Kilbane and Milman, 2003; Educause: NLII, 2002;
Gathercoal, Love, Bryde and McKean, 2002; Love, McKean and Gathercoal, 2004).
Prominent in the literature is optimistic rhetoric praising the benefits of the heuristic
and metacognitive processes native to generating growth and showcase portfolios;
most of the literature indicates that the process is so important and so valuable to the
student, that the process alone is reason enough to "dump" traditional assessment
practices in favor of portfolios, ePortfolios and/or webfolios.
Gaining widespread popularity in education, portfolio assessment has
tremendous advantages over traditional one-time, objective-based test
assessment. Objective-based test assessment only focuses on the product
and limits the learner's ability to demonstrate the learning process. It
does not allow learners to focus on specific developmental issues that
are important to them, instead forcing them to focus on what the teacher
deems important. Traditional assessment is a "moment in time glimpse"
of a learner's ability to perform a task or set of tasks. It does not account
for any external forces that may be affecting learners' ability to demon-
strate their skills. In addition, portfolio assessment allows learners to
demonstrate the knowledge they felt was crucial to their learning experi-
ence. Through properly constructed and thoroughly documented portfolios,
learners can chronicle the moments of discovery that they underwent
during their learning journey (Herman and Morrell, 1999, p. 86–87).
Today there is considerable interest in K-12 schools to move from paper to electronic
portfolios and there seem to be no apparent obstacles, certainly no technical obsta-
cles that will impede that transition. This is the view held by the authors of this
chapter when we began implementing web-based electronic portfolios in K-12
schools. After implementing and generating our own web-based student portfolios in
higher education, our experiences at California Lutheran University (CLU) and our
work with other institutions indicate the transition is not as easy as it seems and
successful implementation depends on a set of critical success factors. In K-12 schools
where some of the success factors are missing, CLU is assisting its partner schools by
providing resources and training so CLU can better prepare our preservice teachers
641
PAUL GATHERCOAL, JUDITH CROWE, SILVA KARAYAN,
THOMAS MCCAMBRIDGE, SUSANNE MALISKI,
DOUGLAS O. LOVE AND GERRY W. MCKEAN
44. WEBFOLIOS: AUTHENTIC OF STATE
AND ACCREDITATION STANDARDS
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 641–656.
© 2007 Springer. Printed in the Netherlands.
642
who are placed in these partner schools, our graduate students who are already teaching
and our cooperating teachers to better use technology in teaching and learning.
As developed in this chapter, a webfolio is a tightly integrated collection
of web-based multimedia documents that includes curricular standards,
course assignments, student artifacts in response to assignments, and
reviewer feedback of students' work. In the authors' opinions it is the
integrated collection and how the collection is stored and used that
differentiates the webfolio from other paper and traditional electronic
portfolios. The webfolio opens up new possibilities for observing and
influencing the interaction between curriculum, students, parents and
teachers.
A K-12 webfolio system consisting of teacher assignments, learning resources,
student artifacts, mentor feedback, and curriculum standards is being utilized in the
CLU Teacher Preparation program and in partner schools. The webfolio system also
supports continuous curriculum improvement and allows all educators to share
teaching and learning strategies, learning resources, and assignments with their
colleagues. A collaborative community of learners evolves around the development
and use of the webfolio system. Students respond to assignments linked to state cur-
riculum standards by generating multimedia WWW documents (artifacts ). Teachers
and mentors provide feedback on a student's work and the comments are kept as elec-
tronic logs and viewed only by the student who generated the artifact. A web-based
system instantly organizes a student's work and presents the artifacts in a student
webfolio, displaying not only the artifact, but also the associated assignments and
activities. Any authorized webfolio user can assess the student's mastery of curricu-
lar standards. A student's webfolio starts in kindergarten, is continued through grade
12, and it archives a student's lifelong learning and career development; as well as
showcasing the newest and finest achievements in the student's life work. This man-
uscript will discuss how the ProfPort K-12 Webfolio system operates and share
insights about the implementation process in CLU's K-12 partner schools.
RATIONALE FOR USING A WEBFOLIO WITH
A STANDARDS-BASED CURRICULUM IN K-12 SCHOOLS
As with all educational reforms, the standards movement in California has brought
both opportunities and challenges. One of the challenges is to make teaching to the
standards an engaging and meaningful process for students and for teachers, rather
than just another arid and empty "reform" imposed from above. Authentic assess-
ment of student work, including a cumulative presentation of that work, would
encourage authentic student participation in the work. A web-based portfolio system
provides a way for teachers to organize their instruction, to store student work, and to
allow for authentic assessment of student learning.
The California academic content standards are carefully organized to be sequen-
tial, developmental, and age-appropriate. The use of a webfolio can help teachers
PAUL GATHERCOAL ET AL
make both instruction and assessment also be sequential, developmental, and age-
appropriate. Grade-level colleagues, academic departments, and even district-wide
groupings of teachers should collaborate on the targeting of standards, the creation of
authentic and meaningful assessments of the learning of those standards, and
collegially-developed methods of instruction. A webfolio can allow for ways of
organization that are easier to navigate for students and teachers, and allow for a
more obvious set of connections among assignments to demonstrate the develop-
mental sequence of assignments tied to the standards. Clearer organization of assign-
ments, more obvious sequential and developmental processes within the
assignments, and the visible presence of assignments over a long period of time will
all aid both teachers and students in the process of engaging in a meaningful process
of standards-based teaching and learning.
The challenge for those charged with teaching to state-mandated standards is to
make standards-based instruction meaningful, purposeful, and engaging, not just
another set of required exercises. Teaching to the standards is no guarantee of
effective and engaging instruction, nor is use of the webfolio such a guarantee. But
portfolio assessment allows teachers to collect work over time, which allows students
and teachers to spot continuing problems, to note areas of progress, to develop holistic
evaluations of student work, and to develop holistic evaluations of instructional success.
The webfolio also allows for and encourages the kind of long-range instructional
planning necessary for successful teaching to standards. The California academic
content standards are organized in proper sequence and move from one developmental
stage to the next. By placing assignments on the webfolio, teachers are able to organize
for themselves and demonstrate to their students what the scope and sequence are.
This promotes long-term, focused, standards-based planning by instructors and it
promotes a deeper understanding of the course process by students.
One of the theoretical benefits of academic standards is that they express clear
expectations for what students should know. Organizing the standards into coherent
lesson plans, unit plans, and year plans will be a challenge for the teacher who
wishes to do more than plow through the textbook chapter by chapter. Having the
webfolio as a place to post assignments accomplishes several goals in this regard.
First, the assignments over a long term are visible to the students. Second, the web-
folio allows the teacher to include a great deal of information about each assign-
ment, including a notation of the standard or standards being taught to, a rubric for
the assignment, notes on how this assignment builds on the previous assignments
and helps prepare for the following assignments, links to web resources that would
be helpful on this assignment, and so on. And third, the authentic assessment
allowed for by the use of the web portfolio allows the teacher to modify future plans
on the basis of real data.
The use of the webfolio brings together three important elements of successful
instruction: teaching to well-defined standards, the authentic assessment of a portfolio
system, and the remarkable versatility and flexibility of the web. Teaching to state-
mandated academic content standards can be seen by some teachers as antithetical to
"real" teaching. The use of a webfolio as a means of assessment can help demonstrate
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644
to both teachers and students that standards-based instruction can and should be a
rich, integrated, informative, and engaging process.
THE BENEFITS OF A K-12 WEBFOLIO SYSTEM
The authors' implementation experiences within their own schools as well as their
experience working with other schools indicate that a critical success factor for
electronic portfolio implementation is a culture where educators clearly understand
their central role in the portfolio process is to be resource providers, student mentors,
conveyors of standards, and definers of quality. The major obstacle to successful
implementation of web-based electronic portfolios is not student readiness. It is this
full participation by all educators.
The misunderstanding about the educator role in the portfolio process stems from
a misunderstanding about the portfolio process and is magnified when schools
attempt to move from paper portfolios to exploit the promise of electronic portfolios
on the web. When engaged in a paper (hardcopy) portfolio process, limits on the
scope of portfolios are imposed by the hardcopy media, itself. Storage considerations
and dissemination for readers impose limits on the amount and type of content, the
number of readers/ reviewers, and the scope of the content. The hardcopy format
artificially imposes restrictive constraints on the number of participants in the portfolio
process, on what each participant can do, and on what an institution can accomplish
with portfolios.
When the move to webfolios is contemplated, portfolio supporters quickly under-
stand the web's promise of a rich variety of formats, unconstrained quantity and scope
of content, anywhere/anytime availability, and possibilities of integrating curriculum.
But, these visionaries fail to recognize the associated implications for their role and
the roles of other participants. Successful implementation requires participant appre-
ciation of the benefits that include tight integration of curricular standards, course
assignments, student responses to assignments, and mentor feedback about students'
work. Educators must understand their vital role and believe that the benefits of a
web-based portfolio system are worth the costs.
To obtain their participation, it must be demonstrated to educators that their
involvement has payoff for them and potentially dramatic payoff for the school.
Benefits increase for each participant as the number of participants increase, much
like the value of e-mail increases as the number users increases. Obtaining educator
participation is much easier when the school is already using some type of paper
portfolio process than when the school has had no experience at all with portfolios.
The most immediate physical benefit of a K-12 Webfolio system is the elimination of
storage problems associated with traditional portfolios. The Web-based portfolio allows
students to house artifacts in a virtual environment. No longer will they need to transport
and pick-up their artifacts from the teacher. The teacher can simply tap into their webfolio
and view the artifacts any time and from any place there is World-Wide Web access.
K-12 Webfolios can serve as working portfolios, developmental portfolios or
showcase portfolios. In the Webfolio system, students, in concert with their teachers,
PAUL GATHERCOAL ET AL
have complete control over what artifacts are displayed and who is able to see their
work samples. The K-12 webfolio system is a closed system and the teachers have
control over who can access what artifact. Initially the access is granted to both the
student and the teacher. Since students are not allowed to grant access or prevent their
teachers from seeing any of their artifacts the teacher acts as supervisor over what is
being placed on the Internet. When access is limited to just the teacher and the stu-
dent, they have a working portfolio with all their artifacts that only they can view, a
developmental portfolio that they share with all teachers is generated when the
teacher and the student grant access to "All Teachers." A showcase portfolio would
consist of those items that the teacher and the student allowed access to "Guests" and
they share these artifacts with parent/caregivers and significant others who have a
need to know, however the teacher and mentor comments would be hidden from
"Guests."
A K-12 webfolio encourages creative thinking and collaboration with others.
Students are not confined by the limitations of paper and pencil. They have the
resources of the WWW available to them and they can confer and collaborate with
the world as their partner. Students can display graphics, sound, digital video, text
and presentation media all in the same portal. The possibilities are virtually limitless
and only confined to the student's imagination.
The K-12 webfolio invites self-evaluation and reflection. Students are encouraged
to take a heuristic viewpoint and examine each artifact placed in their webfolio.
Teachers can give reflective feedback to the student and then the student can respond
by altering the artifact, working towards mastery of the subject. The student could
solicit feedback from other teachers and get a second opinion on the artifact before
deciding if and how to modify an artifact. The webfolio system will allow students to
construct their own truth, reflecting on each artifact with many mirrors, their peers,
teachers, and significant others. The use of a K-12 Webfolio system irreversibly
changes the teacher's role and the role of the student. No longer is the student simply the
recipient of information; the student is actively involved in constructing meaning by
generating and displaying for others their real world responses to questions and assign-
ments raised in a course or program of study. The teacher no longer simply imparts
information, but helps the student to construct meaning through facilitating and coordi-
nating the learning environment. The K-12 Webfolio system is truly a form of authentic
assessment and it matches up well with methods and strategies that complement con-
structivist philosophies.
K-12 WEBFOLIO ASSESSMENT AND STATE STANDARDS
The K-12 Webfolio system allows teachers to assign State and Program Standards to
each assignment students complete. At the beginning of school, teachers type or paste
their syllabi or unit plan, along with assignments, activities, and projects into the K-12
Webfolio system. They use a built-in web-based "What-You-See-is-What-You-Get"
(WYSIWYG) editor that is just like word processing. Each assignment includes
a brief description of the actual task along with sections providing additional
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WEBFOLIOS: ACCREDITATION STANDARDS
646
assignment detail, pointers to helpful Internet resources, and criterion referenced
measures for assessment (a rubric). The teacher also ties each assignment to curriculum
standards, goals, learning categories and assignment types. This simple act involving
a few mouse clicks combined with the assessment scores the teacher assigns to each
student's artifact can be used to address critical assessment questions, like:
●Overall, have program goals and standards been met or improved?
●Have specific program goals and standards been met?
●Are individual students meeting goals and standards?
●Is the curriculum designed for success?
The K-12 Webfolio system exports selected information needed to address critical
assessment questions. This information can then be imported into SPSS, SAS,
EXCEL, and other analysis and graphical presentation packages. Graphs can be gen-
erated to indicate the percent of student artifacts assessed below, meeting, and
exceeding teacher expectations for multiple years. Charts can be produced that show
how mastery of a standard is being developed throughout the curriculum. The visual
impact is to immediately convey whether there is proper scope and sequence within
the curriculum to meet state and institutional standards and whether the curriculum
is helping students to achieve those standards.
Figure 44.1 indicates how the teacher sets up the assignment with a caption that
appears in the student's webfolio and how that assignment can be linked to State
Standards.
After using the webfolio for the first time, a teacher gets ready for an upcoming
term by taking a few seconds to have the system copy materials and assignments
from the previous term to the new academic term. In this way, the time spent developing
PAUL GATHERCOAL ET AL
Figure 44.1. Teacher sets up an assignment by providing a caption and linking it to state and program
standards
materials inside the webfolio system is not wasted as the teacher can copy the
materials to a new course and then update the course or unit of work as needed for the
new academic term.
The K-12 Webfolio system maintains the teacher and student content both as it
existed for the previous term and as it exists for the new term. This assures that some-
one looking at a student's work sample (artifact) several years later also will be able
to see the actual assignment as it existed when the student created the artifact. As an
intended by-product of the process, the teacher's course work continuously improves
with the updates and curricular modifications over time.
The entire K-12 Webfolio process begins with the teacher preparing course and
unit content for students before they arrive at school. On the first day of class,
students add the new courses and units of work prepared for them to their webfo-
lios by selecting from a list of teacher-generated courses and units of work. When
registered for the course, the student can then see every assignment, activity, and
project listed in his or her webfolio's table of contents, unless a teacher has made
use of the automatic scheduling feature built into the ProfPort Webfolio System to
hide the assignment from students until some later date. In that case, the assign-
ments will appear in the students' webfolios throughout the year on the teacher's
predetermined dates for specific assignments to appear. Either way, when an
assignment appears in the table of contents the description, models, resources and
rubric for assessment for each assignment are just a click away for every student in
the class.
Invariably at least one student asks the teacher to show the class examples from
past students' work. Some students appear surprised when the teachers grant these
requests, as they simply call up past students' work from the webfolio and orally
comment on the qualities of the work done by previous students. Although more subtle
in its approach, the teacher's goal is the same as that of the early twentieth century
industrialist who took a piece of chalk and scrawled the night shift's production number
on the factory floor for the morning shift to see how productive they had been that
night. By sharing past students' work with current students, the teacher conveys and
raises expectations as students will want to work hard to meet or beat the previous
piece of quality work.
Figure 44.2 and 44.3, displayed below, show how the teacher can provide quali-
tative reflective feedback to the student and also provide summative feedback by
completing a department approved rubric for assessment that is displayed in
Figure 44.3.
The teacher can also set a lock out date when she or he creates an activity. This
is a date when the system will "lockout" and no longer allow students to add con-
tent or modify their work in that section of their webfolio. This "lockout" date is set
for each artifact. After the "lockout" date, in order for the student to be able to add
or modify artifacts, the teacher has to change the "lockout" date to a future day.
Then, after the student has modified the artifact and the teacher has completed the
assessment of all students' work, the students are finally "locked out" of the system
so they cannot adjust their work again. When all is finalized, the K-12 Webfolio
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WEBFOLIOS: ACCREDITATION STANDARDS
648 PAUL GATHERCOAL ET AL
Figure 44.2. A student artifact in the Webfolio system with teacher feedback
inserted below the work
Figure 44.3. A departmental rubric used to summarily assess students'
work in the K-12 Webfolio system
administrator can export the data from the webfolio system and prepare it for
analysis.
IMPLEMENTATION STRATEGIES
Sandholtz et al . (1997) indicate that teachers will not use technology unless they
believe it will make a difference in the quality of education provided to their students.
This is number one on the list of imperatives for implementing the K-12 Webfolio
system; convincing teachers that implementation is in the best interests of the
students they teach. At the same time, there needs to be an "implementing force" that
drives teachers to simply consider this proposition (Gathercoal, 1991). An imple-
menting force can be an idea, a policy, resources or some other motivating stimulus.
Usually, affecting faculty beliefs will go hand-in-glove with establishing an imple-
menting force, but this need not always be true.
At CLU the implementing force was a successful "Preparing Tomorrow's Teachers
to Use Technology" grant from the U.S. Department of Education. Prior to submit-
ting the grant, the authors took its contents to a Teacher Preparation Department
faculty meeting and presented all the goals and objectives of the grant for faculty
approval. Each goal was read and displayed and every faculty member was asked
whether he or she could live with the goal or objective or whether it needed changing.
One of the objectives read: To establish and use throughout the undergraduate and
graduate programs an electronic portfolio system that addresses specific competen-
cies in the various disciplines and in the Teacher Preparation Program. This objective
passed the meeting unchallenged. This tacit approval from School of Education
(SOE) faculty and concomitant grant award provided the SOE with its implementing
force and belief system that the Webfolio system would work to benefit the education
of all its students. It was a natural progression to then develop the K-12 Webfolio
System throughout the SOE's K-12 partner schools.
Teacher beliefs need to be addressed first and they need to be addressed often. The
implementation process cannot address teacher beliefs once and think that it is
finished. Teachers will question the use of technology every step of the way. Those
responsible for the implementation must be knowledgeable of reasons why this tech-
nology is good for education and how it works in the best interests of the K-12 students.
While continually addressing teacher beliefs and establishing an implementing
force, the next step is to break the implementation process into incremental units.
Implementation should not try to do everything at once. It is best to start small and
expand. It will take time, so K-12 Webfolio advocates and implementation personnel
should be patient as the process will probably take years.
At CLU the implementation began in 2000 with select partner schools and graduate
students. Presently, there are four entire schools, numerous teachers, preservice
teachers and graduate students who are teaching in K-12 schools and using the K-12
Webfolio system. We begin small and expand.
Resource allocation and reallocation is critical to the implementation process, too.
The implementation process will need institutional backing and credentials.
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WEBFOLIOS: ACCREDITATION STANDARDS
650
The administration of K-12 schools needs to "anoint" the process and its people and
ensure that all who are involved know that the implementation process is "approved."
It helps to give the process a name, at CLU the implementation is called, "MAG-
NETIC CONNECTIONS" and the process champions are given "credentials" that
set them apart from other faculty. When the implementation process and its people
are given titles and recognized by the institution, the process finds a quick way of
explaining away things that may not make sense. For example, when it is announced
that the Webfolio administrator will be team-teaching with teachers in the middle
school today, there are few questions asked about why or what. Simply mentioning
the name Webfolio administrator brings back visions of a commitment made to the
implementation of the K-12 Webfolio system.
Successful implementation will demand that regular meetings are held to provide
teachers with the concepts and skills for successful implementation. All teachers
need to attend these professional development meetings, and there must be multiple
sessions to accommodate the varied schedules of teachers. The meetings should
address both theory and practice. The meetings should be held during regular teaching
hours and the teachers should be paid to attend (if possible). K-12 Webfolio system
implementation should involve technology workshops and curriculum revision meet-
ings throughout the school year.
Chappell & Schermerhorn (1999) suggest five rules for implementation of
electronic portfolios:
Rule 1: Electronic portfolio programs should be mandatory if they are to
overcome resistance on the part of many students who remain technically
adverse …
Rule 2: Students must not be able to opt out of the program due to defi-
ciencies in their computer skills. These students must be encouraged to
recognize their computer shortcomings and catch up on their own time,
with the help of computer lab assistants …
Rule 3: Students need to be challenged and encouraged to select their
own materials to include in the ESPs, as long as the required content
areas are covered …
Rule 4: The portfolio program must run under defined deadlines, with
regular feedback to students. The provision of successful examples early
in the process is helpful …
Rule 5: "Portfolio champions" must be involved from the initiation of the
program to ensure success and foster imitation.
(Chappell & Schermerhorn, 1999, p. 658–660)
When implementing the K-12 Webfolio system, CLU's SOE found that these rules
were good caveats; but strictly enforcing them was not a good idea. Respecting
students' and teachers'needs and different learning styles and the speed with which
they come to terms with this new situation need to be valued and respected. For
example, some teachers and students may simply be "pushed out" of their schools
PAUL GATHERCOAL ET AL
because of the K-12 Webfolio system. Holding a strict posture on these rules
suggested by Chappell & Schermerhorn (1999) will certainly affect the culture of the
school and could "push" some out of education for good. We have found that it is best
to take a mentoring posture and help teachers and students to come to terms with the
new situation in their own time.
THREE EXAMPLES OF THE K-12 WEBFOLIO SYSTEM
IN PRACTICE
New technologies for enhancing the writing of secondary students can be facilitated
through the use of the K-12 Webfolio system. This is a prime example of K-12
school-university collaboration as well as a demonstration of the use of advanced
technologies. It also demonstrates the significance of ongoing mentoring as a method
for increasing the quality of student performance. This process enables the English
department in a secondary school to increase the rigor of writing expectations with a
realistic prospect of students' ability to meet higher standards.
This first exemplar arose from a Service Learning assignment in a Special
Education course. A CLU graduate student, who is also a special education teacher,
designed a service learning project involving the webfolio. This project connected
special education seniors with general education ninth graders. The two teachers con-
structed a rubric and trained the special education students to use the rubric. That
rubric was used by students with special needs to give feedback on the writing of
ninth graders. The special education teacher constructed a course in the K-12
Webfolio system. The rubric resided in that online course. There was also a place in
the course for general and special education students' reflective writing about the
process.
A second, similar example was part of a graduate reading course at CLU. The
director of the program, with the course instructor and a sixth grade teacher, created
a webfolio course called "OWL": Online Writing Lab. They used a rubric currently
applied in the local school district and trained the candidates in the graduate reading
class to use it to give feedback on the writing of sixth grade English learners. The
"OWL" was constructed as a component of the graduate reading course in webfolio.
The rubric resided in that course. There was also a place in the course for written
feedback from candidate to mentor/s and from mentor to mentor. There was a
focused effort to provide structure and consistency for the graduate students and the
sixth grade writers during the OWL experience. The program director assisted the
reading specialist candidates with using the webfolio system and with constructing
appropriate responses to student writing. The sixth grade classroom teacher also
visited the graduate class. She helped reading specialist candidates become familiar
with the district's sixth grade writing assessments and the rubrics used to grade them.
The teacher brought samples of student writing from a previous year, and the graduate
candidates scored them in class. The scores were then calibrated and discrepancies
addressed in class. The sixth grade students in need of extra help with writing were
selected by the classroom teacher, and permission was obtained from the parents for
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652
the students to write at home on the family computer. The selection was therefore
limited by student need, parent cooperation, and access to technology. One graduate
mentor explained the process to her sixth grader:
Hi Paperclip,
Thank you for sending me your last school essay about the Isaac Singer
story. I guess there was some confusion about how our exchanges are to
work. Here's the scoop: you write the essay and send it to me; I read and
write suggestions to you for rewriting the essay; you rewrite and send
that back to me; I read and consider if there are more things to do to
"polish" up before publication; we stop writing back and forth when
we've decided the essay is top notch and ready to turn in to Ms. Morton.
This process is actually the way writers and editors work!
(Rush, personal communication, 2003)
At the close of the semester, the graduate candidates were asked to provide feedback
on the experience. All reported growth in responding to student writing by putting
theory into practice; growth in using distance teaching and learning; appreciation for
the assistance of the classroom teacher and consistent, ongoing online support
from the course instructor. Sixth grade students reported seeing growth in their writ-
ing and enjoying the distance learning experience. Some challenges noted by the
graduate candidates were "insufficient understanding of the nature of the back and
forth editing process by the 6th graders, and an absence of deadlines or other guide-
lines to keep the 6th graders motivated to engage fully" (Rush, personal communica-
tion, 2003). It became apparent during the course of the study that use of an entire
class in a computer lab setting would have been preferable. In this case, student input
was sporadic and revising didn't occur as effectively as planned. It was suggested that
writing and responding would be enhanced if both sixth grade and graduate students
used a technology lab during scheduled class time.
It has been demonstrated that technology enhances communication between faculty
and students through use of electronic discussion groups, email and the use of portfolios
when feedback is present (Crowe and Karayan, 1997). The inclusion of a rubric elevates
that communication by focusing on assessment and evaluation connected to writing
standards. The use of portfolios across an extended time period can construct a complete
picture of the learning for each student. (Farr, 1991) The intent of these applications is to
provide consistent, ongoing, specific feedback to student writers. Strong portfolio sys-
tems are characterized by a clear vision of the student skills to be addressed … use of
criteria to define quality performance and provide a basis for communication, and self-
reflection through which students share what they think and feel about their work, their
learning environment and themselves (Arter and Spandel, 1992). The skills addressed
tied directly to the writing standards for the targeted grade levels. The rubrics provided
the mentors (grade 12 special education students and graduate reading program candi-
dates) and the student writers (Grades 9 and 6) with clear criteria for the work. In addi-
tion, student writers and mentors reflected in writing on the process.
PAUL GATHERCOAL ET AL
The third example comes from Ascension Lutheran School, a private, Christian
school with grades Kindergarten through eighth. The students in grades 7th through
8th were using the K-12 webfolio system as part of their history and computer sci-
ences. With each chapter addressed in class, activities are added to the webfolio with
the hope that at the end of the year the students will be able to complete a showcase
webfolio that shows evidence of how the students have met California's Learning
Standards for their grade level. The showcase webfolio can be used in place of a writ-
ten final exam for the course, as well as, for later school-wide accreditation reviews.
It provides a view of students' work over time without having the issues related to
storing traditional portfolios.
The webfolio allows authentic assessment of students'learning, encouraging stu-
dents to collaborate and take a creative approach to solving problems. Students beg
to go the computer lab, so they can use the system. The students have also found ways
of using the system when it is not part of the lesson. The students create their own
folders to transfer assignments from school to home. Often times this is because of
the pride they have in their work and they want to be able to show friends and family.
One student even taught her mother to use the system, so she could complete work in
the higher education version of the webfolio system used at California Lutheran
University.
The implementation process has been slower than initially planned because of
changes in administration and core teachers. The support and enthusiasm are still
present. The students who were in 6th grade when we initially introduced the webfo-
lio system are now in 8th grade and now have a webfolio that contains samples of
work from their time in middle school. The students can see the progress they have
made in their writing and technology skills. Students also have access to assignments
that would have been deleted off the school server in order to save hard drive space.
The school plans on implementing the webfolio system throughout all of the academic
classes in 6th through 8th grades. The hope is to create integrated and cross-curricular
activities to promote higher order thinking skills. In the future the system will be
implemented into the elementary portion of the school. The hope is to provide
evidence of the students'learning throughout their schooling. The webfolio system is
a simple way for teachers to see what the students have done in the past and gauge
their ability to meet expected learning standards.
CONCLUSION
Principal to the process is the educator's beliefs about technology and assessment
practices. Educators must give up the idea that portfolios are something that is done
"to" students and embrace the notion that the webfolio process is something that is
done "with and for" students. A well-designed curriculum embedded in a webfolio
system, conveying academic standards, appropriate resources and providing vehicles
for mentoring, enables student's development and upkeep of developmental, growth
and showcase portfolios at once. A K-12 web-based electronic portfolio system
acknowledges and appreciates the intrinsic links between student assessment, faculty
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WEBFOLIOS: ACCREDITATION STANDARDS
654
and program evaluation and the meaningful reporting of assessments and evaluations
to interested third parties. The most limiting factor surrounding the implementation
of a K-12 web-based electronic portfolio system will be lack of vision and "creative
imagineering." In the capable hands of professional educators who have the best
interests of their students at heart, webfolio systems may permanently transform
traditional assessment, evaluation and reporting to comprise authentic assessment,
evaluation and reporting. The K-12 Webfolio System used at CLU is a tool that inte-
grates aspects of assessment, evaluation and reporting into one web-based portal. It
facilitates formative and summative assessment and provides information that can be
used for program evaluation and needs assessment. The promise is great when the
institutional culture shifts to include the use of webfolios in teaching and learning, as
webfolios can challenge the mystique and authority of standardized tests which seem
to be the guiding force behind education today. The K-12 Webfolio System may be
the technological tool that will bridge the gap between standards-based accountability
and authentic assessment.
REFERENCES
Arter, J. A. and Spandel, V. (1992) Using Portfolios of Student Work in Instruction and Assessment.
Educational Measurement: Issues and Practice, vol. 11, pp. 36–44.
Backer, P. (1997) The Use of Portfolios in Professional Education: A Multimedia Model of Instructional
Methodology. Report presented at San Jose State University CA (ED408356).
Bartell, C., Bryde, B., Mahler, J. Murray-Ward, M. and Gathercoal, P. (2001) Magnetic Connections:
Better Preparing Preservice Teachers to use Technology in Teaching and Learning. SITE 2001
Conference [CD-ROM]. (Available from Association for the Advancement of Computing in
Education, P.O. Box 3728, Norfolk, VA 23514–3728).
Bull, K., Montgomery, D., Overton, R. and Kimball, S. (1999). Developing Collaborative Electronic
Portfolios for Preservice Teachers in Computer Mediated Learning. Rural Special Education for
the New Millennium. Conference Proceedings of the American Council on Rural Special
Education (ACRES) (19th, Albuquerque, New Mexico, March 25–27, 1999) (ED429767).
Chappell, D. and Schermerhorn, J., Jr. (1999) Using Electronic Student Portfolios in Management
Education: A Stakeholder Perspective. Journal of Management Education , vol. 23, 6, pp. 651–662.
Corbett-Perez, S. and Dorman, S. (1999) Electronic Portfolios Enhance Health Instruction. The Journal of
School Health, vol. 69, 6, pp. 247–249.
Crowe, J. and Karayan, S. (1997). Student Perceptions of Electronic Discussion Groups. T.H.E. Journal.
Educause: National Learning Infrastructure Initiative. (2002) Electronic Portfolios (NLII 2002–2003 Key
Theme). http://www.educause.edu/nlii/keythemes/eportfolios.asp.
Farr, R. (1991) Portfolios: Assessment in Language arts. Bloomington, IN: ERIC Clearinghouse on
Reading and Communications Skills.
Gathercoal, P. (1991) A Technology for Policy Implementation: Minimizing Incongruity between
Ostensible Policy and the Policy at Work. Educational Technology , vol. 31, 3, pp. 47–50.
Gathercoal, P. (1995) Principles of Assessment. The Clearing House , vol. 69, 1, pp. 59–61.
Gathercoal, P., Love, D., Bryde, B. and McKean, G. (2002) On Implementing Web-base Electronic
Portfolios. Educause Quarterly , vol. 25, 2, pp. 29–37.
Herman, L. and Morrell, M. (1999) Educational Progressions: Electronic Portifolios in a Virtual
Classroom. T.H.E. Jounal, vol. 26, 11, pp. 86–89.
Jacobsen, D. and Mueller, J. (1998) Creating a Collaborative Electronic Community of Education
Scholars. Paper contributed to the Teaching in the Community Colleges Online Conference (3rd,
Kapiolani Community College, April 7–9, 1998) (ED426732).
PAUL GATHERCOAL ET AL
Karayan, S. and Crowe, J. (1997). Student Perceptions of Electronic Discussion Groups. T.H.E.
Journal, vol. 24, pp. 69–71.
Kilbane, C. R. and Milman, N. B. (2003). The Digital Teaching Portfolio Handbook: A How-to Guide for
Educators. Upper Saddle River, NJ: Allyn & Bacon.
Kist, W. (2000) Beginning to Create the New Literacy Classroom: What Does the New Literacy Look
Like? Journal of Adolescent & Adult Literacy , vol. 43, 8, pp. 710–718.
Love, D., McKean, G. and Gathercoal, P. (2004) Portfolios to Webfolios and Beyond: Levels of
Maturation. Educause Quarterly , vol. 27, 2, pp. 24–37.
MacKinnon, G. (1999) Electronic Portfolios in Pre-service Science Education. Research Report presented
at Acadia University (Wolfville, Nova Scotia, Canada) (ED437029).
Sandholtz, J., Ringstaff, C. and Dwyer, D. (1997) Teaching with Technology: Creating Student-centered
Classrooms. New York: Teachers College Press.
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Collaborative online projects use communication technologies to communicate and
collaborate effectively with schools in various locations to participate in projects
which may be interdisciplinary or cross curricular in nature, with a defined purpose
or theme in order to facilitate meaningful and authentic student learning.
Collaborative online projects may use online communication technologies such as
email, mailing lists, newsgroups, discussion boards, bulletin boards and/or websites
to communicate across the country or the globe. They include the facility to use
communication technologies to collaborate on a theme, or for a purpose, defined by
the project. The level of collaboration may vary depending on the projects which may
have a limited life span or be ongoing. It can be argued that collaborative online
projects provide authentic purposes for the use of the communication technologies.
In some cases collaborative online projects focus on humanitarian and/or environ-
mental issues.
Gragert (2000) argues that 'the Internet is a powerful tool for connecting learning
to action as students collaborate on real issues facing young people in the world
today.'Carr (2001) believes that collaborative online projects provide valuable learning
experiences for students. She says that collaborative online projects can be powerful
social contexts for learners, enabling a variety of social experiences. Collaborative
online projects have played a significant role in the integration of computers into
teaching and learning throughout the world and to the internationalization of the
curriculum. The use of online communications for collaboration opens the boundaries
of both physical location and what are often stand-alone curriculum content areas.
Riel (1994) describes the potential of technologies to be powerful components in
accomplishing current educational visions. Such visions include helping students to
develop a broad, deep, and creative understanding of community, culture, economics
and international politics, past and present, and acquire the social skills to work
across differences and distances.
The history of the involvement of schools in collaborative online projects dates
back to the 1980s when the use of telecommunications in teaching and learning was
pioneered by the early adopters in the education profession. At this time collaborative
online projects used mainly plain text-based communication tools. Access to the
Internet was not available in many schools at this time and access to the World Wide
Web (WWW) was rare. For the limited number of Australian schools that had access
it was usually through a dial up account using a single telephone line. What would
now to be considered crude communication tools, such as email and conferences/
newsgroups and bulletin boards, were at the leading edge of communication
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45. COLLABORATIVE ONLINE PROJECTS IN
A GLOBAL COMMUNITY
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 657–674.
© 2007 Springer. Printed in the Netherlands.
658
technologies at this time. Some of the early adopters of these forms of communica-
tion technologies in countries such as Argentina had even lower level internet access
through bulletin boards. Early adopters of communication technologies in teaching
programs were excited by the human interaction it enabled. The WWW sites that
were developed later did not necessarily enhance communications and human inter-
actions, in collaborative online projects. There are still many people in the world who
do not have any kind of internet access as demonstrated in a recent bullet from the
APCNews, the monthly newsletter of the Association for Progressive Communications
that describes how they are 'working with impoverished and disenfranchised sections
of communities in Argentina, Brazil, the Philippines and many African nations
including Namibia, Nigeria, South Africa, Tanzania and Zimbabwe' who have little
to no technology (APC, 2002).
Coppinger and Hocking (1996) who played a leading role in the promotion of
collaborative online projects, described how their aim was for teachers and students
in Australia and around the world to work together in a low-cost, people-centred,
telecommunications model where primary and secondary students could make a 'mean-
ingful contribution to the health and welfare of the planet and its people'. At that time
collaboration in online projects was conducted in online conferences (newsgroups).
Teachers and students from around the world communicated by sending electronic
messages that could be accessed with very low bandwidth, to the online conferences
(newsgroups). The closed conference/newsgroups used only plain text for messages
and were available to members only – teachers and students. The focus was on
expanding students' knowledge and understanding of their world from humanitarian
and environmental perspectives. One of the powerful aspects of these projects was
the international online community in which they operated.
Collaborative online projects are described in various ways. One description says
that 'in Collaborative online projects students are often faced with problems that are
best understood by talking with others, collecting data from remote sites, or going
through a series of problem solving activities' (Ask Jeeves, 2002). The iEARN
group's website provides this definition:
Collaborative projects bring together two or more groups of students
who work together on a theme or question or who contribute to a compi-
lation of materials on a topic. iEARN collaborative projects use the full
range of ICT, including newsgroups, email, web pages, video-conferenc-
ing. Many projects also involve physical exchanges of student work
either as part of the process of the project or as a culmination of it.
(iEARN, 2002)
The second example places more focus on the collaborative aspect in that it mentions
students 'working together'. The Macquarie Dictionary tells us that to 'collaborate'
is 'to work with one another'. So it can be expected that in collaborative online projects
students work together with other students online.
Collaborative online projects share some similarities with Project-Based Learning
(PBL) in that learning is organised around projects. But PBLs, (Thomas, 2000) as
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they have become known, are projects 'focused on questions or problems that "drive"
students to encounter (and struggle with) the central concepts and principles of a
discipline'. Collaborative online projects tend to be focused on overarching 'issues'
whether they are scientific, environmental or humanitarian and are often global in
nature. They may well also include 'questions or problems' but the overarching
'issues' drive the encounters. They also include the use of online technology to facilitate
communications.
COLLABORATION/PARTICIPATION
The level of collaboration/participation varies between the collaborative online
projects identified. With many there is little more than a requirement for a class to
prepare some data they have collected, student writing, or artwork and send it to the
class/teacher 'running the project' – very much 'peripheral participation'. In projects
of this type the managing class and teacher may be involved in a high level of inter-
pretative work and collaboration with their students but much less involvement is
available for other participants. This level of participation was often seen as suiting
classes new to this approach. These could be described as more 'contributory' than
'collaborative'. Some so called 'collaborative projects' seem to have nothing more
than an online presence to provide information about activities. Other projects
require a more sophisticated level of collaboration and interaction with participants
contributing on a more equal level. Participation in this more collaborative format,
requires ongoing communications with responsibility for many aspects of the project
taken by all participants (See Figure 45.1).
Collaborative online projects in this case is taken to mean that the project encour-
ages a level of collaboration where teachers and students participate online in active
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COLLABORATIVE ONLINE PROJECTS
Figure 45.1. Types of collaboration/participation
Contributory Collaborative
Projects in which all
teachers and their
students send written
material, artwork
etc. to the project
facilitator and
receive a 'product'
at the end
Projects in which all
participants have
some form of
ongoing
communication and
interaction but the
facilitator (may be
teacher and students)
takes a leading role
Projects in which all
teachers and their
students have some
form of ongoing
communication
and/or a major role
in the development
of the final
'product'
660
communication with other participants associated with the project, based around a
theme or purpose. When project participants work together collaboratively and are in
active communication they could be considered to be working within a 'community'.
COMMUNITIES OF PRACTICE/LEARNING COMMUNITIES
Community is a term widely used in the online world. 'Virtual community' and 'online
community' are terms commonly used by groups who use ICTs for communication.
Virtual and online communities develop without the usual need for face-to-face
meetings or communications. Meetings and communications take place over the
Internet in synchronous (live chat) or asynchronous modes. Terms such as 'an inclusive
and culturally diverse community' can be found on many of the websites that host
project listings (iEARN, 2002).
Allard and Cooper (2001), argue that to build different forms of community an
ongoing commitment to and use of 'designed' cooperative learning among groups
and across differences as a pedagogical technique works to build co-reliance among
members and as well, provides for a sense of belonging. The process of working
through shared tasks where all members contribute in order for the different
groups/community to achieve the goal is a means that can help to give value and
respect to all contributions. In collaborative online projects it could be inferred that
higher levels of collaboration could be compared in terms of use of cooperative
learning among groups and building of different forms of community. This process
could be seen to be part of the value of participation in collaborative online projects
to the learning community. Wenger (1998, p. 214) describes how, functioning at its
lowest level, 'a community of practice is a living context that can give newcomers
access to competence and also invite a personal experience of engagement by which
to incorporate that competence into an identity of participation. When these condi-
tions are in place communities of practice are a privileged locus for the acquisition of
knowledge.' But, Wenger goes on to say that 'a well functioning community of prac-
tice is a good context to explore radically new insights without becoming fools stuck
in some dead end'.
According to Wenger (1998, p. 214) 'A history of mutual engagement around a
joint enterprise is an ideal context for this kind of leading edge learning which
requires a strong bond of communal competence along with a deep respect for the
particularity of experience. When conditions are in place communities of practice are
a privileged locus for the creation of knowledge'. Participation in collaborative
online projects allows for 'mutual engagement around a joint enterprise' and
'leading-edge learning' and can lead to a 'well functioning community' or at a
minimum 'legitimate peripheral participation' (Lave and Wenger 1991). The joint
enterprise being the communications in the online collaborative project and/or the
products created as a result of participation for example publications such as the
Faces of War CD ROM (Tate, 1998), 'The Meeting Place" magazine and the calen-
dar of art work from the First Peoples' Project or the 'Anthology of Children's
Writing' published in hard copy by the student management team in the Lewin
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Project. Van House's (2002) explanation regarding the 'process of gaining credibility'
helps explain the vast amount of time spent on publications especially in the form of
hard copies of books, calendars and magazines (products) in what is otherwise an
electronic form of working. This apparent contradiction may be explained in terms of
how the products provide a means for the student's work to be valued but also provide
a means of publicizing and 'proving' the value of collaborative online projects, of
gaining credibility in that they 'carry the work' to a larger audience in the wider com-
munity in such a way that 'its meaning and significance are irrefutable' and contribute
to a communal memory.
Bede (2000) talks about technology creating a paradigm shift towards knowledge
networking and virtual communities that have communal memories. Virtual commu-
nities are well able to develop communal memories. Collaborative online projects
that operate within overarching organisations such as iEARN are especially well
placed to develop and draw upon 'communal memories'. Threaded conversations
within online forums in their various forms are particularly well placed to support the
ongoing development and use of 'communal memories'. Collaborative online
projects could be seen, particularly in the case of projects identified as facilitating
high-level collaboration, as empowering this paradigm shift with the participants
behaving as 'virtual communities' that develop 'communal memories'.
CASE STUDIES
Two organisations with close links to the selected case study projects are iEARN and
the Global Classroom Project fostered by the Victorian (Australia) Department of
Education.
IEARN
iEARN (the International Education and Resource Network) describes itself as 'a
global community of persons committed to its goal that learning and the quality of
life on the planet can be enhanced through meaningful collaborative work among
young people around the world.'(iEARN, 1997). iEARN is a non-profit organization
made up of over 4,000 schools in nearly 100 countries. The stated goal of IEARN is
to empower teachers and young people to work together online at very low cost using
the Internet and other new technologies. Since 1988, iEARN has pioneered on-line
school linkages to enable students to engage in meaningful educational projects with
peers in their countries and around the world. iEARN became involved in collabora-
tive projects when Internet access was in its infancy. They used very low-level tech-
nology initially because that was all that was available, but a commitment to this
approach became part of the community's philosophy in order to be accessible to as
many schools as possible, including those in the most economically disadvantaged
countries.
iEARN collaborative projects are developed and facilitated by practicing teachers.
Some teacher/facilitators organise a student management team, usually within their
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COLLABORATIVE ONLINE PROJECTS
662
own school, to help run the project. The project is promoted through the online
newsgroups or forums. Interested teachers register their classes. The classes then
work closely with the facilitating teacher and other participating classes to meet the
aims of the project. Communications can take place on the online newsgroups or
forums that use threaded conversations or by email. Many projects have supporting
websites to publish various aspects of the project.
Often hard copy publications are prepared by project facilitators and presented to
participating schools. Communications in these projects, for students from around
the world, are conducted in iEARN conferences (newsgroups). The closed conferences
(newsgroups) use only plain text and are available only to iEARN members – teachers
and students. They can be accessed with a very low bandwidth using offline
newsreaders to help reduce costs. The focus is on expanding students' knowledge and
their understanding of their world from humanitarian and environmental perspectives.
The projects are interpreted by individual teachers for use with their students. One of
the powerful aspects of this organisation is that it operates in an international forum.
There were 132 iEARN facilitated projects listed on their website for participation by
members in October, 2002.
THE GLOBAL CLASSROOM PROJECT
In November of 1994, the Department of Education in Victoria, Australia, decided to
support The Whalesong Foundation's design of a plan to co-ordinate and implement
a State-wide telecommunications project for all Victorian schools based on the
iEARN model. This became known as 'The Global Classroom Project'.
The Victorian Department of Education actively encouraged teachers in their educa-
tion system to participate in collaborative online projects with local and international
educators. Support was provided in a variety of forms through the Global Classroom
Project. Systemic support was provided in terms of advice on how to connect to the
Internet, the identification of teacher mentors to support new schools to participate
in collaborative projects and encouragement for early adopters to develop collaborative
projects and to act as project facilitators (Coppinger and Hocking, 1996). This
project was run through the Whalesong Foundation, by Coppinger and Hocking, both
of whom also had a leadership role in iEARN and, as a result the history of these two
groups is intertwined.
The Project website says that the Global Classroom Project is now in its ninth year.
During this time it says that thousands of schools from Australia and around the
world have participated in the range of collaborative online projects the Global
Classroom has to offer. Schools from as far away as Argentina, Sweden, France and
Latvia (just to mention a few) have collaborated and contributed to the teaching and
learning activities taking place in Victorian classrooms' (Global Classroom Project,
2004). The Global Classroom Project site says that it offers teachers access to
collaborative online projects covering all year levels, curriculum levels and skill
levels and that Victorian teachers can also call upon the expertise of the Global
Classroom mentors, who are there to support project coordinators.
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CASE STUDY PROJECTS
The projects selected for the case study are the 'Environmental Mystery Competition',
the 'First Peoples' Project', 'Lewin, An Anthology of Children's Writing' and The
Teddy Bear Project. All have had links to iEARN and the Global Classroom Project at
some stage of their development.
THE ENVIRONMENTAL MYSTERY COMPETITION
In 1995 Kyneton Secondary College was selected as a participant in the Victorian
Department of Education's Global Classroom Project. The project theme involved
the exchange of data on habitat and water quality of local streams based on the Water
Watch model. At that stage most of the schools in the project (including Kyneton
Secondary College) did not have the equipment or expertise to carry out much of the
water testing and were all struggling to learn how to post messages to the iEARN
newsgroup. What was needed was a simple online project that would allow schools
to participate immediately without having to buy water monitoring equipment and
arrange field trips. As a consequence Kyneton SC devised and ran a simple environ-
mental competition that ran over several weeks on the iearn.aqua online conference. This
was well received and seemed to fill a need, so similar environmental competitions have
been run in each subsequent year. Over 2000 students from more than ten countries
have since been involved in the competitions. Many other schools have followed the
competition or used the material on the website in their classes but have not participated
directly in the competition.
The first Environment Mystery Competition that commenced in June 1998 attracted
participants from 44 schools in 8 countries. This competition won an award in the
1998 Ford One Planet Environmental Awards (EHNPS, 2002). Kimber and Deighton
(1999) argue that projects such as the EMC lend themselves to a wide variety of
teaching and classroom management strategies and provide the teacher with the
opportunity to explore many of the suggested middle school years teaching and
learning strategies and as such are considered very successful projects for students in
the middle years of schooling. The Environmental Mystery Competition was
originally established and coordinated by David Francis of Kyneton SC, but was later
facilitated by Eaglehawk North Primary School, both in Victoria.
The Environmental Mystery Competition is an online collaborative project that
involves a competition presented in episodes in the narrative genre. The episodes are
published on the project web site over a period of 6–8 weeks. Students use the clues
presented within the narrative to try to solve the mystery. Classes compete to be the
first to solve the environmental mystery.
Participating schools enter one team of from 2 to 30 students in the competition.
Each school emails one or more responses each fortnight and these are posted to the
web pages for all the other schools to see. Schools can discuss each other's ideas on
the web pages and so collaborate to solve the mystery. The first school to solve the
mystery is the winner.
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664
Episodes of the 'mystery'are written by the facilitating school. Initially the project
was run by Kyneton Secondary College, in southern Australia. They found the writing
of the episodes to be a significant body of work, with a real purpose and real
audience. The year 8 students wrote each episode that contained many clues to take
students off in various directions so that the mystery could eventually be solved, but
not too easily, so as to maintain the interest of the students over a six to eight week
period. The Kyneton students had to ensure that all the environmental and geographical
information that was included was accurate. They also had to respond to the
responses of students around the world. In 1995, in the first 'mystery', the platypus
disappeared from the river in the local Kyneton area. One school in Latvia wrote that
they thought that the ice on the river may have caused the platypus to disappear. The
Kyneton Secondary College students quickly learnt that they had to provide extra
information to support students from outside Australia whose experience of a climate
was very different from their own.
In this project the level of participation/collaboration is extremely high for the
facilitating school – writing, publishing (in the iEARN newsgroups and on the World
Wide Web) and communicating with participating schools. For the participating
schools the experience of participation in the Environmental Mystery Competition is
that students are expected to read each episode of the mystery over time, carry out
research to better understand the 'clues' within the narrative, and compare their
answers with the answers of others (which are also published). The level of partici-
pation for schools, other than the facilitating schools that write the episodes, could be
considered medium. The level of participation for these schools is more than for projects
in which students send writing and/or artwork to the facilitating school for publication
or environmental projects in which data is sent to be included in a large database for
analysis.
The Environmental Mystery Competition does not build a strong 'community of
practice'. Participating schools often engage deeply with the environmental and
geographical content but collaboration is limited to students' sending their solutions
to the mystery by email to the facilitating school. Solutions are added to the web site
but online conversations do not take in place in any form. Participants do not work
together to create an end product. As a result 'peripheral participation' does not lead
to the development of a community of practice.
THE FIRST PEOPLES' PROJECT
Ellis (2003) describes how in the First Peoples' Project 'Indigenous students on five
continents share their stories, poems, photographs and art work'. The First Peoples'
Project (King and Carter, 2002) operates within the iEARN network. The project
originated, in early 1996, as email and newsgroup discussions held between students
and teachers on issues of indigenous history and culture and was further developed
through discussions held at the iEARN International Teachers' Conference,
Budapest, July, 1996. The project links indigenous students around the world in a
MURIEL WELLS
range of activities: writing exchange, art exchange, discussion of issues relating to
indigenous people. The three main components of the project are:
●Writing Exchange: students write about topics of interest to them. This may
include a variety of formats, eg: poetry and prose. It also includes research and
reporting on historical or cultural events of the participating groups and the inter-
viewing of elders. This writing is compiled into a magazine, The Meeting Place,
which is then distributed to all participants. Selected pieces of writing are featured
on the project's WWW site. The magazine is published in English and Spanish. An
editorial team of students and teachers from Bairnsdale Secondary College,
Australia prepare the magazine for publication and a team of students from
Escuela CPEM #3 in Argentina undertake the translations.
●Art Exchange: students complete art work on a predetermined theme. In
December each group sends artwork to each of the other participating groups.
Each community holds an Indigenous Global Art Exhibition, featuring the
artwork they have received. A calendar is produced featuring the artwork from
each group. A world wide web site is produced featuring the art work from each
participating school:
●Humanitarian Effort: students in the project have worked to raise money to sup-
port two communities of indigenous students: Sumu in Nicaragua and Karen in
Thailand. Students in Victoria, Australia, New Mexico and Mississippi, U.S.A.
and Bangkok, Thailand have raised money to enable the purchase of school
supplies, a generator, blankets and the employment for four years of a teacher aide
in one of the schools they are working with. Recently 70–80 blankets were sent to
the Karen students from Australia, courtesy of QANTAS. These blankets were
produced as the result of another iEARN project, The World's Longest Scarf.
Students in New Mexico and Mississippi have also raised money to enable the
purchase of school supplies and a boat motor for Sumu communities in
Nicaragua.
The First Peoples'Project encourages the development of literacy, art and technol-
ogy skills and fosters understanding of the students' own culture and the experi-
ence of other indigenous cultures. It provides an authentic context in which to
develop these skills. It requires perseverance and a commitment to complete the
work in meeting timelines for editing and publishing. The students work collabora-
tively with other indigenous students from around the globe. It helps indigenous
students to see their cultural experiences from a wider perspective both politically
and historically.
In 2002 the project supported 10 students from the Karen community with schol-
arships to help them complete their secondary education, as well as continuing the
support for the teacher aide. More than 1000 students worldwide are active in the
project, with more than 40 coordinating teachers and their indigenous students
including:
●Choctaw, U.S.A.: Pearl River Elementary School, Red Water Elementary School,
Choctaw Central Middle School, Tucker Elementary School, Standing Pine
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666
Elementary School, Conehatta Elementary School, Bogue Chitto Elementary
School, Choctaw Central High School.
●Zuni, U.S.A.: A:Shiwi Elementary School.
●Karen, Thailand: Baan Nu-Se-Plo School, Umphangkee School, Samakkee
Witthaya School
●Mapuche, Argentina: Escuela CPEM#3
●Taos, U.S.A.; Taos Day School
●Cygany, Hungary: Children's Home, Pecs
●Nunga, Australia: Kaurna Plains Aboriginal School
●Nyoongar, Australia: Narrogin Senior High School
●Kunwinjku, Australia: Gunbalanya Community Education Centre
●Zapotec, Mexico: Escuela Matutina Benito Juanez
●Kek'Chi, Guatemala: ten schools in Guatemala participated as part of the
Educating The Girls' Program
●Koorie, Australia: Nowa Nowa Primary School, Bairnsdale Secondary College,
Bairnsdale Primary School, Bruthen Primary School, Paynesville Primary
School, Bairnsdale West Primary School, St. Mary's Primary School, Bairnsdale,
Swan Reach Primary School, Grange Secondary College, Woodglen Primary
School
●Wisconsin Woodlands Nations: The Indian Community School
King, the project facilitator, in a personal communication (2002), explained that
'Indigenous students have generally been marginalised in the education systems of
their nations. The education systems have neither recognized their cultural and his-
torical heritages nor have they provided a vehicle for success for indigenous stu-
dents.'She explains how The First Peoples' Project seeks to give indigenous students
a situation where they can engage in high-profile activity which both engages them
and creates an environment in their schools where their history, culture and their
communities are recognized and valued. Through creating situations of public recog-
nition, the First Peoples' Project endeavors to provide incentive to indigenous stu-
dents to achieve excellence in a range of skills, including research, writing and art.
The project seeks to provide a basis upon which the schools and the local indigenous
communities can work collaboratively and positively, a situation where the contribu-
tions of indigenous community members become an intrinsic part of the school cur-
riculum. The First Peoples' Project was a winner in the 1999 International ChildNet
Awards (London) and the Global Bangemann Challenge (Sweden).
THE FIRST PEOPLES' PROJECT AND
THE PARTICIPATING INDIGENOUS COMMUNITIES
All activities and initiatives carried out in the First Peoples' Project rely on the
endorsement and approval of recognized authority within the relevant indigenous
communities. All portrayals of traditional stories, whether in written or visual form,
undergo an approval process with community elders and/or cultural officers of local
indigenous organizations. This approval relates to both the accuracy and cultural
MURIEL WELLS
sensitivity of student work. Maximum possible use is made of local indigenous
people in instruction in approaches to art and writing and in the treatment of tradi-
tional and oral histories. The Project emphasizes collaborative relations between
schools and their local indigenous communities, liaising closely with parents, elders
and with indigenous organizations (King, 2002).
The Mississippi Band of Choctaw Indians, who run the largest and one of the most
tech-savvy tribal school systems in theUS, has participated in the First Peoples'
Project since its inception. For the Chocktaw Community, gaming revenues and other
economic initiatives have fueled a school building boom and the proliferation of
technology in the classroom. But 'prosperity'presents a new set of challenges for this
community. "I don't want kids to [stop] playing stickball or forget about traditional
dancing, cooking, or speaking their own language," says athletic instructor Jason
Bell. "I hope we can influence these kids that we need to keep our culture alive for
the next generation" (in Ellis, 2003). He sees the First Peoples' Project as provid-
ing the opportunity for these students to learn to use the newest technology to
celebrate their timeless culture and share its wisdom with the rest of the world, to
'value' their traditions and to increase communications with their tribal elders (Ellis,
2003). In this way this online collaborative project is supporting, in Wenger's terms,
the members of this indigenous community to participate in 'leading-edge learning'.
They would appear to be 'a well functioning community of practice'. They have a
'history of mutual engagement around a joint enterprise'. This is an ideal context for
leading-edge learning of a strong kind of communal competence along with a deep
respect for the particularity of experience. Their communities of practice are 'a priv-
ileged locus for the creation of knowledge' (Wenger, 1998, p. 214). It would seem
that sensitive and skilled project facilitation has resulted in the development of a
'well functioning community of practice'for indigenous communities who have par-
ticipated in the First Peoples'Project.
THE LEWIN PROJECT
Lewin is an anthology of students' writing from around the world. The anthology's
title comes from the language of the Ganai/Kurnai community (Australia) and means
Messenger. Students from around the world are invited to contribute their writing in
the various genres including poetry, autobiographies, opinionative, informative and
creative.
The project is for students of all ages. Lewin is currently coordinated by teachers
in Karachi, Pakistan and Bairnsdale, Australia and edited by students at Sultan
Mohammad Shah Aga Khan School Karachi, Pakistan and Bairnsdale Secondary
College, Australia. Students can write on any theme and in any format. Writing can
be emailed to the Coordinators or submitted via the IEARN newsgroup/forum called
iearn.lewin. Hard copies of the Lewin booklet are sent to participating schools in
November. Contributions to Lewin can also be viewed the Lewin website.
The Lewin Project is contributory for most of the participants in that they con-
tribute their writing which goes through an editing and publication process handled
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COLLABORATIVE ONLINE PROJECTS
668
by the facilitating schools. In the first year of the project schools in Australia carried
out all the editing work and a management team of students at Keilor Downs
Secondary College handled the final stages of publication. As noted previously this
collaborative online project is currently facilitated by Bairnsdale Secondary College
teachers and students working closely with a team of students from Pakistan on the
editing and publication process. Recently the students from Pakistan have become
increasingly more active in the process moving from peripheral participation to full
participation. The project facilitator describes how students from Pakistan introduced
her to Instant Messaging, a service that the students had started using with the stu-
dents from Australia for editorial decision making. (King, 2002, personal communi-
cation, 18 November).
The project facilitator attempted to make this project more collaborative. King
says that 'We told all the student editors that they had several responsibilities includ-
ing making sure that every single contribution on the Lewin conference [newsgroup –
a threaded conversation] was responded to. This encouraged response from other
kids and also led to many of the kids around the world responding to other kids'
(King, 2002, personal communication, 8 November). This demonstrates one way in
which collaboration can be supported by online communications and contribute to
the development of a 'community of practice' and also demonstrates that Stolle's
(1995) argument that computers 'isolate us … and work against literacy and creativ-
ity' (p. 3) is unfounded.
THE TEDDY BEAR PROJECT
This stated aim of this collaborative online project is 'fostering tolerance and under-
standing of cultures different to your own' and at the same time it provides an audi-
ence and purpose for the development of literacy and technology skills. It is available
in English, Spanish and German. In this project teachers register their classes in an
online web database. The project facilitator matches classes with another class of
children of similar age but located in a different country. Initially the goal was to have
eight classes in the project but the concept has proved very popular. Students from
five years old to twenty years of age have participated including senior high school
and university students, with the latter being mainly second language students. Over
3000 classes from over 20 countries have participated since the project started in late
1996. In 1998 the project was awarded second place in the non-profit section of the
ChildNet International Awards in London.
After they are matched, classes establish electronic communications. Each class
sends a bear, or other soft toy significant to their geographical area or culture, by air-
mail to their partner class. An end product is not the focus, ongoing communication
by email is. The classes have equal levels of responsibility in order for an effective
collaboration to happen. The project demands regular and ongoing communications
from both partner classes.
Classes often send local artifacts, maps etc. with their teddy bear. Once it arrives
the bear writes home a diary regularly – at least once a week. The children provide
MURIEL WELLS
the bear with many experiences and write the diary entries that are sent by email to
the partner school. They also received emails from their bear and so learn about the
different culture. The diary emails provide authentic reading and writing opportunities
for the students. It is expected the students will learn about the traditions, culture, food,
climate and other aspects of the new country. For the younger students particularly the
arrival of the visiting bear and its belongings is a time of excitement. The bear
provides a tangible component to what may otherwise be a very abstract concept for
younger students.
Many of the classes that have participated in this project did so because they found
it a valuable way to improve their skills in English as a Second Language. For these
ESL students being able to take the time to formulate their language in their own time
and at their own pace in order to communicate with first language learners was found
to be a very non- threatening and valuable experience. As a result it is suitable for
older students as well as younger primary classes. This project is relatively open-
ended in that once classes are matched they can adapt the collaboration depending on
the age of the students, the interests of the teachers and students and the technology
level the schools have access to. As a result collaboration/participation is high
between the matched classes. They are dependent on each other and the quality of
their collaboration for this project to work for them. There is no facilitating school or
hard copy publication as a final outcome.
COLLABORATIVE ONLINE PROJECTS
AND STUDENT LEARNING
Becker (2000) argues that under the right conditions, where teachers are personally
comfortable and at least moderately skilled in using computers, where the school's
daily class schedule permits allocating time for students to use computers as a
legitimate part of class assignments, where enough equipment is available and con-
venient to permit computer activities to flow seamlessly alongside other learning
tasks, and where teachers' personal philosophies support a student-centered, con-
structivist pedagogy that incorporates collaborative projects, computers are clearly
becoming a valuable and well-functioning instructional tool.
The Jing-Yi Su et al. (2000) study, 'The Project-based Cooperative Learning on
Internet – A Case Study on Geology Education'carried out in Taiwan, found that par-
ticipation in collaborative online projects was very beneficial to their students partly
because their students tended to be very shy and lacked confidence when performing
live in front of teachers and their peers. Online collaboration allowed them the oppor-
tunity to think through responses in their own time and manner. They explain that:
Almost all students were interested in the learning mode centering at
Project-Based Cooperative Learning on Internet. They thought this
learning mode could stimulate them to think about wider range of
learning. We found distinct characteristics of the participating students.
Most students were shy, tense, and conservative. Teachers can design a
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670
learning project knowing these characteristics of students to help them
free from shyness and passiveness in learning process
(Jing-Yi Su et al . 2000).
Indigenous students who participated in the First Peoples' Project were often simi-
larly shy. Many of them also lack confidence partly as a result of being treated as
second-class citizens in their homeland and because they have generally been mar-
ginalised in the education systems of their nations. In the Teddy Bear Project many
of the classes from non English speaking backgrounds, also found this method of
using their second language for communication to be a non-threatening but mean-
ingful experience with a real audience for their writing and an authentic purpose for
their reading.
The First People's Project has been found to be highly beneficial in engaging what
is often described as the most disadvantaged, disengaged and at risk group of
students in Australia. King describes how participation in the First People's Project
led to improved students attendance rates, increased levels of engagement and closer
links to the local indigenous community Added to this the students demonstrated
increased responsibility for their own learning.
Collaborative online projects provide the opportunity for authentic learning in that
they provide a 'real audience' for student writing, art and communication. Bede
(2000), in presenting innovative ways that students work with ICT through reflective
inquiry, argues that at risk students' performance may be enhanced differentially
when various strategies are used including involving students in virtual communities
of practice, using tools similar to those in the workplace and enhancing student's
collaborative construction of meaning via different perspectives and shared experi-
ences. When students are involved in working collaboratively online with students in
another country to select, edit and publish the writing produced by children from
around the world as in the case of Lewin – an Anthology of Childrens's Writing, it could
be argued that they are meeting all the requirements above, as listed by Bede (2000).
Teacher-centred learning approaches often favor passive reception of knowledge,
whereas learner-centred approaches encourage a process of active inquiry. Learners
are best motivated to learn when they can take responsibility for their own learning,
as it is an active process. Interactive technologies encourage active learning and, with
the increased popularity of computers, today's students are learning with technology,
as opposed to learning about technology. As authors (Schweizer, 1999; Nelson,
2001) show, teachers can provide powerful learning opportunities through ICT when
students are responsible for their own learning and are active learners defining their
learning needs, finding information, assessing its value, building on their own
knowledge base and communicating their discoveries. Robertson (1999) claimed that
participation in collaborative online projects facilitated student-centred rather than
teacher directed learning. These online activities need to be carefully designed, giving
thought to the different preferred learning styles of students, cultural differences and
different language backgrounds. Through their work in iEARN projects teachers and
students learnt that our Argentinean members were insulted by the use of the term
MURIEL WELLS
'America' when referring to people from the USA. The Argentineans live in South
America and therefore argue that the term 'Americans' includes them too. Members of
this online community of practice learnt to respect cultural and language differences
such as these.
GENDER
The 1996 report on the Global Classroom Project (Coppinger and Hocking, 1996)
found that in 30.5% of participating schools, 91–100% of their female teachers
participated in their collaborative online projects. They argued that this reversed the
notion of the Internet being a 'male domain'. In over 50% of schools, 60% or more
of the teachers involved were female.
Tate (1999) claims that 'The collaborative approach has proved a very attractive
use of technology for female as well as male students. … The percentage of female
students electing to take these courses has dramatically increased at our school'. In
her school Tate argues that traditional content was brought alive to students by
electronic 'conversations' with students from countries like Japan who had a very
different understanding of, in one case, the A-Bomb. Mayer-Smith et al. (2000) note
the importance, in technology- rich classrooms, of'allowing time for student talk and
interaction, encouragement of self pacing and negotiation of well established rules of
operating in communities of practice'. The tendency of girls to enjoy highly verbal
environments and to be more accepting of rules than boys may go some way to
explain Tate's claims.
ADDRESSING DISADVANTAGE
The First Peoples' Project recognizes that indigenous students have generally been
marginalised in the education systems of their nations. The education systems have
neither recognized their cultural and historical heritages nor have they provided a
vehicle for success for indigenous students.
The First Peoples'Project seeks to give indigenous students a situation where they
can engage in high-profile activity which both engages them and creates an environ-
ment in their schools where their history, culture and their communities are recog-
nized and valued.
Through creating situations of public recognition, the First Peoples' Project
endeavors to provide incentive to indigenous students to achieve excellence in a
range of skills, including research, writing and art.
The project seeks to provide a basis upon which the schools and the local indigenous
communities can work collaboratively and positively, a situation where the contribu-
tions of indigenous community members become an intrinsic part of the school
curriculum. King and Carter (2001) describe how:
The Project focuses exclusively on the history, culture and stories of
indigenous communities. It provides a range of methods of expression for
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COLLABORATIVE ONLINE PROJECTS
672
indigenous students. It exists with the permission and encouragement of
local indigenous communities and relies fundamentally on that support
and endorsement. It engages and relies on the active teaching involvement
of community artists, storytellers and artisans. It celebrates its successes
within the indigenous communities. It provides, within such a context,
high- motivation activities in writing, art, oral communication and pub-
lic presentation. While rooted in the students' communities, the Project
seeks to foster a pride within the students of bringing their achievements
before the wider public through exhibitions and publications. The Project
uses opportunities for public recognition to support students' confidence
and pride. For example in February 2001, Australia Post used artwork
from Australian participants as stamps on a prepaid envelopes issue
(King and Carter, 2001, n.p.).
The facilitators of this collaborative online project argue that the benefits derived
from participation in the First Peoples'Project address issues of disadvantage, disen-
gagement and alienation for indigenous students and their wider community. They
describe how parents have become more comfortable with the schools that their
students are attending and have participated in the educational program for the first
time. They also say that the project has shown itself to be one way in which
non-indigenous teachers and the schools in which they work can find a meeting place
with indigenous communities and their children. The project seeks to make the
students' stories a valid part of their school and vehicles through which they can
speak and through which they can learn (King and Carter, 2002).
Kimber (1999) asserts that introducing learning technologies into the learning
environment has been shown to make learning more student-centred, collaborative
and encourages cooperative, creative problem solving. He explains that one purpose
of the Global Classroom project in Victoria, Australia, was to develop wide-ranging
skills in students. He states that working collaboratively with others also provides
students with the potential to develop leadership, organisational, project manage-
ment, cooperation and negotiation skills. Gragert (2000, p. 4) also argues that:
… participation in collaborative online projects using technology:
●provides a new sense of community by encouraging and furthering con-
nections both within local schools, as well as far beyond school walls
●enables teachers to acquire new teaching/facilitating/learning tech-
niques and skills
●positions teachers to become a cross-cultural asset/resource for the
school and community
●motivates teachers by observing higher motivation and academic
achievement among students.
Research in cognitive science (Kehoe & Guzdia – no date) suggests that learning
outside of an applicable situation can lead to brittle or inert knowledge, that is,
MURIEL WELLS
knowledge that does not get transferred to new problems and new situations.
Collaborative online projects provide authentic contexts with real audiences and it
could therefore be expected that knowledge and/or skills developed in this context
would be robust and successfully transferred to new problems and situations. They have
the potential to encourage authentic and meaningful learning experiences for students.
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MURIEL WELLS
BACKGROUND
On-line role-play technology symbolizes achievements of using computer-mediated
tools and techniques in the delivery of higher education. Educators have long been
aware of the potential power of role-plays in promoting the development of professional
skills, knowledge and attitudes (see Bell, 2001). With the rapid growth and incorpo-
ration of Information Communication Technologies (ICTs) within teacher education
courses, it is not surprising that arguments are being mounted that call for the intro-
duction of benchmarks or universal standards in designing and delivering on-line
education at universities (Cohen and Ellis, 2002; Oliver and Herrington, 2003).
There is increasing evidence that ICTs "are having an immense effect on academic
practices and expectations of students about the place, time and nature of their learn-
ing" (Kulski et al. and 2002, p. 1). Within this background, the Creating Thinking
Professionals (CTP) Project was initially conceptualised as a role-play simulation to
be delivered through a Web-based interface to support an undergraduate degree
program for early childhood educators at an Australian university. Specific aims and
educational objectives of the CTP Project included:
●To enable students to engage in critical thinking when relating to professional
issues/concerns within everyday contexts;
●To enhance teaching and learning of key professional concepts through problem
based learning strategies which allow students access to meaningful contexts as if
they themselves were direct participants in the ongoing dialogue; and
●To facilitate better access and understanding about critical debates in the field
though real life scenarios encountered by early childhood educators.
The ICT platform required to run this simulation was located in an interactive
Website that was powered by role-play software developed by Fablusi Pty Ltd. The
inbuilt design features of the Fablusi platform (see Ip, Linser and Naidu, 2001)
matched the objectives of the CTP Project and enabled the generation of a role-play
simulation tailor-made for those training to become early childhood educators. The
design features of the Fablusi platform of particular interest to the CTP Project
included its capacity to:
●deliver an authentic and active narrative for early childhood educators which was
both engaging and entertaining;
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46. CREATING THINKING PROFESSIONALS: TEACHING
AND LEARNING ABOUT PROFESSIONAL
PRACTICE USING INTERACTIVE TECHNOLOGY
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 675–690.
© 2007 Springer. Printed in the Netherlands.
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●ensure anonymity for learners through the provision of role specific and unique
user interface contained within the Project Website;
●engage multiple groups of learners (or players) simultaneously and therefore be
cost and time efficient;
●scaffold and replay content at any stage, and thereby enhance the potential for
learning through systematic and continuous reflection.
These characteristics meant that by using the Fablusi role-play software we were able
to create not only a relevant and meaningful simulation for early childhood educators,
but it also enabled us to retain the problem based learning approach of the CTP
Project. Accordingly, we used small collaborative groups to facilitate on-line learning
through peer socialization. In environments where there are constructivist frame-
works for problem solving activities, reflective dialogue, taking time for it to occur,
and student initiatives are all valued (Wilks, 2004, p. ix).
Called 'A Different Lunch', the on-line role-play, simulated a professional
dilemma that took place at a fictional childcare centre. The idea was that students
would play the role of one of ten key characters involved in the scenario presented
through a virtual environment very similar to the real world. The learning objectives
of the simulation were pre-defined and available to the players (ie, students), who
were required to create strategies to reach these objectives by interacting on-line with
the other characters in the role-play. The accompanying narrative placed on the spe-
cially designed Website for 'A Different Lunch' simulation included the following:
In this course, we have incorporated a new way of teaching/learning
about leadership matters of interest to early childhood educators
through the use of an interactive Website based around a dramatic inci-
dent in a child care centre called 'A Different Lunch'. This incident acts
as the stimulus for an on-line role-play simulation involving children and
adults associated with a community based child care centre. In teams of
3, students will assume the roles of the 10 key characters involved in the
role-play dramatisation of this incident. By stepping into the shoes of
another person, students have the opportunity to get in touch with the
cognitive and affective domains of interpersonal interactions. That is,
through their characters, students will activate their minds and hearts in
response to the evolving storyline. In this way, we hope the role-play sim-
ulation will bring to life contextually based realistic teaching/learning
opportunities encountered by contemporary early childhood educators.
Most Fablusi simulations begin with a text-based start up scenario presented on a
Website. One of the unique features of 'A Different Lunch' simulation however, was
that the start-up scenario was accompanied by dramatic visual imagery written by the
researchers to ensure the students would be engaged in a broad range of pertinent
issues. In addition to the text-based narrative, a short video dramatisation of the crit-
ical incident, together with photographic images and voice-overs that provided a
brief background narrative on each character, was also made available to students.
The flexibility and portability of the simulation was enhanced further by capturing
MANJULA WANIGANAYAKE ET AL.
the scenario and character portraits on a CD-rom that was distributed to students at
the start, enabling them to revisit the scenario, at their convenience. Notations were
placed on the Website to remind students about the use of the CD-rom as follows:
The scenario that you received on the CD-rom raises a number of issues
and problems that can arise in a child care centre. The challenge con-
fronting you is to identify and address the issues and problems from the
perspective of your role and to deal with them creatively. For example,
are there health and safety issues involved in bringing food into the
childcare centre? However, it is just as important, to creatively explore
other problems that you think are related to the issues raised on the CD-
rom. You can do this by having your character create a problem for some
other roles to solve (and this exemplifies the issue(s) you have in mind)
and send them a sim-mail. If you are unsure about it run it by a modera-
tor (using sim-mail) and we'll work out the processes required together.
In order to maximise the learning potential of this simulation, particularly the com-
munication and interpersonal skills required by early childhood educators (see for
example, Jalongo and Isenberg, 2000; Jensen and Kiley, 2000; and Ebbeck and
Waniganayake, 2003), trained actors were used in the video. In doing so, we hoped
that the visual imagery – especially the physical appearance, dress and body language,
would enhance the authenticity of the narrative and general production quality of the
dramatisation.
Students, in teams of two to three, participated as one of the ten characters associated
with the start-up scenario. The simulation was on-line and interactive for a period of
three weeks. This meant that over 21 days, students played their roles on-line in
response to the evolving story line. By playing the role of one of the key characters
including a child, her parents, centre staff, management committee members, a
government adviser and a newspaper journalist, students were able to discover
multiple perspectives in responding to the same incident. In adopting a child's per-
spective for instance, students had to call on their knowledge of child development.
Likewise, playing the roles of the parents and centre staff required students to consider
ethical, legal and industrial obligations of early childhood educators as appropriate
and applicable in real world contexts.
The CTP Project required students to access the role-play simulation Website
daily. A training session on the use of the ICT tools contained within this Website was
presented before the simulation started. Together with resources placed on the
Website, there was sufficient visual imagery and text based information to bring to
life each character to facilitate the role-play on-line. Resources such as on-line journal
articles and government documents such as childcare licensing regulations and the
UN Convention on the Rights of the Child, were hot-linked to the Website to provide
easy access and support students to reflect critically and extend their knowledge and
understanding about major debates of relevance to early childhood educators.
It is important to note that our simulation was delivered side-by-side with weekly lec-
tures. In effect, the simulation replaced the conventional face-to-face tutorials/seminars.
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This included the time involved in training students to use the ICT tools driving the
simulation, preparing and playing their character roles and engaging in reflecting and
reviewing the processes of learning. Our aim was to promote critical thinking about
early childhood matters in a holistic way. This required students to examine their own
and others' professional and moral behaviour and beliefs as displayed through their
on-line characters. Their combined reflections and reactions directed the path of the
role-play simulation – there was no set script to follow.
At the end of the simulation, all students were required to participate in a face-to-face
gathering described as a 'community conference'. This meeting served two purposes.
First, it provided a forum to discuss issues of relevance to the characters involved in
the role-play. During this part of the community conference, students presented their
interests and concerns as a position paper (see reflective essay assignment described
later in this chapter). It was delivered in character by each of the key players, as if this
was a public meeting convened by the center's management committee to resolve
issues arising from the critical incident and as played out during the on-line simula-
tion. Second, once the proceedings of the community conference were closed, the
meeting became a forum for the debriefing of students and academic staff. The
discussions during this debrief included problems, opportunities, costs and benefits
of this teaching and learning strategy, and the nature of the experience that partici-
pants underwent in using this on-line role-play simulation. Evaluation data rein-
forced the importance of the community conference as an essential design feature
that contributed to the overall success of our on-line simulation.
MEASURING STUDENT LEARNING OUTCOMES
Assessment requirements of the degree program were systematically incorporated into
the Web environment to maximise students'interest and motivation in participating in
the simulation. As McLoughlin and Luca (2001, p. 418) have reflected, few will
contest the centrality of formal assignments in determining students' satisfaction
with university courses. In our case, assessment consisted of reviewing and reflecting
on both factual and conceptual knowledge and understandings about working as an
early childhood educator in Australia, as well as procedural skills in participating in
team work and using on-line resources.
There is sufficient flexibility within the Fablusi platform to vary assessment to
meet the particular teaching and learning objectives of a given course of study. In our
case, assessment consisted of both group and individual tasks and students were
expected to:
●design and publish an expanded role profile on the project Website
●maintain a specified number of on-line messages within the Website
●write a position paper from the perspective of the character played by each
team; and
●write a reflective essay – the only task assessed on an individual basis.
These tasks were primarily aimed at enhancing students' competencies in reflecting
critically and working with others in collaborative ways – two essential dimensions
MANJULA WANIGANAYAKE ET AL.
of an early childhood educator's every day practice. A brief description of each of the
assessment activities, including the proportion of marks allocated, is presented next.
Expanded role profile (10%): Students were required to extend the profile of their
character by taking into account their experiences within early childhood settings/
organizations. They then published them on the project Website. These characteristics
could be either positive or negative, and students had to act out the implications of
their chosen profile throughout the simulation. The objective of the expanded role
profile was to get the students to 'own' their character and recognise their rights and
responsibilities as a stakeholder involved in the decision-making within the 'fictional'
world of the child care centre they were about to enter. It also allowed other players
to evaluate the characteristics of the roles and plan how they would approach and
interact with them during the simulation.
On-line message output (15%): During the simulation, sim-mails and forum
messages contained within the Website (restricted and accessed only by students and
staff involved in this project) formed the primary method of communication between
roles. Participants could also use 'chat' to communicate with other roles and a notepad
to communicate with other team members involved in playing the same role. Sim-mail
and forum messages constituted formal communication paths that were assessed while
chat and the notepad were informal communication paths that were not marked. Only
messages that were sent to other characters in the role-play were considered for assess-
ment purposes. A minimum of 10 messages per team per week and a maximum of 25
was set primarily to make the tasks of reading, moderating and assessing manageable
for the moderators and to ensure that the students had an appropriate work load in keep-
ing with the course requirements. All formal messages connected with the role-play
were accessible by the teaching team who performed the role of simulation moderators.
Position paper (20%): Each team was required to produce a position paper from
the perspective of their assigned character or stakeholder role within the simulation.
These papers were published on the Website at or near the end of the live simulation
so that everyone could read these before coming to the community conference. In the
position paper, each character had to identify three issues of concern arising from the
evolving story-line and recommend changes to policy and practice that could
be implemented to resolve the concerns arising at the fictional child care-centre. The
topics to be covered within the position papers referred to early childhood practice
and were set by the teaching team. These topics were: parent-staff relationships;
staff-child relationships; centre staffing; centre management; food and nutrition; as
well as media and public relations.
Reflective essay (50%): Students were required to independently think through
underlying moral and ethical considerations of the simulated scenario and critically
analyse the experience as a way of learning about matters of interest to early child-
hood educators. It was recommended that the focus of this discussion be based on,
conflicting rights, social justice, or communication, as these topics are embedded
within the professional practice of contemporary early childhood educators.
The first three assignments were posted and assessed on-line. Individual student's
grades and marks were allocated via an excel spreadsheet that was linked to the
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Project Website to minimise the manual handling and processing of assignments. In
this way, the Fablusi platform has the capacity to provide progressive overviews of
students' work and this, in turn, allowed us to identify changes in learners' under-
standing, commitment, reflections on their learning, and provide appropriate feed-
back. Using the just-in-time problem based learning model, staff were able to adapt
on-going lecture content and learning activities in response to the developing
dialogue throughout the simulation.
OUR LEARNINGS FROM THE SIMULATION
In discussing the effectiveness of using simulations in higher education programs,
Cameron and Wijekumar (2003, p. 119) stated that:
Simulations have been found to significantly improve knowledge transfer
(Kozma, 1992; White, 1994). This type of discovery-based learning using
simulations has been shown to increase understanding of abstract con-
cepts (Rieber, 1996) and increase student motivation (Brewer, 1982).
In keeping with a constructivist framework, in our simulation, the students (ie, the
learners) participated as "active agents in the process of knowledge acquisition" (de
Jong and van Joolingen, 1998, p.179). During the three weeks when the simulation
was 'alive', any initial hesitancy with the use of technology – primarily concerned
with mastering the different tools and resources available on the Website, soon dissi-
pated as students became actively engaged in playing their roles. There were many
students who were disappointed when the simulation ended and the 'game' had to
stop due to coursework deadlines.
It has been further argued that "while the use of simulations in education has been
studied for decades, its use in an on-line learning environment has not been widely
explored" (Cameron and Wijekumar, 2003, p. 119). At the end of the course, an
anonymous on-line evaluation instrument was administered through the Website to
obtain objective feedback from participating students. Using this data, collected over
two years with four groups of students who participated in the simulation, we now
discuss key aspects of using on-line technologies in higher education realised
through the CTP Project and consider implications for further research.
Those who have experienced the benefits of on-line education such as Cameron
and Wijekumar (2003), King and McSporran (2002), and McLoughlin and Luca
(2001), have tended to favour constructivist frameworks where the authenticity of the
narrative, group work, learner control and scaffolding of knowledge are emphasised
in the design and delivery of the teaching and learning. As Oliver and Herrington
(2003, p. 112) noted:
The strength of constructivism as a theory of learning lies in its descrip-
tion of learning as a process of personal understanding and meaning
making which is active and interpretative.
MANJULA WANIGANAYAKE ET AL.
Having adopted a constructivist approach in our simulation, we asked students to rate
its usefulness in terms of:
●knowledge and understandings they had gained in relation to professional practice
matters of interest to early childhood educators, and
●overall learning benefits of having participated in the CTP Project.
The findings from the evaluation related to four topics on early childhood issues are
presented in Figure 46.1.
The development of sound partnerships between parents and professionals is
central to the work of early childhood educators (Anning and Edwards, 1999; Ebbeck
and Waniganayake, 2003; Jalongo and Isenberg, 2000; and Jensen and Kiley, 2000).
Our simulation contained a variety of opportunities for students to interact with each
other as either parents or professionals depending on the character allocated to each
team. Through the simulation students were able to "practice skills, explore sensitive
issues, expose behaviours and sensitize participants to other ideas, attitudes and
values" (Bell, 2001, p. 256). As can be seen in Figure 46.1, on all four areas of early
childhood practice identified, the majority of students rated the effectiveness of the
simulation as being either high or very high. These findings augur well in supporting
the use of on-line simulations to promote understanding about content, skills and
values relevant to early childhood educators.
We acknowledge, however, that a minority of students rated the effectiveness of
the simulation as either very low or low as shown in Figure 46.1. One possible expla-
nation for this finding is that some students may have found some matters emerging
from the simulation concerned with either parent – staff relationships or human
rights issues for instance, either too abstract or complex due to language barriers or
personal attitudes and belief systems. Variations in learning styles associated with
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CREATING THINKING PROFESSIONALS
Figure 46.1. Effectiveness of the simulation in learning about early childhood matters
7%
28%
37%
28%
5%
10%
56%
29%
2%
10%
29%
49%
10%
2%
12%
29%
46%
10%
0%
10%
20%
30%
40%
50%
60%
Parent-Professional
Relationships
Issues & Pressures of
working in EC field
Limitations of professional
autonomy
Understanding Human Rights
issues
Very Low Low Moderate High Very High
682
participants' diverse cultural backgrounds, English language proficiency and compe-
tence in using technology can also influence both learning outcomes as well as the
overall engagement in the simulation – especially the smooth flow of the interactions
(Bell, 2001; Johnson, 2001).
It would also be useful to find out through any future simulation whether perceived
effectiveness of the simulation is related to the assigned character or the specific
roles students played. For instance, Bell (2001) raises questions about role engage-
ment in terms of students' cultural values and beliefs. In our simulation, although
cultural diversity and human rights concerns were integral to the storyline, available
data do not shed any light on the extent to which students found it easy or difficult to
play the role of someone from another cultural background. It is also possible that
role engagement could vary according to learners' interests as well as competence
and awareness of options available to the same characters in the real world. For
instance, dealing with the media and managing public relations is a relatively new
area of professional practice for early childhood educators (Ebbeck and
Waniganayake, 2003). Students' feedback suggest that whilst some were keenly
interested in playing the role of the journalist in our simulation, others were less
comfortable in this role due to the lack of first-hand experience of working with
the media.
As discussed earlier, critical thinking competencies are also reflected in the
integrated assessment requirements incorporated into the simulation design. As
McLoughlin and Luca (2001, p. 421) wrote:
It can be argued that the move towards authentic assessment paradigms
has been accelerated by technology with its capacity to cope with a
broad array of activities, tasks and forums for collaboration, dialogue
and student-centred learning.
McLoughlin and Luca's sentiments are also supported by evaluation data derived
from the analysis of the overall benefits of our simulation, and are depicted in
Figure 46.2. When the data on those who used the ratings of either 'agree' or
'strongly agree' are taken together, Figure 46.2 shows that almost three quarters or
more of the students supported the use of the simulation in terms of increasing
interactions with peers (ie, 80%), overcoming space and time limitations of studying
at university (ie, 73%) as well as in helping students to organise large amounts of
information (ie, 85%) and providing a holistic approach to learning (ie, 91%).
Figure 46.2 also shows that one of our design assumptions concerned with pro-
moting interactions between students and academic staff was not fully supported by
the data collected. That is, almost half the participating students (ie, 43%) did not
believe that the simulation had enabled them to relate better to us as their lecturers.
This finding surprised us because as the simulation moderators, academic staff was
always accessible to students on-line. However, it must be noted that we did not have
a direct role as characters in the role-play. Moreover, our role as moderators during
the simulation and as lecturers outside the simulation was perhaps not easily distin-
guishable. These factors may have influenced the nature of interactivity between
MANJULA WANIGANAYAKE ET AL.
students and us. Most of the initial interactions between moderators and students,
though clearly not all, were concerned with the provision of technical support and
clarification of course requirements. As such, this may have impacted on students'
perception of the role of lecturers, particularly during the later stages of the simula-
tion when students were competently and intensively engaged in the role-play.
Broader concerns such as authority relations in the learning process reflected in these
findings cannot be easily de-aggregated in this data set and have been addressed
elsewhere (see Linser et al ., 2004).
Notwithstanding the feedback on teacher-learner interactions, there is strong
evidence that the simulation allowed increased communication between peers and
enhanced a sense of community among the players. Virtual communities, such as that
which was created within our simulation, are in essence designed specifically to
bring together those separated by geographical locations and time zones. The overall
design of our simulation reflected a global classroom where students had easy access
to diverse and boundless resources across the Internet. It has also been shown that
"… networked communication has increased the parameters of what is known as a
community" (Palloff and Pratt, 1999 cited in Johnson, 2001, p.51). Participation in
our type of role-play simulation can facilitate a sense of a learning community
because the emphasis is placed on "process development over market or product
development" (Liedka, 1999 cited in Johnson, 2001, p.46). In our case, the learning
community that emerged from the interactions on-line, saw the students relating to
one another as stakeholders of a childcare centre community – an authentic learning
environment, familiar to contemporary early childhood educators.
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CREATING THINKING PROFESSIONALS
Figure 46.2. Overall benefits of the simulation
Note: SA Strongly Agree, A Agree, D Disagree and SD Strongly Disagree
10%
70%
20%
32%
41%
24%
2%
10%
36%
46%
8%
12%
73%
12%
2%
32%
59%
7%
2%
0%
10%
20%
30%
40%
50%
60%
70%
80%
Increased
interaction with
peers
Overcome space
& time
limitations
Relate better to
lecturers
Organise large
amounts of
information
Wholistic
approach to
learning
SA A D SD
684
Our simulation also offered multiple channels of expression and connectivity with
and between peers as well as academic staff. Johnson (2001, p.46) commented that:
In the past few years, group work and collaboration using on-line
environments has become an important research topic because of the
interconnectivity enabled by the Internet, and more specifically, the
World Wide Web (WWW).
He went on to say that "on-line groups are usually self selected, rather than being true
random selection in an experimental design" (Johnson, 2001, p.52). In our simula-
tion, team membership was mostly randomly selected on-line. However, being in
their fourth year of study at the university, many students were either friends or were
at least aware of each other. The extent to which these factors impacted on promoting
and/or hindering collaboration is difficult to know. Qualitative feedback from the
participating students revealed that players knowing each other prior to the simulation
contributed to successful negotiation over differences of opinion and in determining
operational strategies on how to play the game. This pattern is supported by others
who note "collaboration was richer among students who knew each other" (Oliver
et al., 1998 cited in Johnson, 2001, p.55).
Issues pertaining to safety on-line was another key consideration raised through
our simulation. At one level, privacy and confidentiality of individuals within the
simulated world itself led to concerns about who can get access to whose material
during the simulation. For instance, security difficulties may occur especially in
terms of the authentication of learner input. The initial registration process contained
within the Fablusi software system, however, enabled us to keep track of an individual's
on-line input throughout the simulation. Others have also raised concerns about the
permanence of messages posted on-line (see Bell, 2001 and Johnson, 2001). The
Fablusi software resolves this issue by keeping all simulation-based messages
securely stored on the system as well as by providing output in un-editable CD-rom
format.
Although it did not seem to be an issue in our project, it is important to keep in mind
that some studies have shown that "lack of trust resulted in individual work with little
collaboration, worker dissatisfaction and team attrition" (Johnson, 2001, p.50). In our
case, however, the promotion of skills and understanding about working collabora-
tively was deliberately built into the simulation design to enhance the authenticity and
application of learnings derived from the CTP Project (Waniganayake et al ., nd).
IMPLICATIONS FOR FURTHER RESEARCH
Analysis of the data derived from this study, whilst adding to the body of literature on
the use of on-line simulations in higher education, also underscores the importance
of continuous professional development for staff in the design and implementation of
technology driven education programs. The rapid pace of advancement in on-line
teaching tools and techniques demands the upgrading of both human and technical
resources. Institutions need to allow for these matters to be systematically built into
MANJULA WANIGANAYAKE ET AL.
their operational plans in order to harness the rich potential being offered by modern
technology. Accordingly, we put forward three issues that warrant further investiga-
tion in promoting the use of on-line technology in higher education.
Role of the on-line teacher
As academic staff, we play many roles: teacher, coach, instructor, mentor or a facili-
tator, administrator and others. In our project, both students and staff shared respon-
sibility for keeping abreast of the products of learning emanating from the
simulation. Oliver and Herrington (2000 cited in Johnson, 2001, p.55) comment that
the "content of asynchronous discussion can become poor and superficial without
coaching and scaffolding". This is particularly important because the volume of
information generated by an on-line simulation can be large and complex. Multiple
perspectives generated by having ten stakeholders in the simulation may also have
implications for cognitive overload for the learners (de Jong & van Joolingen, 1998,
p.195). When taken together with Bell's (2001, p.11) concerns about "what are the
appropriate participants numbers and time-frame" for an on-line simulation, these
matters signify the need for further investigation and close monitoring during any
subsequent simulations of 'A Different Lunch'. Similarly, when and how best to
scaffold learning that emerges during on-line simulations remains a continuing
challenge.
Other researchers have raised the need for educators to be adaptable in embracing
new technology in order to be successful in porting teaching programs to the on-line
environment. "As the growth of this area explodes, we must examine the pedagogical
strategies that can be used for on-line teaching" (King and McSporran, 2002, p.49).
Adaptability issues are, however, deep seated – some hate change of any type, and
others fear technology in part because of the ease of accessibility and transparency in
making the information available to large audiences. Nevertheless, as King and
McSporran (2002) have eloquently argued, the aims of teaching, regardless of how
and where, either in-person or on-line, are the same. Given the importance of the
instructor's interpersonal skills to engage in any type of teaching, King and
McSporran (2002, p.53) concluded by declaring that "on-line teaching demands
hands-on commitment". As moderators, this demand was clearly borne out by our
simulation experiences. (For a full discussion on the role of moderators in on-line
simulations see Linser et al ., 2002.)
Methods and tools used in on-line education
Whilst there is some consensus about the principle of direct contact in promoting
better learning, there is no agreement about the strategies and/or the mix of methods
and tools that could be deployed in delivering on-line education programs.
Fischer (1998) states that face-to-face contact is essential for rapport. Hammond
(1998) makes a case for multi-modal learning, that is, face-to-face mixed with asyn-
chronous learning. According to Borthick and Jones (2002), synchronous environ-
ments provide a better learning environment than either asynchronous environments
or traditional classrooms (cited in Johnson, 2001, p.56).
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In our simulation, we used all these methods: forums, published presentations and
sim-mail provided asynchronous contact, whilst 'chat rooms' within the Website
made possible synchronous text communication. Apart from the pre-simulation
training sessions as well as the community conference at the end of the simulation
organised by the academic staff, most face-to-face contact between students occurred
spontaneously or by arrangement, at their convenience. We did not however evaluate
the merits of each of these communication strategies as a separate entity.
One cannot also ignore the finding of others who state "the lack of face-to-face
contact in text-based communication tools can actually be an advantage because this
environment suppresses traditional group norm behaviour" (Johnson, 2001, p.56)
and instead promotes diversity and creativity. To what extent is face-to-face contact
necessary or essential in promoting collaboration and learning? If face-to-face con-
tact is essential, then what is the nature and frequency of this type of connectivity that
is required to optimise learning? "Others argue that no single design or perspective is
adequate for the design of technology enhanced learning environments" (Sfaard,
1998 cited in McLoughlin & Luca, 2001, p.418).
Another point of consideration is, to what extent does the on-line input have to be
supplemented by other technological tools such as Web-based audio and video
conferencing? For instance, in our case, the scenario that was the stimulus for the
simulation was presented to the students in the form of an audio-visual dramatisation
not simply as a text-based situation as in the case of other on-line simulations. Collis
and Moonene (2001 cited in McLoughlin and Luca, 2001, p.419) "conclude that
while learning gains cannot be proved, they still remain optimistic about technology
integration" into university based teaching and learning. An experimental study has
to be put in place to compare and contrast the adequacy of learning outcomes derived
from deploying different methods and tools in on-line simulations. Until such time,
we can only state that technology offers more options or multiple channels for
expression and engagement in information processing by both academic staff and
students.
Quality assurance of on-line education
It is possible that as the demand for and popularity of on-line training expand, the
interest and use of role-play simulations may increase. It seems that university wide
application of on-line education programs are being linked together for benchmark-
ing purposes (McNaught et al ., 1999; McNaught et al., 2000; and Oliver, 2001). As
the attention on university-based on-line education intensifies, McLoughlin and
Luca (2001, p.425) ask, "Will technology be able to meet the future challenges of the
quality assurance agenda?" They advocate an approach where student involvement in
knowledge construction is emphasised and benchmarks with clear expectations that
reflect real world living are established.
Existing studies within different disciplines such as computer science (Cameron
and Wijekumar, 2003), education (Bell, 2001), political science (Linser, 2004), and
engineering (see de Jong and van Joolingen, 1998) clearly demonstrate the variable
uses of on-line role-play simulations to promote skill development in diverse
MANJULA WANIGANAYAKE ET AL.
professions. There is strong evidence to suggest that one of the key indicators of
success in using simulations is their capacity to motivate learners by simulating
authentic learning environments (Orbach, 1979 cited in Cameron & Wijekumar,
2003, p.118). When looking at commercially available simulation packages, it is
therefore important to assess their flexibility and capacity to meet the goals and
objectives of a specific training program. In our case, the Fablusi platform had the
capacity to emulate real world operations within the context of an organization such
as a child care centre, a primary employer of early childhood educators. Those such
as Collis (1997) reiterate the importance of 'pedagogical re-engineering' when using
on-line technology, so that course content is revised to meet the learning objectives
instead of repackaging content simply to fit a given form.
Oliver and Herrington (2003, p.111) contend that although much effort, enthusi-
asm and time are dispensed in developing on-line education packages, "too often the
opportunities and advantages of the use of technology in the learning process are
poorly exploited". On the other hand, there is also concern that pressure on academic
staff to "master new technology" by developing and extending their on-line skills can
become overwhelming (Atkinson and Brown, 1997 cited in Kulski et al ., 2002, p.2).
In writing about the evaluation of the introduction of a university wide on-line learning
system at RMIT University, McNaught et al., (1999, np) stated, "Staff workload is a
critical issue " and called for "more local support for staff and students".
To ensure excellence in quality in on-line education, provision of continuous training
and timely assistance to both academic staff and students must be guaranteed. This
view is supported by those such as Bennett et al. (1999) and Kulski et al . (2002, p.1)
who highlight the importance of establishing "institutional support structures to cater
for the emerging professional development needs of their academic staff " and
outlines the benefits of adopting a "strategic approach to centralised support" for all
concerned – the institution, the staff and the students.
CONCLUSION
Much of the current literature on on-line teaching and learning relies on the discussion
of case studies of interventions launched at various higher education institutions such
as ours. The extent to which one can generalise and debate the potential of on-line
learning based on these findings is somewhat limited because of the contextual vari-
ables particular to each case study such as the CTP Project. With the growing interest
in developing standards and benchmarks for on-line teaching and learning (Cohen and
Ellis, 2002; Oliver and Herrington, 2003) it is also possible that the richness and
creativity contained in the case study designs of on-line education could be lost.
Just as much as the imposition of a system-wide curriculum can stall or stymie the
advancement of classroom practice, it is also possible that top-down bureaucratic
standards that force academics to converge their on-line designs around a single plat-
form could thwart initiative and experimentation with diverse technology and enthu-
siasm to learn from meaningful experiences. Herein lies the danger that
standardisation could constrain the potency of constructivist principles that has
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CREATING THINKING PROFESSIONALS
688
driven much of the on-line learning revolution to become nothing more than mere
rhetoric. Likewise, as our findings suggest, the impact of on-line education on the
teacher-learner relationships require critical review and reconceptualisation. For
instance, if the current trend in learner centred pedagogy continues to direct on-line
education, is it possible that technology could eliminate the need for academic
instructors all together? Large scale evaluations of on-line role-play simulations sus-
tained over a period of time are needed if we are to strategically plan and address
major dilemmas such as these which can change the nature of higher education as we
know it today. As educators, we need to go beyond the technological advances of
today in planning for pedagogical improvements of tomorrow.
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689
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INTRODUCTION
This chapter explores the findings from a study designed to pursue opportunities to
strengthen pre-service teacher education. At the heart of the study was the identifi-
cation and exploration of several tensions that emerge from the practicum experience
with a view to examining and reducing the reported gap between teacher education
course-work at university and the experiences of student-teachers during their in-
school placements.
A particular focus of the study was the use of an integrated technological format,
WebCT, used to promote discourse and collaboration in the pursuit of providing
additional support for student-teachers (Gardner and Williamson, 2002, 2003).
WebCT incorporates a range of learning tools: information can be made available
through the lecture tool; interaction is facilitated through real-time chat, asynchro-
nous discussion during which contributors may choose anonymity, and e-mail; and
student-teachers can be engaged in reflection and the provision of feedback
through completing surveys (WebCT, 2005). The WebCT survey tool was used to
gather sets of data from 43 third year and 68 fourth year Tasmanian student-teachers
in 2002. Each data set was allocated a number for identification purposes.
Roman numerals denote which item in the survey elicited each response. In cases
of data from discussion threads each contribution is identified with the message
number.
The third year practicum (School Experience 3 – SE3) in the four-year Bachelor of
Education (undergraduate) Program at the University of Tasmania comprises 35 days
of in-school experience divided into two phases. The initial phase of 10 days is gen-
erally undertaken at the commencement of the school year for teachers (February);
student-teachers return to the same placement to complete the second phase of
25 days towards the end of the first school term (April-May). The fourth year
practicum (SE4/Internship) generally occurs in one seven-week block in Term 2 and
comprises a supervised practicum phase of 10 to 15 days followed immediately by
the Internship phase, without direct supervision, of 20 to 25 days. SE4/Internship is
undertaken either as an individual placement or as a paired placement in which
student-teachers are expected, during the Internship phase, to undertake a minimum
of 80 or 100 percent of the teacher's normal load respectively. Table 47.1 provides a
summary of the structure of the final two practica.
691
CHRISTINE GARDNER AND JOHN WILLIAMSON
47. THE COMPLEXITIES OF LEARNING TO TEACH:
"JUST WHAT IS IT THAT I AM DOING?"
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 691–710.
© 2007 Springer. Printed in the Netherlands.
692
IN TOUCH FROM A DISTANCE: THE USE OF WEBCT
Student-teachers used several tools that enabled them to communicate with each other
at times convenient for each of them and at regular times when a university staff mem-
ber was available as advertised through the calendar. For example, the discussion tool
enabled student-teachers to log in at any time to read others'messages and to respond
to these, or to initiate discussion about a new topic. Student-teachers could log in to
one chat room and converse with their peers and the university staff member at speci-
fied times, or enter one of four other chat rooms and conduct conversations with peers
only. At the conclusion of each of the two phases of their school placements student-
teachers were invited to respond to surveys. Questions were asked to encourage stu-
dent-teachers to: consider their professional learning and to set goals; make links
between their learning at university and in schools; provide feedback on their per-
spectives of helpful and unhelpful mentoring and supervision practices and the role of
WebCT in providing support for placements; provide feedback about their experi-
ences of either the individual placements model or the paired placement model
(SE4/Internship only); and offer advice to university staff, and for dissemination to
future student-teachers, about improvements to the School Experience Program.
TENSIONS
An overarching theme in the student-teachers' responses to the surveys was tension .
Tensions in several forms were evident in: first, incongruent values placed by a range
of practicum participants on theory and practice; second, perceptions of the importance
of theory and practice; third, the complex process of learning to teach, including refer-
ence to the role of learning and communication technologies; fourth, the disparate roles
of the colleague teacher as mentor and as assessor; and finally, the influence of positive
relationships, or of tensions in these relationships, on communication and learning.
Tension 1: Incongruent values
Practicum placements occur in a context characterised by entrenched frictions
between university and school peoples' perceptions of each other's work (Calderhead
and Shorrock, 1997; Griffin, 1999). Student-teachers in many countries indicate that
the practicum is the most valuable element of their courses (Ben-Peretz, 1995); work
CHRISTINE GARDNER AND JOHN WILLIAMSON
TABLE 47.1 Structure of the practica for the third and fourth years of the Bachelor of Education
Program
Practicum Phase 1 – days Phase 2 – days Model – teaching load
(SE4/Internship only)
SE3 10 (during 25 (during April–May)
February)
SE4/Internship 10–15 leading into 20–25 (making a total of Individual – increasing
Internship 35 days in phases 1 & to a minimum of 80%
2) Paired – 100%
(during July – August)
in the areas of the practicum and professional learning, however, typically is not
valued sufficiently in schools or universities (Darling-Hammond, 1994; Zeichner,
2002). Teachers characteristically report that they are more influenced by learning
from informal sources such as teaching experiences and opportunities for collegial
collaboration rather than from formal sources of learning, for example, formal
pre-service or in-service courses (Conley and Goldman, 1998; Feiman-Nemser,
2001; Hargreaves, 1997), and that informal learning correlates directly with class-
room proficiency (Morris and Williamson, 2000).
University-based teacher educators must contend with the barrier brought about
between themselves and their school colleagues by being accountable "for the making
of a profession" (Ramsey et al ., 2001, p. 99) of which they are not members; this chal-
lenge contributes, in part, to the divide between the two groups and institutions.
Ramsey and his colleagues noted that implementing sustained models of professional
workplace experience, similar to other professional models of professional preparation,
would most likely pave the way to the increased standing of teacher educators.
Australian government action has also produced a negative impact on the
practicum. Exploitation of the trend for school personnel to accept greater responsi-
bility in the supervision and mentoring of student teachers has diminished the role
university staff can play in student-teachers' learning and, too often, internal univer-
sity decisions have reduced funding for faculties of education, despite increased stu-
dent-teacher numbers. The devaluation of the work of professional learning and the
practicum (Liston, 1995; Tom, 1997) has resulted in a form of practicum that is not
necessarily as valuable as the chief participants may believe it to be (Ben-Peretz,
1995; McIntyre et al ., 1996).
Incongruent values underpin a range of other more specific tensions.
Tension 2: Theory and practice
Student-teachers are frequently concerned about seeking the practical or technical
skills fundamental to teaching practice (Bullough, 1997). They typically deem that
the practicum is the only way to really learn about teaching (Feiman-Nemser and
Remillard, 1996; Knowles and Cole, 1996). Furthermore, student-teachers typically
believe that university coursework is something to be tolerated in a way that is simi-
lar to their passive learning experiences at school; this conviction inhibits their abil-
ities to identify uncertainties about developing their teaching practice (Goodlad,
1990; Carter and Anders, 1996). This view was reflected in the response of one stu-
dent-teacher who compared in-school experience with university lectures:
Hands-on experience is priceless!!!… I realise that I still have numerous
things to learn and will be forever learning about teaching … however, I
feel that these things can only be learnt whilst on school experiences, not
by sitting in lecture theatres.
(#6-ii-SE3)
Teaching is practised in classroom and school contexts; it is, however, also an
intellectual activity. Teaching combines theoretical and practical learning that com-
prise, as described by Lieberman and Miller (1999, p. 60) "outside knowledge"
693
COMPLEXITIES OF LEARNING TO TEACH
694
accomplished, for example, through professional reading and conferences and
"inside knowledge" acquired, for example, from individual teaching experiences and
collaborative activities. Tensions between theory and practice are frequently ampli-
fied by inadequate opportunities to explore relationships between the theories stud-
ied at university and the practical experience of school placements (Bullough, 1997;
Tom, 1997). In attempting to bring about "integration within the teacher" (Korthagen
and Kessels, 1999, p. 4) it is crucial to consider that establishing an approach to com-
bining theory and practice is more important than debating whether theory or prac-
tice should come first or last. Establishing more credible links between theory and
practice that might lead student-teachers to develop their understandings of the links
between "pedagogy and content knowledge and how these two forms of knowledge
interact in teaching" (Westerman, 1991, p. 293) is central to this integration.
Accordingly, while experience may alert student-teachers to the existence of
particular issues of learning and teaching, it is crucial that thinking about those
issues and decisions about teaching practice are underlined by a theoretical founda-
tion (Grossman, 1990). In this way there may be a reduced likelihood of the devel-
opment of a dichotomy described by Calderhead and Shorrock (1997, p. 195)
between "the need for teachers to understand teaching", possibly more emphasised
by universities, and "the need to be able to perform teaching" (emphases in original)
which is, perhaps, more likely to be accentuated by schools. Some student-teachers
reflected an emphasis on teaching performance, as revealed in the comments from
one Intern:
Support from the uni is not needed if things are going well, as the case
was [for me].
(#30-vii-SE4/Intern, individual placement)
Other student-teachers expressed the view that school is the authentic place for learn-
ing to teach and that regular opportunities to practise teaching were vital to improve
the integration of theory and practice. As this student-teacher makes clear:
Over the last three years it has become obvious that nothing a university
does can possibly prepare anyone for working six hours a day with
children … . The emphasis should lie on learning theory at uni followed
by weekly opportunities to apply this new knowledge in the correct
context … in a school.
(#2-I-SE3, emphases in original)
Indeed, when asked to consider improvements to the practicum, many suggestions
focused on decreasing the amount of theory and increasing the practical experience,
as evidenced in the following two student-teachers' responses:
No problems with the prac experience. [I] would suggest that the
Bachelor of Education course requires a lot more practical experience.
We need more structure regarding ways in which we can teach.
(9#3-ix- SE4/Intern, paired placement)
CHRISTINE GARDNER AND JOHN WILLIAMSON
The only thing I would change by the time you get to Year 4 is to remove
the essays and the theory and give us hands-on things that we could take
with us for our teaching.
(#18-ix- SE4/Intern, paired placement)
The emphasis by student-teachers on practicalities underlines the crucial need for
teacher educators to focus increasingly on moving the practicum focus "away from
skills acquisition towards a more explicit understanding of the process of learning to
teach" (Hastings and Squires, 2002, p. 81).
Tension 3: Learning to teach
Progression from the role of student to the role of teacher is at the core of student-
teachers' learning to teach (Tomlinson, 1995; Calderhead and Shorrock, 1997).
However, student-teachers appear to view this transition as more "occupational" than
"intellectual" (Goodlad, 1990, p. 214) in nature and, furthermore, as more reliant
upon their experiences in schools than in any evolution in role as a learner or an
enquirer at university. Marti and Huberman (1993, p. 197) described tensions
between roles and, more importantly, tensions between the status of different roles:
"young adult; big brother or sister; friend, parent; former pupil; teacher, to mention
only a few" that, in fact, are made still more complex in combination with roles per-
formed in private life.
MODELS OF LEARNING TO TEACH
Different models of learning to be a teacher have been described in the literature
(Britzman, 1986; Bullough, 1997; Korthagen and Kessels, 1999; Samaras, 2002).
These models encompass learning derived from: first, the student-teacher's own stu-
dent days; second, time as a university student; third, practicum experiences; and
finally, as a beginning teacher. Student-teachers' experiences during their own
schooling substantially influence their beliefs about teaching (Carter and Doyle,
1996). Therefore, in order to maximise opportunities to engage student-teachers in
altering their beliefs they must play a major role themselves in their own learning
(Bullough, 1997; Loughran, 2002).
Learning to teach requires a judicious combination of personal and professional
qualities (Liston & Zeichner, 1991; Preston, 2001) that requires a complex social
process between and among student-teachers and experienced teachers (Bullough,
1997). For practising teachers "teaching is a messy affair"; for student-teachers who
typically have less confidence and expertise, and certainly less experience "learning
to teach seems even messier" (Liston and Zeichner, 1991, p. 60).
THE ROLE OF LEARNING AND COMMUNICATION TECHNOLOGIES
TO IMPROVE STUDENT TEACHER LEARNING
There is increasing recognition of the capacity of learning and communication tech-
nologies to increase participation in professional learning (Collis, 1995; Ehrmann,
695
COMPLEXITIES OF LEARNING TO TEACH
696
1997; Selwyn, 2000). These technologies offer an array of supports to learning
opportunities, in part by facilitating increased opportunities for school-based and
university-based staff and other student teachers to interact and collaborate. Student-
teachers do need to be more resourceful during the practicum than at other times
during their pre-service education (Albon and Trinidad, 2002). However, the number
of opportunities to converse professionally and learn collaboratively does mesh with
the possibilities offered by learning and communicating technologies. The use of
these technologies, when the student-teacher is actually in a teaching situation,
recognises the situated and mutual activity that underpins student-teachers' learning
during the practicum (Mazoue, 1999; Mayer, 2002).
The Tasmanian student-teachers in this study were offered opportunities to com-
municate with each other and their lecturers through the use of chat rooms and the
discussion board. They were encouraged to become increasingly proactive in manag-
ing aspects of their own placements: first, through use of the calendar tool, on which
lecturers could post information and which student teachers could personally tailor to
their own needs; and second, by completing surveys in which they were invited to
reflect on their experiences in schools, their learning, and in which they could pro-
vide feedback.
The student-teachers commented about the importance of "keeping in touch"
(#9-vi-SE3), and stressed the value of the availability of communication that was
"easy to access and a quick way to get up-to-date info" (#8-vi-SE3). There was evi-
dence of support for synchronous and asynchronous professional conversations and
collaborative learning through being able to offer and receive peer support. For
example, this kind of collaboration is described in the following two responses:
I found the discussion boards were very helpful because they made me
verbalise the aspects I wanted to improve on.
(#16-iii-SE4/Intern, individual placement)
The chats and discussion we had were great for self-esteem and confi-
dence because you could see that [others] were having the same experi-
ences and feelings that you were.
(#43-iii-SE4/Intern, individual placement)
One of the discussion threads from WebCT illustrated a sharing of experiences and
feelings that appeared to be a powerful episode for the discussion participants.
Several student-teachers took the opportunity to share a problem, offer opinions and
support, respond to support from peers, and observe the outcomes of their collabora-
tive on-line activity. For example, one discussion thread is presented, in part, in the
following sequence of contributions:
Message #27 (first anonymous posting by one student-teacher about the subject:
Am I the only one???)
I have decided to post this message anonymously because it sounds like
I am the only one having issues with my class.
CHRISTINE GARDNER AND JOHN WILLIAMSON
Yes, I am having trouble with behaviour management … .it is all too
intimidating when you have [other] sets of adult eyes on you and the
children … are in an uproar. I know this shouldn't worry me, but I feel as
if they are all assessing me as well, and it doesn't look good when you
don't have control over the class.
I don't want this to go on for another four and a half weeks ….
Message #29 (anonymous posting by a second student-teacher)
I am also out on my own in a class. My biggest struggle is behaviour man-
agement, the same as you explained … .My teacher had been very support-
ive … .She also told me that 7 weeks is not long enough to gain the
relationship with the children to the same level that she has … .So don't put
that pressure on yourself to think that the children should respond to you the
same way as they do to their teacher … .Hopefully it will get better soon.
Message #37 (lecturer's posting after 4 responses posted):
Hello Anon, I hope you have found some strength and helpful ideas in the
responses from your peers. They have covered so much ground! I hope
you have been able to talk about the issues with your colleague teacher
or school's coordinator … .If you feel you would like another avenue of
support … .email me … or another lecturer you know well. All the best
and keep in touch.
Message #38 (a third student-teacher who identified herself)
I am having a great prac but am also having trouble re behaviour man-
agement with my class. They are still testing me. They began the week by
[described incident]. It's good to hear from others who are going through
the same things!! Good luck to everyone!!
Message #39 (a fourth student-teacher who identified herself)
I … experienced a similar problem. The strategy used … [described
behaviour and strategy]. This may or may not help … but I did try.
Message #43 (second anonymous posting by the first student-teacher; 6 days later)
I am the original Anon. that was (and still is) experiencing behaviour
management troubles in my class. Thank you for all your support and
ideas … my class hasn't really settled down … but what can I expect? My
colleague teacher has had them for 18 months now (she had them last
year as well). I have to expect that they will try to put it over
me!!… .Apart from that I am enjoying prac., all the staff are very sup-
portive … .Thank you again for all your ideas.
Message #50 (anonymous posting by a fifth student-teacher)
I think [same grade as student-teacher t 1] is the most challenging of all
the grades I have worked with … . Hope things have improved.
697
COMPLEXITIES OF LEARNING TO TEACH
698
The first student-teacher, in their final comment (message #43) posted on the Am I
the only one??? discussion thread, expressed a new optimism and an increasingly
realistic outlook.
The contribution of a different student-teacher who viewed optimistically the
experience of participating in on-line contact highlighted the importance of remem-
bering that teaching is an "emotional" activity and that over-reliance on the use of
high-technology risks removing student-teachers from the very thing teachers value
about teaching, and that attracts student-teachers to the profession.
Message #56 (a sixth student-teacher who identified herself)
It was so great to log in and see so many messages from all of you. It's
just like being back at uni! I think that's what I've missed most while on
prac – not having people around you that are in the same position.
Feedback from student-teachers pointed to several aspects of on-line communication
that require designers' attention: first, a preference for face-to-face communication
with on-line tools acting only as support; second, considerable variation in the capac-
ity of schools to facilitate student-teachers' access to the internet and in the case of a
few schools, their willingness to do so. Specifically, of 111 sets of responses
received, 22 responses identified a time-issue with the use of WebCT, 22 responses
highlighted issues related to access (predominantly problems of gaining computer
access in schools or technological problems), five responses indicated that student-
teachers needed improved information about the benefits of using on-line materials
and how to use these, and four responses related to disliking the technology or find-
ing it confusing. The three comments that follow illustrate some of the problems
identified by the student-teachers:
I felt that during prac I was too busy to be able to … check WebCT, as
planning [for School Experience] took priority.
(#20-vi-SE3)
I couldn't access WebCT very easily … the computers at school were
very slow to connect and kept bringing up errors, so I haven't used it very
much.
(#14-vi-SE4/Internship, single)
I don't really like communicating using this technology. It is a little con-
fusing.
(#2-vi-SE3)
The student-teachers made several suggestions related to specific on-line supports
for the practicum experience that could be accessed through hyperlinks placed within
WebCT. They proposed strategies to assist: preparations for the practicum; facilitat-
ing access to communication; and the provision of on-line resources for use in
their planning, preparation and teaching. Their suggestions are summarised in the list
CHRISTINE GARDNER AND JOHN WILLIAMSON
that follows:
●Making available questionnaires for student-teachers to assess their own readiness
to undertake each placement;
●Making available information to provide school personnel—colleague teachers
and school co-ordinators of placements within individual schools—with a broad
on-line description of the course typically completed by student-teachers prior to
each one of their four in-school experiences;
●Promoting communication channels between schools and the university prior to
and during placements, and post-placement; and
●Provision of links to educational web sites, already available or constructed for the
specific purpose of being linked to the School Experience web-site, in which
student-teachers can access ideas and materials for example, planning, curriculum
issues, and classroom management.
'WORLDS' OF TEACHING
Typically there are considerable discrepancies between views of the real world of
teaching embraced by student-teachers and those held by experienced teachers in the
classroom (Campbell-Evans and Maloney, 1997). These divergent views help to frame
practicum participants' ideas of what the learner is learning. For example, participants
may think of the practicum as the adoption of, in the words of Knowles and Cole
(1996, p. 657), a technical act of learning "to teach" or a more profound approach of
learning "to become a teacher". Some student-teachers revealed their focus on a pre-
dominantly technical performance and emphasised the importance to them of receiv-
ing what Britzman (1986, p. 446) termed "automatic and generic methods for
immediate classroom application"; their concerns were embodied in their references
to such factors as a bag of tricks and tips, as exemplified in two comments:
If we had come to the end of our "bag of tricks" the colleague teacher
and the school SE supervisor would help with the situation and also
ensure that we had another skill to add to the bag of tricks for next time.
(#22-v- SE4/Intern, paired placement)
Allowing me to experience teaching on my own … providing helpful tips
with behaviour issues
(#17-v- SE4/Intern, paired placement)
While novice teachers may be able to identify specific issues or problems related to
students and their pedagogy they may "not know what to make of them instruction-
ally" (Bullough, 1997, p. 85) because of their lack of broad understanding and knowl-
edge within the dynamic context of the classroom. Experienced teachers, in contrast,
form considerably more all-inclusive views of classrooms than do novice teachers on
which they base their "mental representations, including their goals" (Westerman,
1991, p. 299). Accordingly, it would be reasonable to assume that student-teachers
699
COMPLEXITIES OF LEARNING TO TEACH
700
would find themselves in a similar predicament to that of novices in contrast with
skilled teachers' reliance on fertile information pertaining to the curriculum, class-
room management and students that is "organized around interpretative concepts or
propositions … tied to the teaching environment" (Munby et al ., 2001, p. 889).
The typical structure of pre-service teacher education courses too frequently fails to
provide student-teachers with the foundation to shift their "intuitive and imitative"
student-teacher views of teaching that remain founded on the concept of , in Lortie's
terms (1975, p. 62), "individual personalities" rather than "pedagogical principles".
Student-teachers' active pursuit of "the tricks of the trade which will help … organize the
students and induce them to learn" (Tom, 1997, p.135), therefore, should not be unex-
pected. It is crucial that colleague teachers demonstrate commitment to continuing their
own learning and make explicit their thinking and performance to student-teachers
(Turner and Bash, 1999) in order to support a situation where student-teachers typically
seek opportunities for ongoing reflection and professional learning (Feiman-Nemser and
Remillard, 1996; Risko et al., 2002). The crucial role of continuing professional learning
highlighted in the literature (Tomlinson, 1995) was echoed in the following responses:
I … believe teachers are continually developing and self-assessing their work.
(#29-ii-SE3)
I believe that I have learnt so much, but I know that there is still so much
to learn, in terms of planning for units and assessing students'work.
(#43-ii-SE3)
Moreover, the principles behind teaching substantially remain the province of teach-
ers; the more experienced and expert the teacher, the more invisible the complexity
of teaching and the teacher's intent to the uninformed observer (Berliner, 1994).
Skilled teachers focus beyond themselves, their own performance and superficial
classroom features. Their priorities rest with students'learning, and social and insti-
tutional relationships, structures and configurations (Furlong, 2000). Teachers
require several years of experience, however, before they begin to associate their
teaching actions with what their students learn (Berliner, 2001).
Student-teachers' philosophies of teaching need to be challenged and extended with
the support of more experienced and trusted mentors so they may engage in discussion
and reflection that develop their thinking (Risko et al., 2002; Samaras, 2002). The lack
of shared values and the resultant incongruity between in-school experience and uni-
versity teacher education programs, however, typically result in little or no require-
ment for student-teachers to reflect, learn, or confront their original views (Bullough,
1997). Elements in the culture of the teacher education course and/or the practicum
may in fact impede meaningful and deeper levels of communication and reflection,
and sanction a parallel belief that superficial performance is acceptable.
AN ALTERNATIVE MODEL FOR LEARNING TO BE A TEACHER
The fact that two models of SE4/Internship—individual placement and paired
placement—were available to the Tasmanian student teachers offered us the opportunity
CHRISTINE GARDNER AND JOHN WILLIAMSON
to explore their perceptions of either working alone or with a partner. Approximately
half of the student-teachers who undertook SE4/Internship individual placements
made reference to how an individual placement enabled them to experience the real
world of teaching; this was in their opinion the best preparation for their future teach-
ing. Anecdotal feedback from many teachers also indicates their perception that indi-
vidual placements mirror the real world of teaching. This belief is transferred to
student-teachers who characteristically develop the belief that an individual place-
ment will best prepare them for teaching the year after they graduate because it
emulates the circumstances of a teacher (Carter and Anders, 1996).
The following two comments were examples of the student-teachers' responses to
their experiences of individual placements:
It's more like what will happen next year. I realised that I could actually do it!
(42-viii-SE4/Intern, individual placement)
I got a sense of the real world of teaching and felt proud I didn't take the
easy option [of a paired placement].
(45-viii-SE4/Intern, individual placement)
Anecdotal feedback from student-teachers suggested that paired placements often
were viewed as half the work of individual placements. This view implies missed
opportunities to teach student-teachers about the purpose and skills of collaborative
learning. Additionally the role of teachers in perpetuating this view demands consid-
eration. Reasons cited by student-teachers for the perceived advantage of individual
placements included: first, issues of the time it takes to collaborate; and second, not
having to negotiate, compromise and solve problems. Two student-teachers' com-
ments illustrate these views:
I would not have completed a paired placement as I would have found it
difficult to accept and implement a new teaching style.
(28-viii-SE4/Intern, individual placement)
A disadvantage of being paired was that we had differing opinions about
students' learning needs.
(57-viii-SE4/Intern, paired placement)
Additionally, some student-teachers reported that the individual model offered the
advantage of not having to discuss their work. Moreover, it was evident that some stu-
dent-teachers perceived pressures that led to, and resulted from, competition to
impress prospective employers. One student-teacher, for example, described a paired
placement in which collaboration and support yielded to retreat and competition.
Towards the end it became competitive … as trying out new ideas
became an individual experience not shared as each wanted to try their
own and didn't help the other.
(#61-viii-SE4/Intern, paired placement)
701
COMPLEXITIES OF LEARNING TO TEACH
702
In contrast with the perception that the single placement mirrors the real world of
teaching, the argument for a "community of scholars" approach has been advanced
by Samaras (2002) who argued for the judicious pairing of student-teachers to
enhance their learning in ways parallel with what Lave and Wenger (1991, p. 34)
termed "legitimate peripheral participation" in order that each partner could derive
benefit from each other's strengths. Arranging pairs in this fashion resulted in some
of Samaras' student-teachers raising concerns about their partners'differences. Positive
outcomes reported by Samaras included the requirement that student-teachers listen to
each other and reconstruct their knowledge about teaching. The importance of reflec-
tion with others has been noted by a number of authors (Loughran, 2002; Risko et al .,
2002; Tomlinson, 1995). Bullough et al . (2003) highlighted aspects of individual
placements versus paired placements and their role in student-teachers' notions of
teaching.
If to learn to teach is to learn to manage by yourself large numbers of
children, then partnership teaching has an obvious disadvantage.
However, if student teaching's primary purpose is to learn how to
develop innovative curricula and expand one's knowledge of methods
and of children while learning to engage in collaboration, then partner-
ship teaching has an advantage.
(Bullough et al ., 2003, p. 71)
Some Tasmanian student-teachers mentioned benefits, for themselves and the stu-
dents they taught, of working and learning from each other.
Having someone to talk to who knows exactly what you are talking about …
(#9-viii-SE4/Intern, paired placement)
Learning from one another's teaching styles, having someone to bounce
ideas off [was important].
(#32-viii-SE4/Intern, paired placement)
Sharing the workload, having a sounding board … you can't be every-
thing to everyone and those students you didn't get along with so well
may get along with your partner.
(#61-viii-SE4/Intern, paired placement)
Placing student-teachers––individually or in pairs––with individual teachers rather
than a school community effectively limits student-teachers' learning opportunities.
Placements with individual teachers heighten the risk of student-teachers embracing
unsophisticated views of learning opportunities and the perpetuation of teaching prac-
tice through creating a situation characterised by deference to and reproduction of the
colleague teacher's behaviour. Placement with a school community enables student-
teachers to become "caught up in interaction among all communities within the
school" (McIntyre et al ., 1996, p. 173) and to become "insiders" (Furlong, 2000, p. 15)
CHRISTINE GARDNER AND JOHN WILLIAMSON
who collaboratively plan, teach, reflect and engage in professional discourse. These
views of the positive benefits of a community of scholars have been highlighted by
Bullough (1997) and Samaras (2002). Furthermore, anecdotal feedback from
student-teachers who worked in paired placements indicated that they attached
importance to learning with peers in addition to learning with experienced teachers.
Anecdotal evidence from many Tasmanian schools points to their preference for
paired SE4/Internship placements, however, reasons cited by schools are not
reflected in the literature. There is some evidence that schools seek to release teach-
ers during the Internship phase for in-school projects or their own professional learn-
ing. Consequently, the removal of teachers from regular interaction with interns
constructs a perception that mentoring student teachers is not a professional learning
opportunity.
An added tension in learning to teach is the complex environment of the classroom
in which student-teachers experience simultaneously "a time of 'getting one's feet
wet' and a 'sink or swim' experience" (Britzman, 1986, p. 443). They must learn in
an unpredictable environment in which many instantaneous decisions are required
with no opportunity to be gradually immersed in the classroom. Similar tensions
have been identified and linked to the provision of in-service professional learning
for teachers (Eraut, 1994; Guskey, 2000; Putnam and Borko, 2000; Kelleher, 2003).
One student-teacher, however, in considering their 'sink or swim experience'
reported that being left alone was advantageous to their learning:
I didn't see a lot of my teachers, they hardly ever came into the room,
however at the same time this did give me a chance to develop my teach-
ing and I feel I became better at teaching because of it.
(#10-v-paired placement-SE4/Intern)
Teacher educators must aim to develop student-teachers' capacities to progress
through increasingly different intensities of reflection, starting with personal per-
formance at a practical, more superficial level and moving towards justifying teach-
ing practice and its bearing on students' learning, and eventually to reflecting on
ethical and political issues (Furlong, 2000). The closest any of the Tasmanian stu-
dent-teachers came to reflection was evident in the following two responses offered
by student-teacher #37:
Getting my teaching and learning philosophy into order … just what is it
that I am doing and why? … What is important in [students'] lives and
necessary for their learning right now?
(#37-iv-paired placement)
I don't know enough about the steps involved in the teaching of the con-
tent of particular topics. What are the progressions that students make
when they are learning about volume … And what … of my own teaching
and learning philosophy?
(#37-ix-paired placement)
703
COMPLEXITIES OF LEARNING TO TEACH
704
Motives for undertaking what might be viewed as "safe" or non-risk-taking levels of
reflection become evident when well-documented non-risk taking teacher orientations
are considered (Bullough, 1997). Two orientations identified by Lortie (1975) are:
conservatism, typically resulting in teachers' avoidance of reflection that could result
in their changing their practice or the classroom environment in which they practise;
and individualism, in which professional collaboration is eschewed for fear of the
resultant judgment and criticism. Orientation to these modes has considerable impli-
cations for missed learning opportunities. Moreover, these modes sustain a tradition of
private reflection, typically for student-teachers in the form of journal entries, which
channels them to "a 'standing in place' without sufficient nudging and coaching that
can lead to adopting additional perspectives" (Risko et al ., 2002, p. 139).
Resources to facilitate provision of improved levels of assistance by university-
based teacher educators to facilitate student teacher reflection are crucial as student-
teachers typically experience uncertainty about their teaching abilities (Furlong,
2000). At this point, it is crucial to note that student-teachers typically report being
more influenced by teachers than by their lecturers at university (Goodlad, 1990);
however, some-teachers described several helpful strategies employed by their univer-
sity lecturers. The receipt of constructive criticism and suggestions was appreciated by
student-teachers. One student-teacher noted: "they spent time talking with us about
what we had been doing and offered constructive criticism/suggestions about what
they had seen in the classroom" (#29-vii-paired placement). Enabling conversations
with someone they knew from outside the school context was helpful, as reported by
another student-teacher: "It was good to see a familiar face and be able to discuss my
prac with an outsider of the school that I was working in" (#49-vii-individual place-
ment). These reports reflected the importance of having the support of university staff
with whom it was possible to debrief in a collegial atmosphere. Many student-teach-
ers reported the importance of opportunities for them to share reflections with skilled
teachers, peers and university staff in an atmosphere of mutual respect and trust.
Developing increased opportunities for university staff to influence student-teachers
must be a priority in reconsidering the practicum. In reality, however, resources to
enhance opportunities for university staff to collaborate with student-teachers are
insufficient. Many university staff have argued the exigency for obtaining much-
needed resources to appropriately fund quality teacher education, although this call
is unlikely to be successful in the current political and economic contexts.
Provision of opportunities for student-teachers to be exposed to experienced teach-
ers' articulation of their teaching is an area of student-teacher learning that requires
ongoing attention in the quest to improve the quality of collaboration during in-school
experience. Participants—student-teachers, teachers, and university staff—must
engage in discourse about the purposes of the practicum, what it means to perform
current roles and what new roles might be required.
Tension 4: Teachers'conflicting roles
Tasmanian teachers have responsibility for formative and summative assessment of
student-teachers' work during practica. Like many other providers, the University of
CHRISTINE GARDNER AND JOHN WILLIAMSON
Tasmania's School Experience program attempts simultaneously to offer a developmen-
tal model and an evaluative model (Faculty of Education, 2003). Lack of congruence
between the roles of mentoring and assessing develops from the characteristically
diametrically opposed nature of working collegially and of the supervisor-supervisee
relationship (Grimmett and Crehan, 1992). Many Tasmanian colleague teachers have
expressed some difficulties in providing frank, specific and constructive feedback to
student-teachers brought about by their typically supportive characteristics; they are
not accustomed to engaging in what Calderhead and Shorrock (1997, p. 209)
describe as "constructively critical dialogue". It is vital that teachers expand their
strategies for providing feedback.
The situations of conflict experienced by teachers as a result of having to perform
formative and summative assessment is a strong theme that has emerged from anec-
dotal comments from many teachers. Some student-teachers' comments corrobo-
rated teachers' reported difficulties. Apprehension about their colleague teachers'
assessment role influenced some student-teachers to not initiate some professional
discourse. One student-teacher described the experience of not knowing how their
request for assistance would be perceived by the colleague teacher:
The class I had was very challenging … [I] would have found it helpful
to have received some support but none was given to me … .Maybe I
should have asked for assistance but I was afraid of looking like I wasn't
achieving.
(#56-ix-individual placement, SE4/Intern)
The potential conflict between how student-teachers would like to fulfil their class-
room role and their belief they need to do whatever it takes to pass the placement is
associated with the kinds of strategies they employ during in-school experience. For
example, one student-teacher noted the importance of performing for the principal:
The colleague teacher gave us helpful pointers and ideas of how to do
things differently in the classroom to suit what the principal looked for.
(#33-v-paired placement, SE4/Intern)
Student-teachers are unwilling to adopt an approach that might be viewed by a colleague
teacher as questioning their views. A typical comment illustrated this reluctance:
It is still hard to communicate to your teacher ideas and thoughts with-
out sounding pushy. Therefore School Experience 3 did not give as much
independence as I would have liked or anticipated.
(#17-i-SE3)
In contexts in which mutual respect and trust between student-teacher and colleague
teacher are not present there is increasing potential for collision between the dual
roles of the teacher, as mentor and assessor, and the roles of student-teacher, demon-
strating competencies confidently and with initiative and demonstrating their capac-
ity to learn from their colleague teacher.
705
COMPLEXITIES OF LEARNING TO TEACH
706
Several student-teachers expressed their preference for open and full feedback.
However, they did not welcome feedback in isolation from the use of an overall
supportive approach by teachers. They expressed their appreciation for a range of
opportunities characterised by mutual respect and trust that echo findings by several
researchers (for example, Bleach, 1999; Calderhead and Shorrock, 1997). These
included opportunities first, to put ideas into practice; second, to initiate and influ-
ence the time and focus for reflection; third, to share their colleague teachers'
resources; fourth, to be consulted about their opinion on professional matters; fifth,
to be given time to organize their thoughts in order to contribute ably to whatever
discussion would be taking place; and finally, to be provided with information,
advice and guidance on a range of matters relating to teaching and the profession.
Tension 5: Relationships
Bleach (1999, pp. 28, 34) described a process entailing "shared power, the mutual
exchange of information, equally active roles, collaborative learning and reciprocal
reflection" rather than " 'expert' practitioner … guiding the 'inexpert' novice" to
gain "access to [the] new society" of the classroom and the school. Many student-
teachers expressed the central role of relationships in the success or otherwise of
their in-school experiences. Some student-teachers' reports pointed to a mutually
reinforcing process in which they were able to build success upon success and
generate a solid foundation for their professional learning and development. They
testified to links between positive relationships, support, trust, having their profes-
sional opinions appreciated, and their developing confidence. Several student-teachers
emphasized their appreciation in the following terms:
Listening to me and how I thought my lessons and the day went … also
writing feedback on my lesson … then expanding on this in person.
(#17-v-SE3)
Allowing me to have input, asking for my opinions.
(#34-v-SE3)
Allowing me to try out lessons on the class, even if they [the teacher] felt
they might not work.
(#4-v-SE3)
The teacher stepped in when required and then handed back the reins.
(#18-v-SE3)
The importance of student-teachers working in an atmosphere in which they could
achieve an appropriate balance between opportunities to demonstrate initiative and not
being accused of excessive self-confidence was noted in several responses. Student-
teachers' reports focused on their perceptions of the ways in which supportive col-
league teacher behaviours assisted them to participate confidently in professional
CHRISTINE GARDNER AND JOHN WILLIAMSON
discourse and professional learning. Excerpts from their responses included reference
to: confidence, "giving me space to gain confidence … not interrupting all the
time … allowing me to initiate reflection after a session so that I was composed and
ready (#39-v-SE3); feedback, "we were able to openly discuss things I was good at
and things I needed to improve … she was willing to let me try different things out
when teaching the children" (#31-v-SE3); a range of communications, "her positive
feedback and encouragement, her willingness to let me take lessons, experiment and
learn from my own teaching … communicating to me about everything from how to
set up the classroom to how to deal with misbehaviour or prepare for parent-teacher
interviews … all were helpful" (#41-v-SE3); and opportunities to demonstrate initia-
tive, "she … allowed me to experiment with my own ideas but did not throw me in
the deep end (#54-v-SE4/Intern, individual placement).
In contrast, colleague teachers' inflexibility or lack of interest in providing oppor-
tunities for student-teachers to test their own ideas and to learn from the experience
may inhibit their professional development. Student-teachers reported being
hindered by having to work in a class "where the routine and behaviour expectations
are already established" (#42-ii-SE3) and by "differences in opinion with my super-
vising teacher" (#13-i-SE3). Neither of these scenarios might come as any surprise to
an informed observer: establishing routines and expectations is necessary with each
group of teachers and students as is acknowledgement that differences in opinion are
part of the human condition. The style of communication rather than the difference
itself, however, may have played a greater role in student-teachers' reported percep-
tions of these differences.
CONCLUSION
Important and valuable advances have been made in the internet's potential to
support student-teachers' learning. Nevertheless, continuing development of this
technology offers the potential to recognise the distributed nature of learning and
requires appropriate resource levels: first, to ensure student-teachers are competent
and at ease with its use; second, to explicate the specific features of and use of the
communication tools; third, to appropriately staff faculties of education to enhance
opportunities for student-teachers to prepare for and learn during in-school experi-
ences, and to make connections with their university-based learning; and finally, to
support colleague teachers in their roles of mentors and assessors.
The study's findings provide support for specific improvements to the practicum
based on the innovative use of technology. Collaborative exploration and transforma-
tion of the purpose of the practicum and roles of the practicum partners is essential.
Inherent in a review of the practicum is the question of addressing the theory-practice
divide that characterises so much of the feedback that student-teachers provide.
Exploration by all participants and stakeholders of current and future practicum
models might enhance recognition of in-school learning experiences and ultimately
improve education provision in the future. Student-teachers must be engaged actively
in reviewing and creating their own learning. An integral aspect of this learning
707
COMPLEXITIES OF LEARNING TO TEACH
708
requires the development of skills of reflection and use of these individually and as a
member of a community of scholars. Indeed, it is crucial that consideration of strategies
that might enhance the opportunities to be gained from the distributed learning is an
integral part of a professional preparation program in universities and schools.
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CHRISTINE GARDNER AND JOHN WILLIAMSON
INTRODUCTION
The purpose of this paper is to report and reflect on student teachers' self-perceptions
of Information and Communications Technology in Education (ICTE). The context
in which this examination takes place is within a continuing debate on the relative
merits of teaching computing skills and the integration of ICT into teaching practice.
Much is written about how technology is changing our lives, there is considerable
curiosity about its future, and there is great expectation that it will transform the way
we learn. However, just how this is to happen is still a mystery to many educators. Ever
since the pioneering efforts of Atkinson and Suppes (Atkinson, 1968; Suppes and
Morningstar 1968) a massive amount has been written about how technology will
transform teaching and learning. A great deal of the literature focuses on the dichotomy
between computer education and computers in education, although the word computer
is now often replaced with the more inclusive term – information and communication
technologies (ICT). The explanation of the now generally accepted dichotomy is that
learning about computers is the substance of computer education and information tech-
nology courses where the focus in on computer literacy and awareness, and computers
in education, or learning with computers, is about the use of the technology to build
powerful learning environments where computers and other technologies are used as
intelligent tutors, supportive mindtools (Jonassen, 1996, 2000) and challenging tutees
(Taylor, 1980) across the curriculum, to engage, enhance and enable learners. This lat-
ter perspective focuses attention on the intersection between pedagogy and technology,
and the resulting effect on psychology, epistemology and teaching praxis.
It is important to note that within the computers in education perspective differing
views on learning with technology exist. Many of these views focus on developing,
emerging and yet to be invented technologies and sometimes the focus is on the fan-
ciful. The Sci-Fi perspective, for example, is often reinforced by popular culture
where a simplistic view of human learning is often depicted. In science fiction cin-
ema, for example, humans can be programmed like a computer. There are a range of
perspectives or discourses about computers in education. The exploration of these
discourses helps to explain why ICTE is adopted in schools.
DISCOURSES OF ICTE ADOPTION
We identify three interwoven discourses of ICTE adoption, which collectively operate
to reduce the effectiveness of ICTE in schools. These may be referred to as the techno-
romantic, technological determinist, and image-driven perspectives respectively.
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GLENN RUSSELL AND GEOFF ROMEO
48. PRE-SERVICE TEACHERS SELF-PERCEPTIONS
OF ICTE: AN AUSTRALIAN PERSPECTIVE
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 711–724.
© 2007 Springer. Printed in the Netherlands.
712
The first of these discourses, the techno-romantic, provides a perspective whereby
the teaching and learning environment becomes more engaging when yet to be
invented or improved versions of current technologies are introduced. By the sheer
presence of technology in the classroom, education will be renovated, learning will
become easier, teaching will be more dynamic, and curriculum more engaging. In
this idealistic perspective all that seems to be required is to get the wires, boxes and
screens in place and educational reform will be a reality. The process is reminiscent
of cargo cults during the early twentieth century, in that the arrival of the cargo was
expected to lead to happiness for villagers with little need for them to work very hard
for their own benefit. A subset of this discourse includes that of network technolo-
gies, where, as Spender and Stewart (2002) suggest, network technologies will shift
teaching and learning online and the notion of anywhere and at anytime learning will
become a reality. Anywhere/anytime learning will be characterized by student-centered,
project-based learning with the role of the teacher and the learner redefined. The
future will belong to the eteacher and the elearner. The eteacher will no longer be the
talking head at the front of the class, s/he will be as adept with technology as s/he is
with books and s/he will use new technologies to empower and engage learners. In
the digital networked classroom, technology will be infused with the learning
process to create knowledge products, the one size fits all curricula will be banished,
and digital repositories and learning objects will be the new tools of the teaching
profession (Romeo, 2003).
The second discourse, that of the technological determinist, is based on the propo-
sition that new technologies are inevitable and inexorable. In school education, this
assumption is accompanied by an implicit belief by administrators that developments
such as broadband communication, wireless connectivity or learning objects must be
adopted in schools, as they are increasingly becoming accepted in the wider community.
However, as with other discourses of ICTE adoption, this approach gives inadequate
consideration to changed teaching practices associated with new technologies, or the
skills that staff will require to implement them.
The final discourse, the image-driven, is even further divorced from the reality of
teaching and learning. In this understanding of ICTE, schools are promoted through
glossy brochures and high-technology web sites, featuring happy students immersed
in computer-rich environments. There can be a perceived market advantage in being
seen as a school that supports ICTE, and in some areas, competition for students can
be fierce. The possession of computer facilities by a school guarantees neither that
students will have equitable access over a range of year levels or subjects, nor does it
mean that teachers will have learned the necessary skills to use them to improve
student learning.
THE POTENTIAL FOR ICTE IN SCHOOL EDUCATION
Brown et al . (1999) conclude that the potential of technology in education lies in
bringing exciting, real-world problems into the classroom, in providing scaffolds and
tools to enhance learning, in giving students and teachers more opportunities for
GLENN RUSSELL AND GEOFF ROMEO
feedback, reflection, and revision, in building local and global communities, and in
expanding opportunities for teacher learning. Dynamic multimedia, streamed audio
and video, simulations, rich databases, and interactive web sites now make it possi-
ble to bring powerful tools, resources, and data to the classroom. Connections to
museums, art galleries, scientific institutions, government agencies, statistical data-
bases, and other organizations can help to create an active environment where learn-
ers can solve and pose problems using the artifacts that are available to real scientists,
historians and mathematicians. These powerful interactive technologies present
learning opportunities that have not been previously available and now make it pos-
sible to create learning environments in which students can learn by doing, receive
feedback, and continually refine their understanding and build new knowledge
(Brown et al ., 1999).
Many technologies, including calculators, probes, handhelds, databases, spread-
sheets, word processors, multimedia and web authoring, concept mapping, and
programming software can serve as scaffolds and tools to assist student understand-
ing and learning. Papert's use of LOGO (1980, 1993) and Jonassen's (1996, 2000)
ideas about computers as Mindtools, or the use of Inspiration (Helfgott and
Westhaver, 2003) for concept mapping would be examples of using software appli-
cations to scaffold student learning. Many software applications also offer enhanced
opportunities for feedback, reflection, and revision, assisting with the development
of formative assessment procedures and with the provision of opportunities for learn-
ers to develop their metacognitive skills. New assessment software, the clever use of
word processors, spreadsheets and databases, and network technologies such as
email and threaded discussion groups makes available to teachers and learners tools
to enhance and expedite feedback. Email, threaded discussion groups, and online
journals can provide environments for reflection and authoring tools such as word
processors, multimedia slide shows and web page creation software provide oppor-
tunities for learners to revise and reedit their work and build a richer understanding.
Network technologies can also be used to build local and global learning commu-
nities. Theory informs teachers that they need to create learning environments where
the learner's preexisting knowledge is recognized and developed, opportunities for
discussion and the shared construction of knowledge are provided, and the social and
cultural background of the learner is considered. The communication technologies
that are now available via the Internet including chat, email, threaded discussion
groups and the many emerging database driven web applications that allow learners
to respond to situations and share the responses (Edwards and Romeo, 2003), pres-
ent unique opportunities to build learning communities. Teachers are also learners
and the technology provides them with opportunities to be part of their own local and
global learning communities, to use web technologies and various applications to
scaffold their learning, as well as opportunities to revise, reflect and receive feedback
(Brown, et al ., 1999).
In Australia there is a long tradition of reports advocating the use of ICTs in
education as described by Brown, et al . (1999). Early reports included the National
Advisory Committee on Computers in Schools (NACCS, 1983), and the
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PRE-SERVICE TEACHERS SELF-PERCEPTIONS OF ICTE
714
Commonwealth Schools Commission (1985). More recently, as Finger and Trinidad
(2002) point out, there have been a range of initiatives by Federal and State governments
in Australia to develop systemic initiatives for effectively integrating computers into
schools. Table 48.1 describes some of these initiatives.
GLENN RUSSELL AND GEOFF ROMEO
TABLE 48.1 Online Initiatives in Australia, Commonwealth Department of Education,
Science and Training (DEST) Initiatives and Projects
Initiatives and projects Summary
Progress Report: The Commonwealth Government promotes and supports
Learning in an online national collaboration across school systems to achieve the
world goals set down in Learning in an Online World (EdNA
Schools Advisory Group, 2000)
The Le@rning A component of Backing Australia's Ability: An Action
Federation – Schools Plan for the Future, the Le@rning Federation aims to
Online curriculum generate online curriculum content for system delivery to
initiative schools
Innovation and best The report School Innovation: Pathway to the Knowledge
practice project Society is available at
http://www.dest.gov.au/schools/publications/2001/index.htm
Models of teacher The project report Making Better Connections: Models of
professional development teacher professional development for the integration of ICT
for the integration of ICT into classroom practice is available at
into classroom practice http://www.dest.gov.au/schools/publications/2002/professio
nal.htm
ICT Competency The project now complete and the report Raising the
standards for teachers Standards: a proposal for the development of an ICT
competency framework for teachers is available at
http://www.dest.gov.au/schools/publications/2002/raisingsta
ndards.htm
Innovative bandwidth High speed online communications is a very high priority for
arrangements for the the education and training sector. The project report is
Australian education and available at
training sector http://www.dest.gov.au/schools/publications/2001/bandwidt
h/index.htm
International comparison This project describes and analyses what governments in
of ICT policies Australia and overseas, private education and training
providers in Australia are doing in terms of ICTs and
supporting transition to the information economy
National ICT research This will provide a searchable, online database available
database through EdNA Online
EdNA online EdNA Online website is available at
http://www.edna.edu.au, is managed by education.au.limited
which is a non-profit company owned by the State, Territory
and Commonwealth Ministers for Education and Training.
This website provides a portal for an extensive range of
quality services and resources to facilitate a network of
Australian educators
(Source: Finger and Trinidad. (2002). Summarised from MCEETYA Information and Communication
Technologies in Schools Taskforce, 2002)
One of the problems with many of the reports is that the complex and protracted
nature of human learning is glossed over, and unrealistic expectations are generated.
For many teachers, the promised synergy between technology and learning is proving
as elusive as ever even with the astonishing array of new technologies that are now
available. There is confusion about what the technology has to offer, why it matters
and widespread reluctance to move beyond tokenistic use of computers in the
classroom.
One response to these difficulties and tensions has been to focus on the ICT skills
and understandings that teachers need to function effectively in technology-rich
classrooms. Local examples of policy initiatives in this area include ICTs for
Learning (Education Queensland, 2004), Embedding Educational Technologies into
Professional Practice (Dept of Ed, Tasmania 2004), and eLearning Capabilities
Matrix (DE&T Vic, 2004). International initiatives include The Matrix by
BECTA/NCSL (2004), STaR Chart by CEO Forum (2004), National Educational
Technology Standards (NETS) Project by ISTE (2004), and International Computer
Drivers Licence (ACS, 2004).
Attention and pressure has also focused on teacher education. Pressure from
groups such as education unions, the now defunct Standards Council of the Teaching
Profession (Victoria), the Australian Council for Computers in Education (ACCE)
and the Australian Computer Society (ACS) has prompted Faculties of Education in
Australian universities to rethink the way in which teacher education courses prepare
students to use ICTE in their classes.
The latter part of this chapter describes a study of teacher education students. The
degree course in which these participating students were enrolled uses the Learning
Technologies Capabilities Statement (DEET, 1999) to help university staff embed
ICTs in the teacher education program, and as a schema for preparing students to use
ICTs during their professional lives. This statement, prepared by the Department of
Education and Training, Victoria (DE&T), is a summary list of ICT related skills,
knowledge and attitudes that teachers should develop over time (see Table 48.2).
It is not suggested that pre-service teachers should be able to master all of these
capabilities by their first year or indeed by end of their course. As a tactic for com-
mencing the journey for student teachers, various ICTE specific core units, modules
and electives are offered and an attempt is made to embed ICTE across the curricu-
lum. As well, a rich online environment is provided. This includes an extensive online
cyber library with an online catalogue and connection to an array of databases, access
to the World Wide Web and the University's intranet, unit websites, a student portal,
email, threaded discussion groups, chat, lectures online (RealAudio), and interactive
online tutorials.
This environment is particularly important for student teachers for a number of rea-
sons. First, efficient use of the Internet and the Intranet for authentic purposes increases
students' skill level and their familiarity with cyberspace. Second, by modelling the use
of the web as a teaching and learning tool, lecturing staff not only show students how
Internet technologies might be used in the classroom but also motivate students to think
about the possibilities. Third, exposure to the use of Internet technologies for teaching
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PRE-SERVICE TEACHERS SELF-PERCEPTIONS OF ICTE
716
and learning purposes helps students to develop a critical voice. As future professional
educators, it is important that education students experience aspects of learning with
technology to help them construct an informed view about the potential of the technol-
ogy for teaching and learning purposes.
STUDENTS' VIEWS OF INFORMATION AND
COMMUNICATIONS TECHNOLOGIES IN EDUCATION
The decision to survey first year students about their views of ICTE resulted from a
need to monitor the implementation of the framework on which the course was
based. There was an imperative to determine students' attitude towards ICTE, and to
highlight any differences between student understandings of ICTE, and that of the
academics responsible for the design and teaching of the course.
Evaluating the effectiveness of the framework is important because for the majority
of teachers currently working in Australia, and perhaps the world, ICTE has not been
a part of their learning experience. Given this lack of experience, it is not surprising
GLENN RUSSELL AND GEOFF ROMEO
TABLE 48.2 Department of Education and Training, Victoria – Learning Technologies Capabilities
Statement
The Learning Technologies Capabilities Statement
The statement identifies teacher capabilities in five areas:
1. Approaches to teaching and learning
The attitudes and approaches to teaching that will support the effective integration
of Learning Technologies in the classroom.
2. Classroom management and practice
Skills and understandings required to effectively manage a classroom where
Learning Technologies are an integral component.
3. Curriculum planning and development
Capabilities that ensure Learning Technologies are incorporated in the planning and
development of curriculum.
4. Monitoring and reporting student progress
Capabilities that link the use of Learning Technologies to the monitoring and
reporting of student progress.
5. Learning Technologies skills for classroom and administrative purposes
A range of skills is required by teachers to use technology for classroom and
administrative purposes. These skills are further elaborated in the Skill
Development Matrix. The matrix identifies seven major areas for skill development.
Professional development goals and strategies at three stages of development are
identified in each area.
●using and managing technology
●using basic computer applications
●using desktop publishing and presentation software
●using multimedia
●using communication technologies
●using Learning Technologies in the key learning areas
●use school level computer applications for administrative purposes
that the integration of ICTE in education is proving difficult to implement. There are
some indications from the U.S.A. and Australia that the impact of preservice teacher
education courses in this area has been minimal. Cuban (2000) has argued that
despite two decades of personal computers in the U.S.A., and the wiring of schools,
less than two out of every ten teachers use computers in their classrooms several
times a week, 3–4 teachers use computers once a month, and 4–5 never use them.
This report is particularly disappointing as the provision of internet access to schools
in the U.S.A. has shown a dramatic increase in recent years. The NCES report (2003)
indicates that 99% of a sample of public schools in the U.S.A. had access to the
Internet in 2001, as did 87% of instructional rooms. Furthermore, 85% of those
schools with an Internet connection (all but 1%) used a broadband connection.
A steady stream of pre-service teachers must have completed their training in recent
years, and this observation suggests that this training has not led to high rates of
internet use in schools.
Given this finding, it is not surprising that in the U.S.A, the National Council for
Accreditation of Teacher Education has observed of pre-service teacher training that
"most schools of education have not yet fully integrated technology into their
programs for preparing teachers" (NCATE, 1997, p. 3). Similarly, Rossenthal (1999)
has observed that, in the U.S.A., teacher training in ICTE has been affected by short-
ages of hardware and software, a lack of training by faculties, and a poor apprecia-
tion of how much classrooms have changed. The situation does not appear to be very
different in Australia, as Stein et al . (1998) have shown that in the mid to late 1990s
there were few indications of substantive technology content in preservice teacher
education courses in Australia. Although there have been improvements in recent
years, and students' ICTE engagement within education faculties has increased,
some teacher education graduates might still find that their main understandings of
the impact of technologies such as the internet would be derived from the experience
of their daily lives.
An additional concern is that much of the research on pre-service teachers' views of
technology (eg Handler, 1993; Bedell, 1994), date from a period when computer use,
and in particular, the internet, was less common in schools. Technological change has
rendered this earlier research largely redundant. Whether connectivity occurs at home
or at school, it is likely that the Internet will be a key factor in the shaping of cultural
expectations and educational systems. The Australian Bureau of Statistics (ABS,
2001) reported a 57% increase in households that were connected to the Internet in
Australia during the period May 1998 to May 1999. A survey of 6213 students in
Australian schools (DETYA, 1999) also found that 85% used a computer outside
school, and 79% had a computer at home. This survey was prompted by the knowl-
edge that there was insufficient evidence that education courses effectively prepare
teachers to use ICTE, and that much of the available data is of doubtful relevance for
future schooling. In particular, we wanted to gain insights into the preservice teachers'
visions of teaching and learning. In our view, ICTE can be a transformative agent in
school education if the appropriate conditions can be met. This includes a deep knowl-
edge of school contexts, teaching practices, and technologies.
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PRE-SERVICE TEACHERS SELF-PERCEPTIONS OF ICTE
718
In this respect, our view is consistent with the imperative for graduating pre-service
teachers outlined by the Australian Council of Deans of Education (1998), which has
noted that graduates:
… should have a thorough knowledge of how the new learning, informa-
tion and curriculum technologies can be used in their particular cur-
riculum levels and areas, including as a means of enhancing interactions
between people and as a means of engaging and interrogating sources of
information, argument and ideas.
(Australian Council of Deans of Education, 1998, p. 16).
In the survey described below, we examined the self-perceptions of first year teacher
education students to see what they would reveal about students' understandings of
ICTE. We were also interested in finding out what that thinking revealed about the
structures we had implemented.
Participants
The individuals who participated in the survey were students enrolled in the first year
of undergraduate primary and early childhood teacher education degrees. Forty-two
respondents completed the questionnaire associated with this study and they had all
completed a unit entitled Computer Essentials during their first year of the course.
This unit is designed to introduce students to the university's online environment and
to develop personal computer literacy. The unit covers computer awareness, the
development of a conceptual model of a computer system, the interrelationships
between hardware and software, file management, storage and maintenance, soft-
ware operating systems, word-processing, databases and spreadsheets. There is also
a comprehensive introduction to the Internet and the online resources of the univer-
sity's library. The unit is essential in helping students to develop their knowledge and
skills in ICT and helps to establish a positive attitude toward technology. At this stage
the emphasis is on developing understandings to assist students to function effec-
tively as university students and as preservice teachers. Subsequent units and mod-
ules focus more on the pedagogy of using technology in the classroom.
The research was designed to collect their perceptions of ICTE now and in the
future, predictions of teachers' classroom computer use, and their opinions about
their own preparation for teaching in computer-related contexts. The respondents in
this study were predominantly young females. Eighty-three per cent were aged
19 years or younger and only four of the forty-two were male.
Instrument
The survey used a five-point Likert scale that ranged from Strongly Agree to
Strongly Disagree, (see Figure 48.1). Respondents were asked five questions about
how they believed students would use computers at school in 5 years time, five ques-
tions concerning teachers' future use of computers, and four questions about their
own preparation for teaching using computers. The items asked for a subjective
appraisal of these issues.
GLENN RUSSELL AND GEOFF ROMEO
In addition, open-ended or qualitative responses were sought for questions concerning
computer use in primary classrooms, understandings of "cyberspace", and their mental
processes when they use computers (see Figure 48.2).
Procedure
Questionnaires were distributed to students at the end of a lecture, with an additional
distribution in the following week for students who had not previously been able to
participate. Forty-seven pre-service primary education students responded. After
collection, the results for the Likert-scale questions were analysed to discover whether
the group agreed or disagreed with the propositions in the survey. A five-point scale
was used, ranging from 1 (Definitely Agree) to 5 (Definitely Disagree). Responses of
Definitely Agree (1) and Tend to Agree (2) are combined to report agreement, while
responses of Definitely Agree (5) and Tend to Disagree (4) are combined to report
disagreement. The qualitative responses were categorized according to trends that
emerged from the data.
Results
The use of computers by school children in 5 years'time
A majority of respondents (85%) agreed that students would regularly obtain
information from the World Wide Web during their normal classes, and that school
students would be involved in regular co-operative work with other students, using
the internet (79%). Opinion was divided as to whether there would be regular use of
videoconferencing over the Internet during normal classes, with 43% of the sample
719
PRE-SERVICE TEACHERS SELF-PERCEPTIONS OF ICTE
Definitely Tend to Neither agree Tend to Definitely agree
Question number agree agree nor disagree disagree
1.1 Many students
will attend "virtual
school". They will use
a computer from their
home for a large part
of their studies rather
than attend school on
a regular basis.
Figure 48.1. Sample Likert-scale question
Your comment about the ways in which computers will be used in primary school
classrooms:
– – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – –
– – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – –
– – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – –
– – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – –
– – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – –
Figure 48.2. Sample open-ended question
720
agreeing that this was likely. Sixty per cent of students thought it unlikely that virtual
schools would enable students to use computers from home rather than attend school,
and 57% also thought that harm was unlikely to result from immersion in on-line
environments.
Common themes that emerged from the qualitative data were beliefs that computers
would be used extensively in classrooms, and that computers were valuable for
education and future employment. One student commented that:
I believe computers will be used more widely in the classrooms across all
subjects, as there are so many programs that can help and benefit
students in their learning. I also believe that computers are a basic
requirement for most jobs.
However, other students distinguished between expected and preferred futures. There
were concerns about a lack of basic skills if too much attention were devoted to
computers:
Students should gain a sound knowledge of computers in class; however
this should not compromise their reading and writing skills/practice.
Predictions of teacher use of computers in the classroom
Ninety-five per cent of respondents believed that teachers would make efforts to
ensure that students use computers ethically, 74% supported statements that suggested
that teachers would make extensive use of computers in reporting to parents, and 81%
agreed that teachers would use computers across all subject areas in the curriculum.
However, there were mixed opinions as to whether teachers would change the basic
way that they taught in classrooms, with only 45% supporting this proposition.
Several students thought that there would be gradual rather than dramatic changes.
In the qualitative comments, a student observed that:
Computers will be gradually assimilated into the current curriculum
style, so more work will be done using them, but that does not mean that
the current manual approach will become redundant.
Preparation for teaching using computers
All the students (100%) believed that they had adequate knowledge of word process-
ing packages, and most (93%) also believed that they could find information on the
Internet. 88% believed that they had adequate knowledge of computer skills neces-
sary for the classroom, while 71% believed that they had enough curriculum knowl-
edge to use computers in this way. However, most students (61%) did not believe that
they were capable of creating their own interactive web page.
DISCUSSION
The student teachers' perceptions of how computers might be used in schools in
5 years time are broadly consistent with much of the literature. Open-ended responses
GLENN RUSSELL AND GEOFF ROMEO
consistently suggested that the use of computers would continue to increase. One
student wrote:
I think the children and teachers in primary schools will use computers
even more often in classrooms than they do already.
Others understood the need for computers to be used across the curriculum, rather
than just a subject in its own right:
Technology is a worldwide factor today and I believe computers should
play a huge role in children's learning. The use of computers in every
subject e.g. Science Maths and English is very important
The view that teachers need competence in the pedagogy of computers as well as
their technical operation was also supported.
However it needs to be remembered that these students were in the first year of
their course and had only completed one unit that focuses mainly on developing their
personal computer literacy and awareness. Much of their response to the survey was
based on their own experiences as learners in a secondary school and, in most cases,
one year of higher education. As a consequence their responses, as would be
expected, tend to be superficial and clichéd. They understand that the use of ICTs in
schools will increase, that it will play a role in children's learning and that it is impor-
tant that ICT skills are mastered but how this might happen and why, and the peda-
gogy that underpins it, is not necessarily well understood. It could also be surmised
that students would need to further investigate the social, political and ethical impli-
cations of the ICTE phenomenon and how ICTs might impact on the organization of
schooling.
Responses to the question of student teachers' preparation for teaching were also
valuable. By the end of the students' first year, the course designers would normally
expect that students would be able to use applications such as word processing,
spreadsheet, database, and the World Wide Web, and this was largely confirmed.
There were some reservations about the use of advanced computer skills, and the
pedagogy of computer use with students. While it could be argued that the remainder
of the course provides opportunities for the students to practice these skills, there
may also be an opportunity to make the first year component of the course more
challenging. As computer skills learned at home and at school continue to grow, it
can be expected that entry-level skills in computing will also continue to increase.
CONCLUSION
The survey has certainly provided teaching staff with insights into the students'
thinking about technology and teaching. First, at the end of the first year of the course
students have mostly developed good computer skills especially in word processing
and the use of the Internet, are aware of some of the technology issues impacting on
education, and have started to develop a positive, albeit critical, attitude towards the
use of technology in classrooms. Second, the need for further investigation of issues
721
PRE-SERVICE TEACHERS SELF-PERCEPTIONS OF ICTE
722
and the further development of pedagogic understanding and skill in the next 3 years
of the course is apparent.
The implication of the first point for teacher educators is that the knowledge, skills
and understandings that the students have developed in regard to ICTs need to be
nurtured, developed and expanded. The challenge is how to make this happen in a
higher education environment where resources are shrinking and in a teacher educa-
tion environment where the ICTE phenomenon is not well understood and the inex-
tricable link between the technology and learning that now exists is even less well
understood.
The implication of the second point is similar to the first in that the resources,
knowledge and understanding needed to assist students to investigate further, to
develop pedagogies, and to nurture a critical voice, are limited. It also highlights the
preconceived views and attitudes regarding the use of ICT in the classroom that
students bring to the course. As in other subject areas these preconceived ideas can
sometimes be difficult to change.
The survey has certainly provided teaching staff with insights into how many of
the students are thinking about technology and teaching. These insights have been
used, where possible, to shape the program in subsequent years. Soon, these students
will be into the fourth year of their course and it will be interesting to survey them
again to see if their knowledge, skill and understanding has changed and what have
been the major influences in initiating, or not initiating, that change. The analysis of
data from this survey compared to the analysis of the data when the students com-
plete the course will provide useful indications that the ICTE framework developed
is appropriate, or not, for the population it was designed for.
This chapter has examined pre-service teachers' self-perceptions of Information
and Communications Technology (ICTE). The survey highlighted in the preceding
discussion has provided empirical evidence and context for our discussion on teach-
ers' skills and school practices in this area. The strong support shown for both com-
puter skills and the place of ICTE in future school education has been tempered by
caution about the ways in which schools will be able to change in the future. In this
respect, we believe that the course that we have surveyed contributes in a positive
way to the pre-service education of teachers in ICTE. In our opinion, it is appropri-
ate to consider ICTE as learning environments with a transformative potential in
school education. Consequently, beginning teachers should have had the opportunity
to learn about the associated tools and pedagogy before they enter the profession.
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GLENN RUSSELL AND GEOFF ROMEO
It is clear from the analyses presented here, as well as from other contemporary
sources (Darling Hammond and Bransford, 2005; Cheng et al., 2005) that teacher
education has become a political issue worldwide. This is not to say that teacher
education has suddenly become recognised as important in its own right. Rather, as
Earley has pointed out '… the policy world considers teacher education a device to
achieve other goals …'(2005, p. 216). The main goals in various societies appear to
be first, the raising of student achievement across the board and, second, the reme-
dying of seemingly intractable inequalities in educational achievement. These goals
are driven by two overwhelming political concerns: first, by the emergence of
economic competition on a truly global basis and second, by fears of increasingly
serious internal disaffection among marginalised groups in divided societies.
These fears of economic or social disaster seem to create political and moral panics
in which education systems (and schools and teachers and teacher educators) are
blamed for failing to respond to changed circumstances in appropriate ways.
Therefore, the political argument runs, only a significant transformation of schools
and schooling can remedy these problems. The transformation of schools depends
upon the transformation of teachers. The transformation of teachers depends upon
the transformation of teacher education. Thus teacher education has become a political
issue.
The resolution of the 'unresponsiveness' of education seems at the moment to be
pointed in one particular direction. Economic globalisation is argued by both Jansen
(Chapter 2) and Imig and Imig (Chapter 7) to be reinforcing a particular centralised
and standardised policy agenda across many political systems: one which argues that
only if politicians seize control of public education can it be transformed from its
current disorganised condition into an appropriate mechanism of modernisation in an
increasingly competitive global economy. From a policy point of view a consensus is
emerging among policy makers, encouraged by official organizations such as the
OECD and the World Bank, regarding what kind of global economy is desirable,
what education is for in relation to such an economy and how such an education
should be organised. This consensus defines education as an instrumental agency
charged with the production of individuals capable of technological innovation and
entrepreneurial dominance of crucial economic sectors. The mechanisms employed
to this end are the standardisation and concentration of curriculum (especially in its
emphasis on English literacy and the scientific, technological and commercial
aspects of numeracy) combined with a ruthless system of assessment and competition
at individual, class, school, district and state levels. Continuous comparison of
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THE FUTURE OF TEACHER EDUCATION:
CHALLENGES AND OPPORTUNITIES
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 725–734.
© 2007 Springer. Printed in the Netherlands.
728
performance against externally set standards and the ranking of students, teachers,
schools, districts and systems against such standards and against each other, coupled
with rewards (of public acclamation, prestige and funding) and punishments (public
ignominy, withdrawal of funds, closure) are seen as mechanisms of improvement. If
competition is good for the economy, the argument runs, then it has to be good for
schooling.
There are many problems with this argument, but two are of particular importance.
First, while competition may be good for economies, it is not necessarily good for
individual firms. Few firms survive for more than a couple of years after start-up. Of
those that do survive the annual rate of extinction is around ten percent, with frequent
peaks to twenty five percent and occasional peaks of up to sixty percent (Ormerod,
2005). It is difficult to see any political party (or indeed, any society) surviving with
elimination rates of this scale among schools. Second, such a ruthlessly instrumental
operation of education systems inevitably alienates rather than socialises many indi-
viduals, creating a further potential (and perhaps, in some societies quite immediate)
prospect of social disorder.
The argument also fails to recognise that the public education system has produced
by far the majority of the key thinkers and decision makers of our time. How can such
a system, that has been a key influence on the society that currently exists, be called
a failure?
In addition to these political problems it is clear that education systems every-
where are facing two further problems: teacher numbers and teacher quality.
Both problems might be solvable if cost was not an issue. Clearly if teacher salaries
were high enough and working conditions good enough, education systems would
have less trouble finding enough teachers of high quality. However, from the
accounts presented here, and evidence gathered elsewhere, cost is a significant fac-
tor and quality a contested notion. While this is especially the case in developing
economies where overall lack of resources is a crucial issue, it is also a problem in
developed economies where maldistribution of resources deforms access to educa-
tional opportunity.
In many countries, developed and developing alike, current policies lead to a con-
tradictory series of measures that are directed simultaneously to the reduction of
costs (through standardisation, efficiency measures, competition, privatisation and
the application of technology) and to increased performance (through promulgation
of standards, central direction and accountability regimes). These policies are
observable at all levels of education. They increasingly affect teacher education.
Arguments have been put forward that the increased resourcing of education, at all
levels, in the 1970s and 1980s did not bring with it the expected (and required)
increase in student achievement (always as measured in very narrow ways and rarely
taking into account the economic, familial and social conditions of the children being
measured). These arguments have rebounded against education. If increased funding
has not brought higher levels of student achievement, then reduced funding probably
won't hurt student achievement. But whether the inherent contradiction in the
attempt to improve quality while reducing costs will be resolved, remains to be seen.
RICHARD BATES AND TONY TOWNSEND
What is apparent from the papers collected here is the many ways in which teacher
education is being affected by these challenges. One of the most fundamental chal-
lenges to teacher education is the political questioning of the necessity of teacher
education. In Anglo-Saxon countries the New Right political ascendancy has con-
stantly belittled teacher education, seeing it as both unnecessary and, indeed,
corrupting. Their views reached fever pitch during the Thatcher years in England
where a Spectator editorial from the period claimed that
… teacher training colleges … are staffed by Marxists who peddle an
irrelevant, damaging and outdated ideology of anti-elitism to the trainees
in their charge … .[The removal of] the statutory bar on state schools
hiring those with no teacher training qualification … [therefore] would
enable headteachers to find people … who at the moment are deterred by
the prospect of having to waste a year undergoing a period of Marxist
indoctrination.
(Quoted in Scott and Freeman-Moir, 2000, p. 14)
Part of this ideological attack was a reaction to the culture wars of the second half of
the twentieth century where working class academics were developing an increas-
ingly successful attack upon the primacy of elite culture and its exclusionary snob-
bishness; a snobbishness well articulated by T S Eliot.
To aim to make … the 'uneducated' mass of the population share in the
appreciation of the fruits of the most conscious part of culture is to adul-
terate and cheapen what you give, for it is an essential condition of the
preservation of the quality of the culture of the minority that it should
continue to be a minority culture.
(Eliot, 1948, p. 32)
But Eliot rather missed the point. The working class lads who were the first generation
of their class to gain access to secondary education and then to universities were
certainly intent on mastering elite culture (much of which they found hollow and
wanting). But, more importantly, they were interested in articulating their own, working
class culture as a culture to be equally respected. And they succeeded in gaining
cultural recognition in art, literature, film, television, theatre, poetry and social and
political analysis, providing models and encouragement for successive waves of similar
demands from women, homosexuals, and, increasingly, minority and immigrant
cultures. This 'anarchy of cultures' (Bates, 2005) provides a new context and a new
set of demands for teachers and teacher education. What the Spectator saw as Marxist
indoctrination was in fact an attempt to come to terms with the meaning of this new
anarchy of cultures and to respond in ways which recognised the legitimacy of
cultural differences as well as to develop schools which could in some measure con-
tribute to the overcoming of massive inequalities in access and opportunity: schools
that could in truth 'make a difference'.
That these issues of cultural recognition and cultural justice are still with us is made
patent by the chapters in Section One. Jansen (South Africa, Chapter 2), Al-Hinai
729
THE FUTURE OF TEACHER EDUCATION
730
(Oman, Chapter 3), Thaman (Fiji, Chapter 4), Greenwood and Brown (New Zealand,
Chapter 5), and Reid, Brain and Boyes (England, Chapter 6) each refer to the ways in
which the power of elite cultures deforms educational systems and the difficulties that
teachers and teacher educators have in addressing such issues. Moreover, it is clear
from their accounts that the residual legacy of colonialism is a further burden for
developing countries and their education systems which frequently provide a
maladaptive education directed towards ends quite foreign to their cultures and needs;
education systems which are directed more towards the requirements of metropolitan
cultures and which result in the expropriation of talent.
This conflict of demands is played out at all levels of education: on the one hand,
the requirements for a strategic education which forms the basis for technological
innovation and entrepreneurial dominance by first world economies, and on the other
hand, the requirements for a responsiveness to an anarchy of cultures clamouring for
attention and respect; in short, performance versus meaning. As Touraine observes
with particular reference to French education 'whilst schools try to adapt to the needs
of the economy, schoolchildren and students want to give meaning to their lives'
(2000, p. 151). Teacher education is caught in the political, economic and social
conflict between these demands.
Currently economic needs appear to be dominant over social and cultural needs.
The needs of the economy are increasingly made patent through stronger emphases
on standards and accountability. Imig and Imig (Chapter 7) show how federal inter-
vention through the No Child Left Behind Act in the USA has imposed a whole new
competitive regime on public schooling with significant implications for teacher
education. Here the promise of a quality teacher in every classroom has brought
about both an assault on the quality and relevance of teacher education and an assault
on the very definition of quality by the lowering of professional standards in the face
of shortages. Part of this argument relies on the current attempts to 'teacher-proof'
and 'student-proof' the delivery of the curriculum as proposed by many of the
'design models' of the last decade. Here, all the teacher has to do is follow the direc-
tions and deliver the content provided by the curriculum designer and success should
follow. Given this perception, one could argue that one does not need highly trained
people to be teachers.
The inherent contradiction that raising the quality of teacher education can be
achieved by allowing virtually anyone that chooses to become a teacher to do so
with minimal training (known in the United States as alternative certification)
whilst forcing formal teacher education programs to accept higher and more oner-
ous forms of regulation and accreditation is a thinly veiled attack on what might
be considered the 'public' method of training educators. Similar to the pressure
faced by public schools over the last decade in many parts of the world, where
charter schools and other forms of school self-management, that allowed certain
schools not to have to follow the rules imposed on regular public schools, were
lauded as being a much better way of doing things than the monolith of public
education, characterised by such comments as that put forward by a former
Minister of Education in Victoria, Australia, as justification for the government
RICHARD BATES AND TONY TOWNSEND
policy he implemented:
We already had models of highly successful schools in the non-govern-
ment or independent schools, which were attended by more than 30 per
cent of Victoria's school students. What we needed to do was make all our
schools 'independent'. We needed to dismantle 'the system'.
Caldwell and Hayward, 1998, p. 33
However, the view that anything public is necessarily less able to deliver what is
required than a private replacement is far from being proven, anywhere in the world.
The controversy over the quality of existing programs of teacher education has
largely centred around the issue of discipline knowledge versus pedagogical knowl-
edge and around theoretical versus apprenticeship models of initiation into teaching.
Despite the rather obvious over-regulation and under-funding of teacher preparation
programs the political agenda is further regulation through standardised testing of
teachers and the imposition of standardised texts based upon 'evidence based'
research. Some (Hinchey and Cadiero-Kaplan, 2005) see the re-regulation of teacher
education in a de-regulated education market as an attempt to privatise both schooling
and teacher education in the interests of increased corporate profits.
The intent appears to be first, to redesign teacher education in order to
promote private preparations and undermine academic preparation;
then to tie this effort to a need to fill classrooms … with non-unionized,
lower-salaried automatons delivering standardized curriculum in stan-
dardized fashion (2005, p. 9).
While the situation in England is somewhat different, there is still a significant push
to standardise teacher education, subject it to strict guidelines and impose forms of
accountability which demand compliance with a somewhat narrow view of prepara-
tion – one not always connected to the real, cultural, work of teaching (Newby
Chapter 8). Bates (Chapter 9) and Angus (Chapter10) discuss the effects of such
regimes on teachers and teacher education, arguing that the imposition of technical
regimes of compliance and control have the potential to undermine the ability of
teachers to engage pupils and help them make sense of their lives, as well as to
disengage them from critical participation in social, cultural and political life.
Such changes in the context of teacher education can be expected to have significant
effects on the preparation of teachers. Fortunately, however, teacher educators are
increasingly well versed in what actually works. Both the compendium of evidence
produced by Darling-Hammond and Bransford (2005) and the papers presented here
show clearly that the professional pedagogical preparation of teachers has significant
effects on student learning. The focus of both research and practice on 'lifewide
learning' (Ryan, Chapter13) and 'productive pedagogies' (Zyngier, Chapter 14) and
the concentration of student teachers' attention on the effectiveness of particular
teaching and learning strategies in context clearly pays dividends as does the incorpo-
ration of Action Research into school practice (Pelton, Chapter 15). The cultural
731
THE FUTURE OF TEACHER EDUCATION
732
contextualisation of teaching and learning is also a significant theme, one taken up by
Gorinski & Abernethy (Chapter 16) who show how effective curriculum and pedagogy
are intimately connected with the understanding of cultural identity. The mentoring of
student teachers is also identified as a signif icant factor in adopting a professional iden-
tity (Jane, Chapter 12; Pungur, Chapter 18; Davis and Moely, Chapter 19).
It is becoming increasingly clear that teacher preparation programs by themselves
do not ensure the success of neophyte teachers. The issue of induction into the
profession is also becoming a focus of attention. The six papers in section four
devoted to various initiatives in induction all conclude that the initial transition into
teaching is crucial to the successful adoption of teaching as a career and to the imple-
mentation of successful pedagogical and professional strategies. Moreover, sustained
professional support through continued professional learning of various kinds (see
section five) shows the significance of focusing teachers' attention on the pedagogical
aspects of classroom learning and encouraging continuous reflection on pedagogical
effectiveness. One of the key factors explored here is that of the connectedness of
successful pedagogical strategies with the cultural (and therefore motivational)
learning strategies of students. What we now know is that teacher retention is linked
to teacher preparedness and teacher support. New work in Florida (Shockley et al .,
2006) considers the cost involved in replacing teachers after one or two years of serv-
ice. It shows that the cost of replacing a large number of teachers (up to 50% in a five
year period) substantially outweighs the cost of training them well and supporting
them in their first few years of teaching.
In complete contrast to those who would impose standardised, routinised pedagogy
and accountability measures, the evidence presented here in section six is that
continuous reflection on pedagogical practice and the development of appropriate
responses to observation through pedagogical innovation are clearly effective in
promoting learning.
Again, while those who advocate the adoption of information technology in the
classroom often see this as means of producing specific skills or of reducing costs,
the papers presented here (see section seven) indicate that the integration of ICT into
classrooms demands a complex understanding of the way in which communications
and information technologies can be employed to enhance pedagogy. Indeed, in these
chapters we have the beginnings of an understanding of what an electronic pedagogy
might look like.
So what are we to conclude from this array of investigations and commentary on
teacher education throughout the world? First, that education, and therefore teacher
education, is caught between competing demands for strategic education on the one
hand and responsiveness to an anarchy of cultures on the other. Currently, the strate-
gies advocated as responses to these demands are largely couched in terms of stan-
dardisation, accountability and control that diminish the space for appropriate
responses to an increasing anarchy of cultures. However, the overwhelming evidence
from research into education and teacher education shows that without appropriate
attention to cultural issues concerned with the meaning of people's lives, motivation
and attention become problematic and alienation becomes a likely outcome.
RICHARD BATES AND TONY TOWNSEND
Moreover, the evidence is quite clear that a focus on the pedagogical aspects of
learning and teaching through an emphasis on 'life-wide learning' and 'productive
pedagogies'pays significant dividends in teacher preparation and teacher effectiveness.
Again, teacher preparation programs are not sufficient in themselves to guarantee
successful teaching practice. Forms of mentoring and careful strategies for induction
supported by opportunities for continuing professional development through reflective
practice are essential in ensuring continuing professional commitment and effective-
ness. One aspect of this effectiveness is the ability to capitalise on the increasing
availability of information and communications technologies for the enhancement of
pedagogy. The issue here is not simply the development of the skills of 'using' such
technologies, but rather, their incorporation into pedagogical processes in productive
ways that enhance learning.
But the final question still remains: what then should we do? Despite the diversity
of approaches to teacher education exhibited in this volume, as elsewhere (Darling
Hammond and Bransford, 2005), there is a growing, evidence-based consensus
around what teachers should learn and be able to do. There is increasing evidence that
learning is fostered by careful attention to pedagogy within the context of curricular
practices that are responsive not only to the economic demands of systems, but also to
the cultural understandings of pupils and their communities. This does not mean that
students, teachers and teacher educators should be subject to the tyranny of particular
traditions or communities any more than they should be subject to the tyranny of the
market. Indeed, successful education may depend upon the interrogation of both mar-
kets and systems on the one hand and traditions and communities on the other so that
the choices we and our students make are informed and effective. What it does mean
is that teacher education, like teaching itself, requires sufficient autonomy to develop
its own effective practice which is cognizant of the demands of both economy and
society, of system and culture, but subservient to neither. For, as Touraine suggests,
The independence of teachers, like the independence of the judiciary, is
an essential pre-condition for democracy, whose primary task is to
restrict the power of the state and social powers of all kinds … .A school
that is no more than an administrative service is unacceptable.
(Touraine, 2000, pp. 285–287)
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Bates, R. J. (2005) An Anarchy of Cultures: Teacher Education in New Times. Asia-Pacific Journal of
Teacher Education, vol. 33, 3, pp. 231–243.
Cheng, Yin Cheong, Chow, King Wai and Mok, Magdalena Mo Ching (2005) Reform of Teacher
Education in the Asia Pacific in the New Millennium. Dortrecht: Kluwer.
Darling-Hammond, L. and Bransford, J. (eds) (2005) Preparing Teachers for a Changing World. San
Francisco: Jossey Bass.
Eliot, T. S. (1948) Notes Towards a Definition of Culture. London: Faber.
Hinchey, P. H. and Cadiero-Kaplan, K. (2005) The Future of Teacher Education and Teaching: Another
Piece of the Privatization Puzzle Journal for Critical Education Policy Studies. Vol. 3, 2.
(www.jceps.com downloaded November 30).
733
THE FUTURE OF TEACHER EDUCATION
734
Ormerod, P. (2005) Why Most Things Fail: Evolution, Exctinction and Economics. London: Faber.
Scott, A. and Freeman-Moir, J. (eds) (2000) Tomorrow's Teachers: International and Critical perspectives
on Teacher Education. Christchurch, New Zealand: Canterbury University Press.
Shockley, Guglielmino and Watlington (2006) The Costs of Teacher Attrition. A paper presented at the
International Congress for School Effectiveness and Improvement, Fort Lauderdale, Florida,
January 2006.
RICHARD BATES AND TONY TOWNSEND
737
THE EDITORS
TONY TOWNSEND
Tony Townsend is Professor and Chair of the Department of Educational Leadership
in the College of Education at Florida Atlantic University, in Boca Raton, Florida.
Previously he was in the Faculty of Education at Monash University. From 1999 until
2001 he was President of the International Congress for School Effectiveness and
Improvement (ICSEI), and he is currently President of the Board of Directors of the
International Council on Education for Teaching (ICET). His research interests
include school and teacher effectiveness and improvement, school restructuring with
a particular emphasis on public education, educational leadership, student engage-
ment, strategic planning, global education and community education and develop-
ment. He has published extensively in the areas of school effectiveness, school
improvement and community development, in Australia, Europe and North America.
He has given numerous lectures, workshops, conference papers and presentations in
the areas of school effectiveness and improvement, leadership, community educa-
tion, policy development and school and community administration in over 30 devel-
oped, and developing, countries.
Contact details: Tony Townsend, Department of Educational Leadership, Florida
Atlantic University, Boca Raton, FL 33431, USA. Email: townsend@fau.edu
RICHARD BATES
Richard Bates is Professor of Education (Social and Administrative Studies) in the
Faculty of Education at Deakin University. His scholarly work has been concerned with
the Sociology of Education (where he contributed to the debate over the 'new sociology
of education in Britain in the '70's) and Educational Administration (where he con-
tributed to the emergence of an alternative 'critical'theory during the '80s). His work as
Dean (1986–2000) drew him into debates over teacher education and his Presidency of
the Victorian and Australian Councils of Deans of Education led him to contest official
views regarding teacher supply and demand and challenge the marginalisation of teacher
education programs. He is President of the Australian Teacher Education Association, a
past President of the Australian Association for Researchers in Education and a Fellow
of the Australian College of Education and the Australian Council for Educational
Administration. He is currently writing about morals and markets, public education,
ethics and administration, the impact of educational research, and social justice and the
aesthetics of educational administration as well as teacher education.
Contact details: Richard Bates, Faculty of Education, Deakin University, Geelong,
Victoria, 3217, Australia. Email: rbates@deakin.edu.au
T. Townsend and R. Bates (eds.), Handbook of Teacher Education, 737–737.
© 2007 Springer. Printed in the Netherlands.
739
INFORMATION ABOUT THE AUTHORS
Gloria Abernethy is an Academic Adviser at the Bay of Plenty Polytechnic,
Tauranga, New Zealand.
Majed Abu-Jaber is Professor and Dean of the Faculty of Educational Sciences of
the Hasemite University in Zarka, Jordan.
Michael Aiello is the Head of Centre for Continuous Professional Development at
the Liverpool John Moores University, Liverpool, England.
Ahmed M.Al-Hinai is the Director of Human Resources Development Department,
Ministry of Education, Oman.
Mahmoud Al-Weher is an Associate Professor in Science Education and Vice Dean
of the Faculty of Educational Sciences of the Hasemite University in Zarka, Jordan.
Lawrence Angus is Professor and Head of the School of Education at the University
of Ballarat in Ballarat, Australia.
Au Kit Oi is a Senior lecturer in the Department of Creative Arts and Physical
Education at the Hong Kong Institute of Education, Hong Kong, SAR.
Aysen Bakioglu is a Professor in the Department of Educational Science at Marmara
University, in Istanbul, Turkey.
Richard Bates is Professor of Education in Social and Administrative Studies in the
Faculty of Education at Deakin University in Geelong, Australia.
Bette Blance is an Associate of the Centre of Professional Development, Griffith
University, Brisbane, Queensland, Australia.
Kevin Brain is a research fellow in the Unit for Educational Research and Evaluation,
School of Lifelong Education and Development, University of Bradford, England.
Liz Brown is a Lecturer in Visual Art at Christchurch College of Education in
Christchurch, New Zealand.
Gail Burnaford is a Professor of Teacher Education in the College of Education at
Florida Atlantic University, Boca Raton, Florida, USA.
Brian Cambourne is an Associate Professor in the Faculty of Education of
University of Wollongong in Wollongong, Australia.
Lorelei Carpenter is a Lecturer in the School of Education and Professional Studies
at Griffith University in Brisbane, Australia.
Cheng May Hung is a Senior lecturer in the Department of Mathematics, Science,
Social Science and Technology at the Hong Kong Institute of Education, Hong Kong.
Cheung Lai Man is Principal of Cognitio College in Hong Kong.
T. Townsend and R. Bates (eds.), Teacher Education in Times of Change, 739–744.
© 2007 Springer. Printed in the Netherlands.
740
Fiona Christie is a Lecturer in TESOL in the Moray House School of Education,
University of Edinburgh, Scotland.
Louise Comerford Boyes is a Research Fellow at the Unit for Educational Research
and Evaluation, School of Lifelong Education and Development, University of
Bradford, England.
Judith Crowe is an Assistant Professor of Education at California Lutheran
University, in Thousand Oaks, California, USA.
Teri C. Davis was director of the Teacher Preparation and Certification Program at
Tulane University in New Orleans, Louisiana, USA.
Christopher Day is Professor of Education and Co-director of the Centre for
Research on Teacher and School Development at the School of Education, University
of Nottingham, England.
Janet Draper is a Senior Lecturer at the School of Education and Lifelong Learning
at the University of Exeter, England.
Glenn Finger is a Lecturer in the School of Education and Professional Studies at
Griffith University in Brisbane, Australia.
Douglas Fisher is a Professor and the Director of Professional Development at San
Diego State University, in San Diego, California, USA.
Victor Forrester is an Associate Professor in the Department of Education Studies,
Hong Kong Baptist University, Hong Kong, SAR.
Christine Gardner has worked for many years in the Tasmanian school system and
is a doctoral student at the University of Tasmania, Launceston, Australia.
Paul Gathercoal is a Professor of Education at California Lutheran University, in
Thousand Oaks, California, USA.
Ruth Gorinski is a Senior Research Leader and the Project Director Te Kauhua at
the Pacific Coast Applied Research Centre, Bay of Plenty Polytechnic, Tauranga,
New Zealand.
Janinka Greenwood is a Principal Lecturer in Teacher Education at Christchurch
College of Education in Christchurch, New Zealand.
Ozge Hacifazlioglu is a lecturer in the Faculty of Science and Literature at
Bahcesehir University, in Istanbul, Turkey.
Eileen Honan is a Senior Lecturer in the School of Education at The University of
Queensland in St Lucia, Australia.
Neil Hooley is a lecturer in the School of Education at Victoria University in
Melbourne, Australia.
INFORMATION ABOUT THE AUTHORS
Huang Fuqian is Professor in the Department of Theory of Curriculum and
Instruction at South China Normal University in Guangzhou, China.
David Imig was President and CEO of the American Association of Colleges of
Teacher Education (AACTE) from 1980–2005 and has recently accepted an appoint-
ment in the Curriculum and Instruction Department at the University of Maryland –
College Park, USA.
Scott Imig is an assistant professor in the Curry School of Education at the
University of Virginia, USA.
Danjun Ying is a lecturer in the English Department of the College of Foreign
Languages at Zhejiang Normal University, in Jinhua, Zhejiang, People's Republic of
China.
Beverley Jane is a Senior Lecturer in the Faculty of Education at Monash University
in Melbourne, Australia.
Jonathan Jansen is Professor and Dean of the Faculty of Education of the
University of Pretoria in South Africa.
Silva Karayan is an Associate Professor of Education at California Lutheran
University, in Thousand Oaks, California, USA.
Julie Kiggins is a lecturer in the Faculty of Education of the University of
Wollongong, in Wollongong, Australia.
Ron Linser is the Role Play Simulations Director of Fablusi P/L, in Melbourne,
Australia.
John Loughran is the Foundation Chair of Curriculum and Professional Practice
and Associate Dean in the Faculty of Education at Monash University in Melbourne,
Australia.
Douglas O. Love is an Assistant Professor of Accounting at Illinois State University
in Normal, Illinois, USA.
Susanne Maliski is a Teacher at Ascension Lutheran School in Thousand Oaks,
California, USA.
Thomas McCambridge is an Assistant Professor of Education at California
Lutheran University, in Thousand Oaks, California, USA.
Gerald W. McKean is the Interim Chairperson, and an Associate Professor of
Accounting at Illinois State University in Normal, Illinois, USA.
H. James McLaughlin is Associate Professor and Director of Graduate Studies in
the Department of Teacher Education at Florida Atlantic University, in Boca Raton,
Florida, USA.
741
INFORMATION ABOUT THE AUTHORS
742
Marion Meiers is Senior Research Fellow for the Australian Council for Educational
Research, in Melbourne, Australia.
Barbara E. Moely is Professor Emerita in Psychology at Tulane University in New
Orleans, USA.
Alex Moore is the Head of School and a Reader in Education at the School of
Curriculum, Pedagogy and Assessment in the Institute of Education at the University
of London, England.
Mike Newby is Emeritus Professor of Education at the University of Plymouth,
England.
Dorothy Ng Fung Ping is a teaching fellow in the Faculty of Education at the
University of Hong Kong, in Hong Kong, SAR.
Jim O'Brien is Vice Dean and Director of the Centre for Educational Leadership,
Moray House School of Education, University of Edinburgh, Scotland.
Pang King Chee is Chief Executive of K C Pang Consultants Limited, Hong Kong,
and is formerly Vice President of the Hong Kong Institute of Education, Hong Kong,
SAR.
Robert P. Pelton is an Associate Professor of Education and Professional
Development School Coordinator in the Department of Education and Social
Sciences at Villa Julie College in Stevenson, Maryland, USA.
Charles P. Podhorsky is an Administrator and Induction Program Coordinator for
the City Heights Educational Collaborative, in San Diego, California, USA.
Lydia Pungur is a full time doctoral student in the Department of Educational Policy
Studies at the University of Alberta in Edmonton, Canada.
Ivan Reid is Professor of Sociology of Education and Director of the Unit for
Educational Research and Evaluation at the University of Bradford, England.
Iris Riggs is a Professor and Associate Dean in the College of Education, California
State University, San Bernardino, USA.
Geoff Romeo is a Senior Lecturer in the Faculty of Education at Monash University
in Australia.
Glenn Russell is a Senior Lecturer in the Faculty of Education at Monash University
Australia.
Janet Ryan is a Senior Lecturer in the Faculty of Education at Monash University
Australia.
Ruth Sandlin is a Professor and Chair of the Department of Educational Psychology
and Counseling, California State University, San Bernardino, USA.
INFORMATION ABOUT THE AUTHORS
Jill Smith is Principal Lecturer in Art and Art History Education in the School of
Creative and Visual Arts, Faculty of Education, The University of Auckland, New
Zealand.
Konai Helu-Thaman is Professor of Pacific Education and UNESCO Chair of
teacher education and culture, at the University of the South Pacific. She is based at
the Laucala campus in Suva, Fiji.
Margaret Taplin is an educational consultant working in Mathematics Education
mostly in Australia and Hong Kong.
Tony Townsend is Professor and Chair of the Department of Educational Leadership
at Florida Atlantic University, in Boca Raton, Florida, USA.
Harrison Tse is a Lecturer in the Department of Curriculum and Instruction at the
Hong Kong Institute of Education, Hong Kong, SAR.
Manjula Waniganayake is an Associate Professor in the Institute of Early
Childhood at Macquarie University, in Sydney, Australia.
Zachariah O.Wanzare is a Lecturer in the Department of Educational Management
and Foundations at Maseno University in Kenya.
Kevin Watson is Principal of Winstanley College in Wigan, England.
Muriel Wells is a lecturer in the Faculty of Education at Deakin University at the
Waurn Ponds campus in Geelong, Victoria, Australia.
Susan Wilks is a Senior Fellow in the Faculty of Education and Teaching and
Learning Advisor in the Faculty of Architecture, Building and Planning, The
University of Melbourne, Australia.
John Williamson is Professor of Education at the University of Tasmania,
Launceston, Australia.
Amy Yip is now retired but was previously a Senior Lecturer at the Hong Kong
Institute of Education in Hong Kong, SAR.
David Zyngier is a lecturer in Curriculum and Pedagogy in the Faculty of Education
at Monash University in Melbourne, Australia.
743
INFORMATION ABOUT THE AUTHORS
INDEX
745
academic freedom, 41, 459
academic learning, 95
academic orientation, 242
academic standards for teachers, 5
accountability, 9–11, 16, 19, 25, 26, 34–35,
38–39, 42, 54, 98, 104, 111, 129–131,
141, 144–145, 153, 161, 221, 301,
356–357, 366, 404, 445, 542, 599, 600,
606, 608, 630, 654, 728, 730, 731–732
accreditation, 6, 71, 106, 108, 110, 118, 170,
245, 653, 730
accreditation standards, 106, 110
action research, 17, 51, 61, 70, 73–76, 227,
339, 426, 458–460, 465, 467–468,
473–474, 510, 519–520, 523, 526–528,
543, 563, 571, 586, 613, 614, 619
Activist, 601
Advanced Professional Term (APT), 270
agency, 84, 117, 130, 136–137, 141, 564,
600, 604–605, 607, 727
alternative approach to initial teacher
education, 370
alternative certification, 6, 13, 244, 283, 730
alternative certification programs, 13, 283
alternative preparation, 103, 245
alternative programs, 6, 103, 110, 245
alternative ways of certifying teachers, 5
America Reads, 221
appropriate learning strategies, 57
assessing student performance, 352
assessment, 10, 12, 19, 21, 25, 27, 60, 82,
85, 104, 109–110, 123, 158–159, 170,
187, 194, 199–200, 220, 224, 230–231,
258–260, 262, 270–273, 285, 287, 291,
293, 311, 318, 323–324, 347, 349, 353,
359, 369, 374, 382, 392–394, 398–399,
401, 403–404, 410–411, 413, 417,
429–430, 449, 452, 458, 460–461, 462,
467, 475, 495, 499–502, 509, 512–515,
517–520, 527–528, 565, 573, 575, 587,
597–601, 605–606, 616, 632, 635,
641–643, 645–647, 652–654, 678–679,
682, 704–705, 713, 727
assumptions, 18, 34, 61, 74, 100, 247, 305,
543, 572, 589–590, 629–630, 682
at-risk, 206, 221, 229, 231
Australian Computer Society, 715
authentic assessment, 642–643, 653–654,
682
authentic reflection, 581
autonomy, 30, 34, 39, 41–42, 69, 81,
128–130, 138–139, 148, 173, 301, 346,
382, 436, 440–443, 595, 597–603, 606,
681, 733
Bachelor of Education (BEd), 115
baseline data, 474
Basic Education Schools, 44
bean counters, 148, 152
beginning teachers, 13–15, 72, 103–104,
106, 108–109, 271, 285, 303, 319–328,
332, 343–346, 348–359, 366, 371, 383,
391, 393, 417, 564, 571, 573, 578–580,
722
Biculturalism, 76
biography, 557, 573, 607, 609
boundary structures, 572, 573
bricolage, 614
Bricoleur, 614
buddy pairs, 195
bureaucratised developmental map, 404
Bush administration, 101, 103
business management, 153
capabilities, 20, 72, 138–139, 172, 255, 332,
465, 521, 715, 716
capacity building, 9, 34, 68–70, 473
centralised education system, 45
746
centralization of decision making, 96
charismatic subject, 573, 575, 578
charter schools, 6, 287, 730
Chartered Teacher Standard, 391
Chief Inspector of Schools, 118
Choice, 81
Christchurch College of Education, 68
Christian missionaries, 55
citizenship, 30, 35, 437
Civic Attitudes and Skills Questionnaire
(CASQ), 295
civil society, 128, 132, 154
class size, 163, 320, 349, 387
classroom experience, 119, 573, 576–577,
581, 614
classroom management, 109, 227, 244, 247,
269–271, 273, 275, 277, 345, 352, 394,
421, 427, 603, 663, 699
classroom management skills, 269, 277, 352
class-size reduction, 101
clinical practice, 98, 105, 219, 222, 252, 284
clinical training, 244
Cluster workshops, 309
Collaboration, 88, 508, 519
collaborative, 16, 21–22, 48, 57, 60, 75,
83–84, 124, 171, 190, 195, 197–198,
200, 203, 228, 269, 273, 302, 307–308,
337, 374, 377, 417, 433–434, 436, 438,
447, 450, 453–454, 457–458, 466, 468,
472–473, 515, 520, 542–543, 546–548,
550–553, 600–601, 618–619, 634, 642,
657–663, 667–672, 676, 678, 694, 696,
701, 706
Collaborative Action Research, 219, 222,
225–226
collaborative inquiry, 543, 546–547,
550–553
collaborative reflection, 547, 553
colonialism, 27, 56, 730
communication technologies, 366, 565, 633,
657–658, 692, 695, 713, 716
community, 3, 5, 7, 14, 22, 26, 30–31,
35–36, 41, 54–55, 57, 68, 70, 72–73,
75–76, 79–80, 83–84, 90–91, 96,
99–100, 103, 111, 132–136, 138, 145,
147, 150, 153, 160–162, 171, 181–182,
190, 196, 199, 201–202, 220, 226, 249,
251, 255–256, 269–270, 273, 285–287,
295, 297, 302–305, 310–311, 313, 324,
332–337, 339–341, 344, 346, 349,
354–356, 358, 368, 372–375, 377–378,
416, 433, 436, 441, 448–450, 452–453,
467, 470, 472, 475, 482, 489, 520–521,
535, 536, 539–543, 550–553, 562, 585,
595, 601, 637, 642, 657–658, 660–661,
664–668, 670–672, 676, 678–679, 683,
686, 702–703, 708, 712
community colleges, 103
Community coordinators, 199
Community experiences, 332
Community Learning, 372
community of practice, 182, 310, 540–543,
550–552, 660, 664, 667–668, 671
community of scholars, 702–703, 708
Community organizations, 336
community teachers, 340
compassion, 30, 63, 298, 530
competence, 14, 19, 28, 30, 43, 120–121,
123–124, 128, 160, 255, 308, 345, 348,
359, 382, 385, 386–388, 394, 399,
401–402, 404, 416, 418, 424, 542, 574,
577, 603, 630, 660, 667, 682, 721
competencies, 71, 120–121, 194–195, 201,
222, 225, 247, 340, 365, 465–466, 473,
598, 602, 629–631, 635, 637, 649, 678,
682, 705
competent craftsperson, 573–575, 578
competent craftsperson discourse, 573, 575
competition, 25, 81, 83, 128, 142, 153, 159,
172–173, 383, 434, 515, 517, 536, 606,
663, 701, 712, 727–728
computer education, 711
computer literacy, 711, 718, 721
computer-rich environments, 712
Computers, 713, 715, 720
computers in education, 711
conceptual map of ICT skills, 635
confirmatory factor analysis, 495, 502, 504
conflict situations, 56
connectedness, 188–189, 191, 209, 340, 732
Consecutive Model, 242
constant change, 42, 43
constructivism, 102, 222, 230, 680
context-specific environment, 371
contingent/idiosyncratic aspects of
teaching, 575
INDEX
continuing professional development
(C.P.D.), 599
Continuous Development of Teachers, 7
continuous social construction of
knowledge, 372
Coordinator of Field Experiences, 288
costs, 37, 109, 159, 171, 366, 597, 644, 662,
678, 728, 732
counter-hegemony, 209
Courses with field components, 289
critical/social orientation, 243
critical reflection, 352, 470, 498–501, 504,
571, 588
cross cultural transfer, 57
cross-cultural classroom, 56
cult of performativity, 194
cultural capital, 34, 149, 153, 205, 207–208,
210, 466, 473, 482
cultural communication., 135, 136
cultural competencies, 465, 473
cultural differences, 41, 56, 71, 136, 670,
729
cultural gaps, 57
cultural justice, 729
cultural recognition, 729
cultural sensitivity, 56, 60
culturally democratic, 54, 61
culture, 8, 9, 17, 25, 28, 30–34, 43, 45–48,
50, 55–58, 60, 62–63, 76, 82, 89, 90,
133, 145, 153–154, 160, 171–173,
180–181, 231, 235–236, 284, 286–287,
299, 302, 304, 321, 337–338, 347–348,
355, 359, 370–371, 378, 424–425, 445,
447, 450, 453, 455, 458, 461, 464,
473–475, 479–483, 487, 490–491, 507,
519, 531, 540, 542–543, 552–553, 562,
565–566, 600, 604, 609, 627, 635, 644,
651, 654, 657, 664–669, 671, 700, 711,
729, 733
culture of teaching, 445, 447, 519
Culture shock, 284
curricular transformation, 12, 229–230, 238
curriculum, 9, 10, 16–19, 21, 25, 30, 33, 35,
37–39, 46, 49, 57–61, 70, 72–74, 79,
81–82, 85, 87, 91, 104–105, 108, 111,
116, 123, 132, 139, 143–144, 148–149,
152–154, 158, 170, 172, 193, 198,
205–206, 230, 232, 236, 238, 245, 249,
253, 268, 270, 274, 278–280, 283–285,
320, 324, 332, 334–336, 340, 346, 348,
350, 352, 354, 368, 372–374, 393–394,
410, 417, 426–428, 437–440, 442, 445,
447, 449–450, 452, 455, 465, 467–469,
471, 479–481, 483–486, 489–491, 504,
507–508, 510, 514, 518–520, 523–527,
529, 531–537, 540, 544, 551, 558,
562–563, 566, 588, 591–592, 597–601,
606, 614–615, 628–629, 631, 633,
636–637, 642, 644, 646, 650, 653, 657,
662, 666, 671, 687, 699, 711, 712,
714–716, 718, 720–721, 727, 730, 731,
732
Curriculum Development Council (CDC),
507
curriculum innovation, 18, 152, 540, 551
curriculum reform, 17, 143, 507, 518,
523–525, 531–533, 537
data collection, 154, 223, 233–235, 250,
372, 385, 466, 468, 470–471, 473, 475,
519, 588, 616, 631, 636
decentralization, 8, 51
Delores Report, 59
demographic changes, 15, 381
desire, 12, 51, 86, 95, 169, 209, 221, 237,
288, 332, 338, 368, 445, 463, 544, 577,
578–580, 586, 619
developing technologies, 4
digital networked classroom, 712
discipline, 12, 82, 97, 103, 109, 193, 237,
242, 253–254, 256–258, 284, 286,
319–320, 345, 347, 351–352, 355, 386,
416, 479, 508, 528, 534, 536, 659, 731
discipline knowledge, 731
discourses, 26, 31, 142–143, 208, 573–575,
577–578, 581, 601, 613–617, 621, 623,
711, 712
diverse population, 7
diversity, 4, 8, 11, 30–32, 39, 58, 81, 90,
109, 132, 135–136, 143, 170, 196, 199,
228, 230–232, 284, 293–294, 296, 299,
542, 547, 575, 629, 682, 686, 733
early childhood educators, 675–677, 679,
681–683, 687
economic progress, 58
747
INDEX
748
economic success, 95
Education Action Zone, 80
Education Queensland, 209, 630–631,
633–634, 715
educational benefits of ICTs, 628
educational bureaucracy, 59, 595
educational change, 99, 141–142, 303, 445,
450, 454, 585, 594
educational reform, 9, 42, 47, 59–60, 98, 304,
381, 436, 445, 448, 539, 604, 642, 712
educational targets, 54
educator proficiency, 635
effective teacher, 100–101, 198, 286, 353,
355–356, 359, 426, 465, 501, 607
effective teaching practices, 288–289, 448,
455
effectiveness, 4, 15, 19, 100, 103, 104, 106,
116, 141–142, 194, 245, 256, 258, 296,
344, 358, 381, 409, 412, 424, 433, 436,
457, 462, 465, 468, 472, 495, 574, 598,
603–605, 608, 680–682, 711, 716,
731–733
efficacy, 12, 19, 33, 238, 466, 470, 472, 499,
513, 598, 603, 605, 607, 609
elearner, 712
eLearning, 715
Elyer, 297
emotional aspects of the classroom
experience, 577
emotional baggage, 575, 577
emotional brain, 605
emotional identities, 604
English schools, 28, 79, 84, 113
Entrepreneurial, 600
Environmental Mystery Competition,
663–664
ePortfolios, 641
Essential Learnings, 193
eteacher, 712
Ethnicity, 56
evaluation, 16, 21, 35, 49, 164–165,
168–169, 172, 222, 230, 241, 245–248,
250, 255, 257–262, 269–270, 275,
277–278, 302, 311, 322, 348, 354,
370–371, 373, 383, 409, 411, 414, 436,
437–438, 459, 474–475, 499, 510,
517–518, 523, 527, 535–536, 540, 597,
599, 645, 652, 654, 680–682, 687
evaluation of professional development, 411
evaluation tools, 474
evidence of reflective practice, 574
expatriate teachers, 44
Expectations, 237
Experience, 22, 163, 221, 268, 270, 272,
276, 503, 547, 558, 576, 586, 691–692,
698–699, 705
experiential learning theory, 196, 495, 500,
503–504
expert consensus building, 104
expert knowledge, 99, 585
expert/novice binary, 618
expertise, 4, 26, 41, 43, 46, 49–50, 99, 139,
181, 241, 290, 311, 341, 346, 409, 417,
438, 462, 475–476, 509, 524, 541, 571,
601, 662–663, 695
Facilitator, 274, 276, 470, 473
Faculty, 15, 163, 168, 179, 183–184, 188,
216, 270, 273, 365, 369–371, 374, 705
field and clinical experiences, 287
Field Coordinator, 288
field experience, 4, 194, 197, 200, 202, 245,
267, 268–270, 272–273, 277, 279–280,
283–284, 289–295, 299, 332, 334–335,
337, 341, 345
field experience associate, 267, 269, 279
field experiences and diversity, 284
field placement, 12, 219, 221, 225, 269, 276
field teacher program, 255, 262
First Year Initiative, 182
flexibility, 43, 104, 186, 196, 296, 475, 643,
676, 678, 687
formative and summative data, 474
four resources literacy model, 20, 615
framework for Continuing Professional
Development (CPD), 391
Freedom Charter, 30
future-oriented, 196
gaze, 578, 580, 621, 623
General Teaching Council, 122
Global Classroom Project, 662
global economy, 36, 727
global market ideology, 57, 59
globalisation, 37, 56–57, 127, 136, 141–142,
154, 727
INDEX
globalisation era, 142
globalisation theories, 141
Globalization and Diversity, 7
group interaction, 12, 179
Guandong Province, 523, 526
Her Majesty's Inspectorate, 113
heterogeneous group, 185
high performing countries, 96
high quality pre-service programs, 4
high quality teacher, 14, 96, 99, 100,
103–105, 226
high stakes, 97, 98, 131, 445, 518, 597, 598
Higher Education, 101–102, 113, 115–124,
158, 160–161, 169, 172, 256, 394, 437,
457, 573
Higher Education Act (HEA), 101
highly qualified beginning teachers, 285
highly qualified teacher, 4, 96, 99, 101, 103,
109, 228, 285, 299, 317, 331
holistic teaching, 46
Holmes Group, 220, 243
Hong Kong Institute of Education (HKIED),
272
Hong Kong Special Administrative Region
(HKSAR), 268
human psyche, 579
ICT, 4, 21, 80, 394, 437, 439, 440, 566,
627–637, 658, 670, 675, 677, 678, 711,
714–715, 718, 721–722, 732
ICT curriculum integration, 628, 631
ICT initiatives in educational systems, 631
ICT integration, 627, 629, 631
identification, 17, 104, 107, 122, 158, 216,
223, 393, 468, 474, 482, 510, 513, 579,
580, 608, 629, 662, 691
Identity, 609
idiosyncrasy, 575
iEARN (the International Education and
Resource Network), 661
image-driven, 711, 712
Impact of Technology, 7
improvement of practice, 519
independence, 138, 202, 467, 481, 535, 608,
705, 733
independent learning, 193, 198, 586
indigenous culture, 25, 56, 62, 665
indigenous education system, 57, 59
Indigenous knowing, 568
Indigenous students, 664, 666, 670
induction, 13–15, 46, 87, 98, 121, 241, 267,
317–328, 332, 341, 353–360, 366, 369,
381–385, 388, 391, 393, 397, 401,
404–405, 448, 732, 733
Induction practices, 360
induction programs, 317–318, 328,
353–354, 357–359, 369
Information and Communication
Technologies, 21, 627
Information and Communications
Technology in Education
(ICTE), 711
information technology, 234, 425, 437, 507,
511, 711, 732
inquiry, 15, 29, 75, 171, 196, 198, 206, 220,
221, 223, 233, 242, 249, 267, 293,
303–304, 339, 370–371, 449, 470, 485,
496, 510, 519–520, 542–548, 550–553,
563, 568, 601, 613, 670
inquiry as stance, 543
inquiry learning, 196, 198
Integrative Model, 241
interactive technologies, 713
Internet, 102, 248, 275, 627, 634, 636, 645,
657, 661, 671, 683–684, 713, 715–719,
721
Internet capability, 627
Internet technologies, 715
Internship, 306–309, 312, 335, 691, 692,
698, 700, 701, 703
Intrator, 539
Introductory Professional Term (IPT), 270
isolation, 84, 229, 231, 303–304, 345–346,
348, 353, 359, 368, 438, 446–448, 450,
540–541, 636, 706
job satisfaction, 19, 87, 181, 415, 598,
603–605, 607, 609
Johnson and Golombek, 544
Kakala, 62, 63
keeping in touch, 696
Kennett government, 144, 146, 152
Knowing, 74, 510
knowing about teaching, 343
749
INDEX
750
knowledge, 4, 6–8, 11, 12, 16–20, 30,
41–43, 51, 55–61, 63–64, 68–69,
72–73, 75–76, 82, 84, 87–88, 97–112,
122–124, 128, 131, 137, 139, 144, 153,
158, 162, 167–168, 171–172, 180–181,
183, 190, 196–199, 202, 205–207,
210–216, 221–223, 227, 229–230, 238,
241–242, 245, 247–252, 255, 273,
276–277, 280, 284, 295, 298–299, 303,
305, 311, 317–319, 324, 336, 340,
344–345, 347, 349, 350, 355–356, 358,
365–366, 370–375, 378–379, 387,
409–415, 418, 421–422, 426–429,
433–435, 448–449, 455, 459, 462, 466,
473–476, 479, 480, 484, 488–490,
496–499, 501–503, 508, 511, 518–521,
526, 536–537, 541–543, 546–547, 550,
551–553, 557–568, 571, 574, 585–587,
590–593, 595–596, 600, 603, 606,
613–615, 617–618, 622, 628, 632, 636,
641, 658, 660–662, 667, 670, 672–673,
675, 677–678, 680–681, 686, 693–694,
699, 702, 712–713, 715, 717–718, 720,
722, 731
knowledge base, 17, 249, 250, 371, 473,
476, 521, 595, 600, 670
Knowledge Building Community, 372
knowledge building communities, 196, 198
leadership, 9, 26, 29, 32, 34–35, 39, 61, 71,
79, 80–82, 84–89, 172, 227, 269,
287–288, 296, 335, 356, 359, 409,
416–417, 423, 426, 429, 434–435, 439,
449, 451, 458–459, 461–463, 466, 470,
473–476, 479, 512, 525–526, 532, 537,
585–587, 591–592, 594–595, 607, 662,
672, 676
leadership skills, 296
learning community, 90, 270, 273, 302–305,
310–311, 313, 354–355, 452–453, 470,
541, 660, 683
learning culture, 43, 370, 458, 507
learning objects, 712
learning outcomes, 39, 60, 179, 273–274,
305, 409–410, 412, 414, 509, 528,
595–596, 623, 632, 682, 686
learning society, 43
learning technologies, 4, 20, 672
learning to teach, 208, 244, 249, 343, 356,
357, 692, 695, 703
learning with computers, 629, 711
Lesson study, 446, 451, 454
Lewin Project, 667
licensure, 97–98, 101–102, 106, 109, 317
lifelong learning, 193, 422, 428, 642
Life-wide, 514–515, 517
Local Authority, 115, 394
local communities, 54, 107, 111
Lord Pearson, 114
Mainland China, 18, 523, 538
Management, 85, 164, 182, 246, 272, 306,
309, 312, 396, 399, 458, 462
managerialism, 8, 34, 131, 141–142, 150,
152–153, 460, 599
managerialist approach, 382
Maori, 9, 12, 17, 67–76, 212, 229–, 239,
465–468, 470–476, 479
Maori development aspirations, 71
Mäoritanga (traditions, practices and
beliefs), 480
market, 3, 25, 57, 59, 81–84, 90–91, 117,
131–132, 135, 142, 147, 151, 153, 385,
435, 436, 441–443, 599, 683, 712, 731,
733
Market reputation, 151
mathematics, 98, 109, 214, 250, 286, 413,
445, 448, 454, 557, 565–566
MCEETYA, 632, 634, 714
meaning schemes, 572
Memorandum of Understanding, 73, 76
mentees, 179, 180–181, 183, 185–188,
189–191, 321, 324, 377
mentor teacher, 13–15, 219, 221, 268–269,
272, 274–280, 304–305, 307–311, 318,
321, 323–325, 374, 378, 528
mentoring, 4, 12, 168, 179, 180–191, 198,
205, 222, 245, 267–268, 274, 302,
309–311, 328, 333, 341, 351–352, 354,
369–370, 372, 378, 383, 389, 391, 426,
428, 450, 651, 653, 692–693, 703, 705,
732–733
mentoring program, 179, 181–187, 189, 198,
267
mentoring role, 168, 186, 378
mentorship, 182, 195, 277, 448
INDEX
meta-language, 205, 212–215
Mind Mapping, 516
Mindtools, 713
minority students, 220, 466
modus vivendi, 135–136
moral purpose, 42, 51, 602, 604, 607
motivation and commitment, 607
multi cultural contexts, 466
multiculturalism, 3, 76, 482, 490
multimedia, 630, 635–636, 642, 713, 716
Narrative, 543, 567
narrative inquiry, 267, 543–545, 547, 552
Nation at Risk, 283, 448
National College of School Leadership, 16, 80
national policy setting, 104
National Reading Panel, 220
national teachers, 44
Network technologies, 713
Networked Learning Communities, 16, 80,
83, 90–91, 434
New Basics, 193
New Labour, 82–83, 435
new learning, 12, 184, 193–194, 196, 357,
508, 574, 637, 718
new managerialism, 34, 141–142
New Teacher in School, 113
New Zealand, 9, 12, 17, 55, 57, 62–63,
67–69, 71, 229, 232–233, 236, 238,
465–467, 469, 472, 479–481, 483–485,
490–491, 628, 730
No Child Left Behind Act of 2001, 101
novice teachers, 13, 318–328, 332–333, 343,
347–348, 353, 447, 699
Observation, 291, 335, 503, 510–511, 513, 516
Observers, 395
ongoing professional development, 4
online communication, 632, 636, 657, 668,
714
online community, 658, 671
Online Initiatives, 714
Online Writing Lab, 651
outcomes-based approach to assessing
students, 194
Pacific Education Research Fund
(PERF), 62
Pacific Island schools, 57
Pacific people, 55–57, 60, 62, 63–64
Palmer, 180–181, 189–190
participation, 12, 19, 33–34, 38, 47–48, 60,
70, 72, 133, 158, 168, 172, 190,
229–234, 270, 292, 295, 325, 351, 354,
411–414, 434, 438–439, 470, 472–475,
486, 508, 512, 518, 523, 525, 532,
537–538, 558, 561–565, 568, 618, 634,
642, 644, 659–660, 662, 664, 668–670,
672, 695, 702, 731
participatory research, 19, 558
partnership, 15, 54, 55, 60–61, 68, 71–72,
75, 91, 119, 124, 143–144, 173, 195,
219–220, 222, 227, 232, 245, 252, 270,
274, 287, 299, 301–302, 305–306, 309,
313, 333–334, 368, 371, 374–375,
377–379, 435, 437, 480, 487, 525,
533–534, 537–538, 565, 599, 702
paternalistic culture, 50
PAVOT (Perspective and Voice of the
Teacher), 586
pedagogical knowledge, 41, 247, 250,
473–474, 586, 731
pedagogical power, 180, 190
pedagogy, 6, 9, 12, 25, 51, 56, 102, 111,
143–144, 196, 205–208, 215–216, 223,
229–232, 235, 238, 245, 247–248,
250–251, 268, 285–286, 317, 335, 341,
344, 367, 427, 448, 495, 577, 581, 600,
606, 615, 634, 636, 669, 688, 694, 699,
711, 718, 721–722, 732–733
perceived usefulness of observation, 394
performance, 3, 9, 10, 12, 25–26, 35, 38, 45,
49, 54, 56, 72, 81–85, 91, 98, 100, 103,
105, 109, 116, 120–121, 129, 132, 147,
150–151, 153–154, 157, 160, 162,
167–169, 171, 190, 194, 199, 206,
220–221, 224, 231–232, 237, 243–246,
250, 255–256, 258–260, 267, 269, 275,
283–285, 287, 289, 311, 319, 343, 353,
356, 360, 387, 410, 418, 430, 441, 449,
455, 466, 489, 509, 512, 514–518, 520,
573, 575, 599, 601–602, 606, 608,
630–632, 651–652, 670, 694, 699–700,
703, 728, 730
Performance Activities and
Assessments, 288
751
INDEX
752
performance orientation, 147, 151, 153
performativity, 81, 131–132, 194, 599, 601,
605, 608
personal biography, 607, 609
personal development, 106, 137, 243, 468
personal orientation, 243
personal practical knowledge, 546, 550,
552, 553
policy borrowing, 37, 98
policy debate, 98, 99, 143, 148
policy maker, 3, 42, 50, 84, 95–100, 104,
106, 108–111, 131, 161, 317, 322,
343, 409, 429–430, 467, 475, 495, 504,
599, 727
political involvement, 104
politicalization of education policy, 107
politicalization of teacher education, 10
portfolios, 335, 636, 641–642, 644, 650,
652–653
post-professionalism, 602
power, 3, 7, 8, 10, 21, 29, 31–36, 41, 47, 49,
50, 68, 72, 83, 90, 97, 103, 115,
127–128, 138, 142, 180, 190, 230–231,
236–238, 296, 305–306, 371, 416,
480–482, 518–519, 535, 546–547, 549,
558, 562, 572, 599, 622–623, 628, 675,
706, 730, 733
Practical orientation, 242
practice settings, 17, 465
practicum, 12, 22, 194, 199, 254, 267–268,
270–274, 276–280, 283, 291–293,
301–302, 305, 311, 341, 349, 366–368,
370, 372, 378, 448, 574, 691–696,
698–700, 704, 707
preconceptions, 208, 572
predispositions, 572
premise reflection, 499, 500, 502, 504
preparation of teachers, 96, 251, 283, 301,
365, 731
pre-service education, 344, 346, 352, 355,
358–359, 614, 696, 722
preservice program, 97
preservice teacher education, 11, 179, 190,
301, 366, 628
preservice teacher education students, 190
pre-service teachers' (PSTs), 193
Pressures, 681
Problem-based learning, 372
problem-solving, 193, 498
productive pedagogies, 196, 206, 209–210,
214–215, 731
professional climate, 474
professional competence, 128, 382, 404
professional consensus model, 106
professional cultural capital, 149
professional culture, 153, 154
professional development, 4, 13, 15– 17, 19,
39, 42–45, 47–51, 72–73, 81, 95–97,
100, 121, 162–172, 186, 206, 229,
238–239, 278, 289, 303–304, 352–353,
355, 357, 359, 381–383, 385–389,
391–392, 394, 402, 404–405, 409–418,
426–429, 434, 439, 446–447, 449–454,
457–458, 460, 463, 465–468, 470–476,
495, 507, 523, 525, 538–539, 544, 574,
599, 613–614, 618–621, 630–631,
633–634, 650, 684, 687, 707, 714, 733
professional development model, 446
Professional development programs,
445, 448
Professional Development School, 219–220,
226–227, 270–271, 276
professional experience, 17, 194–195,
198–199, 358, 367, 383, 404, 519, 571
professional field, 153, 194, 197, 200,
202, 580
professional growth, 17, 43, 274, 285, 302,
313, 318, 351, 354, 358, 369, 378, 523,
537, 594
professional identity, 149, 154, 171, 343,
382, 600, 604, 607, 609, 732
professional journey, 594
professional knowledge, 16, 43, 99, 153,
247–248, 349, 365, 387, 411–412, 414,
418, 476, 543, 617
professional learning, 16, 19, 42, 122, 197,
273–274, 301, 306, 354, 412, 441, 448,
471, 474, 520–521, 540–541, 545,
551–552, 571, 573, 592, 692–693, 695,
700, 703, 706–707, 732
professional learning communities, 16,
471, 474
professional positionings, 579
professional practice, 194, 207, 343, 352,
393, 458
professional selves, 603
INDEX
professional support, 345, 598, 732
professional teacher, 103, 113, 241, 285,
303, 322, 389, 542, 631
Professional Teaching Portfolios, 269
Professional Teaching Standards, 106
professional values, 152, 607
professionalism, 19, 41–45, 48–49, 51, 56,
108, 119–121, 124, 152, 172, 249, 368,
383, 416–417, 436, 442, 490, 597,
600–602, 604, 606–608
Proficiency, 635
progressive educational practices, 143
Project Learning, 508–509, 515, 517–518
Promnitz & Germain, 1996, 232
proximal development, 222
public accountability, 19, 600, 608
public education, 5, 6, 107, 228, 296, 455,
727, 728
pupil learning, 95, 98, 423
Quality teaching, 466, 467
Read to Achieve, 219–220, 222, 224,
226–228
reading, 20, 50, 72, 102, 109, 119, 220–222,
224–226, 291–292, 413–414, 471, 507,
540, 565–566, 604, 616, 618, 621, 636,
651, 652, 669, 670, 679, 694, 720
Recognition, 162, 628
reflection, 15, 18–19, 22, 75–76, 167,
197–201, 215, 219, 221, 223, 226–227,
235, 269, 274–275, 279, 286, 289,
295, 304–305, 310, 318, 324, 333, 352,
378, 383, 393, 404, 411–412, 414,
419–420, 423–424, 429, 435, 452–453,
458–460, 468–470, 474–475, 495–504,
508, 510–511, 513, 516, 519, 527–528,
540–541, 544, 545–549, 552–553,
557–559, 561, 564–565, 568, 571,
573–574, 577, 581, 587–588, 620,
645, 676, 691, 700, 702–704, 706–708,
713, 732
reflection on practice, 19, 571, 573
reflection-in-action, 498–499, 516
reflection-on-action, 498, 545, 552
reflective approaches to teaching and
learning, 195
reflective journals, 286
reflective practice, 18, 51, 196, 221, 268–269,
378, 441, 442, 495, 504, 574, 581
reflective practice discourse, 574
reflective practitioner, 18, 19, 199, 310, 374,
499, 578, 613, 614
Reflective Practitioner, 7
Reflective Professional, 247
reflective teaching practices, 454
reflective thinking, 17, 495, 498, 500–503
Reform, 81, 206, 609, 637
reform initiatives, 11, 42
regional teachers' colleges, 54, 61
regulation and autonomy, 128–129
relationships, 12, 13, 29, 56–59, 63, 72–77,
80, 83, 87, 122, 127, 131, 133, 179,
182, 189, 195, 197, 210, 211, 229–232,
235, 237–238, 267–269, 280, 308, 338,
341, 349, 358, 366, 369, 373–375, 404,
409, 415–416, 436, 443, 466–467,
470–472, 476, 481, 495, 503–504,
542–543, 550–552, 604–609, 615,
618–620, 622–623, 628, 679, 681, 688,
692, 694, 700, 706
Research Lesson, 446, 453
research methodology, 70, 473, 481, 484
research-based approach, 105
researching practice, 588
retention, 12, 13, 15, 72, 82, 162, 179, 229,
230–236, 238–239, 244–245, 267, 279,
287, 318, 336, 355, 358, 381, 388, 435,
448, 466, 468, 599, 608, 609, 732
role expectations, 55, 56, 346, 348
role of parents, 111
role of schooling, 57
role play simulation, 22
role-models, 592
Root, 299
rote-learning, 45–46
safe environment, 550, 552
sanctions, 21, 56, 110
scaffold for professional development, 405
school and college partnerships, 220
School Charter, 145–148, 151, 153
school coordinators, 269, 280
School Council, 147, 148, 151, 153
school culture, 45, 47, 90, 145, 302, 304,
347, 359, 474, 607
753
INDEX
754
school effectiveness, 4, 15, 141–142, 381
school effectiveness and improvement, 15
School Improvement Plan, 219
School Improvement Team (SIT), 224
school leaders, 32, 322, 323, 356, 359, 409,
524–525, 532, 537
School partners, 219
school principals, 12, 150, 246, 255–262,
273, 358–359, 525, 532, 537, 571, 614
school university partnership, 13, 304–305
school-based curriculum, 507
School-based learning, 372
school-based practioners, 222
secondary teacher education, 54
Secretary of Education, 4, 102
self-esteem, 43, 167, 190, 345, 508, 531,
590, 609, 696
self-reflection, 420, 423–424, 429, 499,
501, 508
self-understanding, 19, 576
Service Learning, 286–290, 292, 295, 651
shared language, 474, 552
situated learning, 196
social capital, 133–134
social influence, 609
social justice, 29, 35, 70, 147, 151, 153, 296,
434, 679
social justice perspective, 151, 296
social skills, 229, 442, 507, 657
Stability, 376
stakeholders, 21, 33–34, 54, 73, 83, 124,
220, 255, 301, 306, 309, 311, 313, 343,
374–375, 379, 382, 435, 460, 462,
472–473, 475, 597, 608, 683, 685, 707
stand-alone curriculum, 657
Standardized tests, 98
standards, 5, 6, 9, 10–11, 14–16, 18, 21, 26,
38, 41–42, 82–83, 90, 98, 105–107,
109, 110, 111, 113, 115, 116, 118–124,
129–130, 157–162, 164, 166–167,
169–173, 194, 198, 231, 237, 248, 275,
283–286, 293, 321–324, 331, 340, 354,
358, 367, 370, 381, 410, 417, 436, 442,
455, 526, 575, 597–598, 601, 605, 609,
629–630, 632–633, 642–643, 644, 646,
651–654, 675, 687, 714, 728, 730
Standards and Accountability, 7, 9
standards of accreditation, 6
STAR Reading Assessment, 224
State certification, 101
status for teachers, 5, 107
Status of Teachers, 59, 129
structural equation models (SEM), 501
student achievement., 3, 18, 98, 220, 227,
244, 409, 411, 445, 447–450, 466, 468,
471, 474, 728
student centred pedagogy, 143
student learning, 4, 60, 95–96, 101, 104,
108, 110–111, 206, 215–216, 270, 285,
303, 312, 409, 411–414, 424, 445–447,
449–450, 455, 467, 471–472, 476, 507,
510–511, 514, 518, 523, 586, 601, 642,
657, 712–713, 731
student learning outcomes, 60, 409, 412, 414
student participation, 12, 158, 229–230,
232–234, 518, 642
student performance, 3, 129, 352, 410, 449,
466, 515, 517, 520, 528, 651
systemic online initiatives, 633
targets, 54, 83, 98, 110, 147, 153, 394, 449,
508, 597
Te Kauhua, 465, 469–471, 473–474, 476
te reo Mäori (the Mäori language), 485
Teacher as Learner, 526
teacher attrition, 13, 317, 318, 320, 448
teacher autonomy, 39, 441
teacher certification programs, 246
teacher commitment, 42, 162, 319, 388
Teaching Commission, 286, 299
teacher concerns, 415, 424
teacher development, 16, 248, 277, 318,
370, 426, 430, 450, 510, 544, 574, 599
teacher education, 4, 6–13, 15–16, 18, 20–21,
39, 45, 47, 54, 60–62, 70–71, 73–74,
95–119, 121, 127–130, 132–134, 139,
141–142, 179, 190, 205–208, 210, 227,
241–244, 246, 249, 251–254, 258,
267–268, 270–271, 279, 283, 285, 299,
301–302, 304–307, 310, 313, 323,
331–334, 337, 340, 341, 347, 350,
353–354, 356, 359, 365–372, 375, 381,
383, 419, 424, 426, 474, 479–480, 491,
495, 504, 543, 566, 568, 573, 580, 613,
INDEX
615, 619, 628–630, 634–637, 675, 691,
700, 704, 715, 717–718, 722, 727–733
teacher education wars, 102
teacher efficacy, 470
teacher growth, 274, 524
Teacher Induction, 7, 321, 392
teacher isolation, 446, 450
teacher knowledge, 101, 213, 250, 489, 541,
543, 590, 592
teacher led professional development, 452
teacher licensing, 108
teacher numbers, 693, 728
teacher preparation, 4, 12, 97, 100, 102,
104–106, 110, 124, 129, 220–222, 227,
241, 243–246, 249–252, 254, 256, 261,
283, 284–285, 299, 301, 317, 332, 340,
350, 356, 631, 731, 732, 733
Teacher Preparation and Certification
Program, 285–286
teacher professional development, 16, 43,
206, 409, 414, 427, 454, 465, 472, 476,
631, 714
teacher professional identity, 149
teacher professionalism, 41–42, 45, 48,
51, 108, 121, 152, 368, 417, 436, 597,
606, 607
teacher proof, 16, 59, 445
teacher quality, 3, 4, 12, 95, 100–101,
220–221, 283, 317, 728
teacher research, 19, 221, 358, 440, 454, 543,
585–587, 591–592, 594–595, 613, 619
teacher research process, 594
teacher researchers, 19, 221, 454, 592, 595
teacher retention, 245, 267, 287, 318, 448
teacher satisfaction, 416–417
Teacher Satisfaction Survey, 224, 226–227
teacher shortage, 11, 13, 103, 327, 331,
333, 628
teacher success, 16, 279, 344, 415–420,
422–426, 428–430
teacher supply and retention, 15, 381
Teacher Training Agency (TTA), 117, 124
Teacher-centred learning, 670
teachers, 3–22, 25, 27, 30, 31–32, 35,
37–39, 42–45, 47–51, 54–62, 64,
69–76, 79, 80, 82, 84, 86–91, 95–104,
106–111, 113–117, 119–124, 127–129,
131–133, 138–139, 141–144, 146–152,
154, 157, 162, 170–172, 182, 190,
193–194, 198–199, 201–202, 205–216,
219–222, 224–228, 230–232, 237–239,
241–262, 267–289, 291–293, 296, 299,
301–313, 317–328, 331–341, 343–360,
365–369, 371–372, 374, 377–379,
381–389, 391–394, 396–397, 400,
403–405, 409–430, 433–436, 438–443,
445–455, 457–459, 465–466, 468–476,
479–480, 484–487, 490–491, 495,
500–503, 508–512, 514–518, 520–521,
523–529, 531–544, 546–547, 552–553,
564–565, 568, 571–581, 585–588,
590–592, 594–609, 613–623, 627–637,
641–645, 647, 649–651, 653, 658–659,
661–662, 664–665, 667–672, 691–696,
698–707, 711–718, 720–722, 727–733
Teachers as co-learners, 533
Teachers as Leaders, 536
teachers as professionals, 18, 45, 51, 119
teachers as reflexive practitioners, 618
Teachers as researchers, 249
Teaching 124, 201–202
teaching and learning, 12, 16–17, 19–22, 44,
55, 58, 60, 62–63, 90, 91, 111, 160,
166, 179, 182, 193–198, 200–201, 203,
215, 221, 248–249, 252, 334, 336, 339,
357, 376, 394, 404, 412, 435–436,
438–440, 442, 445, 460–462, 471, 476,
491, 507, 510, 514, 519, 521, 539–541,
568, 575, 577, 585–588, 591–592, 595,
598, 601–602, 605–606, 615, 628–629,
633, 635–636, 642–643, 652, 654, 657,
675, 678, 680, 686–687, 703, 711–712,
715–717, 731–732
teaching commitments, 86, 383
teaching methods, 10, 208, 246, 251, 257,
258–262, 351–352, 415, 422–424,
428–429
teaching profession, 11, 14–15, 44–45, 99,
108, 113, 120, 122, 128, 153, 241–242,
253, 267–268, 271, 309, 318, 343–345,
349–353, 355, 358–359, 366–367, 385,
417, 490, 615
teaching skills, 4, 43, 241, 273, 285, 345,
365, 421
755
INDEX
756
technician teacher, 102
Technological orientation, 242
Technology, 7, 22, 368, 437, 508, 628, 630,
633–634, 649, 711, 715, 721–722
technology and assessment, 653
technology in the classroom, 667, 712, 718
telecommunications in teaching and
learning, 657
Temporary Certification, 6
testing, 8, 26, 35, 98, 131, 153, 248, 250, 331,
413, 597–600, 606, 636, 663, 697, 731
theory and practice, 199, 221–222, 365, 463,
468, 560, 585, 596, 650, 692, 694
theory/practice binary, 615
theory-practice gap, 585, 595
thinking curriculum, 193
time, 4, 6, 7, 11, 13–17, 19, 25–26, 32–33,
35, 42–43, 45, 47, 49, 50–51, 53, 56,
62, 63, 73, 79, 85–90, 97, 99, 100,
104–105, 109, 114–119, 122–123,
143–144, 146–148, 151–152, 161, 165,
167–168, 172, 179, 181–182, 184–185,
187, 190, 198–200, 207–210, 214, 225,
228, 234, 237, 241–242, 245, 247–248,
252, 268, 270–271, 276, 278–279, 283,
288, 296–298, 301–304, 306–308, 310,
313, 317, 320–322, 324, 333–334, 338,
340, 343, 347–350, 352, 354, 357–359,
366, 368–369, 372, 377–379, 382–386,
388–389, 391–392, 398, 400–402, 405,
410–414, 416–417, 424, 426, 429–430,
436, 440–442, 446–448, 451–453, 455,
458–460, 463, 467, 470, 472–475, 483,
496, 498, 499, 504, 509, 511, 513, 514,
517–520, 523–524, 527–528, 531–538,
541, 544–550, 557–559, 563, 565–566,
568, 572, 575–576, 578, 587–588,
590–591, 593, 599, 602–607, 613,
616–618, 620–622, 629, 635, 641,
643–644, 646–647, 649–653, 657–658,
661–662, 664, 668–669, 671–672,
675–676, 678, 680, 682–683, 685–688,
691–692, 695, 698, 699, 701, 703–704,
706–707, 715, 718–720, 728
traditional programs, 109, 110, 271
traditional teacher education programs, 109
Training & Development Agency for
Schools (TDA), 124
transformation, 12, 28, 33, 35, 55, 168, 229,
230, 236, 238, 250, 365, 496–497, 503,
542, 564–565, 628, 707, 727
transformational potential of ICTs, 628
transformative learning theory, 495,
499–500, 503–504
transition from pre-service training, 15,
343, 353
Treaty of Waitangi, 9, 69, 479–480, 484,
486–491
Trust, 189, 376
U.S. Department of Education, 285,
317, 649
uncertainty about finding work, 392, 404
UNESCO Chair, 60–61
university facilitators, 13, 15, 267, 269, 278,
280, 374, 375
unqualified teacher, 383
Values, 35, 393, 507, 508, 528
values education, 18, 523–526, 528–529,
531–535
valuing teacher research, 586
varied demographic conditions, 3
Virtual community, 660
Virtual Schooling Service, 633, 634
vision, 33, 43, 47–51, 69, 90, 190, 230,
309, 310, 339, 348, 359, 455, 461,
482, 514, 539, 541, 594, 607, 635,
652, 654
webfolio system, 21, 642, 645, 647, 649,
651, 653, 654
Webfolios, 644
Wells, 21, 541, 551, 552
Wenger, 196, 541, 542, 543, 550, 552, 660,
667, 702
Whitehurst, 103
whole school experience, 268
Winstanley College, 460, 462–464
worker productivity, 95
workload, 15, 84, 86–87, 91, 158, 184, 305,
328, 345, 383, 385, 387, 417, 425–426,
429, 463, 509, 511, 517, 687, 702
World Bank, 98, 727
World Wide Web, 684, 715, 719, 721
World Wide Web (WWW), 684
INDEX
... The technology used in ILBS-ECHO has demonstrated its utility in educating clinicians through co-managed care of underserved patients [5]. The geographic isolation of many communities in India precludes [15] ongoing on-site professional education or consultation. ...
... The technology used in ILBS-ECHO has demonstrated its utility in educating clinicians through co-managed care of underserved patients[5]. The geographic isolation of many communities in India precludes[15] ongoing onsite professional education or consultation. ...
Aims: The objective of the study was to assess the effectiveness of the one-day training program on liver care among nursing professionals using online training platform of ECHO (Extension for Community Healthcare Outcomes). The study also aimed to assess the impact of one-day training program on liver care on their attitude and practice at least after four months. Study Design: Pre-post design Place and Duration of Study: Institute of Liver and Biliary Sciences New Delhi and 26th March 2019 till 22nd February 2020. Methodology: A one-day training program titled "Approach to patients with liver diseases" on management of liver infections for nursing professionals was conducted. An online link for KAP and Pre-post knowledge assessment questionnaire consisting 32 (KAP) questions was shared with all registered participants. Same Knowledge questionnaire consisting 19 questions was shared with the participants after training. Four months after training impact assessment was conducted by sharing the online link with the participants of the conducted program. The data was extracted in MS excel. The continuous variable was presented as mean and standard deviation (SD) or median and Inter quartile range (IQR) as appropriate. The categorical variable was presented as frequency and percentages. Paired t-test was used to assess the difference in pre and post knowledge assessment. For performing the requisite analysis, knowledge score was divided as poor-to-moderate (<66.67%) and Good (≥66.67%). The analysis was performed in IBM-SPSS version 22. Results: A total of 5974 nursing professionals were trained in 17 one day trainings and data for KAP and pre-post assessment data was available for 4647 and 3456 participants respectively, out of which 295 participants were analysed for impact assessment. Correlation coefficient between knowledge, attitude and practice score stated Pre-knowledge score was significantly correlated with attitude (r=0.19, p<0.05) and practice (r=0.20, p<0.05) whereas attitude and practice were also found to be significantly correlated (r=32, p<0.05) with each other. Conclusion: The results from this study support the use of ILBS-ECHO model in tele mentoring the health care professionals by providing education and training in assessment and management of liver diseases. The technology used in ILBS-ECHO has demonstrated its utility in educating clinicians through co-managed care of underserved patients.
... Learning is symbolized not only by increased autonomy for the learner, but also has a higher focus on participatory learning. With constitution of subject matter, dissemination and participation enacting key roles, and on different roles for the teacher, indeed, even a debacle of the distinction between teacher and student altogether (Meiers 2007). ...
Industry 4.0 is a vital activity as of late presented on the planet. The objective of the activity is change of modern assembling through digitalization and abuse of possibilities of new advances. Industry 4.0 includes a wide arrangement of advancements that gives a decent stage to development and inventive arrangements. So as to actualize such condition, it requires the usage of cutting edge expectation instruments that includes the transformation of information into data in an orderly procedure to clarify vulnerabilities. This innovation is a chance to change the monetary principles of the business. The Industry 4.0 generation framework is in this way adaptable and empowers individualized and redid items. The point of this investigation is to introduce and encourage a comprehension of Industry 4.0 ideas, its drivers, empowering influences, difficulties and openings. The examination is likewise featuring the job of the Government on the side of Industry 4.0. Every one of the informations and data utilized in this examination has been acquired from secondary sources
... The technology used in ILBS ECHO has demonstrated its utility in educating clinicians through co-managed care of underserved patients. The geographic isolation of many communities in India precludes [15] ongoing on-site professional education or consultation . While there are a variety of educational programs and media available at this time, most online venues do not involve face-to-face interactions with colleagues and do not address their professional isolation. ...
Project ECHO is aimed at developing capacity for safe and effective treatment of chronic, common and complex diseases in rural and underserved areas while monitoring outcomes to ensure quality of care. ILBS is the rst institute to replicate this model in India under the aegis of ILBS-ECHO program with a goal to identify, treat and manage liver related disorders across the country. Using state of the art tele health technology and clinical management tools ILBS-ECHO trains and supports physicians in the community to develop knowledge and self-efcacy on a variety of diseases not usually considered within their scope of practice. As a result, these physicians can deliver best practice care for complex health conditions in community-based sites where this specialty care was previously unavailable. Using the technology developed project ILBS- ECHO aims to build on and successfully implement the ECHO model to the Indian scenario.
... Furthermore, teaching quality is related to the teachers' pedagogical content knowledge, which includes content knowledge, effective teachings, and the knowledge on how students learn the content (Meiers, 2007;Shulman, 1987). The implication of pedagogical content knowledge is applicable in the daily teaching, such as maintaining students' motivation, subject-related attitudes, and other forms of students development (Shulman, 1987). ...
- Syahruddin Syahruddin
- Andi Ernawati
- Muhammad Natsir Ede
- Khadijah Binti Daud
The extent of the role of teachers' pedagogical competence on the practice of school-based management (SBM) was explored in this study. Interviews have been conducted in order to collect the qualitative data from the participant in Pare-Pare, South Celebes, Indonesia. It was discovered that the teachers' pedagogical competence has not been developed as it was expected. Accordingly, it was reported that teachers' creativity was limited by the domination of the government's interference. It is suggested that in order to improve the quality of SBM, teachers' continuing professional development is highly required.
... Teachers must be professional. Professional teachers can master science and learning models, can motivate students, and have broad insights [2]. These three things can be achieved by teachers if they can master four teacher competencies, namely pedagogical competence, personal competence, social competence, and professional competence [3]. ...
... Teachers reported that the school offered Arabic to develop functional literacy in Arabic to enable students to read and understand the Koran and Hadith. The school offered Islamic Studies, which included History, Hadith, Aqidah, and Fiqh to develop knowledge and skills to read the Koran, understand hadith, and applied the values learned in everyday life (Meiers, 2007). It also aimed to understand the life story of the Prophet Muhammad (SAW) from childhood to adulthood, prophethood era and imitate the values in it. ...
- Kamarodin Abas Abdulkarim
- Fitriah M. Suud
This study evaluated the Madaris curriculum integration for Muslim primary education in Mindanao. It assessed the psychological effects of such integration on teachers and students in Arabic writing and reading, religiosity, Islamic values, and teacher professional development. This qualitative and quantitative research used a descriptive-evaluative design. The purposive sampling method was used to collect data using a questionnaire which was analyzed statistically. This study showed that the psychological effects of integrating teachers and students to Arabic writing and reading, religiosity, Islamic values, and teacher professional development worked well. Both teachers and students demonstrated the ability to write and read Arabic, values about God, Islam, people, the nation, and the environment.
Purpose – As demonstrated in the literature, teachers ' knowledge sharing, self-efficacy and creativity display certain levels of cause-and-effect and correlational connections from different perspectives. Nonetheless, few studies, if any, have been reported on the interplay of these three concepts in the context of the language classroom. As such, this study aims to test a structural model of English as a foreign language (EFL) teachers ' knowledge sharing, self-efficacy and creativity and specifically to examine the hypothesis that creativity mediates the relationship between EFL teachers ' knowledge sharing and self-efficacy. Design/methodology/approach – The participants were 384 EFL teachers from different language institutes across Iran. The EFL teachers were selected based on random stratifi ed sampling method. To verify the research hypotheses, a quantitative correlational design was used in the present study. The quantitative data was collected using three questionnaires, and then descriptive and inferential statistics were used to analyze the data. Therefore, we used the EFL teachers ' creativity questionnaire developed by Khany and Boghayeri (2014), knowledge sharing behavior scale by Ramayah et al. (2014) and teachers ' self-efficacy questionnaire by Tschannen-Moran and Hoy (2001). To analyze the data, Pearson correlation and multiple regression were run. Findings – The findings revealed the hypothesized model of relationships among the study variables. The results also con firmed the mediator role of creativity. The implications of the findings in relation to creativity, knowledge sharing and self-efficacy are discussed. Originality/value – The bulk of research on teacher self-ef fi cacy has concentrated fairly adequately on its relationship with factors such as teachers ' re fl ective practice, critical thinking, emotional intelligence, personality and student achievement. What seems to be rather missing in this line of research has to do with the exploration of the possible links among knowledge sharing, self-efficacy and creativity as interacting variables, especially in the context of Iran where teachers ' knowledge sharing is lower than expected. More importantly, no previous investigation has tapped into the mediating effect of creativity on the connection between English teachers ' knowledge sharing and self-efficacy.
- Parisa Yeganehpour
All countries, regardless of their level of development and position in the world economy and relations, try to adopt similar survival behaviors in the management of educational institutions since the first signs of the corona outbreak. Numerous people are contextually forced to learn from each other in this new adapted environment while not everyone is pessimistic about the pandemic situation and its unexpected obligations. Many people believe that the pandemic crisis is an opportunity to warm up the foundation of family relationships and the integration of high standard virtual education at global and inclusive levels. The unexpected change in social and educational intuitions reminds humanity of the vital and bright side of technology in this critical period. This chapter examines and models how virtual education can save money and resources to provide well-designed and purposeful learning opportunities for students to learn without fear when proper plans are implemented to overcome the impact of crises through the power of technological social learning.
- Elke Binner
Im Rahmen der Qualitätsentwicklung und -sicherung von Unterricht wurden in den letzten zwei Jahrzehnten auf Bundes- und Länderebene auch Maßnahmen zur Professionalisierung von Lehr-personen festgelegt. Vor diesem Hintergrund begannen 2012 am Deutschen Zentrum für Lehrerbildung Mathematik (DZLM) auch Arbeiten, um bestehende Fortbildungsangebote für Grundschullehrkräfte zu erweitern. In dieser Arbeit wird das Konzept einer Stochastik-Fortbildung für Lehrpersonen, die Mathematik in der Grundschule unterrichten, vorgestellt. Die Entwicklung greift Forschungserkenntnisse zum Verständnis von professioneller Kompetenz von Lehrpersonen und zur Gestaltung von Professionalisierungsprozessen auf und bindet konzeptionell Impulse für Unterrichtsentwicklungsprozesse ein. In fünf Kursdurchführungen wurde das Konzept realisiert und hinsichtlich seiner Umsetzbarkeit untersucht. Die in diesem Rahmen gewonnenen Daten von 120 Lehrpersonen geben detailliertere Einsichten in Entwicklungsprozesse unterschiedlich qualifizierter Lehrpersonen. Die Ergebnisse zeigen insbesondere, dass in der fachinhaltlich orientierten Fortbildung ein fachlicher und fachdidaktischer Wissenszuwachs erreicht werden kann. Die Defizite bezüglich einer mathematischen Grundausbildung eines Lehramts können bei Lehrpersonen, die Mathematik fachfremd unterrichten, auf diesem Weg aber nicht überwunden werden. Die Untersuchungen zeigen zudem, dass die qualifikationsheterogene Zusammensetzung der Kursgruppen die Durchführung und das Lernen der Lehrpersonen bereichern. Mit der Einbindung des Konzepts der Professionellen Lerngemeinschaft (PLG) in den Kurs und Erprobungen in den Praxisphasen gelingt es, Impulse für Unterrichtsentwick-lungsprozesse zu geben. Diese Fortbildung kann ein berufsbegleitender Baustein in der Ausprägung von Lehrkräfteprofessionalität sein und den lang andauernden Prozess der Konstruktion und Selbstkonstruktion des Berufs unterstützen.
- Masoud Mahmoodi-Shahrebabaki
Teacher retention has remained a severe challenge for the American educational system. Retention of literacy teachers and reduction of their turnover can be more imperative given that literacy teachers are obliged to teach the foundational academic skills to students. Among the key factors inciting teacher turnover are work-family conflict (WFC) and burnout. This mixed-method research examined the relationships between WFC, burnout, and turnover intentions among literacy teachers. The study involved two phases: the quantitative phase using mediation analysis and the qualitative phase using interviews. The participants for the quantitative study were a sample of around 164 American literacy teachers. Self-report surveys were used for data collection, and structural equation modeling (SEM) was used to examine the mediating effect of burnout on the effect of WFC on turnover intentions. Semi-structured and one-to-one interviews were conducted in the second phase of the study. The sample for the interview study were five literacy teachers with high scores on the turnover intentions scale. For the analysis of interview data, thematic content analysis (TCA) was undertaken. The findings indicated that WFC significantly predicted burnout and turnover intentions. Burnout also significantly predicted turnover intentions, and burnout mediated the effects of WFC on turnover intentions. Also, controlling the effects of grade level (elementary and nonelementary) and years of teaching experience did not have a statistically significant effect on the initial findings. The results of TCA also indicated that teachers perceive student misbehavior and parent behavior as significant contributors to teacher burnout and turnover intentions.
This study uses a national probability sample of 1,027 mathematics and science teachers to provide the first large-scale empirical comparison of effects of different characteristics of professional development on teachers' learning. Results, based on ordinary least squares regression, indicate three core features of professional development activities that have significant, positive effects on teachers' self-reported increases in knowledge and skills and changes in classroom practice: (a) focus on content knowledge; (b) opportunities for active learning; and (c) coherence with other learning activities. It is primarily through these core features that the following structural features significantly affect teacher learning: (a) the form of the activity (e.g., workshop vs. study group); (b) collective participation of teachers from the same school, grade, or subject; and (c) the duration of the activity.
This report examines effects of structural and process features of professional development programs on teachers' knowledge, practice and efficacy. It is based on four recent (2002-2003) studies undertaken through the Australian Government Quality Teacher Programme, designed to enhance teacher quality. The total data set for the survey study includes 3,250 teachers who had participated in eighty individual professional development1 activities within these studies. Teachers were surveyed at least three months after participating in an activity, which provided them with the opportunity to gauge the impact of programs on their practice. To investigate factors affecting impact, a theoretical model was developed based on recent research into the characteristics of effective professional development and tested using blockwise regression analysis. The model included contextual factors (e.g., school support), structural features of programs (e.g. ,length), process features (e.g., emphasis on content; active learning; examination of student work; feedback; follow-up), a mediating variable (level of professional community generated), and four outcome measures (knowledge; practice; student learning and efficacy). Consistent significant direct effects were found across the four studies for the impact of content focus, active learning, and follow-up on knowledge and professional community. Feedback was rarely incorporated into program design. Impact on efficacy was strongly related to the perceived impact of activities on teachers' practice and student learning outcomes.
- David Cohen
- Heather C. Hill
Educational reformers increasingly seek to manipulate policies regarding assessment, curriculum, and professional development in order to improve instruction. They assume that manipulating these elements of instructional policy will change teachers' practice, which will then improve student performance. We formalize these ideas into a rudimentary model of the relations among instructional policy teaching, and learning. We propose that successful instructional policies are themselves instructional in nature: because teachers figure as a key connection between policy and practice, their opportunities to learn about and from policy are a crucial influence both on their practice and, at least indirectly, on student achievement. Using data from a 1994 survey of California elementary school teachers and 1994 student California Learning Assessment System (CLAS) scores, we examine the influence of assessment, curriculum, bear out the usefulness of the model: under circumstances that we identify, policy can affect practice and both can affect student performance.
- Thomas Guskey
Describes five levels of evaluation to improve professional development: Participants' reactions, participants' learning, organization support and change, participants' use of new knowledge and skills, and student learning outcomes. (Contains 14 references.) (PKP)
What are the Attributes of Excellent Teachers? Paper presented at Research Conference
- J Hattie
Translating teaching practice into improved student achievement
- J Supovitz
Improving Student Performance through Professional Development for Teachers Executive Summary, First in America Special Report, NC Education Research Council
- Charles L Thompson
What Key Club Medals Do They Give to High School Graduates When Having Qa Lot of Volunterring Hours
Source: https://www.researchgate.net/publication/226853425_Teacher_Professional_Learning_Teaching_Practice_and_Student_Learning_Outcomes_Important_Issues
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